Respondent John M. Power was admitted to the practice of law in the State of New York by the Second Judicial Department on December 15, 1965, and was admitted to practice as an attorney in New Jersey and Florida in 1992. At all times relevant to this proceeding he has maintained an office for the practice of law in New Jersey as well as within the First Judicial Department.
This is an application by the Departmental Disciplinary Committee (the Committee) seeking an order pursuant to 22 NYCRR 603.3, imposing a public censure upon respondent, predicated upon the imposition of similar discipline, namely a public reprimand, by the Supreme Court of New Jersey; in the alternative, the Committee seeks an order sanctioning respondent as this Court deems appropriate. By a cross motion dated May 21, 2003, respondent requests an order dismissing the petition or, in the alternative, imposing a private admonition.
The underlying order of the Supreme Court of New Jersey, entered April 29, 2002 (171 NJ 470,
Following complaints from various individuals concerning respondent’s advertisement, the Committee on Attorney Advertising of the Supreme Court of New Jersey issued a letter to respondent preliminarily concluding that the advertisement violated one of its opinions, and requested a written response. In his response respondent defended the contents of his advertisement.
In lieu of a formal complaint and a plenary hearing, respondent, represented by counsel, entered into a stipulation of discipline by consent dated April 5, 2001, with the Committee on Attorney Advertising. The stipulation recited misstatements made in respondent’s advertisement which concerned the following: (a) costs, expenses, and time associated with the probate of a will, as opposed to under a living trust, (b) the impact of having a living trust in the event of incapacitation, (c) the avoidance of
The New Jersey Disciplinary Review Board then granted the petition of the Committee on Attorney Advertising to impose discipline by consent without oral argument, concluding that respondent’s advertisement contained potentially misleading statements to future clients in violation of RPC 7.1 (a) (1), and finding that respondent should be required to take a course in trusts and estates since he had been conducting public seminars and his advertisement was “inaccurate in many respects.” The New Jersey Supreme Court thereafter issued its April 29, 2002 order reprimanding respondent and directing him to obtain preapproval of all proposed advertisements, solicitations, flyers and related communication for a period of two years.
In a proceeding seeking reciprocal discipline pursuant to 22 NYCRR 603.3 (c), respondent is precluded from raising any defenses except (1) a lack of notice constituting a deprivation of due process, (2) an infirmity of the proof presented to the foreign jurisdiction, or (3) that the misconduct for which the attorney was disciplined in the foreign jurisdiction does not constitute misconduct in this state (see Matter of Meaden,
Respondent does not dispute that he has no defense under 22 NYCRR 603.3 (c) (1), inasmuch as he was provided with sufficient notice and opportunity to be heard in the New Jersey matter (see Matter of Terzis,
“(a) A lawyer shall not make false or misleading communications about the lawyer, the lawyer’s services, or any matter in which the lawyer has or seeks a professional involvement. A communication is false or misleading if it:
“(1) contains a material misrepresentation of fact or law, or omits a fact necessary to make the statement considered as a whole not materially misleading”
In 1998, when respondent published his advertisement, New York’s Code of Professional Responsibility DR 2-101 (a) (22 NYCRR 1200.6) provided: “A lawyer on behalf of himself . . . , shall not use or disseminate or participate in the preparation or dissemination of any public communication containing statements or claims that are false, deceptive, misleading or cast reflection (sic) on the legal profession as a whole.” Contrary to respondent’s assertion, DR 2-101 (a) does not require that the lawyer’s statement be intentionally deceptive or misleading.
Respondent has already stipulated to the finding of misconduct, and the finding was fully supported by the record. Whether or not respondent’s advertisement involved intentionally false statements, the fact remains that those statements had the potential to mislead prospective clients, which was violative of the New Jersey statute and would constitute misconduct in this state. Accordingly, the imposition of reciprocal discipline is appropriate.
In reciprocal proceedings, this Court normally defers to the sanction determination made in the state where the misconduct occurred (see Matter of Power,
Accordingly, the petition should be granted and respondent publicly censured in accordance with the discipline ordered in New Jersey; the cross motion should be denied.
Respondent publicly censured.
