In re JAMES GREEBE REEVES on Habeas Corpus
No. S110887
Supreme Court of California
May 9, 2005
35 Cal.4th 765
COUNSEL
Bill Lockyer, Attorney General, David P. Druliner and Robert R. Anderson, Chief Assistant Attorneys General, Gary W. Schons, Assistant Attorney General, Robert M. Foster, Laura Whitcomb Halgren, Steven T. Oetting, David Delgado-Rucci and Lynne G. McGinnis, Deputy Attorneys General, for Appellant Department of Corrections.
David K. Rankin, under appointment by the Supreme Court, and Suzanne Rothlisberger, under appointment by the Court of Appeal, for Respondent James Greebe Reeves.
OPINION
WERDEGAR, J.—
The question before us is whether
I. BACKGROUND
On March 18, 1999, following a jury trial, the Orange County Superior Court sentenced petitioner to 10 years in state prison for the offense of possessing a controlled substance for sale, plus enhancements.5 In a separate proceeding on April 6, 1999, pursuant to a guilty plea, a different judge of the same court sentenced petitioner to five years for the offense of assault with a deadly weapon other than a firearm, plus an enhancement.6 Because the assault caused great bodily injury, it triggered the 15 percent credit limitation of
Petitioner was committed to state prison in 1999. At that time, the Department of Corrections (Department) calculated his release date as October 19, 2006. The Department based this decision on its understanding that
II. DISCUSSION
Our role in construing
As will appear, the effort to apply this seemingly plain language to the case at hand reveals ambiguities the Legislature apparently did not foresee.
The People argue that petitioner “is convicted” of a violent felony offense for purposes of calculating worktime credit because he served a term for a violent offense during his current prison commitment, even though he has completed that term and would be eligible for release, were it not for the time remaining on his longer concurrent sentence for a nonviolent offense. Petitioner, echoing the lower courts’ conclusions, contends that
Because
In searching for a reasonable construction of
We may also reasonably reject the parties’ interpretations of
As mentioned, the People argue that
We agree with the People‘s interpretation of
The People‘s effort to apply the same logic to concurrent terms is not convincing. A court that decides to run terms consecutively must create a new, “aggregate term of imprisonment” (
Neither do the other statutes on which the People rely support their argument.
The People also attempt to derive their proposed rule that all of a prisoner‘s overlapping terms must, for purposes of credits, be viewed as a single, unitary period of confinement from the language of
The Ramos court‘s statement that ”
The People attempt to find evidence of legislative intent supporting their position in a letter written by Assemblyman Richard Katz, who sponsored the bill that became
Of no more assistance in the present case is Governor Wilson‘s message to the Assembly upon signing the bill that became
The People‘s reading of
was pending in the Legislature. (Executive Director Susan Cohen, Cal. Probation, Parole and Correctional Assn., letter to Assemblyman Richard Katz, Apr. 15, 1993.)
We grant the People‘s request for judicial notice of the legislative history of
Petitioner‘s interpretation of
the Department a valid claim to petitioner‘s continuing physical custody—properly controlled his future ability to earn worktime credit. The Department‘s rules for calculating worktime credit already provide that a prisoner‘s “EPRD is projected each time . . . there is a change in credit earning status.” (Ibid.) Under our interpretation of
The dissent, noting that the Department‘s current practice in awarding worktime credit differs from our conclusion about how credit should be awarded, questions on that basis whether the Department can readily apply our holding. (Dis. opn. of Chin, J., post, at pp. 794–796.) That the Department recognizes it must already track changes in credit earning status suggests it can apply our holding. In any event, the Department has no power to adopt a regulation or practice that conflicts with a final, authoritative judicial interpretation of
The arguments supporting petitioner‘s interpretation of
Petitioner next argues that the rule of lenity compels us to adopt his interpretation of
In any event, resort to the rule of lenity is unnecessary. An interpretation of
Our interpretation is more faithful to the language of
III. DISPOSITION
The judgment of the Court of Appeal is affirmed in part and reversed in part, and the case is remanded for further proceedings consistent with the views set forth herein.
George, C. J., Kennard, J., and Moreno, J., concurred.
CHIN, J., Dissenting.—Throughout this proceeding, the parties have offered two conflicting constructions of
The majority rejects both constructions and, conjuring up its own, holds that
I. Background Facts
The procedural history of this action is important in understanding the consequences of the majority‘s holding. On January 19, 1999, in case No. 98HF0516, defendant was convicted by guilty plea of assault with a deadly weapon other than a firearm. At the same time, he admitted one enhancement under
Sentencing did not occur as scheduled on March 12. Instead, petitioner went to trial in case No. 98WF0354, which charged the drug possession offense, one enhancement under
Three weeks later, on April 6, 1999, the court sentenced petitioner in the assault case. It imposed a five-year prison sentence, which included two years for the assault conviction and three years for inflicting great bodily injury. Although, as noted above, petitioner had earlier admitted the four enhancements alleged under
II. The Statutory Language Supports the People‘s Construction, Not the Majority‘s
“As in any case involving statutory interpretation, our fundamental task here is to determine the Legislature‘s intent so as to effectuate the law‘s purpose. [Citation.] We [must] begin by examining the statute‘s words, giving them a plain and commonsense meaning. [Citation.] We do not, however, consider the statutory language ‘in isolation.’ [Citation.] Rather, we [must] look to ‘the entire substance of the statute . . . in order to determine the scope and purpose of the provision . . . . [Citation.]’ [Citation.] That is, we [should] construe the words in question “‘in context, keeping in mind the nature and obvious purpose of the statute . . . .” [Citation.]’ [Citation.] We must harmonize ‘the various parts of a statutory enactment . . . by considering the particular clause or section in the context of the statutory framework as a whole.’ [Citations.]” (People v. Murphy (2001) 25 Cal.4th 136, 142 [105 Cal.Rptr.2d 387, 19 P.3d 1129].)
Contrary to what the majority opinion might lead one to believe, applying these principles here is relatively simple.
This conclusion is consistent with 130 years of California case law involving interpretation of our sentence credit statutes. In Ex Parte Dalton (1875) 49 Cal. 463, 465, we construed a statute providing that work and good behavior credits “shall be deducted from ‘the entire term of penal servitude to which [the prisoner] has been sentenced.‘” We held that the phrase “‘entire term of penal servitude‘” referred to the total prison time collectively imposed for all of the prisoner‘s current convictions, not to the separate periods imposed for each conviction. (Ibid.) We explained that each separate period “is but a part of the entire term” and that “[w]hatever deduction is to be made for good behavior [and work], is not to be taken from the beginning or the middle, but from the end of the entire term.” (Ibid.) When we decided Dalton in 1875, California had a determinate sentencing scheme similar to the determinate sentencing scheme in effect today.2 However, almost 60 years later, when the indeterminate sentencing law was in effect, we followed Dalton and reached the same conclusion in interpreting a statute that, using the same phrase now found in
We later followed Albori in In re Cowen (1946) 27 Cal.2d 637 [166 P.2d 279] (Cowen). There, defendant was convicted in one action of attempted robbery, and was convicted in a separate action of rape and robbery. (Id. at
These decisions strongly support the conclusion that
Also supporting the People‘s construction is the Court of Appeal‘s decision in People v. Ramos (1996) 50 Cal.App.4th 810 [8 Cal.Rptr.2d 24] (Ramos), which the majority generally endorses. (Maj. opn., ante, at pp. 775-776.)
The majority‘s attempt to distinguish Ramos is unpersuasive. The majority finds that the Ramos court “reasonably rejected” the defendant‘s position in that case based on “‘the language of section 2933.1‘” (maj. opn., ante, at p. 775), but asserts that the court‘s statement “that ‘section 2933.1 applies to the offender not to the offense’ [citation] makes sense [only] in the context” there at issue: “presentence credits.” (Maj. opn., ante, at p. 775.) However, the majority‘s analysis ignores the fact that the statement in question—that “section 2933.1 applies to the offender not to the offense” (Ramos, supra, 50 Cal.App.4th at p. 817)—was based on the language of
Ignoring the statutory context and our prior decisions, the majority rejects the People‘s construction because it purportedly “creates tension with the statutory language” of
The majority‘s analysis is flawed in several respects. First, the interpretation that the majority rejects at the beginning of its opinion is not, as the majority later asserts, that a conviction for a violent offense “[is] a continuing disability that restricts an offender‘s ability to earn worktime credits even after he has served his sentence for that offense.” (Maj. opn., ante, at p. 777, italics added.) Had that been the interpretation the majority earlier rejected, the People‘s construction would not merely create tension with the statutory language, it would be in direct conflict with that language. Instead, as a careful reading of the majority opinion discloses, the earlier rejected interpretation is that a violent felony conviction makes
The majority‘s assertion that its construction is “faithful to the [statute‘s] language” (maj. opn., ante, at p. 780) is also incorrect. In making this assertion, the majority explains that its interpretation does not treat a prisoner “who is no longer subject to imprisonment for a violent offense as a person who ‘is convicted’ (
III. The Legislative History Supports the People‘s Construction, Not the Majority‘s
To the extent the statutory language, viewed in the context of the statutory framework and our relevant decisions, is ambiguous, the legislative history supports the People‘s construction.
At the outset, it is noteworthy that the majority cites nothing in the legislative history that supports its construction. For good reason: there is nothing. Nothing in the legislative history suggests that the Legislature intended to establish the two-tiered credit system the majority adopts. Nor does anything suggest that the Legislature intended to establish different credit rules depending on whether convictions are sentenced concurrently or consecutively. Yet, this is the effect of the majority‘s conclusion that
On the other hand, in several respects, the legislative history undermines the majority‘s analysis and supports the People‘s construction. First, it confirms the People‘s view, which was adopted in Ramos based solely on the statutory language of
Second, the legislative history confirms that the Legislature intended
Unlike the majority, I do not find this statement of intent to be “ambiguous.” (Maj. opn., ante, at p. 776.) The majority concedes that the statement “could refer to a prisoner‘s entire period of confinement in state prison, as the People here argue.” (Maj. opn., ante, at p. 777.) However, the majority speculates, the statement also “could” be referring merely to “an aggregate term” under
In short, the legislative history, like the statutory language, supports the People‘s construction.
IV. The Majority‘s Conclusion Produces Absurd and Unfair Results That the Legislature Did Not Intend
Lacking statutory language, legislative history, or case law to support its interpretation, the majority ultimately relies only on its own sense of fairness. According to the majority, the People‘s interpretation “is not entirely fair” to petitioner and others in his situation because it would make
In reality, the result in this case of applying the majority‘s interpretation is both unfair to the People and absurd; under it, because petitioner committed a nonviolent felony in addition to the violent felony,
The majority errs in asserting that this absurd result is simply a product of “the second sentencing court‘s discretionary decision” to sentence petitioner concurrently, and “not of [the majority‘s] holding in this case.” (Maj. opn., ante, at p. 781, fn. 20.) It is true that, under the majority‘s analysis,
In any event, putting aside the fact that the People‘s construction would not be unfair to petitioner and that the majority‘s interpretation is unfair to the People, the majority errs in basing its conclusion on whether the People‘s construction is “entirely” fair to petitioner and others in his situation. (Maj. opn., ante, at p. 777.) As the majority elsewhere recognizes, one of the considerations we sometimes look to in construing credit statutes is whether a proposed construction, in addition to being “faithful to [the statute‘s] language, . . . produces fair and reasonable results in a majority of cases” (maj. opn., ante, at p. 771, italics added), not whether it is entirely fair in a particular kind of case. Indeed, we have expressly “recognize[d] that any rule or combination of rules is likely to produce some incongruous results and arguable unfairness when compared to a theoretical state of perfect and equal justice.” (In re Joyner (1989) 48 Cal.3d 487, 495 [256 Cal.Rptr. 785, 769 P.2d 967].) I have already shown that the majority‘s interpretation is not
Finally, I have serious doubt about the majority‘s assertion that its interpretation “can be readily understood and applied.” (Maj. opn., ante, at p. 779.) The majority is correct that this is an additional consideration—along with the statutory language and the reasonableness of the results—we sometimes look to in construing credit statutes. (Maj. opn., ante, at p. 777, citing In re Joyner, supra, 48 Cal.3d at p. 495.) However, the majority is incorrect in asserting that its interpretation satisfies this consideration. (Maj. opn., ante, at p. 779.) In this regard, the majority errs in suggesting that its interpretation fits easily within the existing procedures of the CDC. (Maj. opn., ante, at p. 777, fn. 16.) As the majority notes, according to the CDC‘s Operations Manual, the CDC “calculates a prisoner‘s earliest possible release date . . . , adjusted for worktime credit, by reference to a ‘controlling term.’ [Citation.]” (Ibid.) The Operations Manual also specifies that “[t]he term which retains the person in custody the longest shall be the controlling term.” (Cal. Dept. of Corrections, Operations Manual (2000) § 73030.7.8.) Thus, under existing CDC procedures, the controlling term here for purposes of determining sentence credits is the longer term imposed for petitioner‘s nonviolent offense. However, according to the majority, “[p]etitioner‘s shorter concurrent term for the violent offense properly controlled the rate at which he accrued worktime credit only until he completed that term,” and “the longer concurrent term for the nonviolent offense . . . properly controlled his . . . ability to earn worktime credit” thereafter. (Maj. opn., ante, at pp. 777-778, fn. 16.) This discrepancy between the CDC‘s actual practice and the majority‘s analysis undermines the majority‘s view about the simplicity of its interpretation.
Baxter, J., and Brown, J., concurred.
Respondent‘s petition for a rehearing was denied July 27, 2005. Chin, J., was of the opinion that the petition should be granted.
Notes
“(a) Notwithstanding any other law, any person who is convicted of a felony offense listed in subdivision (c) of Section 667.5 shall accrue no more than 15 percent of worktime credit, as defined in Section 2933.
“(b) The 15-percent limitation provided in subdivision (a) shall apply whether the defendant is sentenced under Chapter 4.5 (commencing with Section 1170) of Title 7 of Part 2 or sentenced under some other law. However, nothing in subdivision (a) shall affect the requirement of any statute that the defendant serve a specified period of time prior to minimum parole eligibility, nor shall any offender otherwise statutorily ineligible for credit be eligible for credit pursuant to this section.
“(c) Notwithstanding Section 4019 or any other provision of law, the maximum credit that may be earned against a period of confinement in, or commitment to, a county jail, industrial farm, or road camp, or a city jail, industrial farm, or road camp, following arrest and prior to placement in the custody of the Director of Corrections, shall not exceed 15 percent of the actual period of confinement for any person specified in subdivision (a).
“(d) This section shall only apply to offenses listed in subdivision (a) that are committed on or after the date on which this section becomes operative.”
Ironically, the majority‘s holding, although premised on purported fairness to defendants like petitioner, may actually work to their disadvantage by encouraging courts to sentence them consecutively instead of concurrently.Furthermore, the bill to which the dissent refers was never enacted; nor did it become section 2933.1 by subsequent amendment. Instead, the bill died in committee in an earlier session of the Legislature and never came to a vote on the floor. (6 Assem. J. (1991–1992 Reg. Sess.) p. 10419.) Section 2933.1, as enacted and codified, was introduced as Assembly Bill No. 113 during the 1993–1994 Regular Session and was, later in the same session, redesignated and enacted as Assembly Bill No. 2716. To attempt to infer a subsequent Legislature‘s collective knowledge and intent from language that an earlier and differently composed Legislature, acting as a whole, neither adopted nor rejected is irrational.
