In rе PERSONAL RESTRAINT Petition OF Shawn ANDRESS, Petitioner.
Supreme Court of Washington, En Banc.
*982 MacDonald, Hoague & Bayless, Timothy Ford, Seattle, for Petitioner.
Norm Maleng, King County Prosecutor, James Whisman, Deputy, Deborah Dwyer, Deputy, Lee Yates, Deputy, Seattle, for Respondent.
Patricia Novotny, Seattle, Amicus Curiae on Behalf of WACDL.
MADSEN, J.
Personal restraint petitioner Shawn Andress was convicted of second degree felony murder. He urges this court to reconsider whether assault can serve as the predicate felony for second degree felony murder. We agree that the time has come to reassess this question. We conclude that in light of a change in the second degree felony murder statute that we have not previously considered in the context here and decisions that together illuminate the illogic of a conviction of second degree felony murder where assault is the predicate crime, assault cannot serve as the predicate felony for second degree felony murder. Accordingly we grant Andress's personal restraint petition on this issue, vacate his conviction for second degree felony murder, and remand for resentencing consistent with our opinion.
FACTS
Andress became involved in a fight outside a bar with Eric Porter and Edwin Foster. After the fight had continued for a time, Porter saw Foster stumble off holding his chest, and a little later Porter realized that both he and Foster had been stabbed by Andress. Foster died from the stabbing. The State charged Andress with second degree intentional murder and second degree felony murder with assault in the second degree as the predicate felony, arising from the stabbing of Foster, and first degree assault, arising from the stabbing of Porter; the information alleged that Andress committed each of these offenses while armed with a deadly weapon. In an amended information, the State dropped the second degree intentional murder alternative, leaving only the second degree felony murder charge predicated on assault as the underlying felony. The jury found Andress guilty of second degrеe felony murder (Foster) and second degree assault (Porter). The jury also returned a deadly weapon verdict on each count.
Andress appealed, and the Court of Appeals affirmed his convictions in an unpublished opinion. This court denied discretionary review of the Court of Appeals decision. State v. Andress,
ANALYSIS
Andress raises both constitutional and nonconstitutional challеnges to his felony murder conviction. We turn to the nonconstitutional challenge first. Where a personal restraint petitioner asserts nonconstitutional grounds for relief from personal restraint, the petitioner "must establish (1) he or she is being unlawfully restrained, (2) due to a `fundamental defect which inherently results in a complete miscarriage of justice.'" In re Pers. Restraint of Fleming,
In 1966, this court first considered whether the felony murder rule should apply to homicides where the predicate felony is an assault on the persоn killed. State v. Harris,
In Harris, the court was asked to adopt New York's "merger rule," that is, "the precedent felony, if an assault on the person killed, is merged in the resulting homicide." Harris,
The court subsequently adhered to its decision rejecting the merger rule. E.g., State v. Wanrow,
Harris, Wanrow, and Thompson all involved a prior version of the second degree felony murder statute, which provided:
The killing of a human being, unless it is excusable or justifiable, is murder in the second degree when
(1) Committed with a design to effect the death of the person killed or of another, but without premeditation; or
(2) When perpetrated by a person engaged in the cоmmission of, or in an attempt to commit, or in withdrawing from the scene of, a felony other than those enumerated in [former] RCW 9.48.030.
Former RCW 9.48.040 (1974). Subsection (2) defined the crime of second degree felony murder.
Former RCW 9.48.040 was replaced effective July 1, 1976, when the Legislature recodified some criminal statutes, amending some of them at the same time. Laws of 1975, 1st Ex.Sess. ch. 260, § 9A.32.050 (effective July 1, 1976, see Laws of 1975, 1st Ex.Sess. ch. 260, § 9A.04.010); Laws of 1975-76, 2d Ex. Sess. ch. 38, § 4. The new statute defining second degree felony murder is the same version in effect now. It provides in relevant part:
(1) A person is guilty of murder in the second degree when:
(a) With intent to cause the death of another person but without premeditation, he causes the death of such person or of a third person; or
(b) He commits or attempts to commit any felony other than those enumerated in RCW 9A.32.030(1)(c), and, in the course of and in furtherance of such crime or in immediate flight therefrom, he, or another participant, causes the death of a person other than one of the participants .... RCW 9A.32.050. Following passage of the amended version of the second degree felony murder statute, subsection (b), the court continued to reject arguments that assault cannot be used as the predicate felony for second degree felony murder. In Thompson, decided in 1977, the court noted that the Legislature had recently modified parts оf the criminal code, but said that it left unchanged the statutory context in question. Thompson,88 Wash.2d, at 17-18 ,558 P.2d 202 . Similarly, in Wanrow, decided in 1978, the court noted in one part of the opinion that former RCW 9.48.040 had been superseded, Wanrow,91 Wash.2d at 304 ,588 P.2d 1320 , but said that the Legislature had taken no steps to change the Harris rule, Wanrow,91 Wash.2d at 307 ,588 P.2d 1320 .
However, the court did not address in either case, nor has it ever addressed, the specific language of the amended statute in connection with the argument again advanced in this case. This is not surprising, because the statutorily-based challenges in Harris, Thompson, and Wanrow were all brought by defendants convicted under the prior version of the second degree felony murder statute, former RCW 9.48.040. We are thus faced with a chаnge in the language of the statute which has never been specifically analyzed in the context here.
We have, however, had occasion to interpret the new language in the felony murder statutes in one other context (the first degree felony murder statute has the same "in furtherance of language that the second degree felony murder statute has). In State v. Leech,
Although Andress contends that we should accept a different interpretation of the "in furtherance of" language in this case, we decline to do so. The reasons for the construction of that language in Leech are still as compelling today as when Leech was decided. However, applying the construction from Leech leads to the conclusion that an assault on the person killed is not encompassed within the newer version of the second degree felony murder statute. If it were, the statute would provide, essentially, that a person is guilty of seсond degree felony murder when he or she commits or attempts to commit assault on another, causing the death of the other, and the death was sufficiently close in time and place to the assault to be part of the res gestae of assault. It is nonsensical to speak of a criminal act an assaultthat results in death as being part of the res gestae of that same criminal act since the conduct constituting the assault and the homicide are the same. Consequently, in the case of assault there will never be a res gestae issue because the assault will always be directly linked to the homicide. Therefore, if assault were encompassed within the unenumerated felonies in RCW 9A.32.050(1)(b), the "in furtherance of" language would be meaningless as to that predicate felony. In short, unlike the cases where arson is the predicate felony, the assault is not independent of the homicide.
As this court said in Leech when construing the "in furtherance of" language in the felony murder statutes, "`statutes should be construed to effect their purpose, and strained, unlikely, or absurd consequences resulting from a literal reading are to be avoided.'" Leech,
The State contends, contrary to this conclusion, that the Legislature has affirmatively declined to omit assault from the felonies encompassed by RCW 9A.32.050(1)(b). We do not agree.
The State says that during the recodification process of the 1970s a draft code (the "Orange Code") was prepared that would have excluded assault as a basis for felony murder. The State concludes that the Legislature rejected elimination of assault (as well as manslaughter) as a predicate felony when it instead adopted the present version of the felony murder statute. The argument is unpersuasive. First, even where an actual bill is before the Legislature, we generally decline to speculate as to why the Legislature rejects a proposed amendment. E.g., Spokane County Health Dist. v. Brockett,
In addition to the change of language in the second degree felony murder statute, decisions relating to felony murder and the statutory scheme as a whole disclose that assault as a predicate felony for felony murder results in much harsher treatment of criminal defendants than was apparent when this court decided Harris. This has become more obvious as various issues have come before the appellate courts of this state, and, in light of the statutory scheme as a whole, we believe the Legislature did not intend this result.
First, as this court recently held, neither degree of manslaughter is a lesser degree of second degree felony murder. State v. Tamalini,
Additionally, a lesser included offense instruction on assault is normally inappropriate in a felony murder case. Evidence in a case must support an inference that only the lesser crime was committed before a *987 lesser included offense instruсtion is required as a matter of right. See Berlin,
Thus, in a case where second degree felony murder is charged a jury will rarely have any choice but to convict or acquit on that charge, with no other alternative.
Further, where assault is the predicate felony, the State can elect to charge second degree felony murder rather than second degree intentional murder and thus not have to establish intent to kill, regardless of whether there is evidence of intent to kill. This case is an example, where the alternative charge of second degree intentional murder was dropped, evidently because the State would have had difficulty proving the requisite mental intent given the defendant's level of intoxication.
In addition, first, second, and third degree assault are all felonies, and thus could stand as a predicate felony for second degree felony murder if RCW 9A.32.050(1)(b) is read to include assault. Yet for a number of assaults, no mental element comparable to intent is required. See, e.g., RCW 9A.36.021(1)(c) (second degree assault where a person "[a]ssaults another with a deadly weapon"); RCW 9A.36.031(1)(b) (third degree assault where a person "[a]ssaults a person employed as a transit operator or driver ... while that person is performing his or her official duties"); RCW 9A.36.031(1)(d) (third degree assault where "[w]ith criminal negligence, [the person] causes bodily harm to another person by means of a weapon or other instrument or thing likely to produce bodily harm"). By electing to charge second degree felony murder, the State may, depending upon the circumstances, be relieved of any burden to prove intent or any comparable mental state. And, of course, by electing to charge second degree felony murder, the State does not have to prove intent to kill, or, indeed, any mental element as to the killing itself.
The present statutory scheme dictates that the jury will not be instructed on any lesser included or lesser degree offenses where the charge is second degree felony murder, in contrast to a charge of second degree intentional murder, where both might be appropriate. In addition, a defendant may be charged and convicted of second degree felony murder without any need for the State to prove intent to kill or any comparable mental element with respect to the assault. Thus, as the recent decisions make clear, the present second degree felony murder statute occupies a place in the homicide statutes more analogous to that of the New York first degree felony murder statute discussed in Harris than recognized at that time.
In this regard we also note that the dissent in Tamalini observed, albeit in connection with the issue in that case:
"A felony-murder rule that punishes all homicides committed in the perpetration of a felony whether the death is intentional, unintentional or accidental, without the necessity of proving the relation of the рerpetrator's state of mind to the homicide, violates the most fundamental principle of the criminal law'criminal liability for causing a particular result is not justified in the absence of some culpable mental state in respect to that result.'"
Tamalini,
In conjunction with our conclusion that the "in furtherance of" language in RCW 9A.32.050(1)(b) makes no sense if applied where assault is the predicate felony, the undue harshness of using assault as the predicate felony for second degree felony murder persuades us that the Legislature did not intend assault to serve as the predicate felony for second degree felony murder. Accordingly, we construe the 1976 version of the second degree felony murder statute so as to avoid strained and absurd results, and conclude that assault is not a predicate felony for purposes of RCW 9A.32.050(1)(b).
This holding is consistent with the State's concession that manslaughter cannot serve as the predicate felony for second degree felony murder. Suppl. Br. of Resp't at 6 n. 1 ("[i]t is axiomatic that manslaughter cannot be the predicate for felony murder[,]") (citing Wayne R. LaFave & Auston W. Scott Jr., SUBSTANTIVE CRIMINAL LAW, § 7.5(g)(1) (2002)). What the State fails to note is that the same treatise cited by the State treats manslaughter and aggravated battery, i.e., felony assaults such as assault with a deadly weapon or that causes great bodily harm, together whеn discussing whether either should serve as predicate felonies for the felony murder rule.
Andress has met his burden under In re Personal Restraint of Cook, since he was improperly sentenced on a conviction of second degree felony murder. Accordingly, we grant his personal restraint petition on the limited issue of whether assault can serve as the predicate felony for second degree felony murder. We vacate his sentence and remand for resentencing in accord with this decision. Without commenting specifically on this case or any other, we note that whatever considerations may, by statute and decisional law, be taken into account in resentencing genеrally may be taken into account where a sentence for second degree felony murder is vacated because of the error that occurred here.
ALEXANDER, C.J., and SMITH, JOHNSON, and SANDERS, JJ., concur.
IRELAND, J. (dissenting).
The court today reexamines the argument that assault cannot be the predicate felony for second-degree felony murder, an argument which we have, for sound reasons, explicitly rejected. This court has consistently declined to apply the merger doctrine to exclude a felonious assault resulting in death as the basis for a second degree felony murder charge. The court should maintain this position in order to give effect to the intent and purpose of the Legislature in creating the second degree felony murder statute. Limstrom v. Ladenburg,
Under Washington's felony murder provisions, the Legislature's intent is clear: punish, under the applicable murder statutes, those who commit a homicide in the course or furtherance of a felony. State v. Leech,
This court first declined to apply the merger doctrine to the second degree felony murder statute over 35 years ago in State v. Harris,
The majority claims to follow Leech, but in fact construes Leech to support the contention that "an assault on the person killed is not encompassed within the newer version of the second degree felony murder statute." Majority at 985. The majority distinguishes assault as a predicate crime from arson on the basis that arson is an independent act:
It is nonsensical to speak of a criminal actan assaultthat results in death as being part of the res gestae of that same criminal act since the conduct constituting the assault and the homicide are the same. Consequently, in the case of assault there will never be a res gestae issue because the assault will always be directly linked to the homicide. Therefore, if the assault were encompassed within the unenumerated felonies in RCW 9A.32.050(1)(b), the "in furtherance of" language would be meaningless as to that predicate felony. In short, unlike the cases where arson is the predicate felony, the assault is not independent of the homicide.
Majority at 985. However, this distinction is misleading. The arson in Leech was not independent of the homicide. Leech committed one crime which resulted in a death Leech did not intend. The same is true for Andress. Although a death resulting from an assаult might usually be in proximity in time and place to the assault as the majority notes, the same is true of a death resulting from arson. It is precisely this proximity that supports a charge of felony murder.
One concern shared by proponents of merger is that in order to punish and deter felonies that cause death, the felonious act must be separable from the act that causes death. Assault and felony murder, however, are separable because they are independent acts. Not all assaults result in death, and not all felony murders are caused by assault. The two are distinct crimes. See State v. Tamalini,
The majority also objects to giving the State the choice to charge second degree felony murder with assault as the predicate crime, thereby escaping the need to prove intent to kill as required for a second degree intentional murder charge. While there may be seemingly unfair consequences when a *990 crimе not requiring a specific intent, such as third degree assault, is the predicate crime, that issue is not before the court. Such a case is best addressed in the context of its own facts and our lesser included jurisprudence, rather than to anticipatorily abrogate legislative intent for the sake of a hypothetical. The instant case certainly does not fit the hypothetical. Here, Andress elevated the seriousness of his alleged drunken brawl to a felony assault when he formed the specific intent to and did brandish a nine-inch knife to inflict harm on Foster. Under Washington law, using a deadly weapon to cause and inflict serious injury on another is second degree assault. When a felony assault is furthered through such design and precision that it results in the death of a human being, that death is punishable as felony murder.
The court should maintain its position that assault may be the predicate crime for second degree felony murder. To do otherwise is to invade the province of the Legislature and abandon the well-reasoned, established jurisprudence of this court.
OWENS, BRIDGE, and CHAMBERS, JJ., concur.
NOTES
Notes
[1] The court has also rejected arguments that the assault-felony murder merger doctrine must be adopted in order to avoid constitutional infirmities in the felony murder statutes. State v. Crane,
[2] The State also maintains that the Legislature has aсquiesced in decisions of this court rejecting the assault-felony murder merger rule. This argument is of little persuasiveness, given that we have never directly addressed the language of the 1976 second degree felony murder statute in this context.
[3] The court in State v. Lyon,
[4] Andress also contends that the harshness of using assault as a predicate felony for second degree felony murder is exacerbated by decisions of the Court of Appeals that Andress characterizes as holding that a victim of assault resulting in death who was involved in a mutual fight is not a "participant" for purposes of the second degree assault statute. E.g., State v. Goodrich,
