189 P. 694 | Cal. | 1920
Lead Opinion
The disbarment of the attorney is sought in this matter upon production of a certified copy of the record of conviction of the attorney in the superior court of the city and county of San Francisco of a felony involving moral turpitude. (Code Civ. Proc., secs. 287-289.) It is conceded in the learned and exhaustive brief filed by the president of the San Francisco Bar Association that an appeal from such judgment of conviction is pending in the district court of appeal of the first appellate district. The judgment of conviction, therefore, has not become final. We have, then, precisely the case presented in People v. Treadwell,
It has further been suggested that by reason of the language of sections 287 and 289 of the Code of Civil Procedure, "remove or suspend," the court may, upon the *680 certified record of conviction, suspend the convicted attorney, instead of finally disbarring him. This claim has never been made before, and is not now made in the brief filed by the bar association. It has always been understood that conviction of an attorney of a felony or misdemeanor involving moral turpitude, made disbarment incumbent, without any discretion in this court to give other judgment. [3] And this, we think, must be so, in view of section 299 of the Code of Civil Procedure, which prescribes exactly the judgment to be given in such a case, viz., "that the name of the party shall be stricken from the roll of attorneys and counselors of the court, and that he be precluded from practicing as such attorney or counselor in all the courts of this state," while in other cases the judgment "may be according to the gravity of the offense charged; deprivation of the right to practice . . . permanently, or for a limited period." We do not see how the legislature could have more clearly expressed its determination that the only penalty in such a case is permanent disbarment. And certainly it would not be a wise rule that would invest the court with discretionary power in a matter where the sole evidence upon which it acts is a certified copy of a record of conviction. But we think the matter is definitely settled by section 299 of the Code of Civil Procedure. Of course, this matter goes only to the correctness of the argument we have made in support of the ruling in the Treadwell case, for whatever the penalty that may be imposed that case holds that the proceeding therefor on the record of conviction may not be had until the judgment has become final.
It may freely be conceded that it would be advisable to provide for the suspension of an attorney as to whom a judgment on conviction of felony or misdemeanor involving moral turpitude has been given, pending appeal or other review of such judgment. Of course, that is a question solely for the legislative department of the state, and the matter can easily be accomplished by appropriate amendment of the statute. All that is suggested as to the necessity of safeguarding the public, as well as the profession itself, so far as is practicable, against the admission or retention as members of the profession of unfit persons is something upon which there can be no difference of opinion, and probably it would assist to some extent in the endeavor to attain this ideal if *681 the law was so framed as to exclude an attorney from practice pending review of a judgment of his conviction pronounced in a superior court or by a justice of the peace. But we do not think that it would be just or proper to change the law in such a way as to require absolute and final disbarment upon a showing of judgment of conviction of a felony or misdemeanor in a trial court, notwithstanding the pendency of an appeal, unless at the same time provision is made for the restoration of the attorney as matter of course in the event of a reversal or vacating of such judgment.
It is ordered that action upon the certified copy of the judgment presented be deferred pending the determination of the appeal of the attorney from such judgment.
Shaw, J., Wilbur, J., and Kerrigan, J., pro tem., concurred.
Dissenting Opinion
I dissent. The main opinion is based primarily upon the fact that the question involved is determined by People v.Treadwell,
In the first place, the decision in the Treadwell case is, it seems to me, directly opposed to a number of other decisions of this court upon the identical point involved, the meaning of the word "conviction," and that it is therefore not determinative now. In the second place, there is in my opinion no reasonable doubt but that the Treadwell case is wrong. In the third place, I can see no doubt but that the rule it declares and the main opinion affirms is opposed to sound public policy so that good reason does appear for overruling it. In addition, the rule it declares is not one under which rights have been acquired. Its overruling can have no other effect than that of now establishing definitely what, it seems to me, is plainly the right rule.
In regard to the first point. The final question is as to the meaning of the word "conviction" as used in section 287 of the Code of Civil Procedure, which provides that an *682 attorney shall be disbarred upon his: "conviction, of a felony or misdemeanor involving moral turpitude." The Treadwell case holds, in effect, that conviction does not mean the finding of a man guilty, but means the sentence which follows and is the final result and judgment which ensues upon the finding of guilt. Now, it is true that the Treadwell case is the only decision of this court upon the meaning of the the only decision of this court upon the meaning of the word as used in this particular section. But there is nothing whatever to indicate that as so used the word is used in any sense other than that in which it is repeatedly used in other sections of our code. The word as used in our statutes has been construed a number of times subsequent to the Treadwell case, and each time directly contrary to the ruling in that case.
Thus in Ex parte Broum,
"1. As a matter of right, when the appeal is from a judgment imposing a fine only." The defendant claimed that not having been sentenced he had not been convicted and did not come within the operation of the section. But, although the section is one very evidently intended to govern the matter of bail pending an appeal and an appeal cannot be taken until after sentence, so that the court might perhaps have been justified in concluding that conviction, as here used, meant the judgment from which an appeal could be taken, the court held upon a detailed discussion of the question that conviction meant the finding of guilt and not the appealable sentence or judgment.
Similarly in People v. Ward,
In McKannay v. Horton,
These decisions are subsequent to the Treadwell case and are to my mind wholly irreconcilable with it. In view of them I do not see how it is possible to say with reason that the Treadwell case must be taken as a final and determining authority in the present case. It does seem to me that its authority has been taken from it.
Second, in regard to the merits of the Treadwell case itself. It is admitted in the main opinion here, at least impliedly, that "conviction" in the ordinary sense means conviction of guilt, not the sentence or judgment which ensues upon such conviction. In any case there can be no doubt but that such is the ordinary meaning of the word. *684 It is an elementary rule of statutory construction that a word shall have its ordinary meaning unless there is something to show that it was used in a different sense. The Treadwell case puts a meaning on the word "conviction" different from its ordinary meaning. What, then, are the reasons given for this? According to the main opinion they are two: First, that the connection in which a word is used often shows that it is used in a sense other than its ordinary one, the implication, not plainly stated, being that in this case the connection in which the word "conviction" is used shows that it was not used in its ordinary sense; and, second, that if a lawyer were convicted and disbarred for that reason pending an appeal and the conviction should be reversed, his disbarment would nevertheless stand, and that this would be most unjust.
In regard to the first reason, it is, of course, true that frequently the connection in which a word is used shows that it was not used in its ordinary sense. But the implication that the connection in which the word "conviction" in the code section as to disbarment is used shows that it was used in other than its ordinary sense is not justified. There is nothing whatever in the code section to indicate that the word was not used in its ordinary sense. The material portion of the section reads simply:
"Section 287 An attorney and counselor may be removed or suspended by the supreme court, or any department thereof, or by any district court of appeal, or by any superior court of the state, for either of the following causes, arising after his admission to practice:
"1. His conviction of a felony or misdemeanor involving moral turpitude, in which case the record of conviction shall be conclusive evidence."
What is there in this language which indicates in any way that "conviction" means something else than conviction in its ordinary sense?
In this connection I would add that the word "conviction" is used time and again in the codes, and so far as I am aware always in its ordinary sense of the establishment of guilt by the verdict of a jury or a plea of guilty. In fact, it is so defined by section
As to the second reason given in justification of the Treadwell case, that the disbarment would stand, even though the conviction were reversed on appeal, and that this would be most unjust, the answer is that the disbarment would not stand in such a case. In the first place, this court has full power to reinstate an attorney once disbarred. It is a power that has been exercised even in the case of an attorney whose conviction of a felony was final. It seems incredible that the court, having the power of reinstatement, would not use it as of course in any case where it appeared that the conviction upon which the disbarment was based had been set aside.
In the second place, it is the rule that wherever a judicial order or judgment is based upon a previous judicial order, judgment, or act, and such previous order, judgment, or act is reversed on appeal or set aside, the subsequent order or judgment based upon it must be set aside as of course. The party affected is entitled to this as a matter of right and it cannot be refused. The most common illustrations of this are where the subsequent order is in the same proceeding as the previous order or act, as where a foreclosure sale is had on a decree which is appealed from but whose execution is not stayed. If the decree is reversed, the sale fails as of course. (Carpy v. Dowdell,
There is no reason why this general principle would not be applicable to the case of an order of disbarment based and founded on a conviction subsequently set aside. On the contrary, such a case comes directly within the principle and there is every reason why it should apply. The main opinion attempts to take the case without the operation of the principle by two lines of argument. In the first place, it is said: "This disbarment is not an 'incident' of the conviction of a felony or misdemeanor in the sense that such convictionipso facto removes the attorney from his office or is part of the penalty prescribed by the law for the offense of which he is convicted. It is a separate and independent thing and not in the slightest degree affected by a setting aside or reversal of the judgment of conviction of felony or misdemeanor." Every word of this argument except the final conclusion that the disbarment would not be affected by the setting aside of the conviction, is applicable to the case of a second judgment based upon a first which has been set aside and yet the final conclusion, thoroughly well established, is just the opposite. The second judgment is not an incident of the first in the sense that it ipso facto follows upon it. It is a separate and independent thing. And yet it is not true that "it is not in the slightest degree affected by a setting aside or reversal of the judgment" upon which it is based. The rule is just the contrary.
In the second place, the main opinion says: "Nor will it do to say that the rule that where a judgment is based on a previous judgment, and the previous judgment is reversed or set aside, the second judgment must be set aside, applies here. If the term 'conviction' means not the final judgment of conviction, but simply the rendition of a verdict of guilty or plea of guilty, as is the whole contention of those who insist that People v. Treadwell was wrongly decided, the attorney is disbarred solely because of the rendition of the verdict or theplea of guilty, and those facts, — viz.: such rendition of verdict or plea — remain and constitute the basis of disbarment, whatever be the ultimate result in the case." [The italics are those of the main opinion.]
The whole point of this is that when an attorney has been convicted by the rendition of a verdict or plea of guilty, he remains "convicted," although the verdict or the plea — *687
that is, the conviction — is subsequently set aside. But he does not so remain. The rule is elementary that when a conviction or other legal determination is set aside it is as if it had never occurred. In the eyes of the law, it does not exist. We are dealing here not with a "conviction" as a mere historical happening, but as a matter of legal consequences and effects, and so far as legal consequences and effects are concerned a conviction set aside is no conviction. The matter may be tested in a very simple way. It is held in People v.Ward, supra, that a conviction which has not become final is yet a ground for the impeachment of a witness. But assume that a witness is on the stand who has once been convicted but whose conviction has been set aside. Is there any doubt that he would not be open to impeachment by a showing of such conviction? At any rate, this court has so held. (Davis v. McNear,
Now, as to the third point advanced by the main opinion, viz., that no good reason appears for overruling the Treadwell case. In the first place, the Treadwell case is, in my judgment, plainly wrong. This is certainly some reason for overruling it, particularly as it is not a decision under which any rights have been acquired so that its overruling would work any injustice. But very much more important than this, the rule of the Treadwell case is opposed to sound policy, and its affirmance and perpetuation is harmful and it should be done away with. An attorney who has been actually convicted in the criminal courts of a crime involving moral turpitude should not be permitted to exercise the high privileges of his profession as long as that conviction stands against him unreversed. There is no relation in life outside the family which is more confidential in its nature than that of an attorney. There is no one in whom more implicit confidence must of necessity be placed. There is no profession in which the strictest probity is more necessary. There is no profession of which it is more true that the only safeguard possible to the public against imposition and wrong-dealing is the character of those pursuing it. The fact that a member of the profession has been actually convicted of a crime involving moral turpitude should alone be sufficient to disqualify him from pursuing his profession while such conviction stands. To permit him, nevertheless, *688 to continue to hold himself out as a worthy member of the profession and to invite the public to intrust him with their confidences and their affairs while he pursues an appeal, and not unlikely a dilatory one, is to break down the standard of professional character which is the public's chief safeguard. It was to prevent just this very thing that in my judgment the legislature provided that a lawyer should be disbarred upon "conviction," without a word to indicate that it was not the conviction alone which was sufficient. I cannot subscribe to the statement of the main opinion that sound public policy does not require that this construction be put upon the statute so that a lawyer convicted of crime shall not be permitted to practice while his conviction stands. I do not mean by this, of course, that a man disbarred because of crime should be forever barred from the practice of the law. No matter how clear his guilt may have been or how just his conviction, it is fitting and right that he have the opportunity to demonstrate by his afterlife and conduct that he is again a worthy member of society and merits the respect and confidence of his fellowmen. When the time comes that he does demonstrate this, then he should be readmitted to practice, not grudgingly, but gladly. But this is not the present case. Here the question is, Shall a lawyer convicted of crime be permitted to practice while the conviction stands but he pursues an appeal? On this question I can see but one true answer, and that is that to permit him to do so is opposed to strong reasons of sound public policy.
In view of the reasons I have stated, I can see no reason for not overruling the Treadwell case as wrongly decided and adopting a different rule. To do so would not be to legislate as the main opinion intimates. If this were so a court could never reverse a former ruling. But there is no rule, so far as I am aware, that a court may not correct an error into which it has fallen, and the right, and, indeed, the duty, of the court in a plain case to do this cannot be questioned.
Lawlor, J., concurred.
Dissenting Opinion
I dissent from the reasoning and conclusion of the prevailing opinion. Section 287 of the *689
Code of Civil Procedure provides that "an attorney and counselor may be removed or suspended by the supreme court" upon his conviction of a felony involving moral turpitude, and section 289 of the same code provides "the proceedings to remove or suspend an attorney . . ." because of such conviction following the receipt by this court of a certified copy of the record of conviction. This court has said that "section 287 of the Code of Civil Procedure authorizes the suspension or removal of an attorney for various causes, including 'his conviction of a felony or misdemeanor involving moral turpitude.' . . ." (Matter of Danford,
It is not to be said that the record may show that the attorney is guilty, for, in that event, if the law allows it, he should be proceeded against, not upon the fact that he has been convicted, but upon the fact that he has been guilty of the conduct involved in the crime with which he was charged. I do not think his reinstatement upon a reversal of the conviction should depend upon the discretion of a court or judge. It should, in my opinion, occur automatically and of right.
If, therefore, this court had no power merely to suspend, but was limited to the power to disbar, I should concur in an order of disbarment only in the event that it contained a condition for its automatic revocation in the event the judgment was reversed on appeal. In view of the code provisions which, to my mind, so plainly permit suspension, it would not be necessary to enter an order of disbarment. No good reason appears to me why this court should not adopt the practice of suspending attorneys immediately upon their conviction and of disbarring them when the conviction becomes final. The suspension, of course, should be during the pendency of the appeal only, and come to an end with the termination of the appeal, at which time there should be an order of disbarment upon affirmation, or an order revoking the suspension upon reversal of the conviction of the attorney. I feel that this court might very properly disregard anything to the contrary of the foregoing which may be found in People v. Treadwell,
Rehearing denied.
Lawlor, J., Lennon, J., and Olney, J., dissented from order denying a rehearing. *691