117 F. 448 | 8th Cir. | 1902
This case comes before the court upon the petition of two of the judges of the county court of St. Clair county, in the state of Missouri, and upon the petition of their counsel for the issue of the writ of habeas corpus to relieve these judges from an imprisonment which they are enduring until such time as they shall comply with a mandamus of the United States circuit court for the Western division of the Western, district of Missouri, which directs these judges to levy a tax to make a partial payment upon a judgment which Joseph"M. Douglas recovered against the county of St. Clair on February 9, 1894, and to make partial payments upon other judgments of like character based upon certain bonds of the county of St. Clair.
A writ of habeas corpus cannot be made to perform the office of a writ of error. It may not be invoked to review or avoid an erroneous judgment of a court of competent jurisdiction. It challenges the jurisdiction of the court alone, and is available only to relieve a prisoner from the restraint imposed by a judgment or order that is absolutely void on the ground that the court was without the power to make it. In re Debs, 158 U. S. 564, 600, 15 Sup. Ct. 900, 39 L. Ed. 1092; Ex parte Watkins, 3 Pet. 193, 7 L. Ed. 650; Ex parte Yarbrough, 110 U. S. 651, 4 Sup. Ct. 152, 28 L. Ed. 274; Ex parte Terry, 128 U. S. 289, 305, 9 Sup. Ct. 77, 32 L. Ed. 405; In re Swan, 150 U. S. 637, 14 Sup. Ct. 225, 37 L. Ed. 1207; U. S. v. Pridgeon, 153 U. S. 48, 14 Sup. Ct. 746, 38 L. Ed. 631; Deming v. McClaughry, 51 C. C. A. 349, 113 Fed. 639, 649; In re Reese, 47 C. C. A. 87, 107 Fed. 942, 948; Ex parte Buskirk, 72 Fed. 14, 21, 18 C. C. A. 410, 417, 25 U. S. App. 613, 615; Ex parte Ayers, 123 U. S. 443, 8 Sup. Ct. 164, 31 L. Ed. 216; Ex parte Fisk, 113 U. S. 713, 718, 5 Sup. Ct. 724, 28 L. Ed. 1117; Dynes v. Hoover, 20 How. 81, 83, 15 L. Ed. 838; Ex parte Reed, 100 U. S. 13, 23, 25 L. Ed. 538; Ex parte.
The only question for our consideration, therefore, is whether or not the petitions state any facts which show, or tend to show, that the circuit court was without jurisdiction to render the judgments or to issue the mandamus or the commitments. The only judgment specified in the petition under which it is alleged that the mandamus issued is a judgment of Joseph M. Douglas against the county of St. Clair, rendered on February 9, 1894, and for the sake of brevity this will be the only judgment mentioned in the discussion of the questions presented in this case. It is not claimed that the court below did not have the general power to render this judgment and to issue the mandamus and the commitments thereunder, nor that the parties to the action or its subject-matter were without the jurisdiction of the circuit court. The only ground upon which it is asserted that the judgment, the mandamus, or the commitments are void is that the judge who presided in the circuit court was disqualified from acting as such when these proceedings were taken. It is conceded that the better rule, supported by the great weight of authority, is that the judgments and orders of courts composed of disqualified judges are void. Deming v. McClaughry, 51 C. C. A. 349, 113 Fed. 639, 651; Case v. Hoffman, 100 Wis. 314, 356, 75 N. W. 945, 44 L. R. A. 728; Oakley v. Aspinwall, 3 N. Y. 547, 552; Low v. Rice, 8 Johns. 409; Clayton v. Per Dun, 13 Johns. 218; Edwards v. Russell, 21 Wend. 63; People v. Connor, 142 N. Y. 130, 133, 36 N. E. 807; Chambers v. Clearwater, *40 N. Y. 310, 314; Sigourney v. Sibley, 21 Pick. 101, 106, 32 Am. Dec. 248; Gay v. Minot, 3 Cush. 352; Hall v. Thayer, 105 Mass. 219, 224, 7 Am. Rep. 513; Railway Co. v. Summers, 113 Ind. 10, 17, 14 N. E. 733, 3 Am. St. Rep. 616; Ochus v. Sheldon, 12 Fla. 138; Chambers v. Hodges, 23 Tex. 112;
It is customary, desirable, and proper for every member of the judiciary to be anxious and eager to escape the hearing and decision of every case in which he has either interest or bias, to avoid not only the evil of disqualification, but even the appearance of such evil. But there is nothing in the facts stated in these petitions that discloses a departure by the judge who conducted this case from this exacting rule of propriety, much less from the more liberal rule of the law. There is no allegation in these petitions that he ever at any time owned any of the bonds or any interest in them. There is no averment that at any time after the year 1888 he acted, or was in any way interested, as counsel, attorney, or otherwise, in any of the bonds, or in the success or failure of any of the parties to this litigation. There is no charge that he was ever the attorney, counsel, or adviser of either of the parties in the action of Douglas against the county of St. Clair, in which the proceedings here challenged were taken. Stripped of its verbiage, the averment of disqualification is that prior to 1870 this judge assisted the railroad company to procure the bonds, that prior to 1888 he assisted the county as one of its counsel in its attempt to defeat them in the courts, and that since he went on the bench he has endeavored to persuade the parties to the controversy to compromise the litigation. When the judgment was rendered and when the subsequent proceedings were taken he was not acting as a judge in his own cause, or in any cause in
The petition of the counsel for the judges of the county court of St. Clair county prays that the judge of the circuit court which rendered the. judgment and issued the writ of mandamus and commitment may be enjoined from the further exercise of his judicial functions in this case on account of the alleged disqualification which has been considered. That prayer must be denied for the same reasons which have compelled the refusal to issue the wrii of habeas corpus.
*454 “In brief, a court, enforcing obedience to its orders by proceedings for contempt, is not executing the criminal laws of the land, but only securing to suitors the rights which it has adjudged them entitled to.”
It is difficult to perceive how any other conclusion can be reached. The petition of the judges of St. Clair county avers that “both of your petitioners are now in prison because they declined to levy a tax in partial payment of said judgment (the judgment of Douglas against the county of St. Clair) and other like judgments.” They are then in prison for the purpose of coercing them to comply with a lawful order of the court made in a civil action to enforce the legal right of the plaintiff. A court of competent jurisdiction has decided that Joseph M. Douglas is entitled to recover the amount specified in his judgment from the county of St. Clair. He is entitled to an execution to collect this judgment. The writ of mandamus directed to the members of the county court of that county is the legal substitute for the writ of execution upon judgments against private parties. Lafayette Co. v. Wonderly, 92 Fed. 313, 316, 34 C. C. A. 360, 363; Dempsey v. Oswego Tp., 51 Fed. 97, 99, 2 C. C. A. 110, 112. The plaintiff in this judgment has the same legal right to the issue and enforcement of that mandamus that he would have to the issue and levy of a writ of execution on a judgment in his favor against a private individual. That mandamus has been issued, but the members of the county court refuse to obey it. • This mandamus is the plaintiff’s only remedy. He has the legal right to its execution, to the levy of the taxes it commands, and to the exercise of all the power of the court which issued it to compel its execution. He has invoked that power, and the court has committed the judges of the county court to the jail until they comply with its order for the purpose of securing to the plaintiff, Douglas, the right to which it has adjudged him entitled. Can it be that there is any appeal from the decision of a federal court in a civil action upon the rights of the parties to it, or from the lawful orders it makes to secure those rights to the executive department of the national government? May the president review and reverse or modify the decisions or orders of a court of competent.jurisdiction, made in a civil action, to secure or enforce the rights or the legal remedies of the private parties to the suits before it ? If, in an action for specific performance, a court orders a defendant to surrender title deeds in his possession, and commits him until he does so, may the executive review the case, relieve the defendant from imprisonment, and thus reverse the effect of the decision of the court, and practically hold that the plaintiff is entitled to no relief? If a defendant in equity or a bankrupt is found to have trust funds in his possession, and is ordered by a court of competent jurisdiction to pay them over to the cestui que trust, and committed until he does so, may the executive department relieve from this 'commitment, and thus make the order and decree of the court as “idle as a painted ship upon a painted ocean”? If a defendant in a suit in equity is fined for the benefit of the plaintiff, or is imprisoned to coerce him to obey an injunction, may the president relieve from the fine or imprisonment, and thus render the decision and order of the court nugatory, and the complainant remediless? The plaintiff
The power of the national courts to enforce obedience, and to punish disobedience, of their orders, is not derived from the acts of congress (Rev. St. § 725), but from the grant to them of all the judicial power of the nation by section 1 of article 3 of the constitution, which declares that “the judicial power of the United States shall be vested in one supreme court and in such inferior courts as the congress may from time to time ordain and establish.” The grant of the judicial power of the United States to these courts ex vi termini vested them with authority to enforce obedience to their orders and to punish disobedience and contempt of their authority by fine and imprisonment, because this authority is an attribute of judicial power as inherent and indispensable as a judge. “The power to punish for contempts is inherent in all courts. Its existence is essential to the preservation of order in judicial proceedings and to the enforcement of the judgments, orders, and writs of the courts and consequently to the due administration of justice. The moment the courts of the United States were called into existence and invested with jurisdiction over any subject, they became possessed of this power.” Ex parte Robinson, 19 Wall. 505, 506, 22 L. Ed. 205. “The summary power to commit and punish for contempts tending to obstruct or degrade the administration of justice is inherent in courts of chancery and other superior courts as essential to the execution of their powers and to the maintenance of their authority, and is part of the law of the land within the meaning of Magna Charta and of the twelfth article of our declaration of rights.” Cartwright’s Case, 114 Mass. 230, 238. “The power to fine and imprison for contempt, from the earliest history of jurisprudence, has been regarded as a necessary incident and attribute of a court, without which it could no more exist than without a judge. It is a power inherent in all courts of record and co-existing with them by the wise provisions of the common law. A court without the power effectually to protect itself against the assaults of the lawless, or to enforce its orders, judgments, or decrees against the recusant parties before it, would be a disgrace to the legislation and a stigma upon the age which invented it.” Watson v. Williams, 36 Miss. 331, 341. “But the power of a court to make an order carries with it the equal power to punish for a disobedience of that order, and the inquiry as to the question of disobedience has been, from time immemorial, the special function of the court. And this is no technical rule. In order that a court may compel obedience to its orders, it must have the right to inquire whether there has been any disobedience thereof. To submit the question of disobedience to another tribunal, be it a jury or another court, would operate to
The fact that the circuit courts were created by act of congress, and that the act of March 2, 1831, prescribed the classes of cases in which they may punish for contempt (Rev. St. § 725), is not overlooked, nor is it material to the discussion in this case, because the contempt here under consideration falls far within the last class mentioned in the act of congress, and the power of the court below to compel obedience to its lawful orders and to punish their disobedience by any party to a suit within it was as inherent, essential, and plenary as is that power in the supreme court of the United States. In this state of the law and of the constitutional grant, how can it be said that the question whether obedience to the orders and decrees of the judicial department of the government, made to enforce the rights of litigants before it, is determinable by the decision or subject to the discretion of the executive department? The constitution granted this power to compel obedience to their injunctions, orders, and processes to the federal courts, when it granted to them all the judicial power of the nation. This power is essential to their existence as judicial tribunals. Without it they would be without the means to enforce their orders, without the means to protect themselves against the defiance and the assaults of the reckless and the criminal, without respect, without dignity, and without usefulness.
The contention of counsel for the petitioners and the authorities to which he calls our attention suggest a very interesting question, the answer to which is not essential to the decision of this application, —the question whether or not thé president has the power to pardon those committed or fined for criminal contempts; those fined or imprisoned to vindicate the dignity and to preserve the power of the court, or to punish the disobedience of its direction, as distinguished from those fined and imprisoned for civil contempts, as in the case b'efo're us; those fined or imprisoned for the purpose of protecting or enforcing the private rights and remedies of parties to civil suits. If the president has the power to pardon those who are committed for criminal contempts of the authority of the courts, and thus to relieve them from fines or imprisonments inflicted to punish them for their disobedience, this immemorial attribute of judicial power is thus practically withdrawn from the courts and transferred to the executive; for he may pardon whom he will, and he would have the power to so exercise this authority as to deprive the courts of all means to punish for disobedience of their orders. Is there any provision of the constitution of the United States which grants this inherent and essential attribute of judicial power, or the authority to control its exercise, to the executive? Congress has undoubted authority to punish recalcitrant witnesses for contempt of its authority. The offenses of such witnesses are as much offenses against the United States as the offenses of witnesses, jurors, or parties who disobey the orders, writs, or processes of the courts. May the president pardon such witnesses who are committed for the purpose of punishing them for the disobedience of such orders and processes, and thus deprive congress and the courts of the ability to punish for
The argument that punishment for contempt of court falls within the power of the president to grant pardons for offenses against the United States because the supreme court said in Ex parte. Kearney, 7 Wheat. 38, 43, 5 L. Ed. 391, a case in which a writ of habeas corpus to relieve a petitioner from punishment for disobeying the order of an inferior court was denied, that the proceeding to punish for that contempt was a criminal case, and in City of New Orleans v. New York S. S. Co., 20 Wall. 387, 392, 22 L. Ed. 354, an appeal from a decree for an injunction, for damages, and for the imposition of a fine for disobedience of a preliminary injunction, that the imposition of the fine was a judgment in a criminal case and without its juris
The decision of this application rests upon another and upon an impregnable position. This is not a criminal, but a civil, contempt,— a proceeding instituted for the purpose of protecting and enforcing the private rights and administering the legal remedies of the judgment plaintiff, Douglas; and whatever the authority of the president may be to pardon for a criminal contempt, he is, upon principle and upon authority, without the power to relieve from either fine or imprisonment imposed in proceedings for contempts of this character. He has no more power to deprive private citizens of their lawful rights or legal remedies without compensation than have the courts or the congress.
Proceedings for contempts are of two classes,—those prosecuted to preserve the power and vindicate the dignity of the courts, and to punish for disobedience of their orders, and those instituted to preserve and enforce the rights of private parties to suits, and to compel obedience to orders and decrees made to enforce the rights and administer the remedies to which the court has found them to be entitled. The former are criminal and punitive in their nature, and the government, the courts, and the people are interested in their prosecution. The latter are civil, remedial, and coercive in their nature, and the parties chiefly in interest in their conduct and prosecution are the individuals whose private rights and remedies they were instituted to protect or enforce. Thompson v. Railroad Co., 48 N. J. Eq. 105, 108, 21 Atl. 182; Hendryx v. Fitzpatrick (C. C.) 19 Fed. 810; Ex parte Culliford, 8 Barn. & C. 220; Rex v. Edwards, 9 Barn. & C. 652; People v. Court of Oyer & Terminer, 101 N. Y. 245, 247, 4 N. E. 259,
Petersdorf in his Abridgment (volume 13, at page 78) says:
“The king’s pardon cannot be considered a legal discharge of an attachment for nonpayment of costs or nonperformance of an award; for, though such attachment be carried on in the shape of criminal process for a contempt of court, yet it is in effect and substantially a civil remedy or execution for a private remedy.”
Blackstone, in reciting the various contempts punishable by the courts, says:
“(6) Those committed by parties to any suit, or proceeding before the court, as by disobedience to any rule or order made in the progress of a cause, by nonpayment of costs awarded by the court upon a motion, or by nonobservance of awards duly made by arbitrators or umpires, after having entered into a rule for submitting to such arbitration. Indeed the attachment for most of this species of contempts, and especially for nonpayment of costs and nonperformance of awards, is to be looked upon rather as a civil execution for the benefit of the injured party, though carried on in the shape of a criminal process for a contempt of the authority of the court; and therefore it hath been held that such contempts, and the process thereon, being properly the civil remedy of individuals for a private injury, are not released or affected by a general act of pardon.” 4 Bl. Comm. 285.
In Jones v. Shore’s Ex’rs, 1 Wheat. 462, 4 L. Ed. 136, in U. S. v. Lancaster, 4 Wash. C. C. 66, 26 Fed. Cas. 859, and in 5 Op. Attys. Gen. 532, it was held that the president had no authority under his pardoning power to release that portion of fines or penalties for violations of law which inured to the benefit of private indi
The questions which these petitions present involve the liberty of the citizen and go to the very foundation of civil government; for justice is the end of all government, and if the courts which are instituted to determine what justice is between man and man may not enforce the private rights to which they find the litigants before them entitled, the great purpose of government will be unattained and our republican system will prove to be a lamentable failure. Time, patience, and deliberation have not been spared in the examination and consideration of these questions and in a faithful endeavor to reach their just and true solution. There are prayers of the petitioners which have not been recited in this opinion, but the conclusions which have been reached upon those to which reference has been made are decisive of every question which the petitions present, and it would be useless to extend an opinion already too long by farther recitals.
The conclusion is that the proceedings for contempt under which the petitioners are held imprisoned until they comply with the mandamus of the court, which directs them to levy taxes to partially pay the judgments of Joseph M. Douglas and others against their county, is not criminal in its nature, but is civil, remedial, and coercive, instituted and maintained for the purpose of enforcing the private rights of these judgment creditors to the collection of their judgments; that the petitioners are enduring imprisonment under a lawful commitment of a court of competent jurisdiction for a failure to obey a legal order which that court had jurisdiction to make; that the president has no power to relieve them from a compliance with that order, ,or to release them from the commitment issued to coerce them.to obey it, because he may not deprive a private citizen of his legal rights and remedies;- that this court has no power to review or modify, by means of the writ of habeas corpus, the action of the circuit court, which had plenary jurisdiction of these parties and of the subject-matter; that the circuit court which issued the commitment is the sole judge of, and has exclusive control over, charges for contempts and disobedience of its orders, subject only to reviews by appeals and writs of error prescribed by the acts of congress; and that the circuit court, whose orders the judges of the
“But it is not illegal, nor contrary to the usual rule in such cases. It means commitment until the party shall make proper submission. 3 L. Raym. 1108; 4 Johns. 375. The law will not bargain with anybody to let its courts be defied for a specific term of imprisonment. There are many persons who would gladly purchase the honors of martyrdom in a popular cause at almost any given price, while others are deterred by a mere show of punishment. Each is detained until he finds himself willing to conform. This is merciful to the submissive, and not too severe upon the refractory. The petitioner, therefore, carries the key of his prison in his own pocket. He can come out, when he will, by making terms with the court that sent him there. But if he chooses to struggle for a triumph,—if nothing will content him but a clean victory or a clean defeat,—he cannot expect us to aid him. Our duties are of a widely different kind. They consist in discouraging, as much as in us lies, all such contests with the legal authorities of the country.”
The prayers of the petitioners must be denied, and their petitions must be dismissed. It is so ordered.
. See Habeas Corpus, vol. 25, Cent. Dig. §§ 24, 25, 81, 82.