In re Sheldon G.
- Reporters:
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- Before:
- Peters
This appeal concerns the scope of discretion that
The facts are undisputed. On September 29, 1987, the respondent, Sheldon G., then sixteen years old, broke into the movant’s home, struck her with a golf club, and then forced her to have sexual intercourse with him. On September 28, 1988, in an adult criminal proceeding in the Superior Court, he pleaded guilty 2 to sexual assault in the first degree, in violation of
The movant instituted a civil suit for damages against Sheldon G. and his father in November, 1988. Counsel for Sheldon G. in the civil action subsequently provided the movant’s counsel with medical and psychological reports regarding his client. One of these reports was a psychosocial history prepared by Whiting Forensic Institute (Whiting) in March, 1989, for the youth’s sentencing in the Superior Court. That report indicated that Sheldon G. had “a history of sexual offending behaviors” and referred, in turn, to an earlier report, dated July 23,1987, from “Connections Inc.,” a counseling and treatment facility in Middletown, which recommended placement in a treatment program to prevent “more serious sexual misbehavior.” The Whiting report noted that these treatment recommendations had not been “activated in a timely manner due to numerous canceled appointments by parents according to [Department of Children and Youth Services] staff.”
The movant inferred from the Whiting report the existence of records of adjudications, in either neglect or delinquency proceedings regarding Sheldon G., in the Superior Court for Juvenile Matters. She thereupon moved for disclosure of any such records that might exist, arguing that she had demonstrated a “compelling need” for the records because they “[might] well disclose evidence or lead to evidence” that Sheldon G.’s father had “long had knowledge of his son’s aberrant sexual conduct.” Although counsel for Sheldon G. had provided the movant with the Whiting report and with an authorization for the release of medical records, counsel for the movant acknowledged at oral argument that he had not used the authorization to seek discov
The movant maintained at trial, as she does here upon appeal, that
We have not previously had the occasion to consider the scope of the discretionary authority vested in the trial court by
I
We turn first to the language, history and policy concerns of
In construing a statute, “our goal is to ‘ascertain and give effect to the apparent intent of the legislature.’ ” State v. Champagne, 206 Conn. 421, 428, 538 A.2d 193 (1988), quoting State v. Blasko, 202 Conn. 541, 553, 522 A.2d 753 (1987). To discern the intent of the legislature, we look first to the words of the statute. State
The history of
In 1969, the legislature significantly amended the juvenile records statute in order to strengthen its confidentiality provisions. The 1969 amendment expressly
The circumstances and discussion surrounding the adoption of these various amendments do not in every case reveal whether the legislature intended to limit, to expand, or merely to clarify the existence of judicial discretion to disclose information in juvenile records. In at least two instances, however, the legislative
In 1980, in response to complaints by victims of offenses committed by juveniles, the legislature sought to amend the confidentiality statute to give victims access to certain information regarding juvenile offenders. As originally drafted, the amendment would have provided in relevant part that “[t]he court in its discretion, in any case, may permit an inspection of any papers or records and such papers and records or any part thereof shall be made available to . . . (3) the victim of the crime, if requested by him prior to the erasure of such papers and records.” Raised Committee Bill No. 5073, Feb. Sess., 1980. A representative of the victim witness assistance unit of the office of the chief state’s attorney testified before the judiciary committee in support of the amendment, observing that the state’s attorneys unanimously agreed that victims of offenses committed by juveniles should be entitled to learn the disposition of the cases in which they were involved. He noted, however, that the proposed bill, as drafted, would provide victims with access to “all the information that’s in the various court records.” Conn. Joint Standing Committee Hearings, Judiciary and Governmental Functions, Pt. 2, 1980 Sess., pp. 397-98, remarks of Dennis Barry. In the view of
The judges in the Superior Court for Juvenile Matters immediately perceived the effect of this amendment as a limitation on their residual discretion to order disclosure.8 The legislature responded in 1982 by revis
The legislative history of the 1982 amendment sheds further light on the scope of the residual judicial discretion to disclose, for two reasons. First, the legislators supporting the revision expressly acknowledged that the 1980 amendment had abrogated the residual discretion of the juvenile court to make information from a juvenile’s records available to a victim for the purpose of facilitating a civil suit. See, e.g., 25 H.R. Proc., Pt. 2,1982 Sess., p. 479, remarks of Representative Richard D. Tulisano (“[t]he legislation before us, in effect, tries to bring the law back to what it was a couple years ago, before we tried to clean it up”). Second, despite this express awareness that the earlier act had curtailed judicial discretion, the legislature did not simply repeal its earlier enactment. Rather, it refined-through heated debate and a number of amendments to the proposed bill—the guidelines it wished to impose upon trial courts for the release of one very specific piece of information, the name of the juvenile offender.10 The 1982 amendment revised the confidentiality statute,
We conclude, accordingly, that the present statute still affords discretion to the court to disclose information in circumstances neither enumerated in the statutory exceptions nor mandated by constitutional due process. The legislature has, however, manifested its intent to narrow the scope of the trial court’s discretion insofar as the request for disclosure relates to an inquiry that directly implicates one of the statutory exceptions. It is from this perspective that we must analyze the request for disclosure in this case.
II
The statutory limitations expressly contained in
The movant argues that Sheldon G.’s age at the time of his crime entirely removes him from the protection of the confidentiality statute. Her principal contention is that Sheldon G.’s adult actions have rendered any protection from the stigma of his juvenile offenses irrelevant. That contention is buttressed, she maintains, by Sheldon G.’s own authorization of the release of his residual medical records, which has, in effect, “attenu
Two considerations support our conclusion that the legislature intended to limit a victim’s access to the juvenile records of an adult. First,
A
A basic principle of statutory construction requires that a statute should “be considered as a whole, with a view toward reconciling its separate parts in order to render a reasonable overall interpretation.” Ganim v. Roberts, 204 Conn. 760, 763, 529 A.2d 194 (1987); see also Peck v. Jacquemin, 196 Conn. 53, 63, 491 A.2d 1043 (1985); In re Juvenile Appeal (83-CD), 189 Conn. 276, 288-89, 455 A.2d 1313 (1983). “Our task is to construe a statute as a whole and to harmonize its disparate sections within the bounds of reason.” State v. Gonzalez, 210 Conn. 446, 451, 556 A.2d 137 (1989). It is appropriate, therefore, to consider the language and legislative policies of related passages in
The provisions in
Nothing in these provisions suggests that the legislature intended to open juvenile records for public inspection in these circumstances; the limited purpose of the exceptions, according to the statement of purpose accompanying the bill that created them, was “[t]o provide that juvenile court records and records of youthful offenders be open to judges for sentencing of persons convicted of very serious crimes or adjudged youthful offenders so that the court may have knowledge of a history of anti-social actions.” Proposed Senate Bill No. 361, 1977 Jan. Sess., p. 1. The narrow purpose of these exceptions indicates that the legislature intended the general rule protecting the confidentiality of juvenile records to prevail despite subsequent convictions for “very serious crimes” in adult criminal proceedings.
In order to test the validity of the movant’s contention that no significant privacy interest survives the respondent’s authorization of the release of his medical records, we must examine the nature of the privacy interests implicated in the records that are protected by
The legislature has implicitly recognized the privacy interest of a juvenile’s family members in such records in at least one context.
We do not suggest that the legislature intended, in
With these statutory policy concerns in mind, we turn now to examine the particular request for disclosure that is before us. The movant in this case has sought access to any and all records concerning the respondent that might be found in records of juvenile matters. She simply argues that she should be allowed to examine the records because they “may well disclose evidence or lead to evidence that the [respondent’s] parent long had knowledge of his son’s aberrant sexual conduct.”17 Counsel for the movant acknowledged at oral argument in this court that the movant had not yet sought to depose any of the parties in this action or to make use of the medical authorizations provided by the respondent to secure information from the service providers who worked directly with him. Counsel for the movant contended in this court that nothing in
The present language and structure of
The judgment of the trial court is affirmed.
In this opinion the other justices concurred.
Notes
“[General Statutes] Sec. 46b-124. (Formerly Sec. 51-305) records, (a) All records of cases of juvenile matters as defined in
“(b) Any complaint or any information based on such complaint transferred from the jurisdiction of the circuit court to the jurisdiction of the juvenile court prior to October 1, 1971, shall remain in the superior court as a confidential record and shall not be disclosed except upon order of a judge of the superior court.”
Although the respondent pleaded guilty to the criminal charges under the doctrine of North Carolina v. Alford, 400 U.S. 25, 91 S. Ct. 160, 27 L. Ed. 2d 162 (1970), thereby refusing to admit the factual basis of all of the state’s allegations, he subsequently admitted the conduct recounted in this summary in his responses to the movant’s request for admissions in the underlying civil action.
We express no opinion about the extent to which particular service providers such as psychiatrists may invoke a privilege against disclosure of communications that Sheldon G. may have made to them.
Public Acts 1921, c. 336, § 2, provided in relevant part: “[The juvenile court in each jurisdiction] shall keep separate records, which, including the records of probation officers, shall not be open to public inspection except upon the order of the court. Such records pertaining to any particular case shall be open at all times to the inspection of the child concerned and its parent or guardian.” The statute as then enacted provided no other standards to limit or guide the juvenile court judge’s exercise of discretion over public access to the records.
This amendment was subsequently codified as
Although we usually limit our inquiry of legislative history to remarks made during the debates on the floor of the House of Representatives or the Senate; see State v. Golino, 201 Conn. 435, 445, 518 A.2d 57 (1986); we have occasionally considered committee testimony when it contains particularly compelling evidence about the problem, issue or purpose underlying a statute. Mahoney v. Lensink, 213 Conn. 548, 559 n.15, 569 A.2d 518 (1990). In this case, a particularly persuasive reason for considering this testimony exists: the omnibus bills under consideration by the committee had been proposed by the judges of the juvenile court themselves. Conn. Joint Standing Committee Hearings, Judiciary and Governmental Functions, Pt. 1,1969 Sess., p. 38, remarks of Judge Thomas D. Gill. The representative who summarized the bill on the floor of the House of Representatives noted that it “embodies a concurrence among all the judges of the Juvenile Court” as to changes needed in existing laws. 13 H.R. Proc., Pt. 11, 1969 Sess., p. 4980, remarks of Representative James T. Healey.
According to Judge Driscoll, who testified at length before the Joint Standing Committee on the Judiciary and Governmental Functions about several pending bills designed to revise juvenile justice procedures, the juvenile court judges had a particular concern about preserving the court’s authority over the confidentiality of juvenile records. She noted that agencies or institutions that had received juvenile records pursuant to a court order had subsequently released those records to other parties without seeking another court order authorizing the second disclosure. One purpose of the amendment concerning confidentiality of records was to preclude such redisclosure, even to other service providers working with the affected juve nile, without a specific order from a juvenile court judge. Conn. Joint Standing Committee Hearings, Judiciary and Governmental Functions, Pt. 1, 1969 Sess., pp. 49-50, remarks of Judge Margaret C. Driscoll.
We note, as did the trial court, that the statutory exceptions regarding the access of victims to information in juvenile records are not directly applicable to the movant in this case. The respondent was no longer a juvenile when he attacked the movant, and the records of his arrest and conviction in relation to that crime are not “records of cases of juvenile matters” but rather public records of the Superior Court’s adult criminal proceedings.
“Previously, the judge had total discretion in releasing information as to the identities of juveniles referred or the disposition of the cases. Many judges exercised this discretion to release information necessary to facilitate civil recovery from the child’s parents as permitted by
First, the court was granted discretion to release the name of any juvenile offender to a victim who made a written application stating his intent to bring a civil suit, and second, the court was granted discretion to reveal the identity of a juvenile who had been adjudicated a delinquent to the victim of the juvenile’s delinquent conduct, regardless of whether the victim intended to bring suit.
The original draft of the 1982 bill provided for the release of the name of the juvenile charged with the commission of a delinquent act only if the victim made a written application stating his intention to bring a civil suit. At the recommendation of the judicial department, the bill was revised to permit disclosure only when a referred juvenile had been found guilty of the act by an adjudication of delinquency. Representative Tulisano, opposing an amendment to the 1982 bill that would have permitted a victim to obtain the referred offender’s name even if the victim did not intend to sue and even if the offender had not been adjudicated delinquent in regard to the offense, argued that strict safeguards against disclosure were required because the standards of probable cause for referring a child to the juvenile court were less stringent than those imposed in the adult criminal justice system, and the possibility of mistaken referrals was accordingly higher. 25 H.R. Proc., Pt. 2, 1982 Sess., pp. 485-86, remarks of Representative Richard D. Tulisano. Representative Tulisano supported a subsequent amendment, however, that enabled a victim to obtain the name of a referred juvenile before adjudication only if the victim stated his intention to bring suit, and after adjudication for any purpose. In effect, Representative Tulisano characterized the two provisions as alternative distributions of the burden of proof: in the first alternative, the victim could obtain the name only if he intended to sue, in which event he would bear the burden of proving that the accused juvenile had in fact committed the offense, while in the second, the state would have borne the burden of proving the accused juvenile’s actual commission of the delinquent act. 25 H.R. Proc., Pt. 6, 1982 Sess., p. 1989, remarks of Representative Richard D. Tulisano. This amendment was ultimately adopted.
The movant also contends that the respondent effectively waived the protection of
In an analogous context regarding the disclosure of psychiatric records also protected by a confidentiality statute, this court has observed that there are “strong policy reasons” for maintaining the confidentiality of files containing highly personal information about family members whose conditions are not at issue. State v. Storlazzi, 191 Conn. 453, 458, 464 A.2d 829 (1983). “Such records often will contain sensitive and private material from and about other members” of the subject’s family; id.; and such material should not be disclosed unless a compelling need is shown. In Storlazzi, the court concluded that a criminal defendant’s constitutionally protected right to cross-examine a key state’s witness required the court to conduct an in camera examination of the witness’s psychiatric records to determine whether anything in those records suggested the witness’s inability to “recall and relate the truth.” Id. In the present case, as the trial court correctly observed and the movant does not dispute, the movant’s interest in Sheldon G.’s alleged juvenile records does not implicate any constitutionally protected right. In addition, the movant has not explored alternative avenues of discovery that are readily available to her. Under these circumstances, the trial court was correct in concluding that it had no duty to conduct an in camera review of any records it might locate concerning Sheldon G.
It is doubtful that any civil litigant pursuing a claim against a juvenile or Ms family could establish a need compelling enough to persuade a court to allow the litigant unrestricted access to all the information contained in juvenile records. At most, on a sufficient showing of exhaustion of other sources of information, the litigant might seek an in camera review by the court to determine the existence of specific evidence.