In re NATHAN A.C., a Minor,
The People of the State of Illinois, Petitioner-Appellee,
v.
Nathan A.C., Respondent-Appellant.
Appellate Court of Illinois, Fourth District.
*113 Gary R. Peterson and Nancy L. Vincent, both of State appellate Defender's Office, Springfield, for appellant.
Julia Rietz, State's Attorney, Springfield (Norbert J. Goetten and Robert J. Biderman, both of the State's Attorneys Appellate Prosecutor's Office, of counsel), for the People.
Justice MYERSCOUGH delivered the opinion of the court:
In November 2006, the trial court revoked the probation of respondent, Nathan A.C. (born March 14, 1990). In December 2006, the court committed respondent to an indeterminate term in the Illinois Department of Juvenile Justice (DJJ).
Respondent appeals, arguing (1) the failure to serve respondent's parents with the petition for adjudication of wardship deprived the circuit court of subject-matter jurisdiction and rendered probation-violation and commitment orders void and (2) the trial court erred by not considering respondent's best interests before committing him to DJJ.
The failure to serve respondent's parents did not deprive the trial court of subject-matter jurisdiction and only affected the court's personal jurisdiction over the respondent parents. Because the respondent father ultimately appeared without objecting to personal jurisdiction, the issue was forfeited. In addition, the record demonstrates the court did consider respondent's best interests when committing him to DJJ, but the preprinted commitment order must be amended to so reflect. Therefore, we affirm as modified and remand with directions to correct the commitment order.
I. BACKGROUND
On April 21, 2006, the State filed a petition for the adjudication of wardship of respondent. The petition alleged that respondent was a delinquent minor because he committed forgery (720 ILCS 5/17-3(a)(2) (West 2006)) on April 20, 2006. The petition named Linda C. as respondent mother and Ricky C. as respondent father. The record indicates that Linda and Ricky are respondent's married, adoptive parents. The petition contained the same address in Urbana for respondent, Linda, and Ricky. The record contains no indication, however, that summonses were ever issued or served on Linda or Ricky. However, an April 21, 2001, detention report indicated several unsuccessful attempts were made to contact respondent's parents by telephone.
Also on April 21, 2006, the trial court held the admonition hearing. Respondent was present with appointed counsel, but neither of respondent's parents attended the hearing. The court advised respondent of the contents of the petition, the possible penalties, and his rights to a trial. Respondent entered a general denial. The court ordered respondent detained.
*114 In May 2006, respondent admitted the allegations in the petition for adjudication of wardship. The trial court declared respondent a delinquent minor and made respondent a ward of the court. Neither of respondent's parents was present, but respondent was represented by appointed counsel.
In June 2006, the trial court held the sentencing hearing. Again, neither of respondent's parents was present. Respondent's appointed counsel requested probation, noting:
"Your Honor, I would recommend that [respondent] be sentenced to a term of probation. I think it's pretty clear from the reports that [respondent] does not have a great deal of support at this time. His parents are not here today, clearly."
The court ordered respondent committed to an indeterminate term in DJJ that would terminate in five years or upon respondent attaining the age of 21, whichever occurred first.
On August 7, 2006, the trial court held a review hearing. Respondent's father, Ricky, appeared for the first time. The court vacated respondent's order of commitment based on the July 21, 2006, DJJ institutional-adjustment report showing respondent had displayed good behavior and the proper attitude while in DJJ. The court placed respondent on probation for 24 months.
On September 27, 2006, the State filed a petition to revoke probation alleging that respondent violated his probation by committing aggravated battery (720 ILCS 5/12-4(b)(3) (West 2006)). The State alleged that respondent struck an employee of CIRCLE Academy. The petition named Ricky and Linda as respondent's parents and listed the same address as contained in the petition for adjudication of wardship. The petition to revoke did not reflect whether a copy was mailed to respondent's parents.
Also on September 27, 2006, the trial court held the admonition hearing. Ricky appeared at the hearing and acknowledged in open court receiving a copy of the petition to revoke probation. The court admonished respondent of the allegations of the petition, his right to trial, and the possible penalties. The court found probable cause to believe respondent was a delinquent minor and that it was a matter of immediate and urgent necessity that respondent be detained.
On October 4 and October 11, the cause was continued at respondent's request. Ricky attended the October 4, 2006, hearing. On October 18, 2006, on respondent's motion and over the State's objection, the court released respondent to the custody of his father, although it appears from the record that Ricky was not present at the hearing. On November 13, 2006, with Ricky and appointed counsel present, respondent admitted the allegations contained in the petition to revoke probation.
On December 4, 2006, the State filed a supplemental petition to revoke alleging that respondent had again committed aggravated battery by pushing and throwing to the ground a CIRCLE Academy teacher (720 ILCS 5/12-4(b)(3) (West 2006)). The petition does not reflect whether a copy was mailed to respondent's parents. The December 4, 2006, detention report indicated that Ricky was advised by telephone that respondent had been taken into custody. Neither Ricky nor Linda attended the admonition hearing on the supplemental petition to revoke held that same day. The trial court ordered respondent detained.
On December 14, 2006, the trial court held the resentencing hearing. Ricky attended the hearing. The court granted *115 the State's oral motion to withdraw and dismiss the supplemental petition to revoke, and the case proceeded to resentencing.
The State and defense counsel acknowledged receipt and review of the updated sentencing report prepared by the probation and court services department. No inaccuracies were noted. The sentencing report provided, in relevant part, as follows:
"The respondent minor has an eerie history in the juvenile justice system. In Champaign County case [No.] 2003-JD-68[,] which was eventually dismissed, the respondent minor had an outstanding warrant of apprehension for over two years before he was arrested on the warrant. In Champaign County case [No.] 2006-JD-38, the respondent minor was arrested a mere five hours after being placed on a community[-]based sentence. A new case was filed (Champaign County case [No.] 2006-JD-89) and the respondent minor was committed to the [DJJ]. However, that commitment was vacated and the respondent minor was given the opportunity of another community[-]based sentence. But a mere two mo[n]ths later, the respondent minor was once again arrested for striking a staff member of CIRCLE Academy in the face."
The sentencing report noted that respondent showed aggressive and threatening behavior toward staff at CIRCLE Academy and continued to "flout the directives" of the court. The report also noted that in November 2006, respondent was referred to Prairie Center for an assessment but that respondent called to reschedule.
Neither the State nor defense counsel presented any evidence. Respondent did not address the trial court, although given the opportunity to do so. Ricky addressed the court. Ricky requested intensive probation for respondent and stated his desire to take respondent home. After hearing the recommendations of counsel, the court found respondent's parents unable, for reasons other than financial circumstances alone, to care for, protect, train, and discipline respondent, and found that the best interests of the public would not be served by placement "under section 5-7 of the Juvenile Court Act [of 1987]" (apparently referring to section 5-740). See 705 ILCS 405/5-750 (1)(a) (West 2006) (setting forth the standard for committing a minor to DJJ, including the requirement that the best interests of the minor and the public would not be served by placement under section 5-740); 705 ILCS 405/5-740 (West 2006) (providing for placement of the minor outside the home, such as placement with a relative, other person, or residential placement). The court ordered respondent committed to DJJ for an indeterminate term to terminate in five years or when respondent reaches the age of 21, whichever comes first, unless sooner discharged.
The trial court explained its ruling by noting that respondent had previously been given the opportunity to address his issues in the community through a community-based sentence but had failed to do so. The court acknowledged respondent's anger and feelings of hurt and abandonment related to his adoption. (The record indicates the adoption occurred approximately 11 years earlier but that respondent had recently begun having contact with his biological mother and her other children.) The court noted that despite efforts by respondent's family and school personnel to help respondent, respondent continued to display defiance and disregard those efforts.
The trial court concluded that based on respondent's conduct, respondent would likely not benefit from people trying to *116 help him absent a confined setting. The court noted that in a confined setting, respondent would participate in the programs that would help him. The court admonished respondent that prior to filing a notice of appeal, he must either file a written motion asking the court to reconsider the sentence or seek leave to withdraw his admission to the petition to revoke probation.
On January 9, 2007, respondent filed a motion to reconsider asserting that the sentence was excessive. Following a hearing on February 2, 2007, at which Ricky appeared, the court denied the motion to reconsider. This appeal followed.
In August 2007, the office of the State Appellate Defender (OSAD) moved to withdraw pursuant to Anders v. California,
II. ANALYSIS
A. Failure To Serve Respondent's Parents Did Not Deprive the Trial Court of Subject-Matter Jurisdiction, and Respondent Forfeited Any Objection to the Failure To Serve His Parents
The Juvenile Court Act of 1987(Act) requires a delinquency petition contain the name and residences of the minor's parents, guardian, and legal custodian. 705 ILCS 405/5-520(2)(c), (2)(d) (West 2006). When a delinquency proceeding is commenced, a summons must be issued and served on the minor's parent, guardian, or legal custodian. See 705 ILCS 405/5-525 (West 2006). Sections 5-525(1)(a) and (4) of the Act provide, in relevant part, as follows:
"(1) Service by summons.
(a) Upon the commencement of a delinquency prosecution, the clerk of the court shall issue a summons with a copy of the petition attached. The summons shall be directed to the minor's parent, guardian[,] or legal custodian and to each person named as a respondent in the petition, except that summons need not be directed (i) to a minor respondent under [eight] years of age for whom the court appoints a guardian ad litem if the guardian ad litem appears on behalf of the minor in any proceeding under this Act, or (ii) to a parent who does not reside with the minor, does not make regular child support payments to the minor, to the minor's other parent, or to the minor's legal guardian or custodian pursuant to a support order, and has not communicated with the minor on a regular basis.
* * *
(4) The appearance of the minor's parent, guardian[,] or legal custodian, or a person named as a respondent in a petition, in any proceeding under this Act shall constitute a waiver of service and submission to the jurisdiction of the court. A copy of the petition shall be provided to the person at the time of his or her appearance." 705 ILCS 405/5-525 (1)(a), (4) (West 2006).
See also In re Tyrone W.,
In this case, although the petition for adjudication of wardship contained the name and address for respondent's parents, the record contains no indication that summons was ever issued or served on them. Respondent argues that the failure to strictly comply with the statutory provision requiring service of summons on respondent's parents deprived the trial court of subject-matter jurisdiction, thereby rendering the court's orders void.
1. The Evolution of Subject-Matter Jurisdiction in the Illinois Supreme Court
"[S]ubject[-]matter jurisdiction is the power of the court to adjudicate * * *." In re L.E.J.,
This court set forth a detailed analysis of subject-matter jurisdiction in John C.M.,
Prior to that series of cases, the Illinois Supreme Court had held that when the legislature enacted legislation creating rights and duties not existing at common law, the legislature could limit the jurisdictional authority of the circuit courts. See In re M.M.,
However, in the Belleville Toyota cases, the supreme court recognized that the 1964 and 1970 amendments to the Illinois Constitution vested the circuit courts with the authority to adjudicate all controversies *118 and that the failure to follow the language of a statute did not divest a court of jurisdiction. See Steinbrecher,
In Belleville Toyota, the Illinois Supreme Court made clear that, "except in the area of administrative review, the jurisdiction of the circuit court flows from the constitution." (Emphasis in original.) Belleville Toyota,
Courts continue, however, to have difficulty determining when a circuit court's failure to comply with the statutory requirements of a statutorily derived action divests the court of subject-matter jurisdiction. Some of this confusion stems from the Illinois Supreme Court's decisions subsequent to Belleville. For instance, in In re Jaime P., the supreme court held that the trial court must proceed within the strict confines of the Act and has no authority except as the Act specifically provides. In re Jaime P.,
In the specific context of the failure to serve a necessary respondent (parent, guardian, or legal custodian) in a juvenile proceeding under the Act, cases subsequent to the Belleville Toyota trio of cases have taken two approaches. Some courts have continued to hold that the failure to serve a necessary respondent in a juvenile proceedings fails to invoke the subject-matter jurisdiction of the court and renders the court's orders void. See, e.g., Tyrone W.,
Other courts have held that inadequate service of process divests the court of personal jurisdiction, not subject-matter jurisdiction, which can be forfeited by a failure to object. See In re Antwan L.,
2. The Failure To Serve Respondent's Custodial Parents Affected Only Personal Jurisdiction, Not Subject-Matter Jurisdiction
The instant case differs from many of the cases cited above in that respondent's custodial parents were never served, whereas many of the reported cases on the issue involve the failure to serve a noncustodial parent. The issue here is whether the failure to serve a respondent's custodial parents as required by the Act deprived the trial court of subject-matter jurisdiction and rendered any orders by that court void. "Whether a judgment is void is a question of law [that] we review de novo." In re D.J.,
Respondent argues the conflict between the two seemingly different interpretations of subject-matter jurisdiction by the supreme court can be explained by the nature of the case. That is, relying on the approach taken by the Second District in In re Alex T.,
In Alex, the appellate court held that statutory authority must exist for a court to enter an order that significantly restricts a person's liberty. Alex,
This court agrees that while a delinquency proceeding under the Juvenile Court Act is not criminal in nature, juveniles are entitled to due-process safeguards afforded to defendants in criminal proceedings, such as adequate notice to the parties and proceedings that comport with "fundamental due[-]process requirements." In re S.R.H.,
Instead, Presiding Justice Grometer's special concurrence in Gilberto,
*121 Applying that third type of jurisdiction, Justice Grometer suggested that while the circuit court had personal and subject-matter jurisdiction, the court lacked the statutory authority to adjudicate the defendant delinquent. Gilberto,
"The important distinction here is that the trial court did not incorrectly determine that defendant was a delinquent minor when it accepted his admission; rather, under no circumstances, given the statutory scheme, could the trial court make such an adjudication. Simply, the circuit court did not have the `power to render [the] judgment[ ].' Steinbrecher,197 Ill.2d at 532 [,259 Ill.Dec. 729 ,759 N.E.2d at 520 ]." Gilberto,375 Ill.App.3d at 734 ,313 Ill.Dec. 910 ,873 N.E.2d at 540 (Grometer, P.J., specially concurring).
This rationale explains the conflict between the Belleville Toyota cases and the cases in criminal proceedings. In Belleville Toyota and Steinbrecher, the statutory provisions the trial court purportedly failed to comply with did not define the power to render a particular decision. In Belleville Toyota,
In contrast, in Jaime P. and Alex, the statutory provisions defined the type of person for whom the trial court could make a particular disposition or to whom the statute applied. For instance, in Alex,
To the contrary here, the failure to serve respondent's parents neither deprived the trial court of the power to hear juvenile-delinquency cases nor affected the court's authority to render a particular disposition. The language of the Act does not provide that a delinquent minor is only one whose parents have been served with summons. See, e.g., Jaime P.,
Instead, the failure to serve respondent's parents affected only the trial court's personal jurisdiction over them. As this court held in L.E.J.:
"[S]ubject[-]matter jurisdiction is the power of the court to adjudicate; personal jurisdiction is the ability to exercise that power as to particular individuals. Lack of personal jurisdiction does not deprive the court of subject[-]matter jurisdiction; only the ability to exercise its power upon those who have not been brought into court by summons or otherwise." L.E.J.,115 Ill.App.3d at 997 ,71 Ill.Dec. 574 ,451 N.E.2d at 292 .
See also, e.g., In re C.S.,
Here, the Act required service on respondent's parents. The failure to serve the parents was error. However, that failure neither prevented subject-matter jurisdiction from vesting in the trial court nor divested the court of its subject-matter jurisdiction. Instead, it raised an issue of personal jurisdiction. Personal jurisdiction can be forfeited if the party appears before the court without objecting to personal jurisdiction. See 705 ILCS 405/5-525(4) (West 2006) (providing that the appearance of a minor's parent constitutes a waiver of service and a submission to the jurisdiction of the court; also providing that a copy of the petition be provided to the parent when he or she appears).
In this case, Ricky waived service and submitted to the jurisdiction of the court by appearing before the court in August 2006 at the review hearing. The record also shows that Ricky was provided a copy of the petition to revoke probation when he appeared in September 2006.
Yet, the question of the failure to serve respondent's mother, with whom respondent and Ricky lived, remains. However, respondent has forfeited this issue by failing to raise the issue before the trial court.
In In re D.L.,
"[T]hat principle is even stronger in this situation, involving a custodial parent. When all the family members live together, those persons who were served have an even better opportunity to bring the issue to the trial court's attention at some point during the case." D.L.,299 Ill.App.3d at 272-73 ,233 Ill.Dec. 689 ,701 N.E.2d at 542 .
*123 Similarly here, the record indicates that respondent's parents were married and lived together. Ricky clearly had notice of the proceedings because he appeared. It is unlikely that respondent's mother would not also have known of the proceedings. Therefore, on this record, respondent forfeited the issue by failing to raise it in the trial court.
These factsthat respondent's parents lived together and his father appeared without objecting to personal jurisdictiondistinguish the case from In re J.W.M.,
B. Record Demonstrates the Trial Court Considered Respondent's Best Interests Before Committing Respondent to DJJ
Respondent also argues the trial court erred by not considering respondent's best interests before committing him to DJJ. Respondent notes that the trial court, in both its oral statement and written commitment order, stated only that it was basing its commitment order on the best interests of the public.
At a sentencing hearing in a delinquency case, the trial court must determine whether it is in the best interests of the minor and the public that the minor be made a ward of the court. 705 ILCS 405/5-705(1) (West 2006). If so, the court must determine the "proper disposition best serving the interests of the minor and the public." 705 ILCS 405/5-705(1) (West 2006).
In this case, the preprinted commitment order failed to contain the statement that the court considered the minor's best interests. See 705 ILCS 405/5-750 (1)(a) (West 2006) (allowing commitment to DJJ where the trial court finds the minor's parent is unable, unfit, or unwilling to care for the minor and the best interests of the minor and public would not be served by placement outside the home). The preprinted order only provides that the "best interests of the public will not be served by placement" under section 5-740 of the Act. See 705 ILCS 405/5-740 (West 2006) (providing for placement of the minor outside the home, such as placement with a relative, other person, or residential placement).
Although commitment should be imposed only where a less-severe placement would not be in the minor's and the public's best interests, the trial court may consider a number of factors, including prior arrests, station adjustments or curfew violations, and the social-investigation report when determining whether commitment is necessary. See In re J.C.,
Although in this case the trial court did not specifically mention respondent's best interests in either the court's written or oral pronouncement, the record demonstrates the court did consider respondent's best interests. See In re S.M.,
A reasonable conclusion can be drawn from these comments that the trial court believed it was in respondent's best interests to be committed to DJJ and, in essence, be forced to take advantage of the programs and services in a confined setting. The court clearly sought to fashion a sentence that would meet both the public's and respondent's best interestsone that would help rehabilitate and educate respondent in becoming a functioning member of society while protecting the public from his actions. On this record, the court did consider respondent's best interests and found those interests best served by commitment to DJJ.
Because the trial court did consider respondent's best interests, the commitment order must be amended to so reflect. On remand, the trial court is directed to amend the commitment order to reflect that the best interests of the minor would not be served by placement under section 5-740 of the Act (705 ILCS 405/5-740 (West 2006)). The court is also advised to amend its preprinted commitment order to include the inadvertently omitted "best interests of the minor" language.
III. CONCLUSION
For the reasons stated, we affirm as modified and remand with directions that the trial court amend the commitment order to reflect that the best interests of the minor would not be served by placement under section 5-740 of the Act (705 ILCS 405/5-740 (West 2006)).
Affirmed as modified and remanded with directions.
KNECHT and COOK, JJ., concur.
