The Procurement Reform Amendment Act of 1998 (“the false claims statute”) provides that anyone who submits a false claim to the District of Columbia shall be imprisoned not more than a year and fined not more than $100,000 for each violation. D.C.Code § 2-308.21 (except as otherwise indicated, we refer to the 2001 edition of the Code). The false claims statute vests the responsibility to enforce violations of this statute with the Office of the Attorney General for the District of Columbia (“the OAG”). The court must decide whether this assignment of prosecutorial authority is valid. We hold that it is not.
I. Facts and Procedural History
Emerson Crawley, an employee of the District of Columbia Public Schools, allegedly sought to have the District reimburse as business expenses thousands of dollars that Crawley spent for his personal purposes. The District investigated Crawley, and referred the matter to the United States Attorney’s Offiсe for the District of Columbia (“the USAO”), which declined to prosecute him. The District, acting through the OAG, then charged Crawley by information with seventeen counts of violating the false claims statute. Pursuant to D.C.Code § 23 — 101(f), the trial court certified to this court the question whether the OAG has the authority to prosecute alleged violations of the false claims statute. We expedited briefing and argument. See D.C.Code § 23 — 101(f).
II. Discussion
A. Statutory Overview.
1. Division of Prosecutorial Authority.
Title 23, Section 101 of the D.C.Code “bifurcatefs]” the “prosecuting authority for crimes committed in the District.”
United States v. Bailey,
Prosecutions for violations of all police or municipal ordinances or regulations and for violations of all penal statutes in the nature of police or municipal regulations, where the maximum punishment is a fine only, or imprisonment nоt exceeding one year, shall be conducted in the name of the District of Columbia by the Corporation Counsel for the District of Columbia [now known as the OAG], except as otherwise provided in such ordinance, regulation, or statute, or in this section.
Section 23 — 101(b) empowers the OAG to prosecute, in addition to the crimes specified in Section 23-101(a), additional minor crimes — that is, violations “relating to disorderly conduct” and “lewd, indecent, or obscene acts.”
“All other criminal prosecutions,” Section 23-101(c) instructs, “shall be conducted in the name of the United States by the United States [Attorney for the District of Columbia or his assistants, except as otherwise provided by law.” 1
Prosecutions for violations of all police or municipal ordinances or regulations and for violations of all penal statutes in the nature of police or municipal regulations, where the maximum punishment is a fine only, or imprisonment not exceeding one year, shall be conducted in the name of the District of Columbia and by the city solicitor [predecessor of the OAG] or his assistants. All other criminal prosecutions shall be conducted in the name of the United States and by the attorney of the United States for the District of Columbia or his assistants.
Act to Establish a Code of Law for the District of Columbia, ch. 854, § 932, 31 Stat. 1189,1340-41 (1901).
The phrasing of the current version of Section 23-101 can be traced to the District of Columbia Court Reform and Criminal Procedure Act of 1970, Pub.L. No. 91-358, 84 Stat. 473 (1970) (“the Court Reform Act”). The Court Reform Act refined the division of prosecutoriаl authority that had been made at the beginning of the century by breaking up the single paragraph above into the three subsections currently found at Sections 23-101(a) through (c).
2. The False Claims Statute.
The District’s false claims statute, passed by the D.C. Council in 1998, makes it unlawful to “present[ ] to any officer or employee of the District of Columbia government, or to any department or agency thereof, any claim upon or against the District of Columbia, or any department or agency thereof, knowing such claim to be false, fictitious or fraudulent.” D.C.Code § 2-308.21. The statute requires that “each violation” of Section 2-308.21 be punished by imprisonment of “not more than one year” and “a fine of not more than $100,000.” Id. The statute assigns to the Corporation Counsel, the predecessor of the OAG, the duty to “prosecute violations of this section.” Id.
3. The Home Rule Act and Its Limitations.
In 1973, more than seventy years after passage of the first statute dividing prose-cutorial authority in the District,
see
31 Stat. 1189, 1340-41 (1901), Congress passed the District of Columbia Home Rule Act (“the HRA”), 87 Stat. 777, Pub.L. 93-198, D.C.Code §§ 1-201.01
et seq.
“[T]he coi-e and primary purpose” of the HRA “was to relieve Congress of the burden of legislating upon essentially local maters ‘to the greatest extent possible, consistent with the constitutional mandate.’ ”
McIntosh v. Washington,
B. Analysis.
As described above, prosecutorial authority for crimes occurring in the District must be exercised in accordance with D.C.Code § 23-101(a) through (c). It is common ground among the parties that Section 23-101 (a) cannot provide authority for the Council’s purported assignment of the prosecutorial duty to the OAG.
3
Section 23 — 101(b) grants to the OAG the power to prosecute violations “relating to disorderly conduct” and “lewd, indecent, or obscene acts,” and thus also cannot justify the false claims statute. The question, therefore, is what Congress meant in Section 23-101(c) when it assigned prosecuto-rial responsibility for crimes not specified in Section 23-101 (a) and (b) to the USAO
“except as otherwise provided by law.”
The text, of course, is our main guide on this question of statutory construction.
Veney v. United States,
1. A Brief History of the Evolution of the District’s Government,
a. Background: District Government Pre-1970.
“Between 1800 and 1871, the government in the District of Columbia was
With the repeal of the Act creating the Legislative Assembly, the “legislative powers” of the District had “ceased.”
Newspapers, Inc.,
“In June, 1967,” citing the District’s “ ‘explosive growth,’ ” “President Lyndon B. Johnson proposed the creation of the District of Columbia Council to perform the ordinance-making functions thereto performed by [the] Board of Commissioners.” Mize, supra note 4, at 9. President Johnson’s plan did not disturb the “overall аdministrative authority and function of the 1878 government (with lack of sovereignty).” Id. at 10. Rather, the “Presidential reorganization merely divided and reassigned the executive management and delegated rulemaking power of the three Commissioners. Prior to 1967, such functions were shared equally by the three Commissioners.” Id.
Under President Johnson’s plan, “nine appointed District of Columbia Council members assumed the myriad of rulemak-ing powers which Congress, over the years, had delegated to the Board of Commissioners. Contemporaneously, one appointed commissioner became the solo implementer of the 1878 Board of Commissioner’s executive management functions.” Mize, supra note 4, at 10-11 (footnote call omitted). Because the changes merely shifted (without adding any new authority) the power that Congress to that point had delegated, prior to the HRA, “the District of Columbia Council had no more rulemaking power than that which was delegated to and exercised by the Board of Commissioners.” Id. at 11.
Thus, in 1970, Congress acted as “the ‘state’ legislature as well as the national
b. The Home Rule Act and Beyond.
Although the HRA markedly expanded the Council’s legislative authority, see generally Mize, supra note 4, there is no indication that in the specific field of designating prosecutors for crimes Congress intended to grant the Council a greater role than it had before the HRA. To the contrary, as one commentator observed, in the “crucial political struggle” preceding the passage of the HRA, “the residents of the federal district came very close to getting,” but ultimately did not get, “some key powers that, with hindsight, would have made a major difference in District affairs. Control of the ... authority to appoint judges and prosecute local crimes are cases in point.” Harris, supra note 4, at 10.
To make clear the Council’s limited authority in the sphere of designating prosecutors of criminal offenses, the HRA expressly precluded the Council from enacting legislation “relating to the duties or powers of the United States Attorney ... for the District of Columbia.” D.C.Code § l-206.02(a)(8). As the Supreme Court has held, “the ordinary meaning of [‘relating to’] is a broad one — to stand in some relation to; to have bearing or concern; to pertain; refer; to bring into association with or connection with.”
Morales v. Trans World Airlines, Inc.,
The bottom line is that before, during, and after the passage of the HRA, it has been widely recognized that the Council lacks the authority to designate the OAG as the prosecutor of offenses that are not specified in Section 23 — 101(c). We see no reason today to break with this long-held consensus. 7
2. Legislative History.
The legislative history supports our reading of Section 23 — 101(c). The House Report on the 1970 Court Reform Act— the Act that broke down into three paragraphs now found in Section 23-101(a) through (e) the division of prosecutorial authority that Congress first articulated in 1901 — indicated that proposed Section 23-101 would “leave authority with the Corporation Counsel to prosecute minor offenses; the United States Attorney would continue to prosecute all felonies and the more serious misdemeanors.” H.R. Rep. No. 91-907, 91st Cong., 2d Sess. 169 (1970). 8
Three years later, when Congress was considering Home Rule legislation, the proposed version of the HRA precluded the Council from “enactfing] any act, or enactfing] any act to amend or appeal [sic ] any Act of Congress, which concerns the functions or property of- the United States.” H.R. 9682, 93d Cong., § 602(a)(3) (Oct. 10, 1973), reprinted in 1 Staff of the Senate Comm, on the District of Columbia, 93d Cong., 1st Sess., Legislative History of District of Columbia Self-Government and Governmental Reorganization Act 1335 (Comm. Print 1974) (“HRA History”). Some congresspersons, dissenting
At the floor debate on H.R. 9682, Representative Harsha argued that under the proposed bill the possibilities that concerned the dissenters would not come to pass. Rep. Harsha said: “that language [meaning, Section 602(a)(3)] convinces me that under this bill all present functions undertaken by the U.S. Attorney would remain in that office and could be removed therefrom only by act of Congress.” 2 HRA HistoRY. at 1251. 10 Rep. Harsha argued that “any act to amend the laws relating to the jurisdiction of the U.S. Attorney for the District of Columbia is an act ‘which concerns that function — of the United States.’” Id,. It followed, Rep. Harsha reasoned, that “[u]nder section 602(a)(3) of H.R. 9682, the Council could not enact legislation affecting the balance of prosecutorial responsibilities between the U.S. Attorney and the Corporation Counsel because it would be altering a ‘function’ of the United States.” Id. at 1252. Rep. Adams, a cosponsor of the bill, and “a strong proponent of self-government,” Newman & DePuy, supra note 4, at 557, “agreefd]” with Rep. Harsha’s interpretation. 2 HRA History, at 1252. Moreover, “[t]o make it very clear,” Rep. Adams said that an amendment had been proposed that would clarify that the Council was to have “no authority to ... [ejnact any act or regulation ... relating to the duties or powers of the United States attorney ... for the District of Columbia.” Id. “And it is the intent of that section,” Rep. Adams explained, “that the present prosecutive operation remain as it is until the Congress of the United States in its wisdom changes it.” Id.
After Rep. Adams described the proposed amendment, Rep. Harsha asked: “Then I am correct in this assumption, that in either bill we are talking about which was reported out of the Committee on the District of Columbia there is no intent whatsoever to change the present jurisdiction of the Attorney General’s office or the Justice Department in its prose-
Ultimately, the HRA contained both provisions that Reps. Adams and Harsha discussed. Section l-206.02(a)(3) precludes the Council from “enactfing] any act, or enacting] any act to amend or repeal any Act of Congress, which concerns the functions or property of the United States.” And Section 1-206.02(a)(8), as we have seen, precludes the Council from “enact[ing] any act or regulation ... relating to the duties or powers of the United States Attorney ... for the District of Columbia.”
The District rightly points out that at the time that Reps. Adams and Harsha discussed limitations on the Council’s authority to alter the responsibilities of the USAO, the bill under consideration would have precluded the Council from ever amending Titles 22-24 of the D.C.Code— the titles governing substantive and procedural criminal law. 2 HRA History, at 1335-36. The version of the bill that was ultimately adopted, however, expressly permitted the Council, upon the passage of two years after thе Council took office, to amend Titles 22-24. 11 Rep. Diggs, the Chairman of the House Committee on the District of Columbia, explained the motivation for the change:
The House passed bill prohibited the Council from making any changes in Titles 22, 23 and 24 of the D.C.Code. It was felt that since the District criminal code has not been substantially reviewed and revised for more than seventy yeai’s, this provision would hamper constructive revision of the criminal code. Since the District Committee is expected to act in the very near future on H.R. 7412, a bill which I introduced to create a law revision commission for the District, the Conference compromise was adopted. The law revision commission will be given a mandate to turn initially to revision of the D.C. Criminal Code and report its recommendations to the Congress. The Congress will then have a chance to make the much needed revision of the criminal code. This should take no longer than two years. Subsequent to that action, it seems appropriate and consistent with the concept of self-determination, that the Council be given the authority to make whatever subsequent modifications in the criminal code as are deemed necessary.
4 Home Rule for the District of Columbia 1973-1974: Background and Legislative History of H.R. 9056, H.R. 9682, and Related Bills culminating in the District of Columbia Self-Government Reorganization Act, House Committee Print, 93d Cong., 2d Sess. 3041-42 (1974).
The District’s argument is well-taken. Congressional views about the Council’s authority to designate the prosecutors of crimes likely would have been more restrictive when Congress would not have allowed the Council to amend the criminal laws at all. It does not follow, however, that when Congress agreed to permit the Council to make changes to Titles 22-24 (subject, of course, to the sixty-day review period of Section 1 — 206.02(c)(2)), Congress also intended to allow the Council to alter the criteria that had governed prosecutorial authority since the beginning of the century.
3. The District’s Arguments.
We shall now explain why the District’s approach fails to persuade us. According to the District, “when the Council creates a new offense, it can assign OAG responsibility for prosecuting it.” In the District’s view, the HRA’s limitation on Council legislation “relating to the duties or powers of the United States Attorney ... for the District of Columbia,” Section 1-206.02(a)(8), is not a barrier to this reading because that limitation applies only to those duties or powers that existed when the HRA was passed. If a crime did not yet exist when Congress passed the HRA, the argument goеs, then the USAO had neither the duty nor the power to prosecute that crime. And if that is right, then the Council’s decision to assign authority to prosecute violations of the new crime to the OAG would not “relate” to the duties or powers of the USAO. To decide whether a crime is “new” under this framework, the District suggests applying the test that the Supreme Court articulated in
Blockburger v. United States,
We believe this is an implausible reading of the statutory scheme. The District observes that neither the HRA nor Section 23-101 explicitly say that only Congress can alter the balance established in Section 23-101(c). Thаt may be, but those provisions really do not say what the District says they do. The District protests that “[i]t stretches language too far ... to suggest that” in Section l-206.02(a)(8) “Congress was referring to a
potential
‘duty’ or ‘power’ to prosecute crimes that did not even exist.” We disagree. As the United States puts it, “it is very natural to speak of having general duties that will apply in future contexts. For example, someone who takes an oath to uphold and defend the Constitution will surely have the duty to uphold and defend constitutional amendments enacted after the oath is taken.” This strikes us as absolutely right. If Congress had intended to allow the Council to deviate from the requirements of Section 23-101(c), we believe it would have done so more directly than through the elaborate mechanism suggested by the District. Simply put, there is nothing either in logic or in the text, structure, or
The District also argues that because the Council has authority to add criminal offenses, it follows that the Council can provide for the prosecution of those offenses as it sees fit. In other words, if by enacting new crimes the Council does not run afoul of the “relating to” limitation, how can choosing the prosecutor of those new crimes be improper? This argument fails for the simple reason that the HRA explicitly permits the Council to amend Titles 22-24, and thereby to enact new offenses and repeal old ones. Section 1-206.02(a)(9);
McIntosh,
The District makes much of a number of this court’s prior decisions interpreting other provisions of the HRA, primarily the HRA’s bar on Council legislation “with respect to any provision of Title 11 (relating to organization and jurisdiction of the District of Columbia courts).” Section § l-206.02(a)(4).
District of Columbia v. Sullivan,
Sullivan
does not command a different result here, nor do the other cases cited by the District.
12
For the reasons discussed above, there is good indication that even as the District’s authority to legislate upon “essentially local matters,”
Sullivan,
By contrast, as
Sullivan
explains, the limitation upon the Council’s ability to legislate with respect to the District’s courts was enacted “to give the newly enacted [Court Reform Act] an opportunity to prove its effectiveness.”
Sullivan,
Because of the different purposes served by Section l-206.02(a)(4) and (a)(8), it makes no sense to judge the latter by the criterion
Sullivan
applied to the former—
i.e.,
to have the determination whether the Council impermissibly intruded upon the USAO’s role turn on whether Council legislation affected the “structure,”
Sullivan,
Moreover, the Council legislation that we consider here is unique in kind. Cases like Sullivan discussed the Council’s authority to allocate power within the local government — for instance, by providing which of the local courts have jurisdiction over a class of cases. In other words, in cases such as Sullivan it was a given that the District had power in a certain field, and the only question was who within the District could exercise that power. Thus, those cases at most provide support for a Council act similarly shifting prosecutorial authority within the District; consider, for example, a Council act creating a new prosecutor of disorderly conduct cases, which currently the OAG prosecutes pursuant to Section 23-101 (b).
What makes the false claims statute different is that it purports not merely to shift authority within the local government, but to grant power to the District government to exercise authority that only the federal government previously had. The relevant parallel, therefore, would be to a Council act attempting to grant to the D.C. Superior Court jurisdiction over cases that the federal District Court traditiоnally had exclusive jurisdiction to adjudicate. Our decisions have never suggested that
Finally, in support of its fallback positions, the District points out that Congress repeatedly gave the OAG authority over certain minor crimes that carried as punishment both jail time and a fine.
See District of Columbia v. Grimes,
131 U.S.App. D.C. 360, 363-64,
These arguments are narrower, but analytically they are as flawed as the District’s broader contention. In the statutes that the District cites, it was Congress that made the exceptions, and what Congress has done and what it remains free to do in this field are not probative of the Council’s legislative authority. This is because the Constitution vests Congress with “extraordinary and plenary power ... over the District.”
United States v. Cohen,
236 U.S.App. D.C. 36, 48,
III. Conclusion
For the reasons explained above, we hold that only Congress can alter the pros-ecutorial authority described in Section 23-101(c), be it for felonies, misdemeanors, or other crimes that fall within that subsection. It follows that the Council exceeded its authority by assigning to the OAG the power to proseсute violations of the false claims statute. We therefore remand the case to the Superior Court for proceedings consistent with this opinion. 14
APPENDIX
D.C.Code § 23-101 (2001) provides in full as follows:
(a) Prosecutions for violations of all police or municipal ordinances or regulations and for violations of all penal statutes in the nature of police or municipal regulations, where the maximum punishment is a fíne only, or imprisonment not exceeding one year, shall be conducted in the name of the District of Columbia by the Corporation Counsel for the District of Columbia or his assistants, except as otherwise provided in such ordinance, regulation, or statute, or in this section.
(b) Prosecutions for violations of section 6 of the Act of July 29, 1892 (D.C. Official Code, sec. 22-1307), relating to disorderly conduct, and for violations of section 9 of that Act (D.C. Official Code, sec. 22-1312), relating to lewd, indecent or obscene acts, shall be conducted in the name of the District of Columbia by the Corporation Counsel or his assistants.
(c) All other criminal prosecutions shall be conducted in the name of the United States by the United States attorney for the District of Columbia or his assistants, except as otherwise provided by law.
(d) An indictment or information brought in the name of the United States may include, in addition to offenses prosecutable by the United States, offenses prosecutable by the District of Columbia, and such prosecution may be conducted either
solely by the Corporation Counsel or his assistants or solely by the United States attorney or his assistants if the other prosecuting authority consents.
(e) Separate indictments or informa-tions, or both, charging offenses prosecutable by the District of Columbia and by the United States may be joined for trial if the offenses charged therein could have been joined in the same indictment. Such prosecution may be conducted either solely by the Corporation Counsel or his assistants or solely by the United States attorney or his assistants if the other prosecuting authority consents.
(f) If in any case any question shall arise as to whether, under this section, the prosecution should be conducted by the Corporation Counsel or by the United States attorney, the presiding judge shall forthwith, either on his own motion or upon suggestion of the Corporation Counsel or the United States attorney, certify the case to the District of Columbia Court of Appeals, which court shall hear and determine the question in a summary way. In every such case the defendant or defendants shall have the right to be heard in the District of Columbia Court of Appeals. The decision of such court shall be final.
Notes
. Notwithstanding the division of authority in Section 23-101 (a) through (c), in certain circumstances, the USAO and the OAG may consent to prosecution by the other of violations falling within their respective jurisdictions. Section 23-101(d), (e). For the convenience
. D.C.Code § 1-121 (1978) has been reenacted as D.C.Code § 1-201.02 (2001).
. To the extent that the District suggests that the assignment of prosecutorial authority in the false claims statute to the OAG is a valid exercise of the Council's power under Section 23-101(a), we reject that argument. First, we do not read the false claims statute as a “police or municipal ordinance[] or regulation]^ ]” or a “penal statute in the nature of [a] police or municipal regulation[]." Section 23-101 (a). Violators of the falsе claims statute face a penalty of up to $100,000 per violation and up to one year in jail; Crawley, charged with seventeen counts of violating the false claims statute, thus faces a fine of $1.7 million and 17 years in jail. It cannot seriously be said that this is a punishment in the nature of one that would flow from a violation of something akin to a police or municipal ordinance. Moreover, under Section 23-101 (a), the Council may authorize the OAG to prosecute violations of “police or municipal ordinances" and “penal statutes in the nature of police or municipal regulations, where the maximum punishment is a fine only, or imprisonment not exceeding one year.” (emphasis added). Because the false claims statute authorizes a punishment of a fine and imprisonment, assigning prosecutorial authority to the OAG cannot be justifiеd under Section 23-101 (a).
. A detailed discussion of the history of the District's government is beyond the scope of this opinion. For information on this engrossing topic, see, e.g., Charles Wesley Harris, Congress and the Governance of the Nation's Capital: The Conflict of Federal and Local Interests (1995); Staff of the House CoMMirrEE on the District of Columbia, 101st Cong. 2nd Sess., Governance of the Nation's Capital: A Summary of the Forms and Powers of Local Government for the District of Columbia, 1790 to 1973 (Comm. Print 1990); Gregory E. Mize, A Guide to Deciphering the Laws of a Unique City-State Legistature-The Council of the District of Columbia, 2 Potomac L.Rev. 1 (1979); Jason I. Newman & Jacques B. De-Puy, Bringing Democracy to the Nation’s Last Colony: The District of Columbia Self-Government Act, 24 Am. U.L.Rev. 537 (1975).
. Harris, supra note 4, at 5.
. After
Morales,
the Court held that its "prior attempt to construe the phrase ‘relate to' [did] not give [the Court] much help drawing the line” in another pre-emption case involving similar language.
New York State Conference of Blue Cross & Blue Shield Plans v. Travelers Ins. Co.,
. Further, although Congress eventually agreed that the Council should have authority to amend Titles 22-24, the congressional review period for such legislation is sixty days — that is, thirty days longer than the review period for other Council legislation. Compare Section 1-206.02(c)(1) (describing approval period for ordinary legislation) with Section 1-206.02(c)(2) (describing approval period for legislation modifying Titles 22-24). This suggests that Congress believed that Council legislation on criminal matters strongly implicated federal interests, and that Congress intended jealously to protect those interests.
. “No statute applicablе to the District of Columbia provides a general definition of either 'felony' or ‘misdemeanor.’ "
Henson v. United States,
. The bill under consideration at the time wоuld have prevented the Council from ever amending Title 22. See infra at 15-16, 2 HRA History at 1336. As a result, it appears that the legislators might have been laboring under a misunderstanding of the bill when they wondered what would happen if the Council were to amend that Title. On the other hand, it is possible that they were aware that a later draft of the HRA would not preclude the Council's authority forever to amend Titles 22-24, and that the comments cited above were made in anticipation of that later version of the bill.
. The District argues that Rep. Harsha's use of the words "present functions" means that Congress did not intend the limitation in Section 1-206.02(a)(8) to apply to "new" criminal offenses enacted by the Council. This argument tracks the District’s contention that the phrase "duties and powers" in Section 1-206.02(a)(8) refers solely to the USAO's duties and powers in 1973. As we shall explain later, this is not a plausible reading. See infra at 17-18.
.
See McIntosh,
. For other such cases,
see. Dimond v. District of Columbia,
253 U.S.App. D.C. 11), 121-22,
. Sullivan's holding that the Council had authority to decriminalize certain traffic offenses is a straightforward application of the HRA's explicit grant (in Section 1-206.02(a)(9)) to the Council of the power to amend substantive and procedural criminal law. Thus, that aspect of the decision does not support the District’s argument either.
. Crawley asks us to order the information filed against him to be dismissed with prejudice. The OAG does not respond to this request, but the US AO argues that dismissal with prejudice is inappropriate “because the defect in this prosecution might well be remediable” under Section 23-101(d) and (e), which permit the USAO or the OAG to consent to prosecution by the other in certain circumstances. Having answered the question certified to us by the trial court — that is, whether the Council validly assigned to the OAG the duty to prosecute violations of the false claims statute — we believe that the best
