1 Park. Cr. 108 | N.Y. Sup. Ct. | 1847
This case involves the question whether tha president of the United States has authority, by virtue of mere
The importance of the question has weighed heavily upon me during the whole time that the case has been before me.
The right is claimed, and has been exercised, by that high functionary in this instance; its exercise is demanded by the French government in the name of the treaty between the two nations, and a branch of the federal judiciary has sanctioned it.
Amid this imposing array against him, the prisoner, a resident among us and entitled to the benefit of our laws, has thrown himself for protection upon state sovereignty and demanded the interposition of its authority between him and the exercise of this extraordinary power. To that protection he has a right, in common with every inhabitant of our state, and it becomes my duty, as one of the state judiciary, to see that he sustains no injury in its exercise.
The apprehension that out of the discharge of this duty there might spring a conflict between national and state authority, has not been without its influence on my mind, causing me to pause long and weigh well any decision which I might make. Presenting to my mind, as this case does, the picture of the -whole authority of the nation, claiming and enforcing the surrender of the individual on the one hand, and personal liberty demanding protection against the exertion of extraordinary power on the other. I have not been free from anxiety as to the conclusion at which I might arrive and the consequences which might flow from it.
The question is, in a great measure, under our institutions, anomalous, arising out of that peculiar provision of our national constitution which declares that all treaties made under the authority of the United States shall be the supreme law of the land. But for this provision, and the construction claimed for it, the question might justly be regarded as already settled by authority. The British government, in February, 1843, made a treaty with France, identical in this regard with the con
Under this statute the lord mayor of London, in September, 1844, issued his warrant for the arrest of an alleged fugitive from France, who, on being arrested, was brought before the Queen’s Bench on habeas corpus. That court held the warrant void, and on being applied to, for the purpose of remanding the prisoner, as a person accused under the treaty, they denied that they had any power but under the statute, and if its provisions were not clearly complied with, they had no power at all in the matter (In re Besset, 1 New Sessions Cases, 337).
Here, then, is a decision that, on the principles of common law, the treaty does not execute itself, and that even the highest judiciary in the nation could not act under it but in pursuance of a statute, and this exposition flows, not only from the British courts, but from the British executive,and the British legislature.
I know of nothing except the provisions of the constitution of the United States to which I'have alluded, which can exempt our courts from the binding force of the same doctrine, when they and the English courts alike draw the principles of their action and the rule and guide of their judgments from the same fountain of the common law.
Hence arises the necessity, in this case, of considering the meaning and force of this constitutional provision and of inquiring how far it does ex prop rio vigore, and without legis-.ative sanction, confer upon the officers of the national govern
In the first place it must be observed that the provision in question does not relate to treaties alone. It is the constitution itself and the laws of the United States, which shall be made in pursuance thereof, and all treaties made, or which shall be made, under the authority of the United States, which shall be the supreme law of the land (Const. Art. 6).
If this provision has this self-acting power in regard to treaties, it has it equally in regard to the constitution at large, and from this consideration we may well appreciate the mag-li+nde and interest of the question involved
What is the meaning of the supremacy here provided fori That the power is itself omnipotent — self-acting and self-' dependent alone — and that the functionary clothed with it, if perchance he be the executive, is in that regard beyond the control alike of the judicial and legislative departments of the government? Such must be the result, if that provision does give, as is claimed in the argument before me, to the constitution and to treaties this self-sufficing authority.
But such, as I understand it, is not the true reading of this provision. The 22d No. of the Federalist defines its purpose in language more felicitous than any which I can use:
“ The treaties of the United States, to have any force at all. must be considered as part of the law of the land. Their true import, as far as respects individuals must, like all other laws, be ascertained by judicial determinations. To produce uniformity in these determinations, they ought to be submitted, in the last resort, to one supreme tribunal.” * * * “If there is in each state a court of final jurisdiction, there may be as many different final determinations, on the same point, as there are courts.” *- * * “ To avoid the confusion which would unavoidably result from the contradictory decisions of a number of independent judicatories, all nations have found it necessary to establish one tribunal paramount to the rest, possessing a general superintendence, and authorized to settle and declare in the last resort a uniform rule of civil justice.” * * *
*114 “ The treaties of the United States under the present constitution are liable to the infractions of thirteen different legislatures and as many different courts of final jurisdiction.”
Hence arose the establishment of a supreme judicatory, not that it should be omnipontent and' self-sufficing in its power, but that, within its sphere, it should be paramount to all other judicatories. , Hence, too, the provision in question, that the constitution, the laws made in pursuance of it, and the treaties, should be the supreme law; not that they should be omnipotent and self-sufficing in their authority, but that they should be paramount over all other authority, so that if, when duly executed, they should come in conflict with any other they should be supreme and paramount.
This is no novel doctrine. But as I read the history of oui country, it has prevailed from the beginning, though not now for the first time questioned.
In the celebrated case of Jonathan Robbins, Chief Justice Marshall, then a member of the House of Representatives, asserted the same claim which is put forth for the government in this case. But he went farther and followed the doctrine out to its legitimate results, by insisting that the case was one for executive and not judicial decision, and that the judicial power can not extend to political compacts, such as the case of the delivery of a murderer under the 27th art. of Jay’s treaty with Great Britain (5 Wheaton, Jipp. 16).
In several instances, however, and at different periods, Congress has, by its action, given a different construction to this provision of the constitution.
A few instances will suffice:
The constitution (art. 3, § 2), declares that the judicial power shall extend, among other things, to all cases affecting ambassadors, other public ministers and consuls, and that in those cases the Supreme Court shall have original jurisdiction. It might well be supposed, that if any power in that instrument, which is to be the supreme law of the land, could be thus self-acting, it would be the power thus explicitly conferred. Yet in the judiciary act of 1789, § 13, ccngress provides for the
So, too, the constitution, art. 4, §2, provides that fugitives from justice shall on demand of the executive of the state from which they have fled, be delivered up to be removed to the state having jurisdiction of the crime.
This provision also of the supreme law of the land might be supposed to execute itself, yet Congress, in 1793, passed a law upon the subject, in order to carry it into effect.
The origin of this law is a striking illustration of the interpretation which prevailed at those early days.
It grew out of a demand made by the governor of Pennsylvania upon the governor of Virginia for the surrender of a fugitive from justice. With that demand the executive of Virginia refused to comply, for one reason, among others, because congress had not passed any statute to execute this provision of the supreme law of the land. The opinion of the attorney general of Virginia assuming that position, and the reply of the executive of that state, sanctioning it, were communicated to congress by President Washington in October, 1791, and out of that state of things flowed the statute which has for more than half a century governed the whole action of our citizens in that regard (American State Papers, vol. 20 p. 38).
If the claim now asserted is well founded now, it was so then, and if well founded, then indeed were this statute, and that also which came into existence at the same time in regard to fugitives from service, works of idle supererogation on the part of congress.
So, too, the same article of the constitution provides that persons held to service or labor in one 'state, escaping into another, shall be delivered up on claim of the party to whom such service or labor may be due.
This provision, too, of the supreme law, so far from executing itself by virtue of its supremacy, is helped out and carried into effect by the same law of congress, and sprung from the same necessity for legislative action which was then conceded.
These are all provisions of the constitution — the supreme law of the land, which congress has at an early day deemed it necessary to legislate upon, for the purpose of carrying them into effect.
And it may well be asked, why this necessity, if this supreme law was, by virtue of its supremacy, self sufficing, and did execute itself without legislative interposition 1
Such also has been the action of congress and the interpretation of the national government in relation to our treaties which are also the supreme law.
In 1788, a convention was entered into between France and the United States, providing for the arrest and surrender of deserting seamen, in which it is provided that for that purpose the consuls shall address themselves to the courts, judges and officers competent, and demand said deserters in writing, &c. And all aid and assistance to the said consuls shall be given for the search, arrest and seizure of said deserters, who shall be kept and detained in the prisons'of the country, &c. In 1824 a similar treaty was made with the republic of Columbia, and from that time down to 1845, various treaties with nations in Europe; Asia and America have been made, containing the same provision as to deserting seamen.
Specific as is this provision in these various treaties — pointing out, as it does, even the manner in which the power shall be exercised, Congress and our government have been so far from regarding it as capable of executing itself, that in 1829 a law was passed in language scarcely more particular than the various treaties, providing for carrying them into effect. This act is understood to owe its origin to the fact that so distinguished a jurist as Judge Story refused to execute one of the treaties, until congress had legislated upon the subject. A marked instance of a similar character is of more recent occur
An Act to provide for the punishment of piracy in certain cases.
Be it enacted by the Senate and House of Representatives of the United States of America in Congress assembled, that any subject or citizen of any foreign state, who shall be found and taken on the sea, making war upon the United States, or cruising against the vessels and property thereof, or of the citizens of the same, contrary to the provisions of any treaty existing between the United States and the state of which such person is a citizen or subject, when by such treaty such acts of such persons are declared to be piracy, may be arraigned, tried, convicted and punished before any circuit court of the United States, for the district into which such person may be brought, or shall be found, in the same manner as other persons charged with piracy may be arraigned, tried,.convicted and .punished in said court.
Approved March 3,1847.
So far as the Supreme Court of the United States have acted on this question, they seem to have adopted the same principle. In Foster v. Nelson (2 Peters, 314), they declare that a treaty is in its nature a contract between two nations, not a legislative act. It does not generally effect of itself the object to be accomplished, especially so far as its operation is infraterrito-rial, but is carried into execution by the sovereign power of the respective parties to the instrument. In the United States a different principle is established. Our constitution declares a treaty to be the law of the land. It is consequently to be regarded in courts of justice as equivalent to an act of the le
But when the terms of the stipulation import a contract, when either of the parties engages to perform a particular act, the treaty addresses itself to the political, not to the judicial department, and the legislature must execute the contract before it can become a rule of court. And speaking of the particular treaty then under consideration, they add, “This seems to be the language of contract, and if it is, the ratification and confirmation which are promised, must be the act of the legislature. Until such act shall be passed, the court is not at liberty to disregard the existing laws on the subject.”
In the U. S. v. Arredondo (6 Peters, 734), that Court affirm the same doctrine and again speak of a treaty which is a contract between two nations, the stipulations of which must be executed by an act of congress before it can become a rule for their decision.
These two cases involved the treaty with Spain of 1819, and they grew out of the words used in it, that certain grants, “ shall be ratified and confirmed.” The court held that .if these words imported that those titles “ are hereby ratified and confirmed,” then the treaty by virtue of its being the supreme law, operated •per se to ratify and confirm, but if they imported a contract, that they should at some future period be ratified and confirmed, then the treaty did not execute itself, but it must be executed by an act of congress before it could become a rule for the decision of the courts. In other words, where the treaty is a contract to be performed in futuro, the English rule, as laid down by Lord Denman in 1 New Sess.Ca. is applicable, the courts have not any power but under the statute, and if its provisions are not clearly complied with, they have no power at all in the matter.
The Supreme Court of the United States a third time, in reference to those words, reiterate the doctrine. In the U. S. v. Pescheman (7 Peters, 87), Ch. J. Marshall says, that although the words “ shall be ratified and confirmed” are properly words of contract stipulating for some future legislative
In the latter signification of the terms, in' a country where the treaty is the supreme law of the land-, it may perchance be well said that the treaty executes itself. But this provision in the convention with France under which this prisoner is held, can in no such sense be held to execute itself. It never was intended to act in presentí. It was a contract between the two nations to be executed only in futuro, and in the language of principle, of the action of congress and the decisions of the federal judiciary, it stipulated for future legislation, without which, as the Queen’s Bench declares, the courts have no power at all in the matter.
In the debate in congress on the Jonathan Robbins matter, it was stated that President Washington had entertained doubts whether the extradition clause in Jay’s treaty could be executed without legislative action. And in 20 Sergt. and Rawle, 135, the Supreme Court of Pennsylvania express the same doubt, and declare that the opinion of the executive hitherto had been that it had no power to act.
In the case of Prigg v. Commonwealth of Penn. (16 Peters, 624), the provision of the constitution as to the surrender of fugitives from service was under consideration. Story, J., in delivering the opinion of the court, speaking of that claus.e which enacts that the fugitive shall be delivered up on claim of the party to whom such service may be due, says, “ We think it exceedingly difficult, if not impracticable, to read this language and not to feel that it contemplated some farther remedial redress than that which might be administered at the hands of the owner himself. * * * They require the aid of legislation to protect the right, to enforce the delivery and to secure the subsequent possession of the slave.”
And the court in that case, in adjudicating upon language very similar to that contained in this treaty, declare that the constitution does execute itself so far as to establish the absolute right of the owner to recapture his slave, but that .to enforce the right the aid of legislation is required. And
The want of this legislative sanction on which so much stress is laid, is not mere matter of form. It is a substantial right and involves too deeply the liberty of the citizen to be dispensed with.
Treaties by our government are made by the executive without the sanction of the legislature. The extradition provided for by this convention with France is not confined to the subjects of France. An American citizen may be demanded by the French government, and our executive may, on such demand, banish a native of our soil — nay, if one, then hundreds. And it becomes us well to see that power so great should be properly guarded
There is another consideration flowing from this view of the case. ' Neither the constitution, the laws nor the treaty, which together constitute the supreme law as to this case, provide for the interposition of the judiciary in the exercise of this power On the other hand the treaty provides that on the part of the United States the surrender shall be made only by the authórity of the executive thereof. And although the executive has, in this case, with great propriety, invoked the aid of the judiciary, yet he has done it in such a manner that the decision of the subordinate tribunal appealed to can not be reviewed in the court of dernier resort and therefore becomes final.
And if the right claimed in this case for the executive to act in the matter without legislative sanction, be once firmly established, I can not discover any provision in the supreme law which renders it necessary for him to seek the aid of the judiciary. It may be convenient for the executive to resort to the machinery of the judiciary or the incumbent for the time being may entertain such a sense of duty as to induce such a resort; but the right once established as now claimed, it must necessarily become a matter of discretion with the executive,
In the absence of any statutory provision, the executive can resort for the rule of its action only to the treaty. The treaty with France nowhere provides for a resort to the judiciary. Persons accused of crime shall be delivered up, provided that this shall be done only when the fact of the commission of the crime shall be so established, as that the laws of the country would justify their apprehension and commitment for trial. How established, and before what tribunal! It is the executive alone who can surrender, and if the treaty alone is to be the guide of his action, then when he becomes satisfied that the commission of the alleged crime is established, whether that be with or without the aid of the judiciary, he can surrender.
Such is the claim presented before me, and, if established, then is the liberty of the citizen, at .least as respects extradition, subject to the executive discretion to an extent that is calculated to alarm even a country where freedom in the aggregate is so common that its invasion in detail is too often and too easily disregarded.
To meet an objection so formidable in its character, it .is urged that the aid of the judiciary must of necessity be invoked in the execution of the treaty.
I have already had occasion to decide in this case, that the state magistrates have no original authority in the matter. Not having seen any reason for changing my opinion, and that opinion having been acquiesced in by all parties concerned in this matter, it must be regarded as pro tanto the law of this case. The remaining question then is, whether any of the federal magistrates have the authority! The question may well be put still broader, and comprehend not merely the inquiry whether the federal judiciary may entertain jurisdiction, but also whether it ought not to be the duty of the government, and the right of the prisoner, to make the appeal to them. I will not stop, however, here to consider that question, but pass
It must then be observed in the outset, that the action on which the prisoner was committed, was not the action of any court, but of a district judge as such. The arrest, examination, and commitment were-none of' them the act of the district court, but of the judge as such at chambers, or as committing magistrate. It is important to keep this fact in mind, as it is one of the main grounds on which the United States Supreme Court refused to the prisoner his application for the writ of habeas corpus, and it brings us to the real, question in this case, whether a district judge, not sitting in court, has the power to aid in carrying a treaty into effect.
Marshall, in his speech in the Robbins case, repeatedly denied the authority of the judiciary in every form. That was the second proposition he maintained (5 Wheat. App. 16): which was that the case was a case of executive and not judicial decision. He proceeded to refute the position of Mr. .Livingston, that the judicial power of the United States expressly included that under consideration. He maintained (j>age 77), that the judicial power can not extend to political compacts, as the establishment of a boundary line, &c., or the case of the delivery of a murderer, under the 27th art. of our present treaty with Britain, and he proceeded with this language : “ The gentleman from New-York has asked, triumphantly asked, what power exists in our courts to deliver up an individual to a foreign government! Permit me, said Mr. Marshall, but not triumphantly, to retort the question. By what authority can any court render such a judgment! What power does a court possess to seize any individual and determine that he shall be adjudged by a foreign tribunal! Surely our courts possess no such power. Yet they must possess it, if this article of the treaty is to be executed by the courts. And he ■concluded with the remark, “The case was in its nature a
Again {on page 28), he says: It is then demonstrated that according to the practice and according to the principles pf the American government, the question whether the nation has or has not bound itself to deliver up an individual charged with having committed murder or forgery within the jurisdiction of Britain, is a question the power to decide which rests alone with the executive department.
The inferencé from that debate and its results, is as fair, perhaps, as any other, that the majority of congress who went with him on that occasion, and in the language of Judge Story, “ put the question at rest forever,” intended to sustain that as well as other principles which he then advanced.
Mr. Marshall maintained that, a treaty providing for the surrender of fugitives being made, the executive was competent of itself, without judicial or legislative aid, to execute it. How far he is competent without legislative aid, has already been shown from authority, upon principle and by the action of the government for fifty years. And the United States Supreme Court, in the case of Holmes v. Jennison (14 Peters), and more recently on the application of Metzger for a habeas corpus, have recognized the necessity of judicial action.
But then the questions recur, whence do the judiciary derive their authority to act in the matter? Who is to set them in motion, and what is to regulate and control the form and manner of their going? And how are the rights of the accused to be protected?
These are important questions under our state constitution, which declares that no man shall be deprived of any of the rights or privileges secured to him, unless by the law of the land or the judgment of his peers.
The learned judge, upon whose warrant the prisoner was committed, evidently has strong doubts upon this subject, though he thinks them capable of a satisfactory solution. But the so
-not from the treaty, for that is equally silent — not from any express statutory enactment, for the want of that has been throughout the whole case the great ground of complaint— and not from necessary implication from any power otherwise granted.
It seems to me, then, that it can trace its origin to no other source than the necessity or convenience of the case. When we are brought to this point, then, the whole course of reasoning on which was founded my decision, that the police magistrate acted without authority, becomes equally applicable to the district judge. In the absence of any provision of the constitution, of the treaty or of the statute, conferring the power upon that officer, I am compelled, by the view which I then took'of the case, and which was acquiesced in on all hands, to arrive at the same conclusion as to his power.
It is with unfeigned diffidence, and after long consideration, that I have imbibed a view of this case, so different from that entertained by the learned judge whose decision I am compelled, from my position, thus to review. His long experience and the high respect which I entertain for his judicial character, might have inclined me to yield my own conviction to his, if his own opinion of the power of the United States court had been clear and decided, or if he had at all considered the power of a judge out of court; a distinction, I repeat, which has been rendered important by the subsequent decision of the Supreme Court of the United States.
There is another view of the case which has had its weight
The writ being returned before me, it was my duty to inquire into the cause of his detention, and that not merely as it appeared on the warrant by which he was held, but as it might appear from any fact alleged before me, to show that his imprisonment or detention was unlawful, or that he was entitled to his discharge (2 Revised Stat. 569, § 50). I have, therefore, of necessity, gone behind the mandate of the president and inquired into the legality of the foundation on which it rested. And finding it to be wanting in the legal aliment necessary to support it, I have no alternative but to declare that the prisoner can not lawfully be held under it.
It will be observed, that I have in this opinion omitted to discuss many of the points raised before me on the several arguments, which have been had in the case. This omission has not arisen from any want on my part of attention to and careful consideration of them, but solely from the belief that their consideration was not necessary to the determination of the case, on which I was to render my judgment.
There is, however, one topic, on which I differ in opinion with the learned district judge, which strikes me with so much force, that I can not forbear dwelling a moment upon it.
The Spanish treaty, which has been already alluded to, contained a stipulation as to the ratification and confirmation of
That treaty again came before the court, in United States v. Percheman (7 Pet. 87), when it was said that the treaty was drawn up -in the Spanish as well as the English language. Both were originals and were unquestionably intended by the parties to be identical. The Spanish had been translated, and they then understood that the article (of the treaty) as expressed in that language, was that the grants “ shall remain ratified and confirmed,” &c. The court then holds, that if the English and Spanish parts can, without violence, be made to agree, that’construction which establishes this conformity ought to prevail. No violence is done to the language of the treaty by a construction which conforms the English and Spanish to each other. Although the words “ shall be ratified and confirmed/’ are properly words' of contract, stipulating for some future legislative act, they are not necessarily so. They import that’ they shall be ratified and confirmed by force of the instrument itself. When we observe that in the counterpart of the same treaty, executed at the same time, by the same parties, they are used in this sense, we think the construction proper if not unavoidable.
To apply that principle to the case in hand.
The convention with France, under consideration, is drawp up in the French as well as the English language. In the latter language, when the party to be surrendered is spoken of, he is twice spoken of as the person “ charged” and twice as the per son “ accused.” In the French counterpart, the expression is uniformly accuse: “ les individus accuses”— “ les individus qui accuses” — “ les individus qui seront accuses” — “ L’individu ainsi accuse,”
The same question, then, arises here that arose under the Spanish treaty, which language is to prevail in the construction? If the English, then a party, merely “ charged” or “ accused” before the committing magistrate may be demanded. The prisoner is in that precise situation. He has been charged or accused before a magistrate authorized to arrest, and nothing more. But if the French phrase is to prevail, then the prisoner does not come within the treaty, because he has never been indicted or arraigned, never been mis en accusation.
There is a great difference in the French practice, as well as in ours, between a person merely charged with a crime- and one who has been indicted; between inculpé and accuseé. There is much more solemnity in the latter than in the former, more probability of guilt; a farther progress toward conviction has been attained, and the questions both as to the guilt of the prisoner and the nature of the offence, no longer rest merely upon the untried and uninvestigated complaint of a party, but have been investigated by the proper tribunal, the grand jury or the Chambre des mises en accusation, and probable cause lor the accusation been duly found, and the nature of the offence charged duly defined.
This is an important consideration, for it is not every offence with which a person ma.y be charged, for which he can be surrendered. It is only a few specified cases, and it often becomes an extremely difficult question for courts, even after the fact is established, to ascertain the nature of the offence growing out of it
These inquiries are too important to have escaped the attention of the contracting parties, and hence we find a phrase, having a definite meaning in the French code, entirely incon sistent with the idea of allowing so important a consideration as extradition to rest upon the color which the complainant may give the matter, purposely, repeatedly and carefully used, in a manner which, under our law, gives it controlling influence over both parties of the treaty. So that a person demanded of the French government by ours, would not be surrendered, unless he had been indicted or mis en accusation. At all events, the French government might so act with great propriety, and point to the language it had carefully used in the convention as a perfect answer to the demand.
Entire reciprocity was evidently aimed at by both parties, and I can not conceive a reason why the language of the Supreme Court, in regard to the Spanish treaty, does not apply here with equal force, and why I am not bound to hold, as the Supreme Court then held, that if the English and French parts
If this construction is to prevail, then, it is inevitable that tho prisoner is not within the treaty, and can not be demanded by the French government, nor surrendered by the American, but is entitled to the protection of the laws of this state against the attempt to surrender him.
The conclusion, then, a«t which 'I have arrived is, that the prisoner is not a party accused — mis en accusation — within the meaning of the treaty, and that the president can not execute the power of extradition without both legislative and judicial sanction, and I acknowledge that the conclusion commends itself to my favor, because of the protection it is calculated to afford to personal liberty against executive authority.
The prisoner must therefore be discharged.