Hundreds of plaintiffs have sued three related companies—Bayer Healthcare Pharmaceuticals, Inc., Bayer Pharma AG and Bayer OY (“Bayer” or “Defendants”)—alleging that they were injured when Mirena, an intrauterine contraceptive device manufactured by Defendants, perforated, became embedded in or migrated from their uteruses. These diversity cases have been consolidated before this Court as part of a multi-district litigation (“MDL”). (Case Management Order No. 1, (13-MD-2434 Doc. 8).)
I. Background
A. Factual Background
The following facts, which are based on Defendants’ Local Rule 56.1 statement and Plaintiffs’ responses thereto (“56.1 Stmt. & Resp.”), (Doc. 3228), Plaintiffs’ Opposition 56.1 statement and Defendants’ responses thereto (“Opp. 56.1 Stmt. & Resp.”), (Doc. 3246), supporting materials, and the record in this case, are undisputed except where noted.
Mirena is a plastic, intrauterine device (“IUD”)
The meaning of perforation is important to this litigation but somewhat confounding. According to defense expert Jay Goldberg, M.D., M.S.C.P.:
To perforate means to create a hole in the wall of a structure, usually iatrogeni-cally [inadvertently]. Perforation can be categorized as total (or complete) perforation and partial (or incomplete) perforation. A total uterine perforation signifies an injury completely through the uterine wall, whereas a partial uterine perforation goes only partially through the myometrium [the middle layer of the uterine wall]. (Sometimes the term partial perforation is used to describe an IUD that has breached completely through the myometrium and serosa [the outer layer of the uterine wall], but is at least partially still within the uterine cavity.) When a partially perforatedIUD becomes fixed within the myome-trium of the uterus, it is often referred to as being embedded.... [Migration is a term sometimes used to describe the movement of an IUD from inside the uterine cavity through a complete perforation and out into the abdominal cavity. As such, migration is a consequence of complete perforation, rather than a distinct phenomenon (just as embedment is a consequence of partial perforation).
(Kekatos Daubert Decl. Ex. B, at 12-13.)
The Mirena label has undergone several changes. In 2000, when Mirena was approved, the label stated: “An IUD may perforate- the uterus or cervix, most often during insertion although the perforation may not be detected until some time later.” (Christopher J. Cook Decl. Ex. 1, at MIR_INDNDA_00010729.)
The parties do not dispute that all iterations of the Mirena label have warned that perforation can occur at the time of, or related to, the insertion procedure. They disagree, however, on the existence of what has been called “secondary perforation,” “spontaneous perforation,” or “spontaneous migration” throughout this litigation. A secondary perforation is defined as a perforation that occurs subsequent and unrelated to the insertion of a Mirena. (56.1 Stmt. & Resp. ¶ 1.) Bayer argues that the consensus in the scientific community is that secondary perforation cannot occur, and that any injury to the uterine wall occurs only at the time of insertion, even if detection of the injury or movement of thé IUD itself occurs later.
B. Procedural Posture
On April 8, 2013, pursuant to 28 U.S.C. § 1407, the Judicial Panel on Multidistrict Litigation consolidated cases in which Plaintiffs alleged that Mirena “migrate[d] away from its original position, perforate[d] the uterus, and/or cause[d] related injuries,” and found there were “common” issues “concerning the alleged risk of perforation and migration.” (Shayna S. Cook Decl. Ex. 2, at 1.) Almost 1,300 cases are currently pending before this Court. During the course of the MDL, several cases were selected to be part of an Initial Disposition Pool (“IDP”) and went through full discovery. (Docs. 883, 1524.) After a series of strikes by both sides, as well as voluntary dismissals, two cases were left and set to go to trial as early as the spring of 2016. (Docs. 2660, 2951.) In connection with the IDP cases, the parties submitted a number of motions to exclude several of each other’s experts pursuant to Daubert v. Merrell Dow Pharmaceuticals, Inc.,
Following the Daubert rulings, Plaintiffs voluntarily dismissed the two cases that were being prepared for trial. (Docs. 3148, 3149.) Defendants filed the instant omnibus motion on May 4, 2016, (Doc. 3172), requesting that the Court grant summary judgment in all pending cases in this MDL because Plaintiffs are left without any experts to show that Mirena is capable of causing secondary perforation. Plaintiffs opposed on June 8, 2016, (Doc. 3227); Defendants filed reply papers on June 22, 2016, (Doc. 3245); and Plaintiffs filed a sur-reply on July 6, 2016, (Doc. 3262), which I permitted because of the importance of the issue, (Doc. 3249).
The parties agree that proof of general causation—“whether the type of injury at issue can be caused or exacerbated by the defendant’s product,” Ruggiero v. Warner-Lambert Co.,
Defendants argue that expert testimony is required, and thus that there is an absence of sufficient evidence for a jury to find that Plaintiffs have proven causation. (Ds’ Mem. at 7-12.) Plaintiffs do not dispute that they must prove general causation for all of their claims, but contend that they can meet their burden of introducing sufficient evidence to create a genuine issue of material factual on that issue through certain documents and testimony that they argue amount to admissions by Defendants that secondary, perforation exists, and that such admissions are an adequate substitute for expert testimony on the issue of general causation. (Ps’ Mem. at 8-11, 17-32.) Defendants respond that the alleged admissions do not suffice to show causation because all fifty states mandate expert testimony, and that the documents and statements to which Plaintiffs point do not admit the existence of secondary perforation in any event. (Ds’ Mem. at 12-24.)
II. Discussion
A. Legal Standards
Summary judgment is appropriate when “the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law.” Fed. R. Civ. P. 56(a). “[T]he dispute about a material fact is ‘genuine’ ... if the evidence is such that a reasonable jury could return a verdict for the nonmov-ing party.” Anderson v. Liberty Lobby, Inc.,
“A party asserting that a fact cannot be or is genuinely disputed must support the assertion by ... citing to particular parts of materials in the record, including depositions, documents, electronically stored information, affidavits or declarations, stipulations (including those made for purposes of the motion only), admissions, interrogatory answers, or other materials .... ” Fed. R. Civ. P. 56(c)(1). In the event that “a party fails ... to properly address another party’s assertion of fact as required by Rule 56(c), the court may,” among other things, “consider the fact undisputed for purposes of the motion” or “grant summary judgment if the motion and supporting materials—including the facts considered undisputed—show that the movant is entitled to it.” Fed. R. Civ. P. 56(e)(2), (3).
B. Expert Testimony on Causation
As in any products liability or personal injury action, Plaintiffs must prove causation—that the Defendants’ conduct (such as a failure to adequately warn) was the proximate cause of Plaintiffs’ injuries. See In re Bausch & Lomb Inc. Contacts Lens Sol. Prods. Liab. Litig.,
Generally, in products liability cases, “to establish causation, [plaintiffs] must offer admissible expert testimony regarding both general causation ... and specific causation.” Amorgianos v. Nat’l R.R. Passenger Corp.,
“[CJases involving pharmaceuticals, toxins or medical devices involve complex questions of medical causation beyond the understanding of a lay person,” and thus expert testimony is required. In re Baycol Prods. Litig.,
Expert testimony is required in cases involving complex causation issues, including medical device cases, because without it the jury is left to speculate on medical issues with which the average person is unfamiliar. See Hughes v. Stryker Sales Corp., No. 08-CV-655,
Here, Defendants argue that expert testimony is required to prove that Mirena can spontaneously perforate the uterus absent any injury at insertion because “[t]hat question necessarily focuses on scientific questions beyond the understanding of lay jurors,” (Ds’ Mem. at 8), and note that Plaintiffs recognized the complexity of the issue of secondary perforation when they attempted to submit expert testimony on the subject, (id. (citing Doc. 2780, at 19, in which Plaintiffs stated in the course of opposing a Daubert motion that expert testimony on how the uterus functions involved a “complex area requiring specialized knowledge” that was “necessary to assist the trier of fact.”).) Plaintiffs now argue, however—in fleeting fashion—that Mirena cases are “simple soft-tissue cases that do not require experts for general causation.” (Ps’ Mem. at 34; see Ps’ Sur-Reply at 4.)
Plaintiffs’ argument in this regard is unpersuasive. That one’s bone might break if crushed in a car crash is within the ordinary experience of a lay person. That a medical device might spontaneously burrow into or burst through the wall of an anatomical cavity is not. For example, it would come as a surprise to most people if a hearing aid could, for no particular reason, wander from its intended placement, work its way through the wall of the ear canal and end up elsewhere in the head, or even that it could work its way into getting stuck part way through the wall of the ear canal. There is no basis on which to conclude that it is within the ordinary experience and understanding of lay people that an IUD could spontaneously travel through or become embedded in an intact uterine wall. And certainly lay people would have no idea how such a thing might occur.
Plaintiffs’ assertion that a “uterine perforation occurring ... a year or more after an uneventful insertion” is such a simple phenomenon that no state would require expert testimony for it, (Ps’ Mem. at 35
The concept of secondary perforation as Plaintiffs describe it involves an analysis of the anatomy and physiology of the uterus, the physics of the forces at work in the uterus, the strength of its muscles, the types of injuries that could be caused by the Mirena insertion procedure, and whether and how such injuries can be detected with existing technology. See, e.g., id. at *6-15, *17-22, *32-37. The medical complexity of.the theory of secondary perforation, as well- as most people’s unfamiliarity with uterine anatomy and IUDs such as Mirena, puts well beyond the common understanding of lay jurors the question of whether Mirena is capable of moving through the uterine wall absent injury upon insertion. Reference to the Court’s Daubert decision and the expert reports cited therein demonstrates as much. It simply cannot be said that lay people understand that a Mirena might spontaneously penetrate an intact uterine wall, let alone why or how.
Expert testimony would thus normally be required to prove that secondary perforation can occur with Mirena. See Fane v. Zimmer, Inc.,
Plaintiffs suggest in the alternative that whether the existence of secondary perforation is within the common understanding of the average juror cannot be decided on this omnibus motion, or even as part of this MDL, because “[cjategorizing the Mirena cases [as complex or simple] will be a matter of first impression for most if not all states, and it is impossible to predict how each state will treat them.” (Ps’ Mem. at 34.) Although an analysis of Mire-na or secondary perforation may be a matter of first impression, all jurisdictions have a similar rule requiring expert testimony where a matter is outside the ken of an ordinary lay juror. Because Mirena is a medical device and the theory of secondary perforation is a concept requiring a nuanced understanding of IUDs and uterine anatomy, the Court has no serious doubt that all jurisdictions would treat this issue as one requiring expert testimony to prove causation. Plaintiffs certainly have not pre
C. Can “Admissions” Be Sufficient to Establish General Causation?
Plaintiffs argue that despite the absence of expert testimony as to general causation, “a defendant’s admissions can be used to satisfy general causation,” (Ps’ Mem. at 12) (emphasis in original), and list alleged admissions that they claim create an issue of material fact that should be determined by a jury, (id. at 21-32).
Federal Rule of Evidence (“FRE”) 801(d)(2) provides that a statement is not hearsay if:
[t]he statement is offered against an opposing party and: (A) was made by the party in an individual or representative capacity; [or] (B) is one the party manifested that it adopted or believed to be true; [or] (C) was made by a person whom the party authorized to make a statement on the subject; [or] (D) was made by the party’s agent or employee on a matter within the scope of that relationship and while it existed ....
“[B]ecause admissions against a party’s interests are received into evidence without many of the technical prerequisites of other evidentiary rules—such as, for example, trustworthiness and personal knowledge—admissibility under the rule should be granted freely.” Pappas v. Middle Earth Condo. Ass’n,
Plaintiffs argue that statements made by Bayer (or one of its predecessors) fall within this rule, and show that Bayer admitted that secondary perforation can occur with Mirena, thus proving general causation, or at least creating a question of material fact that should be decided by a jury. The parties have cited, and the Court has identified, only a handful of cases that even arguably deal with this question. They do not focus on admissibility under FRE 801, but instead arguably impliedly suggest that admissions might suffice to prove general causation. Likewise, the issue here is not so much whether the alleged admissions are admissible against Bayer as a matter of the law of evidence, but whether as a matter of substantive products liability law admissions can substitute for expert evidence of causation, given the widely held principle that expert testimony is required in cases involving a complex or technical question outside the ken of the average lay juror. See Lasley v. Georgetown Univ.,
The case on which Plaintiffs most heavily rely is In re Meridia Products Liability Litigation, in which the district court found that a diet drug’s product insert constituted an admission of causation for a particular injury.
Plaintiffs cite several other cases that they argue imply that a defendant’s statements could possibly substitute for expert testimony in proving general causation. In Westberry v. Gislaved Gummi AB, the Fourth Circuit noted that the manufacturer’s Material Safety Data Sheet (“MSDS”) for talc—the product alleged to have caused injuries—“provided that inhalation of [talc] dust in high concentrations irritates mucous membranes.”
In Howell v. Centric Group, LLC, the court assumed that an “MSDS alone might be sufficient to raise an issue of fact regarding general causation, i.e., that anise oil, in sufficient quantities, could be capable of causing the types of injuries] alleged,” No. 09-CV-2299,
In Vanderwerf v. SmithKlineBeecham Corp., plaintiffs alleged that Paxil, a drug used to treat depression in adults, caused a family member to commit suicide.
Likewise, in a case involving the drug Zoloft, Smith v. Pfizer, Inc., the district court held that a report made by defendant to the Irish Medicines Board could not fairly be understood as an admission of either an association or of general causation. No. 98-CV-4156,
None of these cases hold what Plaintiffs wish the Court to hold here: that a defendant’s admission can substitute for expert
Meade v. Parsley, No. 09-CV-388,
Not only would it leave the jurors at sea to allow employees’ statements, taken out of context, to serve as admissions of general causation in an area that normally requires expert testimony, but as a policy matter it might stifle free discussion of adverse event reports and potential label
In summary, no court has held that admissions can substitute for required expert testimony, and this Court will not be the first. Such a ruling would disregard the purpose of the requirement for expert testimony, leaving jurors to speculate, and would chill free and frank discussion by manufacturers of drugs or devices. But I need not go so far as to say that admissions can never substitute for expert testimony, because—as discussed in the next section—even if such statements could ever suffice, they would have to be much less ambiguous than the ones Plaintiffs offer here.
D. Bayer’s Alleged “Admissions”
Even if admissions could conceivably ever substitute for expert testimony in a given case, they would have to be comparable to expert testimony in terms of reliability, not because Rules 701 and 702 or Daubert apply to admissions, but because otherwise they would not serve the purpose of expert testimony: providing the jury with a scientific, non-speculative basis to assess general causation. It is hard to imagine a case where Plaintiffs’ counsel could not find an expert who could make the point using a reliable methodology, yet a patchwork of snippets of Defendants’ employees’ statements would do the trick. This, in any event, is not that case. The alleged admissions offered by Plaintiffs here do not suffice, because they are not clear or concrete or detailed enough, either individually or collectively, to permit a jury to consider intelligently the existence, or not, of secondary perforation. To the contrary, to the extent they support Plaintiffs’ thesis at all, they are so patently less reliable than admissible expert testimony that they cannot reasonably substitute for such testimony. I will discuss each of the alleged admissions in turn.
I. Adoption of the Progestasert Label
Plaintiffs argue that the label for the IUD Progestasert constitutes an “adoptive admission” by Bayer.
A person or entity can adopt another’s statement “by any appropriate means, such as language, conduct' or silence,” and a party “may adopt a written statement by using it or taking action in response to or in compliance with it.” Penguin Books U.S.A., Inc., v. New Christian Church of Full Endeavor, Ltd.,
Plaintiffs have not offered any evidence tying Bayer to the Progestasert label or showing that Bayer used or relied upon that label in any meaningful way. Bayer was not responsible for the wording of the Progestasert label or the FDA’s suggestion. Nor did Bayer adopt the FDA’s position: the Mirena label in fact differed from Progestasert’s label, which was supposedly the warning the FDA recommended. Plaintiffs argue that because the FDA and Bayer’s experts “agree ... that Paragard, Progestasert and Mirena all have the same perforation risks,” (Ps’ Mem. at 3-4), this means- that Bayer adopted the Progesta-sert warning. A defense expert opining that the FDA was aware of perforation as a risk of any IUD, (see, e.g., Kekatos Decl. Ex. 6), or considering the risks of perforation across IUDs to be the same, (id. Exs. 5, 7, 8, 9), however,, does not show that secondary perforation is one of those risks or that Bayer adopted the stance of the manufacturer of Progestasert or the FDA. Accordingly, Bayer’s silence regarding, and implicit rejection of, the FDA’s suggestion- that it adopt the Progestasert label does not constitute an adoptive admission that secondary perforation occurs with Mirena.
Moreover, the Progestasert label, even if somehow adopted by Bayer, is hardly an admission that secondary perforation exists. It is far from clear that the statement that “[p]artial or total perforation of the uterus may occur at the time of or after PROGESTASERT system insertion” means that perforation may occur without any injury upon insertion. Rather, , because it lumps partial and total perforation together, it could mean that a perforation initiated upon insertion might not- become total—in other words, the device might not migrate clear through the uterine wall— until later. Or it could mean that when the uterine wall is damaged upon insertion, actual penetration by the device may occur then or later.
This ambiguous statement thus does not suffice to raise a genuine issue of material fact because it was neither adopted by Bayer nor an admission as to secondary perforation that the jury could consider without speculating.
Mirena’s label changed in 2014.
Plaintiffs argue that it should be up to the jury to assess the meaning of Defendants’ statements, (Ps’ Mem. at 24, 34; Ps’ Sur-Reply at 5), but the problem is that in the absence of expert testimony, the jury would have no scientific basis on which to do so, and would be doing just what the requirement of expert testimony is designed to avoid: speculating about a complex medical process without any specialized information with which to make an intelligent decision as to whether it is capable of causing Plaintiffs’ injuries. That there are disputes as to the meaning of Defendants’ statements thus does not mean that the jury should—without any scientific basis—simply pick one side’s position or the other’s, but rather shows that they would be guessing if they undertook
Allowing this ambiguous language to form a basis of the jury’s decision, where normally expert testimony on the subject is required, would undermine the principle that it is improper for a jury to speculate on matters that do not fall within the common knowledge or experience of a lay person. See Hughes,
Accordingly, the 2014 Mirena label does not create an issue of fact sufficient to defeat summary judgment on the issue of general causation. See Meade,
8. Skyla Label
Plaintiffs argue that Bayer admitted the existence of secondary perforation through the label for Skyla, another IUS manufactured by Bayer, which is smaller than Mirena and used for up to three years rather than five. (Kekatos Decl. Ex. 16.) Like Mirena, it releases the hormone LNG. (Id.) The Skyla label (like the 2014 Mirena label) states: “Perforation (total or partial, including penetration/embedment of Skyla in the uterine wall or cervix) may occur most often during insertion, although the perforation may not be detected until sometime later.” (Id., at 14.) Plaintiffs again argue that the “most often” language of the label is an acknowledgement that perforation sometimes occurs after insertion which, along with Bayer’s experts’ statements opining that the perforation risks for all IUDs are the same, constitutes an admission that secondary perforation can occur with Mirena. (Ps’ Mem. at 23.) As discussed with respect to the Progestasert label, however, Bayer’s experts’ opinions that the risks of IUDs are the same does not amount to an admission that secondary perforation exists. Moreover, like the Progestasert label, the Skyla label—as already discussed in detail in with respect to the Mirena label—is too grammatically inscrutable to qualify as an admission that secondary perforation is a genuine phenomenon. This is not like the situation in Meridia 1, where the label at issue clearly stated that the alleged injury is caused by the drug. See Meridia 1,
For these reasons, the Skyla label is insufficient to create a genuine issue of material fact with respect to general causation.
L Bayer’s Health Canada Letter
In June 2010, Bayer sent a Dear Health Care Professional (“DHCP”) letter to health care providers in Canada on the “[ajssociation of MIRENA® ... with the potential risk of uterine perforation.” (Ke-katos Decl. Ex. 22.)
I. Statements by Bayer Employees & Internal Documents
Finally, Plaintiffs have compiled emails, a PowerPoint presentation given by a Bayer employee, and deposition testimony that they argue admit the existence of secondary perforation and therefore general causation. (Kekatos Decl. Exs. 23, 24, 28, 29, 31, 34.) These emails “demonstrate that [Bayer] employees raised questions” about the timing of perforations in Mirena users “and discussed possible changes to the product label, generally without reaching conclusive findings.” See In re Zoloft (Sertralinehydrochloride) Prods. Liab. Litig., No 12-MD-2342,
One example to which Plaintiffs point is a discussion document regarding the U.S. patient insert for Mirena, authored in 2000 by medical advisor Hannele Savonius, which states—in connection with expulsion, not perforation—that “expulsion is not always complete” and that uterine contractions during menstruation may push the IUD out of place or expel it. (Kekatos Decl. Ex. 23, at MIR_JR_00203754.) This communication does not mention perforation, let alone secondary perforation, let alone state that uterine contractions may push the IUD into or through the uterine
In the emails that Plaintiffs argue are admissions of general causation, (id. Exs. 24, 28, 29), Bayer employees discuss case reports that they have received regarding perforations, and discuss the potential need for further investigation. These cannot serve as admissions of general causation that secondary perforation occurs, see Zoloft,
Further, as with previous statements, these emails are ambiguous because the authors do not seem to apply a uniform definition of the term “perforation.” For example, the Jaakkola email, (Kekatos Decl. Ex. 24), seems to contrast situations where the Mirena penetrates the myome-trium at insertion with situations where that occurs later, but does not say that in the latter scenario, there had been no injury to the uterus upon insertion. The event that Jaakkola says can happen “in- association with insertion or later” is “the IUS ... end[ing] up in the abdominal cavity,” which he says can happen even if the “IUS was properly in situ first.” (Id. at MIR_AC_00373529.) But he does not say that can happen absent any injury to the uterus at the time of insertion. He. does say that “in many cases when the IUS is found in [the] abdomen, there has been an [sic] uterine perforation,” (id.), which, he explains, is why Defendants, for internal purposes, code all such events as perforations. The phrase “in many cases” arguably means that not all cases where the Mirena has migrated to the abdomen follow a uterine perforation, but the context suggests that he meant that in many cases there was an observed uterine perforation, whereas in some cases no such perforation was reported. In any event, no Plaintiff has claimed that migration could occur absent perforation, or that it occurred that way in her case. And Jaakkola’s comment was made in the context of explaining why no separate figures for migrations and perforations exist, not in presenting an opinion as to whether secondary perforation exists.
Likewise, the Sallinen email, (id. Ex. 28), focuses on reporting of perforation before and after the introduction of a new inserter. After noting the lack of information regarding which inserter was used when the perforation is reported well after insertion, Sallinen says that some perforations occur “late and not associated to insertion procedure.” (Id. at MIR_PSEU_00286454). This clearly seems to refer to the reporter of the event not associating a late-discovered perforation with insertion, and does not constitute a statement that Sallinen believes secondary perforation exists.
The Walsh email, (id. Ex. 29), discusses reports regarding migrations that occur without any initial uterine injury being noted, and muses on whether to mention these reports on the label with the caveat that they may have involved injury at the time of insertion. This hardly amounts to a concession that spontaneous migration occurs—in other words, that they did not involve injury upon insertion. Case reports are not reliable evidence of causation, see McClain v. Metabolife Int’l, Inc.,
A “Lunch and Learn” PowerPoint presentation given in 2008 by Chuck Walsh, a Bayer employee in the drug safety department, (Opp. 56.1 Stmt. & Resp. ¶ 24; Keka-tos Deck Exs. 26, 31), states in a bullet point on one slide: “Migration into the abdomen (spontaneous perforation unrelated to insertion) can occur.” (Kekatos Deck Ex. 31, at MIR_CW_00636230.) Plaintiffs argue that this statement is an admission that secondary perforation exists. (Ps’ Mem. at 31.) But the previous bullet point on the same slide reads: “Uterine or cervical perforation possible during insertion— ‘sounding’ depth to fundus 6-10 cm,” (Ke-katos Deck Ex. 31, at MIR_CW_00636230), which suggests perforation occurs upon insertion, not after. In any event, the statement on which Plaintiffs rely conflates migration and perforation, perhaps reflecting the reality that in the abbreviated setting of a PowerPoint presentation, for an informal gathering where words are not chosen as carefully as they are during a lawsuit, ambiguity can result.
Finally, the deposition testimony of Dr. Antonio Costales, (id. Ex. 34), Bayer’s Global Medical Expert for Therapeutic Area Primary Care in Women’s Healthcare in Clinical Development, (Opp. 56.1 Stmt. & Resp. ¶ 26), does not create a genuine issue of material fact. Dr. Cos-tales’ testimony ponders the possibility that a perforation unrelated to insertion could occur. (Kekatos Deck Ex. 34, at 26:22-28:18.) He “acknowledge^] that [perforation without insertion-related injury] could happen” if “an inanimate object would be ... like, moving,” such as where “Mirena may have been inserted in a woman who has let’s say fibroids and fibroids would be growing.” (Id. at 28:18, 28:13-14, 27:15-17). The gist of his testimony is that anything is possible and he could “imagine” a scenario when something “doesn’t happen the way you would expect,” but he believed “99 percent” that injury upon insertion would have to occur. (Id. at 27:8, 27:7, 27:2-3.) Whatever Dr. Costales meant, it was not that he believes that secondary perforation exists. To the con
With all of these alleged admissions, a jury would have to read between the lines to discern the speaker’s intended meaning, without any scientific or other basis to sort out the ambiguities. And even if the intended meaning could somehow be divined, the jury would have no basis to determine if the statements rest on a sound scientific footing. Expert testimony that amounts to no more than say-so is insufficient to defeat summary judgment, see, e.g., Whitfield v. City of Newburgh, No. 08-CV-8516,
For the reasons stated above, the statements, labels and letters that Plaintiffs argue are admissions of the existence of secondary perforation are insufficient, individually or collectively, to substitute for expert testimony and raise a genuine issue of material fact as to general causation.
III. Conclusion
Accordingly, assuming there could ever be admissions that would suffice to allow a jury to find general causation without speculating, the admissions to which Plaintiffs point here do not fit the bill. They are not sufficiently clear, concrete or detailed. “[A] lay jury could not sort out the fundamental proof issues in [Plaintiffs] favor on this evidentiary showing without engaging in impermissible and improper conjecture as to matters extending well beyond their common knowledge and experience.” Hughes,
Having excluded Plaintiffs’ expert opinion on general causation, and having concluded that there are no admissions that can substitute for such opinion, and there being no dispute that all claims rise or fall with that decision, I find that Defendants have shown an absence of genuine dispute, and that no reasonable jury could find in favor of Plaintiffs, because there is no evidence in the record from which a jury
For the reasons stated above, Defendants’ Omnibus Motion for Summary Judgment is GRANTED. The Clerk of Court is respectfully directed to terminate the pending motions, (13-MD-2434 Doc. 3172; 13-MC-2434 Doc. 215), and enter judgment in and close all remaining member cases in this MDL.
SO ORDERED.
Notes
. All subsequent docket references are to No. 13-MD-2434, unless otherwise noted.
. “Shayna S. Cook Decl.” refers to the Declaration of Shayna S. Cook in Support of Defendants' Omnibus Motion for Summary Judgment. (Doc. 3175.)
.In their 56.1 Statement, Defendants seem to rely on—or at least refer to—evidence previously deemed inadmissible by the Court, such as deposition testimony of experts proffered by Plaintiffs. See In re Mirena IUD Prods. Liab. Litig., No. 13-MD-2434,
To the extent this decision quotes or discusses information from documents submitted under seal or in redacted form, that information is hereby unsealed because of the presumption in favor of public access to information affecting judicial decisions. See In re Fosamax Prods. Liab. Litig.,
. Bayer refers to Mirena as an intrauterine system ("IUS”). The Court regards the terms IUD and IUS as interchangeable.
. “Kekatos Decl.” refers to the Declaration of Diogenes P. Kekatos in Opposition to Defendants’ Omnibus Motion for Summary Judgment. (Doc. 3230.)
. "Kekatos Daubert Decl.” refers to the Declaration of Diogenes P. Kekatos in Support of Plaintiffs’ Motion to Exclude Defendants’ Experts. (Doc. 2704.)
. "Christopher J. Cook Decl.” refers to the Declaration of Christopher J. Cook in Support of Defendant’s Motion for Summary Judgment in Danley v. Bayer Healthcare Pharmaceuticals, Inc. (13-CV-6586). (Doc. 2759.)
. “Ds’ Mem.” refers to Defendants’ Memorandum of Law in Support of Their Omnibus Motion for Summary Judgment. (Doc. 3174.)
. "Ps’ Mem.” refers to Plaintiffs’ Memorandum of Law in Opposition to Defendants’ Omnibus Motion for Summary Judgment. (Doc. 3227.)
. They further argue that such a warning would have made a difference in Plaintiffs’ choices, because women who are unaware of the risk of secondary perforation will not monitor their Mirenas as carefully as those who are aware, and others will choose not to use Mirena at all because of the uncertainty involved. (Ps' Mem. at 3.)
.In a products liability action, plaintiffs must prove both general and specific causation. See Wells v. SmithKline Beecham Corp.,
. The relevant jurisdictions are the fifty states, the District of Columbia, Puerto Rico and the Virgin Islands. (See Shayna S. Cook. Deck Ex. 1.) Because the cases in this MDL are diversity cases, the governing substantive law is that of the relevant state or territory. Gasperini v. Ctr. for Humanities, Inc.,
. See also Lewis v. Johnson & Johnson,
. "Ps’ Sur-Reply” refers to Plaintiffs’ Sur-Reply in Opposition to Defendants’ Omnibus Motion for Summary Judgment. (Doc. 3262.)
. The 2011 amendments to the Federal Rules of Evidence changed the language of Rule 801(d)(2) from "admissions” of parly opponents to "statements” of party opponents. See Fed. R. Evid. 801 advisory committee’s note. This was a stylistic—not substantive—change to the rule. Id.) see United States v. Adams,
. Accordingly, Aliotta v. Nat’l R.R. Passenger Corp.,
. See, e.g., Schudel v. Gen. Elec. Co.,
. The court went on to grant summary judgment for the defendants because the same statement constituted an adequate warning. See Meridia 1,
. In Lewis v. Johnson & Johnson, the Fourth Circuit found no error in the district court directing a verdict for the defendant because no expert testimony on causation had been offered, adding, "[Plaintiff] does not argue that the remaining testimony—by, for instance, employees of the defendant—establishes causation.” 601- Fed.Appx. at 212. Its comment could be read as suggesting that a directed verdict might not have been appropriate if statements of employees established causation. But this dictum in an unpublished decision that the court designated as non-precedential does not hold that, or even discuss whether, stray statements of employees are sufficient to raise an issue of fact on the causation element in cases where expert testimony is required to prevent a jury from speculating. '
. In their sur-reply, Plaintiffs suggest that In re Accutane Products Liability, 511 F.Supp,2d 1288 (M.D.Fla.2007), also supports their argument. (Ps' Sur-Reply at 2-3.) In Accutane, the court found that an expert’s reliance on internal company documents and case reports did not have sufficient indicia of reliability. Id. at 1296-98. The expert had concluded that the defendants’ employees had admitted causation, a conclusion that the court found so baseless that it had already precluded mention of the so-called admissions at trial. Id. at 1297-98. In rejecting the expert's conclusion that defendants had admitted that Accutane caused the disease in question, the court stated that if that were the case, it “could have saved a lot of time” and "this opinion would have been unnecessary.” Id. at 1296. This remark—perhaps rooted in the commonsense notion that a manufacturer that had in fact unequivocally admitted causation in internal documents available to plaintiffs would be hard-pressed to deny causation in litigation— seems plainly designed to highlight how far off the expert was in regarding the documents as admissions of causation. The decision, confined to a Daubert analysis of an expert's opinion, contains no analysis of whether the admissions could, as a matter of state substantive law, have substituted for expert testimony had they truly been admissions. Moreover, Accutane further bolsters the idea that expert testimony is paramount in complex cases and that reliance on ambiguous documents like case reports that contain "subjective beliefs as to the causes of particular ailments” and “reflect the reporter’s opinion as to causality” are insufficient to establish causation. Id. at 1297.
. Blaz v. Galen Hospital Illinois, Inc., involved a motion for class certification in a case involving radiation exposure.
. Plaintiffs also discuss the label of another IUD—ParaGard—but only for "context”; they specifically note that Plaintiffs "do not contend that Bayer’s adoption of the ParaGard label is an admission of general causation." (Ps' Mem. at 4 n.4 (emphasis in original).) This is no surprise, because, as Plaintiffs acknowledge, the ParaGard label discusses migration, not perforation. (Id.) Further, it purports only to summarize anecdotal reports, not scientific findings. (Kekatos Decl. Exs. 10, II, 12.)
. Bayer argues that the Progestasert label in 2000 stated, “It is generally believed that perforations occur at the time of insertion, although they may not be detected until later.” (Opp. 56.1 Stmt. & Resp. ¶ 16; Shayna S. Cook Deck Ex.' 30, at 12.). Although this language would undermine Plaintiffs' argument, I need not resolve the dispute over which warning was in effect in 2000, (see Doc. 3259, ¶ 16), in light of my disposition below.
. Defendants do not argue that the 2014 label is inadmissible under FRE 407 as a subsequent remedial measure, and accordingly I do not discuss the issue.
. Because I find Bayer’s Canadian DHCP letter does not create a genuine issue of material fact, I need not address whether the letter, which Bayer attributes to a Canadian entity, Bayer Inc., (Ds' Mem. at 25 n.7; Shay-na S. Cook Decl. Ex. 37), but which was
, Ds’ Reply refers to Reply Memorandum in Support of Defendants’ Omnibus Motion for Summary Judgment. (Doc. 3245.)
. Two sentences earlier, the DHCP letter states, in describing "post-market reports of uterine perforation,” that ”[s]ome cases of uterine perforation were not detected during or immediately after the insertion.” (Kekatos Decl. Ex. 22.) This suggests that the later sentence's reference to "perforation ... with MIRENA® ... after the insertion with limited clinical symptoms,” (id.), may be intended to describe post-insertion detection of the device’s perforation, not a situation where the device migrates post-insertion in the absence of injury to the uterine wall associated with insertion.
. At his deposition, Mr. Walsh explained that the bullet point reference to spontaneous perforation reflected what the reporter had told Bayer: "[T]here are cases where the time frame of perforation is not reported to us and is unknown, and those might be referred to as spontaneous, quote, unquote.... [I]n other words, they were not reported as associated with insertion, although that doesn’t mean they weren't, it’s just that they were not related by the reporter as being occurring at insertion.” (Kekatos Deck Ex. 32, at 116:16-117:4.)
