In Re Pinal County Mental Health No. Mh-201000029
Lead Opinion
OPINION
¶ 1 After a hearing on a petition for court-ordered treatment, the trial court found by clear’ and convincing evidence that appellant is persistently and acutely disabled as a result of a mental disorder and is either unable or unwilling to accept treatment voluntarily. Pursuant to
Factual and Procedural Background
¶ 2 The appellant was examined by two psychiatrists, Dr. Michael Vines and Dr. Vincent Krasevic. Dr. Vines was in the same room as appellant when he observed and interviewed him. In Vines’s affidavit, under the heading “Mental Status” and the subheading “Emotional process,” he reported that appellant walked with a limp, had “a history of spina bifida,” made good eye contact, appeared relaxed, and wore long hair and a beard. Vines did not testify he had conducted any other bodily examination of the appellant, nor did he suggest appellant’s behavior or condition made such an examination impracticable.
¶ 3 Dr. Krasevic examined appellant remotely by a “Telemed” video conferencing system rather than in person. Krasevic indicated both in his affidavit and testimony that he had reviewed available documentation on appellant, including a drug screen and a report of his vital signs taken by a nurse practitioner. Like Dr. Vines, Dr. Krasevic’s observations of appellant’s physical appearance and behavior were focused on his mental status.
¶4 Appellant contended below that Dr. Krasevic had not conducted a physical examination and that the state had therefore “failed to meet the strict requirement ... under the mental health statutes that two physicians actually perform examinations and evaluations of the patient.” The trial court found the state had met its burden and the evidence presented was sufficient to conclude appellant was persistently and acutely disabled as a result of a mental disorder.
Discussion
¶ 5 “The requirements of ... most of the provisions of Title 36 ... are set forth with precision and clarity. When the legislature has spoken with such explicit direction, our duty is clear.” In re Coconino County Mental Health No. MH 95-0074,
¶ 7 Before a petition for court-ordered treatment may be filed, the proposed patient must first be evaluated.
shall be accompanied by the affidavits of the two physicians who conducted the examinations during the evaluation period ... [which affidavits] shall describe in detail the behavior which indicates that the person, as a result of [a] mental disorder, is ... persistently or acutely disabled ... and shall be based upon the physician’s examination of the patient and the physician’s study of information about the patient.
(Emphasis added.) Absent a stipulation, the two physicians who execute the affidavits must testify at the hearing on the petition “as to their personal examination of the patient.”
¶8 In this case, the parties dispute the meaning of the phrase “complete physical examination” and therefore reach different conclusions about the nature and scope of that examination. The appellant asserts the phrase contemplates a conventional physical examination like that conducted by any physician to evaluate a patient’s overall medical health. The state counters that, in the context of a psychiatric evaluation, the legislature intended to require only “observations of a proposed patient, [his or her] demeanor, presentation, ability to communicate with the doctor, and expressions.” In short, the state suggests a physician may comply with the requirement by conducting a remote visual observation of the patient, evaluating his or her presentation only for signs of mental illness.
¶ 9 In our view, a plain reading of the pertinent statutory language compels the conclusion that the legislature intended to require a physical examination directed at evaluating the patient’s overall medical health. As discussed above,
¶ 10 Moreover,
¶ 11 Nor can we harmonize the state’s suggestion that the examination may be a limited one, confined to a visual assessment of the patient’s presentation, with the legislature’s requirement that the physical examination be “complete.” See City of Phoenix v. Phoenix Employment Relations Bd.,
¶ 12 To the contrary, the legislative history of the current statute demonstrates that the requirement of a “complete physical examination” was first introduced as part of a comprehensive legislative scheme designed in part to protect the severely mentally ill from medical neglect. Previous versions of our code also required an “examination” or “personal examination” by physicians prior to a civil commitment. Ariz. Rev.Code 1928, § 1769; Ariz.Code 1939, § 8-301; Ariz. Code 1939, § 8-307 (Supp.1952);
¶ 13 This changed in 1974, when the legislature repealed our prior mental health statutes, 1974 Ariz. Sess. Laws, eh. 185, § 1, and for the first time required a “complete physical examination” of persons being evaluated for treatment. 1974 Ariz. Sess. Laws, ch. 185, § 2 (former
¶ 14 Thus, the history and context of Arizona’s statutory scheme reinforce our conclusion that the plain language of
¶ 15 Our understanding of the legislature’s intent in requiring a “complete physical examination” conforms both to a layperson’s and a physician’s understanding of what that phrase means. A “physical examination” is generally defined as “an examination of the bodily functions and condition of an individual.” Webster’s Third, New Int'l Dictionary 1706 (1971).
¶ 16 The state contends the legislature intended the phrase “complete physical examination” to convey a more specialized and limited meaning in the specific context of a statute setting forth the requirements for a psychiatric evaluation of a patient’s potential mental disorders. However, the state has not explained what the particular specialized meaning would be or how it would differ from lay and medical understandings of a physical examination.
¶ 17 Our own perusal of psychiatric literature does not support the state’s suggestion that a physical examination conducted as part of a psychiatric evaluation would be
¶ 18 The state contends the examinations performed here were nonetheless adequate in light of MH 2008-000438. There, Division One of this court reaffirmed that each of the two evaluating physicians must personally conduct the required examination, including the physical examination, to comply with
¶ 19 But the question of what constitutes a “complete physical examination” was neither squarely before the court in MH 2008-000438 nor essential to the court’s disposition. It was therefore, at best, obiter dicta, carrying limited precedential weight. See Phelps Dodge Corp. v. Ariz. Dep’t of Water Res.,
¶ 21 The statutory scheme requires each of two physicians to personally conduct a physical examination of a patient. See
¶ 22 Because the procedures specified by our mental health statutes were not strictly complied with by at least one of the two physicians who examined the appellant, we must vacate the court’s treatment order. See Commitment of Alleged Mentally Disordered Person,
Concurrence
¶ 23 Turning briefly to our colleague’s concurring opinion, we respectfully disagree that our decision today contains any unnecessary dicta on the scope of a physical examination.
¶ 24 We have a duty to affirm a trial court on any proper ground, a duty that is especially pronounced when, as here, the trial court has not set forth the specific basis for its disputed ruling. See City of Phoenix v. Gey-ler,
¶25 Nor could we dispose of the state’s argument on grounds that it is too frivolous to merit discussion. To the contrary, as discussed, the state’s argument finds support in the footnote of a recent opinion of our court, a footnote we assume the trial court had read and was arguably required to follow. See Fuentes v. Fuentes,
Disposition
¶ 26 For the foregoing reasons, the treatment order is vacated.
Notes
. See 1974 Ariz. Sess. Laws, ch. 185, § 2 (former
. See 1974 Ariz. Sess. Laws, ch. 185, § 2 (former
. See 1974 Ariz. Sess. Laws, ch. 185, § 2 (former
. In the absence of a statutory definition, a dictionary may be consulted to determine the ordinary meaning of words used in a statute. See Jennings v. Woods,
. We have confined our citations to dictionaries predating the legislation. We note, however, that contemporary definitions of the term are not meaningfully different. See Dorland's Illustrated Medical Dictionary 664 (31st ed.2007) (defining "physical examination” as "examination of the bodily state of a patient by ordinary physical means, as inspection, palpation, percussion, and auscultation”); Taber's Cyclopedic Medical Dictionary 1665 (20th ed.2001) (defining "physical examination” as "[e]xamination of the body by auscultation, palpation, percussion, inspection, and olfaction”).
. In identifying the traditional components of a physical examination in this opinion, we do not purport to articulate those components of a "complete” physical exam required by
. Our supreme court has recognized the Diagnostic and Statistical Manual of Mental Disorders promulgated by the APA as an authoritative text in the field of psychiatry. See Logerquist v. McVey,
. Division One of this court recently repeated this statement without analysis in broadly describing the features of a required evaluation. In re MH2009-002120,
. We are aware that our legislature recently expanded the role nurse practitioners may play in the evaluation process. See 2010 Ariz. Sess. Laws, ch. 272, §§ 1, 4-5. But in so doing, the legislature left essentially unchanged the provisions of our mental health code we address today. Thus, each evaluating psychiatrist or qualified physician must still personally perform a complete physical examination of the proposed patient. See
. The record suggests Dr. Vines also failed to conduct a complete physical examination, as the appellant contends on appeal. However, the appellant made no such contention to the trial court and we therefore do not address the adequacy of that examination further.
. We do not address whether a complete physical examination conducted by medical personnel at the contemporaneous direction of a physician using a video conferencing system would comply with the statute. The record is clear no such procedure was employed here.
. Although our opinion makes reference to scholarly understandings of a "physical examination” which itemize its traditional components, we include those descriptions only to illustrate the general nature of the exam contemplated by our legislature when it used that phrase — not to give any specific scholarly understanding the force of law. In suggesting we have purported to determine the precise scope of a complete physical exam based on these texts, we fear our colleague misunderstands the nature of our reference to them.
Concurrence Opinion
concurring.
¶ 27 I write to concur in the only holding reached by my colleagues — that the trial court’s order for treatment is void for failure to comply strictly with the commitment statutes. Because the opinion’s discussion of what a complete physical examination entails is not necessary to our decision, and because this issue was neither raised in the trial court nor adequately developed on appeal, I would not engage in the lengthy interpretation of the statute undertaken by my colleagues.
¶ 28 In their opinion, my colleagues conclude that Dr. Krasevic’s evaluation of appellant, conducted remotely and in reliance on an evaluation previously performed by a nurse practitioner, failed to comply strictly with the statutory requirements. I agree with this conclusion which, in itself, disposes of the matter before us. Having decided that Krasevic’s examination fell short of the statutory requirements because his observations were limited to appellant’s mental disorder rather than to his overall health, we need go no further in explaining what more the statute might require. To do so is to engage in unnecessary dicta. See Creach v. Angulo,
¶ 29 Furthermore, engaging in a discussion of extraneous matters is particularly ill-advised due to the meager record before us. Appellant made no argument to the trial court relating to the necessary scope of the physical exam, but instead argued only that Krasevic had conducted his examination remotely. After the state had presented its case below, appellant’s counsel moved for a directed verdict based on
¶ 30 On appeal, appellant argues that the trial court erred in finding the state had met its burden because Krasevic had never been in the same room as appellant and therefore could not have conducted a physical examination. Appellant also asserts for the first time on appeal that “neither doctor performed the required complete physical exam
¶31 My colleagues have undertaken the task of determining the scope of a complete physical examination in the context of a psychiatric evaluation for commitment, even though the issue was not raised below or developed adequately on appeal, relying on their “own perusal of psychiatric literature.”
. "Given the liberty interests at stake,” an involuntary treatment case can "present! ] one of 'the extraordinary circumstances’ in which an error not presented to the trial court may be presented to an appellate court in the first instance.” in re MH 2006-000023,
. Neither my colleagues, nor the treatises upon which they rely, address whether a physical examination in the commitment context is necessarily different from physical examinations in other contexts.