In re Ralph M.
Lead Opinion
This is an appeal from an order of the Superior Court for Juvenile Matters at Hartford requiring the respondent to be transferred from the juvenile docket to the regular criminal docket of the Superior Court to be tried and, if convicted, sentenced as an adult. The case arises out of an incident on September 17, 1987, when Matthew Cauley was fatally shot by one of several teens from an automobile being operated on Vine Street in Hartford. The respondent, a passenger in the car, was fifteen years old when the slaying took place and, therefore, a “child” whose offenses would ordinarily be treated as juvenile matters.
On appeal, the respondent attacks the court’s transfer order claiming that it erred in concluding that he was susceptible to transfer under
I
The respondent first claims that he was not susceptible to transfer from the juvenile docket to the regular criminal docket under
We rejected an almost identical argument in Washington v. State,
The respondent in the present case recognizes that Washington v. State, supra, may be dispositive as to the issue presented, but urges us to reconsider that case, stating that since it was decided the transfer statutes have been substantially revised. He argues that, under the new transfer scheme embodied in
The respondent’s argument assumes too much. While he correctly points out that under
Although the respondent attempts to distinguish the language of
II
The respondent next claims that the court erred in ordering his transfer under
A
At the respondent’s transfer hearing, the court ruled, over the state’s objection, that it would conduct the proceeding as a “full evidentiary hearing” at which all of the rules of evidence would apply. The state took an exception to the court’s ruling. Thereafter, the state offered the written statement of Antonio Garcia, an alleged coparticipant in the Cauley murder, claiming it to be admissible hearsay as a declaration against his penal interest. The court found Garcia to be unavailable because he had invoked his fifth amendment right against self-incrimination and admitted Garcia’s written statement over the respondent’s objection. On appeal, the respondent argues that the court was correct in ruling that the transfer hearing should proceed as a full evidentiary hearing. He claims, however, that
In Kent v. United States,
Absent any evidence of a legislative intent mandating a particular evidentiary standard applicable at transfer hearings in the language of
An overview of the statutory scheme concerning the transfer of juveniles to the regular criminal docket supports such an interpretation of the statute.
The essentials of due process and fair treatment mandated by the United States Supreme Court in Kent v. United States, supra, are not impeded by eschewing the formal rules of evidence in a transfer proceeding. In considering whether due process is served it is important to keep in mind the nature of a juvenile transfer hearing. While it cannot be denied that the transfer hearing is a “ ‘critically important’ proceeding”; id.; “[s]uch a hearing does not result in a determination of delinquency . . . does not result in a determination of guilt as may a criminal trial; and does not directly result in confinement or other punishment as may both a delinquency hearing and a criminal proceeding. . . . If the proceedings under consideration were an adjudicatory hearing which could result in a determination that the defendant was guilty of a crime or was a delinquent, we would face a different issue. We are here concerned with a transfer hearing, which has as its only purpose the determination of . . . use of one of two possible forums—the juvenile court or the superior court—which will then hold the adjudicatory hearing.” State v. Piche,
In the present case, therefore, even if Garcia’s statement is hearsay that may not be admissible at a trial, it was properly admitted by the court at the respondent’s transfer hearing as long as the court properly determined that it was relevant and reliable. Based on the record,
The respondent next claims that two inculpatory statements made by him to the Hartford police on September 17,1987, and September 23,1987, respectively, were improperly obtained by the Hartford police and, therefore, should not have been considered by the court in its determination of probable cause. At his transfer hearing, the respondent filed a motion to suppress his statements, claiming that both were made without a knowing, intelligent and voluntary waiver of his Miranda rights.
On appeal, the respondent claims that the court was correct in permitting his motion to suppress at the transfer hearing. He argues, however, that it erred in admitting his September 23, 1987 statement because it was obtained: (1) in violation of the fifth amendment to the United States constitution; (2) in violation of the fourth amendment to the United States constitution and article first, § 8 of the Connecticut constitution; and (3) “without a meaningful compliance with [the] parental presence requirement of § 46b-137 (a).” The respondent also claims that the court improperly admitted his September 17, 1987 statement because it was “irrelevant and prejudicial” and, like the September 23,1987 statement, was obtained without a voluntary, knowing and intelligent waiver of his Miranda rights. We need not reach the merits of the constitutional questions concerning the admissibility of the respondent’s statements at this time because such questions are not appropriate for resolution at a transfer hearing.
Section 46b-127 does not state whether the court should entertain motions to suppress at transfer hearings. Nor does its legislative history shed any light on this issue. Accordingly, we turn for guidance once again to the procedures employed at other probable cause hearings. Connecticut Light & Power Co. v. Costle, supra; Doe v. Institute of Living, Inc., supra; 2A J.
Accordingly, the constitutional questions concerning the admissibility of his statements raised by the respondent, while relevant at a later adjudicatory proceeding, are not appropriate for resolution at a transfer hearing. Without addressing the merits of the responsent’s claims, we conclude, therefore, that the transfer court did not err by admitting his statements into evidence over his objections on constitutional grounds.
Similarly, the respondent is not entitled at a transfer hearing to the suppression of statements allegedly obtained in violation of § 46b-137 (a).
Such an interpretation of
B
The respondent next claims that the court erred in transferring him to the regular criminal docket because the evidence did not support the court’s finding that there was probable cause to believe that he was an accessory to murder.
In the present case, because the respondent was charged as an accessory to murder under §§ 53a-8 and 53a-54a, the court was required to determine whether there was probable cause to believe that the respondent “intended both to aid the principal and to commit the underlying [crime of murder].” (Emphasis in original.) State v. Fleming,
At the conclusion of the transfer hearing the court found that there was probable cause to believe that the respondent “had the criminal intent required for the crime of murder; namely, the intent to kill. . . . that [he] intentionally aided [the principal] in the commission of the crime of murder. . . . [and] [tjhat [he], acting with those intentions, helped, assisted, or aided in the commission of the crime of murder.” The court’s finding was based on evidence that the respondent: “encouraged [the principal] to commit the act; handed [the principal] the weapon which he used to commit the act and accepted it back [after the shooting]; told others to remain silent about the killing; securfed] transportation to the site of the crime”; and was part of a gang that was feuding with a gang that normally gathered near the scene of the crime. Based on the record as
C
The respondent also contends that the court erred in failing to find that § 46b-127, itself, and §§ 46b-126 and 46b-127 read in tandem, violate federal and state guaranties of due process because they are vague and ambiguous as to juvenile class A felony offenders, and violate equal protection guaranties because they make arbitrary distinctions between juveniles charged with class A felonies. We disagree. A review of the scheme of which the respondent complains reveals it to be comprehensive, with defined distinctions based on ascertainable factual standards. The fact that there may be some theoretical overlap of treatment modes for juvenile class A felony offenders does not render the statute unconstitutional. “A party contesting a statute’s constitutionality has a heavy burden to prove unconstitutionality beyond a reasonable doubt.” State v. Dupree,
Finally, we note that we have considered the respondent’s claim that § 46b-127 “impermissibly infringes upon the inherent and exclusively judicial authority of the superior court.” See Conn. Const., arts. II and V; State v. Clemente,
There is no error.
In this opinion Peters, C. J., Healey, Covello and Hull, Js., concurred.
Notes
“[General Statutes (Rev. to 1987)] Sec. 46M20. (Formerly Sec. 51-301). definitions. The terms used in this chapter shall, in its interpretation and in the interpretation of other statutes, be defined as follows: ‘Child’ means any person under sixteen years of age; ‘youth’ means any person sixteen to eighteen years of age; ‘abused’ means that a child or youth (a) has had physical injury or injuries inflicted upon him other than by accidental means, or (b) has injuries which are at variance with the history given of them, or (c) is in a condition which is the result of maltreatment such as, but not limited to, malnutrition, sexual molestation, deprivation of necessities, emotional maltreatment or cruel punishment; a child may be found ‘defective’ who, by reason of a deficiency or defect of intelligence, which has existed from birth or from early age, requires, or will require, for his protection
“[General Statutes (Rev. to 1987)] Sec. 46b-121. (Formerly Sec. 51-302). JUVENILE MATTERS DEFINED, AUTHORITY of court. Juvenile matters include all proceedings concerning uncared-for, neglected or dependent children and youth and delinquent children within this state, termination of parental rights of children committed to a state agency, matters concerning families with service needs and contested termination of parental rights transferred from the probate court, but does not include matters of guardianship and adoption or matters affecting property rights of any child or
“[General Statutes] Sec. 53a-8. criminal liability for acts of another. A person, acting with the mental state required for commission of an offense, who solicits, requests, commands, importunes or intentionally aids another person to engage in conduct which constitutes an offense shall be criminally liable for such conduct and may be prosecuted and punished as if he were the principal offender.”
"[General Statutes] Sec. 53a-54a. murder defined, affirmative DEFENSES. EVIDENCE OF MENTAL CONDITION. CLASSIFICATION, (a) A person is guilty of murder when, with intent to cause the death of another person, he causes the death of such person or of a third person or causes a suicide by force, duress or deception; except that in any prosecution under this subsection, it shall be an affirmative defense that the defendant committed the proscribed act or acts under the influence of extreme emotional disturbance for which there was a reasonable explanation or excuse, the reasonableness of which is to be determined from the viewpoint of a person in the defendant’s situation under the circumstances as the defendant believed them to be, provided nothing contained in this subsection shall constitute a defense to a prosecution for, or preclude a conviction of, manslaughter in the first degree or any other crime.
“(c) Murder is punishable as a class A felony in accordance with subdivision (2) of section 53a-35a unless it is a capital felony.”
“[General Statutes] Sec. 53a-48. conspiracy, renunciation, (a) A person is guilty of conspiracy when, with intent that conduct constituting a crime be performed, he agrees with one or more persons to engage in or cause the performance of such conduct, and any one of them commits an overt act in pursuance of such conspiracy.
“(b) It shall be a defense to a charge of conspiracy that the actor, after conspiring to commit a crime, thwarted the success of the conspiracy, under circumstances manifesting a complete and voluntary renunciation of his criminal purpose.”
“[General Statutes] Sec. 46b-133. (Formerly Sec. 51-314). arrest of CHILD. RELEASE OR DETENTION OF ARRESTED CHILD, (a) Nothing in this part shall be construed as preventing the arrest of a child, with or without a warrant, as may be provided by law, or as preventing the issuance of warrants by judges in the manner provided by section 54-2a, except that no child shall be taken into custody on such process except on apprehension in the act, or on speedy information, or in other eases when the use of such process appears imperative. Whenever a child fourteen years of age or older is arrested and charged with a violation of any provision of title 53a which is designated as a felony, such child shall submit to the taking of his photograph, physical description and fingerprints.
“(b) Whenever a child is brought before a judge of the superior court, such judge shall immediately have the case proceeded upon as a juvenile matter. Such judge may admit such child to bail or release him in the custody of his parent or parents, his guardian or some other' suitable person to appear before the superior court when ordered. If detention becomes necessary or desirable, the same shall be in the manner prescribed by this chapter.
“(c) Upon the arrest of any child by an officer, such officer may release him to the custody of Ms parent or parents, guardian or some other suitable person or agency or may immediately turn him over to a juvenile detention center.
“(d) The court or detention supervisor may turn such cMld over to a youth service program created for such purpose, if such course is practicable, or such child may be detained pending a hearing which shall be held on the business day next following his arrest. No child shall be detained after such
“(e) The police officer who brings a child into detention shall have first notified, or made a reasonable effort to notify, the parents or guardian of the child in question of the intended action and shall file at the detention center a signed statement setting forth the alleged delinquent conduct of the child. Unless the arrest was for a serious juvenile offense, the child may be released by a detention supervisor to the custody of his parent or parents, guardian or some other suitable person.”
“[General Statutes] Sec. 46b-128. (Formerly Sec. 51-309). investigation OF DELINQUENCY COMPLAINT. NONJUDICIAL DISPOSITION. PETITION OF delinquency. Whenever the superior court is in receipt of any written complaint filed by any person, any public or private agency or any federal, state, city or town department maintaining that child’s conduct constitutes delinquency within the meaning of section 46b-120, it shall make a preliminary investigation to determine whether the facts, if true, would be sufficient to be a juvenile matter and whether the interests of the public or the child require that further action be taken. If so, the court may authorize the filing of a verified petition of alleged delinquency or it may make without such petition whatever nonjudicial disposition is practicable, including the ordering of such child to do work of which he is capable in public buildings or on public property, particularly in cases in which the complaint alleges that the conduct of such child resulted in the willful destruction of property, provided the facts establishing jurisdiction are
Athough the respondent did not directly address this issue below, it was specifically raised by the state and ruled on by the transferring court. Because the court considered the issue, it was “distinctly raised” at trial
“[General Statutes] Sec. 46b-126. (Formerly Sec. 51-307). child CHARGED WITH A CLASS A FELONY OR SERIOUS JUVENILE OFFENSE TRANSFERRED TO REGULAR CRIMINAL DOCKET, WHEN, (a) The court shall hold a transfer hearing to determine whether it is appropriate to transfer and may transfer from the docket for juvenile matters to the regular criminal docket of the superior court any child referred for the commission of a class A felony, or for any serious juvenile offense designated as a class B or C felony if such child has previously been adjudicated a delinquent for a serious juvenile offense, as defined in section 46b-120, provided such child has attained the age of fourteen at the time the alleged delinquent act was committed. If the child is or has been under the custody of the commissioner of children and youth services, the commissioner shall provide any relevant information concerning the amenability of the child to treatment for use at the transfer hearing. No such transfer shall be valid unless, prior thereto, the court has made written findings after a hearing, that there is probable cause to believe that (1) the child has committed the act for which he is charged; (2) the child is not amenable to treatment in any institution or state agency or other available facility designed for the care and treatment of children to which said court may effect placement of such child which is suitable for his care or treatment; and (3) the prior adjudications of the child, together with the serious and dangerous nature of the acts and the physical, mental and emotional history and condition of the child, are such that the child is a danger to society and requires more secure and longer term handling than the juvenile justice system is able to provide and the institutions to which said court may sentence a defendant sixteen years of age or over are more suitable for the care and treatment of such child. An order by the court under this section transferring a child from the docket for juvenile matters to the regular criminal docket of the superior court shall be a final judgment for purposes of appeal. Upon the effectuation of the transfer, such child shall stand trial and be sentenced, if convicted, as if he were sixteen years of age. If the action is dismissed or nolled or if such child is found innocent of the charge for which he was transferred, the child shall resume his status as a juvenile until he attains the age of sixteen.
“(b) There shall be established or designated by the department of children and youth services a secure facility or facilities within the state devoted
The respondent also maintains that because murder is a class A felony, he could be transferred under
See footnote 9, supra.
In Kent v. United States,
In fact, in Breed v. Jones,
The discussion to which the respondent refers involved an amendment to
“[General Statutes] Sec. 54-46a. PROBABLE CAUSE HEARING FOR PERSONS CHARGED WITH CRIMES PUNISHABLE BY DEATH OR LIFE IMPRISONMENT. (a) No person charged by the state on or after May 26, 1983, shall be put to plea or held to trial for any crime punishable by death or life imprisonment unless the court at a preliminary hearing determines there is probable cause to believe that the offense charged has been committed and that the accused person has committed it. The accused person may knowingly and voluntarily waive such preliminary hearing to determine probable cause.
“(b) Unless waived by the accused person or extended by the court for good cause shown, such preliminary hearing shall be conducted within sixty days of the filing of the complaint or information in superior court. The court shall be confined to the rules of evidence, except that written reports of expert witnesses shall be admissible in evidence and matters involving chain of custody shall be exempt from such rules. No motion to suppress or for discovery shall be allowed in connection with such hearing. The accused person shall have the right to counsel and may attend and, either individually or by counsel, participate in such hearing, present argument to the court, cross-examine witnesses against him and obtain a transcript of the proceedings at his own expense. At the close of the prosecution’s case, if the court finds that, based on the evidence presented by the prosecution, probable cause exists, the accused person may make a specific offer of proof, including the names of witnesses who would testify or produce the evidence offered. The court shall not allow the accused person to present such evidence unless the court determines that such evidence would be sufficient to rebut the finding of probable cause.
“(c) If, from the evidence presented pursuant to subsection (b) of this section, it appears to the court that there is probable cause to believe that the accused person has committed the offense charged, the court shall so find and approve the continuance of the accused person’s prosecution for that offense. A determination by the court that there is not probable cause to require the accused person to be put to trial for the offense charged shall not operate to prevent a subsequent prosecution of such accused person for the same offense.”
“[General Statutes (Rev. 1977)] Sec. 54-76a. procedure at hearing in probable cause. In a hearing in probable cause the rules of evidence shall apply as if such hearing were a jury trial. The defendant shall be called upon to plead in such hearing and if he waives examination, the judge shall forthwith hold him to answer in the appropriate court. If the defendant does not waive examination, the judge shall hear the evidence within a reasonable time. The defendant may cross-examine witnesses against him and may introduce evidence in his own behalf. If from the evidence it appears to the judge that there is probable cause to believe that an offense has been committed and that the defendant has committed it, the judge shall forthwith hold him to answer in the appropriate court; otherwise the judge shall discharge him. After concluding the proceeding the clerk of the court shall transmit to the clerk of the appropriate court all papers in the proceeding, any bail taken by him, and a transcript of the proceedings, in accordance with the provisions of subsection (a) of section 54-10.”
With the unification of the court system, probable cause hearings to bind an accused over to a higher court are no longer necessary. As a result, § 54-76a has been repealed. Nevertheless, the statute’s language is helpful in the present case to demonstrate that if the legislature wishes the rules of evidence to apply, it knows how to secure their application.
Any indication to the contrary in In re Juvenile Appeal (85-AB),
The respondent maintains that his rights of confrontation and cross-examination are independently protected under
We need not remand the case for a factual finding on the question of relevance and reliability as the court addressed the question at the transfer hearing when it considered the admissibility of Garcia’s statement as hearsay. We stress, however, that we adopt the court’s factual findings only. Whether the statement is admissible hearsay is a question we need not address at this time.
Miranda v. Arizona,
The question of whether statements obtained in violation of
In Ms brief, the respondent argues that varying degrees of probable cause apply to different stages of a criminal prosecution. There is, however, one probable cause standard. What differs is the procedural requirements necessary to determine whether probable cause exists at the various stages of a criminal prosecution. For example, probable cause can be found based on information provided by police officers in affidavits when the state is seeking to obtain a search warrant; State v. Delmonaco,
Concurrence Opinion
joins, concurring. Although I agree with the rest of the opinion and with the outcome, I disagree with part II A, which holds that the hearing on probable cause contemplated by
I disagree also with the position taken in the opinion that the scope of a transfer hearing is so limited under
The holding of the majority that evidence may be admitted at a transfer hearing of a child that would violate the constitutional rights of a defendant if used at an adult criminal proceeding is also impossible to reconcile with the remarks of Representative Richard D. Tulisano quoted by the majority concerning the substitution of the word “hearing” for “proceeding” in
I concur in the result, nevertheless, because even without the respondent’s confession or Garcia’s statement, there was ample evidence to support the finding of probable cause in the testimony of witnesses presented at the hearing. A witness riding in the car when the crime occurred testified that the respondent said he wanted to shoot some member of the Albany Avenue gang, that he handled the gun and gave it to Ramirez when he requested it just before the shoot
“[General Statutes] Sec. 46b-135. (Formerly Sec. 51-316). RIGHT TO counsel and cross-examination, (a) At the commencement of any proceeding on behalf of a delinquent child, the parent or parents, guardian and the child shall have the right to counsel and be so informed by the judge,