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In Re Preston
616 P.2d 1
Alaska
1980
Check Treatment

*1 Ray C. Matter PRESTON. No. 4889.

Supreme Court of Alaska.

Aug. *2 by thе Attor employed se, W. Preston was Preston, James pro Ray C. Except McGowan, Juneau, respondent. in Juneau. ney office General’s during in 1974 months about six a Counsel, Garrison, An- Bar W. William As Administrative which he worked Bar Association. Alaska chorage, for Preston Egan, to then-Governor sistant J., RABINOWITZ, and CON- C. Before office Attorney General’s for the worked *, MAT NOR, BURKE and BOOCHEVER suspended was until he August 1971 from THEWS, JJ. of the criminal as a result May Preston In herein discussed OPINION counts of jury on three by grand indicted a RABINOWITZ, Justice. Chief that on charged I Count drug violations. a thir marijuana to matter disciplinary given a 28 he had appeal April involves This 17- determining the in violation AS which we are faced teen-year old action disciplinary April and extent of charged nature II that on Count 12.010.1 Preston Ray Preston. taken cocaine same minor given had which, under felony, a convicted of count, The final 17.10.010. of AS is included Bar Rule had, April III, on charged that count thus calls crime” and of “serious definition agent approximate given to an undercover of bar automatic commencement violation of AS grams .03 of cocaine ly was con- disciplinary proceedings. 19, 1979, Preston March On 17.10.010. contendere plea victed on his of nolo to nolo con- guilty changed plea his to another. distributing cocaine offense of was done III. This as to count tenderе court, suspend- hearing, after which the agreement pursuant placed Pre- ed of sentence two counts of remaining state dismissed The Area years. for two probation ston on mentioned, previously As the indictment. that Pre- recommended Hearing Committee suspended superior court sentencing the months. There- suspended for six ston be years and two sentence for imposition of the Alaska after, Disciplinary Board of period. for that probation on placed Preston that Preston recommended Bar Association probation condi the usual addition law for suspended from possess tions, Preston was ordered us to The case is now before years. except under doc substances any controlled whether Preston’s determine $5,000 or a fine of pay and to tor’s orders so, and, the extent to discipline, if warrants community service. 500 hours of complete have determined such prac- suspended from Preston should be order, 5, 1979, we issued On law for two tice of immediately II-23(a),2 pursuant to Bar from the suspending Preston fol- underlying facts are as The relevant felony,3 “pending a conviction of law school in law for from graduation lows. After defined, imme- enter an order the Court shall deci- to the court for *This case was submitted diately suspending whether resignation. prior Justice Boochever’s sion plea guilty or a conviction resulted nolo contendere or of an disciplinary proceeding 1. AS 17.12.010 trial verdict after or from a chap- otherwise, pendency provided regardless Except in this as otherwise disposition ter, person a appeal, pending a to manufac- final it is unlawful for counterfeit, ture, possess, compound, have to be commenced administer, control, sell, prescribe, conviction. under barter, dispense, give, any supply or distribute II-23(b) provides: 3. Alaska R. manner, hallucinogenic depressant, include crime’ shall The term ‘serious drug. stimulant felony in the would be crime which is or II-23(a) provides: Alaska, except of Alaska 2. Alaska Bar R. violations State of motor ve- violations of Title 28 and filing Statutes Upon of a certifi- with the Court govern- or local states include hicle laws of other ments, demonstrating bеen that an cate convicted of lesser crime and shall also as hereinafter a serious crime proceeding disposition final formed basis for a recommendation to be commenced such conviction.”4 this court to pen- more substantial alty the conviction is conclusive evidence than was recommended the Hearing Since crime,5 Committee. The relevant commission follows; sole was make аs to the extent of disci- recommendation As an respondent officer of the *3 imposed.6 After pline to be testi- is charged with to the obedience law. mony all the reviewing law, and evidence sub- When to the practice admitted of he mitted, Hearing the Area Committee issued uphold swore to the law. a

findings fact recommendation of of and a Conviction of serious crime is conduct suspension.7 six months’ adversely respоndent’s affects fit- to practice ness law. The Hearing Committee’s findings The Respondent’s of the law were recommendations then filed with fidelity manifests his want of sys- to the the Disciplinary Board. The parties “stipu- government. tem of lawful the Disciplinary lated that Board could hear Respondent’s expedited engen- on activity matter an felonious basis without disrespect ders argument activity further oral the law if such briefing.” or go is to without its sanсtion. findings made own of fact which deviated somewhat Respondent’s those . Hearing duct, Committee. findings employing dishonesty, conscious de- necessary which, 1-102(A)(6) of element as determined lation of DR of Pro- Code by statutory or common law of Responsibility, definition fessional which states that: crime, such an (A) involves conduct as lawyer A shall not: jus- with interference the administration of tice, fraud, swearing, misrepresentation, false (6) any Engage in other conduct that ad- deceit, bribery, corruption, . . extor- versely reflects on his to fitness law. tion, misappropriation, theft, attempt or Respondent-attorney, as an officer of the conspiracy or a or of solicitation another to charged with obedience to the law. commit ‘serious crime.’ position responsibility He assumes a itself, law, uphold any 2; law 23(a), and to supra 4. Alaska Bar R. note see аlso II— disregard by of the law R. him is more II-15. II— grave by layman than that who breaks the II-23(c) provides: 5. Alaska Bar R. law. attorney A certificate ‍‌​​‌​​​​‌‌‌‌​‌​​‌​​​​‌‌​‌​‌​​​‌‌​​‌​‌​‌‌​​​‌​​​‌‍of a conviction of an Respondent’s mani- breach the law any crime conclusive evidence fidelity system fests his want of to any discipli- the commission of that crime in government. lawful nary proceeding instituted him based Respondent’s activity may felonious well upon the conviction. engender disrespect public if from the such activity go were to sanction. without types 6. The available this court by Respondent Conviction a serious to administer are forth set in Alaska Bar R. crime, namely felony, said adversely his fitness to grounds Misconduct shall be for: practice law. (a) Court; by Disbarment Respondent, prior to the institution of (b) Suspension by the Court for not herein, charge properly per- the criminal exceeding (c) years; five attorney. formed his duties as an Since the Court; by Public censure charges, institution of criminal he was dis- (d) reprimand by Private charged from his Board; or State has finan- of Alaska. suffered He (e) by Private informal admonition Ad- [the prior loss to and cial since his on ministrator.] 1979. He sorrow for his ac- admits Among by the relevant of fact made felony, invoking although said tions following: the Area philosophical disagreement with that petition charges The formal thаt the com- agrees obligation He has an mission of the cotic herein, crime distribution of a nar- trust, disagrees of premise with the drug Finding as referred to in 4No. obey attorney’s duty that an to engaging constitutes in conduct that uphold any higher it is than adversely Respondent’s affects fitness other citizen. law, and that said conduct is in vio- greater gesting if it that his professional

serves condemnation than skill abili- obligated ty represent were committed one clients was not affected high adhere standards honor use his and distribution cocaine. Preston State, 580 P.2d integrity.’ Webb also to the observations made in adverts (Alaska 1978). Erickson, (Alaska State v. 1978), present state of scientific as- Respondent’s testimony repeatedly suggest does obey knowledge cocaine serts that as a greater dangerous light more than alcohol. uphold the law is no than foregoing, Preston concluded that that of other citizen. him imposed criminal sanction on is suffi- Respondent’s testimony evidences that subjected cient and that should not be only regrets of the law his violation by way further sanctions because of the sanctions for such violations. *4 that Respondent’s testimony evidences high Lawyers in are held to a Alaska knowingly simply violated the law be- professional Alaska standard of conduct. law. respondent disagrees cause with the in provides, part: Bar Rule II—9 respondent The evidences that record is, law in Alaska practice The license to civil not violate the law as an act of did continuing among things, procla- other in to effectuate disobedience order by the that the holder is fit mation Court disregarded in the changes the law. He ju- professional with entrusted simply disagreed law that the because matters, in the adminis- dicial aid perform acts which he should wanted justice attorney as tration of illegal. counselor, the and as an officer of courts. respondent record evidences every It is of the bar duty member by a acquiesced to similar of this act all times .in State to age minor

. upon formity standards Bar as

members conditions practice privilege to stan- Respondent’s The record evidences that include, to, the are not limited dards unaccompanied violаtion of the law professional responsibility, code of effectuating change in judicial that have code the law raises ‍‌​​‌​​​​‌‌‌‌​‌​​‌​​​​‌‌​‌​‌​​​‌‌​​‌​‌​‌‌​​​‌​​​‌‍substantial doubt been, may time to any that be from competent judgment giv- in can exercise hereafter, recognized by adopted time or legal public of the advice to members of Alaska. Supreme Court may licensed who seek his services attorney. Disci-

By foregoing, attorney practiсe reasons of the law Any admitted to plinary unanimously ap- finds that in other who Alaska engages recommendation of the Commit- pears, participates, or otherwise inadequate tee is is State subject supervision Supreme result, they As a recommended (hereinafter ‘the Alaska called Court of practice of suspend court Court’) Disciplinary Board here- law for two inafter established. Before this has made court Preston part supervision, As of this initial contention that no Court of Alaska and Associ be imposed against the offense him since perform functions to as self-policing ation for which he was does not reflect convicted high are main sure that standards adversely on law. He his fitness to also tained. As the Hawaii Court argues offense not one Board Ha noted in turpitude. recently involves In record moral (Hawaii Bergan, waii v. bеfore the letters Board were numerous 1979): sug- from Preston’s friends and associates

It is the of this court to of the state practices. solemn in which he regulate in this of law state ABA Code of Professional Responsibility pro and to see that of the integrity (Final Ethical Consideration 1-5 by disciplining fession is maintained at 1969), provides, part: torneys indulge practices who incon Because of his society, even high sistent with the ethical standards of law violations all demanded of of the bar. members tend public to lessen confidence in the Hawaii of the Su legal profession. Obedience to lawexem- preme Kim, Court v. 59 Haw. plifies respect lawyers for law. espe- To (1978); People P.2d 333 ex rel. MacFar cially, respect for the law should be more Harthun, Colo., lane v. 581 P.2d 716 platitude. than a carrying duty, out we will term “serious crimes” hesitate to substantial sanc Alaska Bar Rules drаfted so that convic tions an attorney for act- any felony, tion of whether committed ca punishable by imprisonment year for one pacity or not-which ‍‌​​‌​​​​‌‌‌‌​‌​​‌​​​​‌‌​‌​‌​​​‌‌​​‌​‌​‌‌​​​‌​​​‌‍evidences want of more, it possibility carries with personal honesty and integrity renders range sanc unworthy confi misdemeanors, dependent tions. Certain dence. turpitude the moral reject Preston’s contentions that are defined as serious crimes.11 This differ *5 because his conduct was unrelated to his felony ent treatment accorded convictions is ability skill and to felony based the rationale that a con that receive no Pre viction, alone, enough standing ston suggesting relies California cases attorney’s breach of the trust public of an that unless the crime turpi involves moral position community that interim sus tude no discipline imposed. should be In re pension imposition disciplinary and the 842, Fahey, 313, 8 Cal.Rptr. Cal.3d 106 505 sanctions, disbarment, including appro are (1973).8 notes, P.2d 1369 As bar counsel states, of a priate. In some conviction felo latest pronounce California Court ny Mat mandates automatic disbarment. rejected ment position. this In re Ro Goldman, 105, 486, ter of Ariz. 602 P.2d 124 han, 195, 855, 21 145 Cal.Rptr. Cal.3d 578 (1979) (en banc); 48 Hopfl, 489 In re N.Y.2d (1978).9 P.2d 102 859, 350, 424 N.E.2d 292 400 N.Y.S.2d persuaded are not that (1979). underlying involving crime must be one moral turpitude prerequisite proceed as a to the disciplinary disciplinary ings sanctions.10 An under Bar Rules is not to the Alaska acts in trust criminal As the Califor sanctions. stated, is an pur officer the court. He has a nia Court has “[T]he profession to the and the pose disciplinary proceeding pu administra justice, tion of especially uphold to the laws into of the inquire nitive to the fitness provides 8.We note that California for a differ- 9. But see Chief Justice Tobriner’s concurrence discipline Rоhan, provided Cal.Rptr. ent scheme of than in that 145 578 P.2d at in Alaska. Alaska follows ABA Standards 106-08. Lawyer Discipline Disability Proceed- ings (Approved 1979) pro- Thus, §§ 9.1-9.4 whether, by we need not consider its crime, viding that circumstances, conviction of a serious surrounding nature or any felony, includes calls for the immediate turpi conviction in case involved moral offending attorney as well Kreamer, tude. See In re 14 Cal.3d 121 disciplinary proceedings 600, 603-04, to thе na- Cal.Rptr. determine discipline imposed. (Cal. ture Compare extent be 1975). Rohan, procedures noted in re n.3, Cal.Rptr. 855, 21 Cal.3d 145 578 supra. 11. See note 3 104 n.3 presentence report as to his capacity participation to continue in that However, legal. and the these public, end courts occurrences. at the Committee, profession protected.”12 Hearing will the Area when itself be before presentence report When the on the if the directly touches asked accurate, said, attorney’s prac “Yes.” It is doubtful competence ability law, clear. tice interests are Committee involved instances the conviction sidered the evidence of circumstances where conduct, no interests, integri since there was does not involve these findings. are in its On ty reputation legal profession mention them made hand, jeopardized Disciplinary Board did spectre “the of an individual the other they continuing charges, convicted consider these dismissed since of a ‘serious crime’ good explicitly portion serve as mentioned an officer of the court standing.” pro findings previously quoted. Board’s Public confidence in the detrimentally in the recommendations fession affected such The difference 1-102(A) Disciplinary Board and the Area Hear- Disсiplinary circumstances. explained by provides, part: largely “A not: (6)Engage emphasis in . that ad versely found ex- placed reflects on his on this which it fitness reprehensible. law.” tremely We think a un felony conviction questionably adversely upon the le Though argued in the briefs be gal profession particular attorney’s and the at oral fore this Preston’s counsel fitness to the issue of whether argument raised court must limit its determination In determining appropri what is solely extent of appropriate ate we first impose, sanction not consider these dismissed conviction and underlying consider the criminal conviction responded charges. Bar counsel surrounding relevant circumstanc conduct, given Preston’s thought es. ABA Lawyer Discipline Standards record, its inclusion in the admission and Disability Proceedings (Approved 7.1§ *6 by appropriately be both could considеred 1979) Draft and court as the discipline de- should totality the of circumstances sur part of pend upon specific the circum- facts and rounding underlying offense. We case, stances of the should be fashioned in agree. light of lawyer discipline, of aggravating take into account consid taking This while into mitigating circumstances. of both the eration fact of Discipli Admitted into record Area Hear- and the before the Board, ing report the circum presentence nary Committee was the must review all surrounding felony which was Preston’s con filed in court stances prosecution appearing connection with the in the record in order viction appropriate Preston. It the statements determine the extent includes by imposed. Within give that Preston in fact which is to be witnesses did dis marijuana small context Preston’s conviction for amounts of cocаine and adult, to an we cannot thirteen-year-old son a friend with tribution of cocaine appearing permission boy’s fail to take into account facts father. establishing Preston also refused comment to the author of in the record Kreamer, Lawyer Cal.Rptr. Discipline 12. In re 14 121 13. ABA Standards for Cal.3d 600, 605, (Cal. 1975) Disability (citation Proceedings, Commentary 733 9.2 § 535 omitted). 1979). (Approved Bar Ass’n See also Louisiana State Draft Bensabat, 1979); (La. 378 So.2d Dеnton, State ex rel. Oklahoma Ass’n v. Responsibility, 14. ABA Professional Code of (Okla.1979). 1969). 1-102(A) (Final engaged provides legal profession. fac- conduct which suggests The record tual basis for additional violations of Alas- that Preston has otherwise been an exem- statutory ka’s laws.15 plary attorney widely and that re- spected by clients, colleagues and friends. legislative penalties provided for His use of these drugs willingness and his giving first conviction of narcotic to a drugs give them to knowing others in minor include a term imprison minimum of the law occurred at a time when he was years. 17.10.200(c). ment ten This AS emotionally suffering traumatic legislative determination evinces Alaska’s break-up marriage. Preston was not regarding concern dan the distribution of professional acting as or acting dealer gerous drugs to its minors. We cannot profit; nor was he ignore drug. addicted Preston’s conduct has demon drugs strated distribution of the to a disrespect legislatively en > laws of was out presence acted this state.1 carried in the and with the permission of thirteen-year-old Such we think conduct boy’s Further, picture father. overall gravely legal profession on the calls conveyed presentence report is that question into trust accorded “the benign intent and the [Preston] Though officer court. were exceedingly incidents the result of suggest the record does not that Preston’s poor judgment.” conduct involved sales distribution of the drug profit, merely Upon it is not the recrea consideration circumstances drugs, contends, tional use of is pertaining felony to Preston’s involved. appropriate Serious sanctions are factors, mitigating we are con- felony when the distribution is deserving vinced that Preston’s conduct is involved and the underlying facts show sanction. casе at involving course distribution ‍‌​​‌​​​​‌‌‌‌​‌​​‌​​​​‌‌​‌​‌​​​‌‌​​‌​‌​‌‌​​​‌​​​‌‍to bar, suspension originally requested stating minors. But before the disciplinary bar to roughly counsel coincide with the fitting, sanction we deem we think appro it two-year probation term of Preston’s priate at point to consider what miti suspended imposition of sentence on the gating factors appear the record. rationale that Preston felony probation.17 while on We have con- agree with Preston that this convic- society cluded that the interests of tion does not reflect on his ability profession by suspend- would best be served competence to serve his clients. separate noted, Those concerns. As Preston from the of law for we major concern here It involved is the dam- therefore ordered that age done to reputation integrity engage Preston’s license to attorney may disciplined 15. An intentionally dren and adolescents. He set in *7 motion, conduct which any apparent regard does not result in a criminal without 373, Hanratty, conviction. In re 375 consequences, N.W.2d factors which could have seri- (Minn.1979); Ohio State Bar v. impact Ass’n By ous our on other societal members. Weaver, 97, 41 Ohio St.2d 322 N.E.2d 665 society, laws, through enactment of Annot., (1975); 76 A.L.R.3d 1028 use, possession and sale cocaine have By been deemed unwanted and acts. 16. The Indiana Court in In Gor re Respondent attempted man, 970, (Ind.1978), 379 N.E.2d found place himself law and above the activity involving criminal for cocaine distribution acts, judgments. being to societal profit by warranted disbarment committed are evidence of a noted: baseness, vileness, depravity in the social present Respondent case the private duties which an owes to possession convicted of ute, with intent to distrib- his fellowman. conspiring distribution and to distribute experi- coсaine. These are not the acts of an ex 17. Cf. State rel. Bar Ass’n v. Oklahoma youth. menting Respondent actively en- Denton, 663, (Okla.1979) (disci gaged himself in introduction pline possession marijuana ordered as that, place trolled substance into a market suspension length probation). unfortunately, occupied often chil- too suspended of law in Alaska commencing of this

years with the date suspension April order of

court’s interim

1979. Justice,

CONNOR, concurring part

dissenting part. impose only suspension

I would opinion, until date of to a in excess

which will amount months.

of 16

BURKE, Justice, concurring part, dis-

senting part. colleagues, opinion my

I concur discipline that

except as to the measure of Mr. ‍‌​​‌​​​​‌‌‌‌​‌​​‌​​​​‌‌​‌​‌​​​‌‌​​‌​‌​‌‌​​​‌​​​‌‍Pre- imposed. I would order

should be His and know-

ston disbarred. intentional disregard of the law he was sworn attorney gener-

uphold, both assistant bar,

al member of demonstrates and a fit

that he lacks character to

Alaska. CURRY, Appellant, L.

David Tucker;

George TUCKER Carol

First National Bank of

Anchorage, Appellees.

No. 4249. Alaska. Court of

Sept.

Case Details

Case Name: In Re Preston
Court Name: Alaska Supreme Court
Date Published: Aug 29, 1980
Citation: 616 P.2d 1
Docket Number: 4889
Court Abbreviation: Alaska
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