Lead Opinion
ORDER
Petitioner Raymond Tibbetts, .filed a petition for. a writ, of habeas corpus, which the United States District Court for the Southern District of Ohio determined was a second-or-successive habeas petition and transferred to our court. The district'court properly concluded that Tibbetts’s petition is second or successive, and Tibbetts’s motion to remand is therefore DENIED. Because Tibbetts filed a second-or-successive habeas petition and cannot meet the requirements of 28 U.S.C. § 2244(b), his ha-beas petition is DISMISSED.
On August 27, 1998, Tibbetts was convicted of one count of murder, three counts of aggravated murder, and one count of aggravated robbery and was sentenced to death in the Court of Common Pleas in Hamilton County, Ohio. On July 5, 2001, the Supreme Court of Ohio affirmed Tib-betts’s convictions and sentences. State v. Tibbetts,
Tibbetts filed his second petition for a writ of habeas corpus on July 23, 2014. The second- habeas petition states ten grounds •for.relief, all relating to Tibbetts’s central claim that his execution-by lethal injection under Ohio law'violates the Eighth and Fourteenth,.Amendments. Tibbetts sought to amend his- second habeas petition several times. The most recent motion to amend was filed' on March 8, 2017, and sought to
After extensive litigation, the district court determined that this habeas petition and the motion to amend was a second-or-successive petition, held that it lacked jurisdiction to consider the petition, and transferred it to this court. Tibbetts has now filed a motion to remand the case to the district court, arguing that his second habeas petition is not second or successive because his new claims were unripe when he filed his initial habeas petition.
The Antiterrorism and Effective Death Penalty Act of 1996 (“AEDPA”) limits the authority of federal courts to grant relief to individuals who previously filed a habeas petition and requires petitioners challenging state court judgments to seek authorization in a federal appeals court before filing a “second or successive” petition in district court.
Tibbetts concedes that his second petition (including the claims asserted in his proposed amended petition) does not' satisfy the requirements ' stated in 28 U.S.C. § 2244(b). Tibbetts, however, asserts that § 2244(b) does not apply and that he does not need permission to bring his second habeas petition in the district court. He argues that his habeas petition, although second-in-time, is not a second- or-successive petition because his new claims were unripe when he filed his initial habeas petition.
“If an application is ‘second or successive,’ the petitioner must obtain leave from the Court of Appeals before filing it with the district court.... If, however, [the] application [is] not second or successive, it [is] not subject to § 2244(b) at all, and [the] claim [is] reviewable.” Magwood v. Patterson,
Tibbetts’s current habeas petition challenges his original state-court judgment, but he argues that he could not have raised his lethal-injection challenge until the state adopted the revised execution protocol in October 2013 or November 2016, because such a claim would not have been ripe. Tibbetts, however, confuses newly arising legal bases, associated with his pending 42 U.S.C. § 1983 claim challenging Ohio’s current execution protocol, see In re: Ohio Execution Protocols,
It follows that the circumstances said to affect the ripeness of his challenge to the judgment of sentence itself speak rather to the constitutionality of a particular application of a particular protocol to a particular person. Such a particular challenge is properly asserted, as Tibbetts has in other litigation, under § 1983.
It is the view of the dissent that Tib-betts raises a claim that his sentence to death by lethal injection as imposed on him personally is unconstitutional. To the extent that Tibbetts raises such a claim, it is still second or successive. As noted above, a habeas claim is second or successive if it was ripe for review when the first habeas petition was filed. Panetti, 551 U.S.
In assessing ripeness, the dissent seeks to analogize Tibbetts’s allegation of physical and mental characteristics to a Ford claim of mental incompetency, citing Panetti and Stewart v. Martinez-Villareal,
Moreover, we note that Tibbetts enjoys excellent and zealous representation in these matters. Yet, his arguments in support of remand fall short in critical ways. As Panetti recognizes, “last-minute filings that are frivolous and designed to delay executions can be dismissed in the regular course.” Id. at 946,
Therefore, Tibbetts’s motion to remand is DENIED, and his second-or-successive habeas petition is DISMISSED.
Notes
. This case does not raise any issues concerning the propriety of retroactively applying the gate-keeping provisions of the AEDPA to any pre-AEDPA conduct because Tibbetts’s initial habeas petition was filed after AEDPA’s effective date of April 24, 1996. See Landgraf v. USI Film Prods.,
. The dissent posits that the Sixth Circuit has "authorized” what it calls “intermediate challenges” to lethal injection execution that may be cognizable in habeas and not just in a § 1983 claim, citing Adams v. Bradshaw,
Dissenting Opinion
dissenting.
The district court transferred Raymond Tibbetts’s habeas case
In support of his argument that his ha-beas petition is not second or successive, Tibbetts argues that there are three ways a condemned inmate can challenge Ohio’s execution practice. First, a condemned inmate can bring a habeas case arguing that lethal injection, the only manner of execution permitted by Ohio law, is per se unconstitutional. The Sixth Circuit has authorized habeas -claims raising per se chal
Second, a condemned inmate can bring a § 1983 case arguing that a specific execution protocol is unconstitutional. The Supreme Court has authorized § 1983 challenges to specific execution protocols. See Hill v. McDonough,
Third, according to Tibbetts’s motion to remand his habeas petition, a condemned inmate can bring a habeas case arguing that it would be unconstitutional for Ohio to use lethal injection to execute him because of Ohio’s inability to constitutionally implement lethal injection protocols and his individual characteristics. This intermediate challenge is neither a per se challenge to lethal injection nor a specific challenge to a particular execution protocol, but a challenge based on Ohio’s historic execution practices and the inmate’s physical and mental attributes. Tibbetts’s instant habeas petition raises this third, intermediate challenge by arguing that “his death sentence is invalid because the State of Ohio, by operation of its own state law, can only use lethal injection to carry out Tibbetts’[s] sentence, but Ohio cannot constitutionally carry out a lethal -injéction execution on Tibbetts due to his unique, individual'.characteristics and Ohio’s inability to adopt or implement any constitutionally sufficient execution protocol.” Reply in Support of Mot. to Remand at 6. The district court posited that this court has authorized such intermediate challenges in habeas cases. R. 64 (Decision & Order at 5) (Page ID #1053) (citing Adams v. Bradshaw,
I agree with Tibbetts and the district court that this court has authorized condemned inmates to bring intermediate (“general enough ... but not too general”) challenges to lethal injection, but I disagree that habeas is always the proper procedural vehicle for these challenges. Whether § 1983 or habeas is the appropriate procedural vehicle depends on the factual predicate of the constitutional challenge. Challenges to Ohio’s implementation of lethal injection can be brought under § 1983, whereas challenges to death sentences related to an individual’s mental or physical characteristics can be brought as habeas .cases.
This- court previously has held that § 1983 is-the proper procedural vehicle for challenges to lethal injection.that depend on evidence about a particular.lethal injection protocol or Ohio’s inability to administer lethal injection in a constitutional manner. See Frazier v. Jenkins,
On the other hand, habeas is the proper procedural vehicle for challenges to lethal injection that depend on particular physical or mental characteristics of the person to be executed, such as their competency. See Panetti v. Quarterman,
In Tibbetts’s first ground for relief, he argues that his “individual physical and/or mental characteristics and conditions indicate that employing any Ohio lethal-injection protocol to execute him will subject him to substantial risk of serious harm.” R. 57-1 (Proposed Amended Habeas Pet. at 55) (Page ID #907). According to his Proposed Amended Petition, Tibbetts’s “individual physical and/or mental characteristics” include severe alcohol and drug abuse; history of hospitalizations requiring IV treatment; liver damage; history of head trauma; psychiatric disorders; and “additional” characteristics that Tibbetts “may develop before his execution date or may currently have.!’ Id. at 56-57 (Page ID #908-09). Like a claim that a petitioner is not competent to be executed, a claim that a petitioner will be exposed to a substantial risk of serious harm because of the state of his veins (or head or liver) is ripe when an execution is imminent.
The majority’s conclusion that these claims are not newly ripe when an exécution is imminent ignores the reasoning of Panetti and Martinez-Villareal. Martinez-Villareal reasoned that if an “execution was not imminent” a petitioner’s “competency to be executed could not be determined at that time.”
The district court must determine in the first instance whether Tibbetts has made a colorable claim that any of his individual characteristics would expose Tibbetts to a substantial risk of serious harm. As a consequence, the majority’s conclusion that Tibbetts’s “bald allegations ... do not suffice” is irrelevant to the question we have been asked to decide. Order at 6. True enough that Panetti said that “last-minute filings that are frivolous and designed to delay executions can be dismissed in the regular course.”
To the extent that Tibbetts alleges that “Ohio cannot constitutionally carry out a lethal injection execution” due to “Ohio’s inability to adopt or implement any constitutionally sufficient execution protocol,” Reply in Support of Mot. to Remand at 6, Tibbetts must make this allegation in a § 1983 case. On the other hand, to the extent that Tibbetts alleges that Ohio cannot constitutionally carry out lethal injection “on Tibbetts due to his unique, individual characteristics,” id., Tibbetts may make this allegation in a habeas petition. And like a Ford claim, the claim that Ohio cannot constitutionally execute Tibbetts by lethal injection because of Tibbetts’s physical and mental characteristics is not ripe until his execution is imminent. In my view,-Tibbetts’s second in time habeas petition alleging that Ohio cannot. execute him by lethal injection because of his unique characteristics is not a second or successive petition -within the meaning of § 2244(b). Accordingly, remand to the district eourt for further proceedings consistent with this opinion is appropriate.
The majority does not fully respond to Tibbetts’s arguments that intermediate challenges to lethal injection are viable and cognizable in habeas. To the extent that the majority does respond to these arguments, its reasoning runs counter to Pan-etti and Martinez-Villareal. I respectfully dissent.
. Tibbetts's Proposed Amended Petition for Writ of Habeas Corpus pursuant to 28 U.S.C. § 2254 raises four grounds for relief. First, the State of Ohio cannot constitutionally execute Tibbetts because Ohio law allows for execution only by lethal injection, and executing Tibbetts by lethal injection would violate the Eighth Amendment. R. 57-1 (Proposed Amended Habeas Pet. at 37) (Page ID # 889). Second, executing Tibbetts by lethal injection would violate the Due Process Clause or the Privileges or Immunities Clause of the Fourteenth Amendment. Id. at 58 (Page ID #910). Third, executing Tibbetts by lethal injection would violate the Equal Protection Clause of the Fourteenth Amendment, Id. at 66 (Page ID #918). Fourth, Ohio’s violations of federal law are a fundamental defect in its execution process, and federal law preempts Ohio’s execution laws. Id. at 79 (Page ID #931).
. Tibbetts concedes that if this court determines that his petition is second or successive, he does not meet § 2244(b)’s requirements for filing a second or successive petition. See Mot. to Remand at 2 n.l.
