In re R.L.S., a Minor (Marsha Timmons, on Behalf of R.L.S., Appellee, v. Ronald L.S., Appellant).
Supreme Court of Illinois.
*25 Kelly A. Kirwin, Minooka, Frank P. Andreano, of Dunn Martin & Miller, Joliet, for appellant.
Herbolsheimer, Lannon, Henson, Duncan & Reagan, P.C., Ottawa (Michael T. Reagan, Karen C. Eiten, Michael C. Jansz, of counsel), for appellee.
Chief Justice THOMAS delivered the judgment of the court, with opinion:
At issue in this appeal is the standing requirement for guardianship petitioners under article 11 of the Probate Act of 1975 (Probate Act) (755 ILCS 5/11-1 et seq. (West 2004)).
BACKGROUND
The minor, R.L.S., is the daughter of Karyn S. and respondent, Ronald S. On December 15, 2002, Karyn died in an automobile accident. At the time of her death, Karyn and respondent were separated. Karyn and R.L.S. had been living with Karyn's maternal grandmother, Alma Meyers. Respondеnt resided in Florida. Following Karyn's death, R.L.S.'s maternal grandparents, Ronald and Marsha Timmons (petitioners), filed a petition in the circuit court of La Salle County to be appointed R.L.S.'s temporary and permanent guardians. The trial court entered an ex parte order appointing petitioners temporary guardians of R.L.S. and set the matter for a hearing.
Respondent moved to dismiss the petition, arguing that petitioners lacked standing to bring a petition for guardianship. The trial court denied the motion. The court relied on section 11-5(b) of the Probate Act (755 ILCS 5/11-5(b) (West 2004)). The court noted that, under this provision, petitioners could еstablish standing if they could rebut the presumption that respondent was willing and able to make and carry out day-to-day child-care decisions concerning R.L.S. Following an evidentiary hearing and written arguments by the parties, the court concluded that respondent was correct that petitioners lacked standing. In a written order dismissing the guardianship petition, the court stated that, initially, it had been under the impression that the sole standing requirement to petition for guardianship was set forth in section 11-5(b). The court later determined, however, that it was bound by a line of appellate court cases, beginning with In re Person & Estate of Newsome,
Petitioners appealed, and the appellate court reversed.
ANALYSIS
The primary objective in construing a statute is to give effect to the legislature's intent, presuming the legislature did not intend to create absurd, inconvenient or unjust results. In re Madison H.,
Respondent argues that the appellate court erred in failing to follow other appellate court decisions holding that the standing requirement of the Marriage Act must be read into the Probate Act. See, e.g., Newsome,
The reasoning of Newsome was as follows. The superior rights doctrine, which holds that parents have the superior right to the care, custody, and control of their children, is incorporated in both the Marriage Act and the Probate Act. The Probate Act recognizes the doctrine in section 11-7, which provides:
"If both parents of a minor are living and are competent to transact their own business and are fit persons, they are entitled to the custody of the person of the minor and the direction of his education. If one parent is dead and the surviving parent is competent to transact his own business and is a fit person, he is similarly entitled. The parents have equal powers, rights and duties concerning the minor. If the parents live apart, the court fоr good reason may award the custody and education of the minor to either parent or to some other person." 755 ILCS 5/11-7 (West 2004).
The superior rights doctrine is also recognized in section 601(b)(2) of the Marriage Act. Section 601, which is entitled "Jurisdiction; Commencement of Proceeding," provides in subsection (b)(2) that a custody proceeding may be commenced by a nonparent "by filing a petition for custody of the child in the county in which he is permanently resident or found, but only if he is not in the physical custody of one of his parents."[1] 750 ILCS 5/601(b)(2) (West 2004). This court has interpreted this section as a standing requirement for nonparents. Peterson,
After Newsome was decided, the legislature amended section 11-5(b) of the Probate Act to add a standing requirement. Section 11-5(b) now provides as follows:
"The court lacks jurisdiction to proceed on a petition for the appointment of a guаrdian of a minor if (i) the minor has a living parent, adoptive parent or adjudicated parent, whose parental rights have not been terminated, whose whereabouts are known, and who is willing and able to make and carry out day-to-day child care decisions concerning the minor, unless the parent or parents consent to the appointment or, after receiving notice of the hearing under Section 11-10.1, fail to object to the appointment at the hearing on the petition or (ii) there is a guardian for the minor appointed by a court of competent jurisdiction. There shall be a rеbuttable presumption that a parent of a minor is willing and able to make and carry out *28 day-to-day child care decisions concerning the minor, but the presumption may be rebutted by a preponderance of the evidence." 755 ILCS 5/11-5(b) (West 2004).
In In re Estate of Johnson,
Respondent maintains, nevertheless, that the Newsome court's reading of the Probate Act is necessary to preserve the Act's constitutionality. Respondent contends that, unless guardianship petitioners under the Probate Act are required to show that the child is not in the physical custody of one of his parents, the Probate Act violates the parents' due process rights.
Petitioners contend that respondent has waived any constitutional arguments because he did not make them in the trial court or in the appellate court and because he did not notify the Attorney General pursuant to Supreme Court Rule 19 (134 Ill.2d R. 19). We disagree. Respondent won in the trial court and was the appellee in the appellate court. "`Where the trial court is reversed by the Appellate Court and the appellee in that court brings the case here for further review, he may raise any questions properly presented by the record to sustain the judgment of the trial court, even though those questions were not raised or argued in the Appellate Court.'" Dineen v. City of Chicago,
Respondent's due process argument is based on Troxel v. Granville,
Second, there had been no court finding, or even an allegation, that the custodial parent was unfit. The Court noted the presumption that fit parents act in the best interests of their children. Troxel,
We disagree with respondent's assertion that the Probate Act, when not read in conjunction with section 601(b)(2) of the Marriage Act, suffers from the same infirmities identified by the courts in Troxel and Wickham. Rеspondent argues that, just as the Washington statute allowed "any person" to petition for visitation at "any time," the Probate Act allows any qualified nonfelon adult (755 ILCS 5/11-3(a) (West 2004)) to commence a guardianship proceeding simply by filing a petition (755 ILCS 5/11-5(a) (West 2004)). Respondent contends that the problem is cured if Newsome is followed and the court is required to dismiss a guardianship petition if the child is in the physical custody of one of his parents.
While it is true that the Probate Act places only minimum limits on who may file a petition for guardianship, the Probate Act does not suffer from the first infirmity identified by the Supreme Court in Troxel. The problem with the "any person" at "any time" language considered in Troxel was that it allowed any visitation decision by a fit parent to be subject to state court review. Once a visitation petition was filed, the statute allowed the matter to go directly to a best-interests hearing before a judge, and the parent's determination of the child's best interests would be given no deference at the hearing. Troxel,
The second major problem identified by the Supreme Court in Troxel was the manner in which the statute was applied to a parent who had not been found unfit. Fit parents are presumed to act in the best interests of their children, but the trial court in Troxel applied the opposite presumption. It required a parent to disprove that visitation with the petitioners was in the child's best interests. By applying thе statute in this manner, the trial court "failed to provide any protection for Granville's fundamental constitutional right to make decisions concerning the rearing of her own daughters." Troxel,
Such a problem should never arise in a guardianship proceeding under the Probate Act. Section 11-7 specifically protects the custody rights of fit parents. The first sentence of this section provides that if both parents are living, fit, and competent to transact their own business, they are entitled to custody. The next sentence provides that if one parent is deceased, then the surviving parent, if fit and competent to transact his or her own business, is entitled to custody. Respondent, as R.L.S.'s surviving parent, is thus entitled to custody if he is a fit person and competent to transact his own business.
Some ambiguity is created by the final sentence of section 11-7. This sentence provides that, "[i]f the parents live apart, the court for good reason may award the custody and education of the minor to either parent or to some other person." Respondent is concerned that this sentence means that, because he was living apart from the mother when she died, the court may grant guardianship to some other person simply on a shоwing of "good reason," and that this sentence trumps the previous sentence, which would allow him to have custody if he is fit. It appears that the trial court and the appellate court also interpreted the statute in this manner. At the beginning of the hearing, the trial court stated that, "under the facts of this case, the parents here of this minor child lived separate and apart. And under Section 11-7, if this were to be considered a custodial case as opposed to a guardianship case, I would have the right to proceed because they were living apart and make a determination based upon the evidence for good reason in awarding custody of the child." When describing the protections afforded by section 11-7, the appellate court stated that "Section 11-7's requirement that the parent be found unfit *32 or, if the parents lived apart, that good cause exists to award custody to some other person provides sufficient protection for parents' superior right to the custody and control of their children within the context of proceedings pursuant to the Probate Act." (Emphasis added.)
We disagree with this interpretation. The final sentence of section 11-7 cannot be read in isоlation from the previous sentences. See Lulay v. Lulay,
Although section 11-7 is quite clear that fit parents are entitled to custody, this court has historically refused to apply the statute as written. Instead, this court has repeatedly held that, despite the statute's pronouncement, a fit parent's custody rights are subservient to the best interests of the child. See, e.g., Kirchner,
"Although Townsend cites to Giacopelli and further finds that the father at issue need not be found unfit to award custody of his child to a third party, it does so pursuant to the Probate Act of 1975, which is only triggered upon the death of a parent, a situation we are not confronted with in the instant case. Unlike the Adoption Act, the Probate Act does not stаtutorily mandate a finding of unfitness as a condition precedent to divesting a parent of custody. (See 755 ILCS 5/11-7 (West 1992); see also People ex rel. Edwards v. Livingston (1969),42 Ill.2d 201 [247 N.E.2d 417 ] (a probate case deciding custody based upon the best interests of the child without a prior finding of unfitness).) The best-interests standard employed pursuant to the Probate Act in Townsend and Edwards is thus inapplicable to the case at bar both because this case does not involve a deceased parent and because Otto's cause of action arises out of the Adoption Act, which mandates a finding of unfitness before parental rights may be terminated." Kirchner,164 Ill.2d at 484-85 ,208 Ill.Dec. 268 ,649 N.E.2d 324 .
There are numerous problems with this passage. First, this court mistakenly distinguished Townsend on the basis that the Probate Act is triggered only upon the death of a parent. While it is obviously true that certain sections of the Probate Act are triggered by the death of a person, it is not true of the guardianship provisions of the Probate Act. Neither article XI (755 ILCS 5/11-1 et seq. (West 2004)), which deals with guardianship of minors, nor article XIa (755 ILCS 5/11a-1 et seq. (West 2004)), which deals with guardianship of disabled adults, is triggered automatically by the death of a person. Nothing in article XI limits its application to situations in which one parent is deceased. The guardianship of minors provisions of the Probate Act are triggerеd not upon the death of a parent, as stated in Kirchner, but rather upon "the filing of a petition for the appointment of a guardian" or on the court's own motion. 755 ILCS 5/11-5(a) (West 2004). By its very terms, the Act contemplates guardianship proceedings in which both parents are living. See 755 ILCS 5/11-7 (West 2004) ("If both parents of a minor are living"; "If the parents live apart"); 755 ILCS 5/11-8(a)(2)(ii) (West 2004) ("The petition for appointment of a guardian * * * must state, if known: * * * the names and post office addresses of * * * the parents and adult brothers and sisters, if any"). Indeed, Townsend, the case Kirchner distinguished as being based on the Probate Act, which was supposedly triggered only upon the death of a parent, was a case in which both parents were living. In Townsend, the minor's mother, who had been the custodial parent, was convicted of murdering the father's wife. The father then attempted to gain custody of his daughter, who had been in the care of her older sister since her mother's incarceration. Both parents were living, and this court decided the case under section 11-7 of the Probate Act. See also, e.g., Barnhart,
The second problem with the Kirchner court's view of the Probate Act was its assertion that "[u]nlike the Adoption Act, the Probate Act does not statutorily mandate a finding of unfitness as a condition precedent to divesting a parent of custody." Kirchner,
Not cited by the Kirchner court was section 11-5(b) of the Probate Act, the amendments to which had been in effect for one year when Kirchner was decided. As we discussed earlier, section 11-5(b) now provides that a court lacks jurisdiction to proceed on a guardianship petition if the minor has a living parent whose whereabouts are known and who is willing and able to carry out day-to-day child-care decisions. It is not clear what, if any, difference there is between section 11-7's reference to fit parents who are competent to transact their own business and section 11-5(b)'s reference to parents who are willing and able to carry out day-to-day child-care decisions. The legislature might have believed that the amendment to section 11-5(b) was necessary in light of this court's interpretation of section 11-7. Regardless, Kirchner's conclusion that the Probate Act does not mandate a finding of unfitness as a condition precedent to divesting a parent of custody is rendered even more questionable by the amendment to section 11-5(b).
This court's cases refusing to apply section 11-7 as written are wrong and should no longer be followеd. Section 11-7 means what it says: fit parents are entitled to custody. The Probate Act, as properly construed, protects the due process rights of fit parents and does not suffer from the same constitutional infirmities as the Washington statute considered in Troxel.
For the reasons stated, we agree with the holding of the appellate court that the standing requirement for guardianship petitioners under the Probate Act is that stated in section 11-5(b). We disagree with the appellate court only to the extent that it suggested that a fit surviving parent may be deprived of custody under the Probate Act if he or she was living apart frоm the other parent at the time that parent died. We affirm the judgment of the appellate court and remand this cause to the circuit court to resolve this case under the proper standards. The petitioners lack standing to proceed with their petition unless the court determines that they have rebutted the presumption that respondent is willing and able to make day-to-day child-care decisions. Moreover, if respondent is a fit person who is competent to transact his own business, he is entitled to custody of R.L.S.
Appellate court judgment affirmed; cause remanded.
Justices McMORROW, FREEMAN, FITZGERALD, KILBRIDE, GARMAN, and KARMEIER concurred in the judgment and opinion.
NOTES
Notes
[1] In Siegel v. Siegel,
[2] This court later clarified in In re A.W.J.,
[3] At oral argument, respondent contended that the problem with the legislature's use of the word "able" in section 11-5(b) is that "able" is susceptible to more than one meaning. It could mean "possessed of needed powers * * * or of needed resources * * * to accomplish an objective" (Webster's Third New International Dictionary 4 (1993)), or it could mean something more akin to "marked by intelligence, knowledge, skill, or competence" (Webster's Third New International Dictionary 4 (1993)). We believe that the legislature clearly meant the former. Applying the latter definition would raise serious constitutional questions. Moreover, the legislature placed the term "able" after the noun that it modifies, which generally signifies that the former meaning is intended. See Webster's Third New International Dictionary 4 (1993).
