38 N.W.2d 449 | S.D. | 1949
Lead Opinion
ROBERTS and SICKEL, JJ., dissenting. The sole question submitted by the appeal in this proceeding is whether a writing testimentary in character was executed or signed by the author as is required by SDC 56.0209 relating to the form of an olographic will. No other ground of opposition to the probate of said writing is raised or argued here. By stipulation of counsel appearing in the record it is agreed that all of the writing upon the instrument presented as the will of Ella McNair, with the exception of filing and identification marks placed thereon by court officials, is by the hand of said person. The county and circuit courts each decided that such written instrument bore the author's signature and that the same should be admitted to probate. The contestants, plaintiffs at the trial de novo in circuit court, appeal from the judgment of that court overruling the ground of opposition to probate upon which they relied and determining that the writing is legally sufficient to constitute the author's will. *606
In lieu of an attempt to accurately describe the instrument before us a photographic copy thereof is here set forth.
[EDITORS' NOTE: PHOTOGRAPHIC COPY IS ELECTRONICALLY NON-TRANSFERRABLE.] *607
[EDITORS' NOTE: PHOTOGRAPHIC COPY IS ELECTRONICALLY NON-TRANSFERRABLE.] *608
[EDITORS' NOTE: PHOTOGRAPHIC COPY IS ELECTRONICALLY NON-TRANSFERRABLE.] *609
[EDITORS' NOTE: PHOTOGRAPHIC COPY IS ELECTRONICALLY NON-TRANSFERRABLE.]
It is observed that the same consists of three sheets of ruled tablet paper. The reverse side of sheet No. 3 carries what is written after the word "over" in parentheses appearing on said sheet. The handwriting thereon is all in ink and bears the appearance common to instruments prepared with a pen dipped in ink rather than with a self-feeding or fountain pen, some parts of the writing, as is manifest from the *610 copy, carrying considerably more ink than was employed elsewhere thereon. The uniform coloring of the ink used, the character of the handwriting and the similarity of the pen markings all tend strongly to indicate that the instrument was written at a single sitting. Nothing appearing therefrom suggests otherwise.
Ella McNair died at a Huron hospital March 21, 1946. Her husband, James D. McNair, predeceased her about ten years. She left no children surviving. As appears from the writing she owned considerable property at the time of her death. The record discloses that Cecil Richardson, the person for whom payments from trust income were provided and the individual last named in the writing, was her nephew and resided with her at Wessington for a period of some years prior to his death just two weeks before Mrs. McNair's passing. No other heir or relative is named as a beneficiary in the document in question. This instrument was taken by Mrs. McNair to the hospital. The same was kept in a small satchel and remained in her possession until her death. Thereafter it was removed from the satchel and from an envelope in which it was enclosed. The envelope bears the inscription "Will of Ella McNair". Part of such inscription is underscored. It is agreed also that the inscription on the envelope is in the handwriting of Mrs. McNair.
[1] Over objections interposed by respondents at the trial proceeding the court heard testimony to the effect that the writing above described was by Mrs. McNair not regarded as her will and that she had made declarations before and after going to the hospital in last illness indicating an intention on her part to make dispositions of her property other than as in said writing set forth. Other evidence is to the contrary effect. It is a reasonable inference from the fact of the death of the nephew named in the writing that Mrs. McNair gave some thought to making other disposition of the property she had therein set apart to him. We are not in this proceeding, however, called upon to determine the admissibility of the testimony of witnesses tending to prove that declarations of the author of the writing negatived what otherwise appeared from the face of the *611
writing to be an execution or signing thereof. As first stated above, the only question before us is whether the writing of testamentary character dated August 9, 1944, is, as was decided by the trial court, signed by Mrs. McNair and therefore her will. This court has heretofore applied the rule that the only evidence that will warrant the conclusion that a holographic will is a complete and executed document must be found in and on the instrument itself. In re Brandow's Estate,
Able briefs of counsel have aided us in deciding, for the first time in this court, whether an instrument of the character as above appearing and described, whereon the name of the author is written by him at a place or places other than at the end thereof, is a signed and completed document. This question has been the subject of much study elsewhere as is to be subsequently noted. It has been frequently treated in the decisions of the courts of California, perhaps much oftener than by the courts of any other jurisdiction. The authorities cited by counsel and others thought to shed light upon the problem have been reviewed.
[2] Our statute, SDC 56.0209, is as follows: "An olographic will is one that is entirely written, dated, and signed by the hand of the testator himself. It is subject to no other form, and may be made in or out of this state, and need not be witnessed."
Every will, other than a nuncupative will, must be in writing, and every will, other than an olographic will and a nuncupative will, must be subscribed at the end thereof either by the testator or by some person acting at his direction. SDC 56.0210. The manner of executing the different forms of wills required by the laws of this state to be in writing is readily apparent: the one form, an olographic will, need but be signed; the other form, an attested will, "must be subscribed at the end thereof."
Appellants contend that this document should not have been admitted to probate as a will for the reason that no proof was offered by respondents establishing on the part of Mrs. McNair an intention to authenticate the same and for the further reason that the instrument is not sufficiently *612 complete to indicate a signing thereof when she wrote her name thereon. They urge the position that the name of Ella McNair as thereon appearing was but to identify the author and that the document is in the nature of an unfinished memorandum or list.
[3] In a former opinion of this court, In re Brandow's Estate, supra, with reference to the place of a signiture on an olographic will, it is written: "Her name appears at the end of the instrument. * * * It is not material where the name of the testator appears in a will of this character. If it can be gathered from an inspection of the whole instrument that it is intended as a last will and testament, the statute is satisfied." The name of the maker of the Brandow will appearing at the end thereof, appellant's counsel assert that part or all of the two sentences last quoted is dictum and therefore offers no true guide in the case now before us. Should we concede the premise of this assertion, which we decline, we disagree with the conclusion thereof and we affirm the rules of law as declared in that opinion. Cf. 68 C.J., Wills, § 404; 57 Am. Jur., Wills §§ 647 876. Cases examined by us and not cited in the Brandow opinion are referred to and cited in footnotes and annotations following the statements of the rule by Corpus Juris and American Jurisprudence in the respective sections thereof numbered as above.
The early English case of Lemayne v. Stanley, (1681), 3 Lev. 1, holding that an olographic will may be signed at the top, bottom or margin, is the subject of special consideration in a preparation found in 29 Mich. Law Rev. 685. Many of the decisions of the courts of other jurisdictions, antedating the opinion of this court in Brandow's Estate, supra, are therein reviewed, compared and distinguished. Our study of the many cases prior and subsequent to said opinion satisfies us that an attempt to rationalize the recorded views of other courts would likely result in a fruitless endeavor. We assume no such undertaking. Deducible from our reading is that a number of somewhat common factors tended to influence the announced determinations respecting instruments, in the nature of testimentary dispositions, not *613 subscribed at the end thereof. These include the time and place of the writing, the mental capacity or physical condition of the author, the place upon the instrument where the name of the maker is written, the inscriptions preceding or following the written name, the phraseology of the writing, how long it existed and where it was kept, the presence or absence of witnesses' names on the writing and whether or not it purported to be a more or less complete disposition of the author's holdings. Also, and of course of prime importance, are the specific provisions of the statutory law of each jurisdiction prescribing the essential features and form of an olographic will. As observed above, our statute requires not a subscription but a signing thereof.
[4] Much of appellants' argument is directed against a holding that the name of the author written only in the exordium clause as hereinabove shown is a sufficient signing. They reason, and with a number of decisions supporting their views, that the name as there appearing is inserted but to identify the writer of the instrument and not with an evident intent to execute and authenticate the same. Should the features of the document now under consideration restrict us to such a solitary or single appearance of the name "Ella McNair" we would then be forced to a decision either for or against the early English case of Lemayne v. Stanley, supra, as has been the lot of courts of other jurisdictions. Here, however, the name of the author is written also at the top of each of the separate sheets. The hand of the writer departed from the form or context as otherwise and previously appearing in the writing when her name was placed at the top of the third and last sheet. She there wrote: "Will, Ella McNair" or "Will. Ella McNair". Whether a comma or a period is the chosen punctuation in this inscription is not possible of ascertainment by a comparison of the mark found here with like punctuations as elsewhere inserted in the writing. Regardless of the punctuation, we think it noteworthy and signficant of Mrs. McNair's intention to authenticate the instrument as her will when she wrote where she did, in effect if not in fact, "This is my will. Ella McNair". We are satisfied that the inscriptions *614 of her name at the top of the last sheet of this writing and elswhere thereon as above noted was a signing of the same by Mrs. McNair altogether sufficient under SDC 56.0209.
Whether the document in question is sufficiently complete to sustain the view that it was signed as a finished preparation must be determined from the face of the instrument. In the last paragraph of her writing, in addition to the final sentence thereof leaving the home and its contents to Cecil Richardson, Mrs. McNair plainly sought to declare and create a trust of "the following properties and all the rest and remainder thereof". The legal construction to be placed upon this quoted phrase and others appearing in the closing paragraph is not now before us for determination. Taking into account the general appearance of the writing, the language and phraseology employed therein, the evident care and reflections with which it was drawn, the extensive provisions of the same and the particular expressions found in the closing paragraph thereof we are constrained to hold that there was, at least in the mind of Mrs. McNair, a document before her sufficiently complete to induce her to affix her name thereon in token of execution of the same as her will. Nothing appearing from the writing itself suggests to us that Mrs. McNair intended to or should have added thereto, as further evidence of completeness, some expression in the nature of a formal finality. The same bears date nineteen months before her death, a circumstance furthering the view that she long looked upon her writing as a finished task. We think it should not be disregarded and cast aside now.
We perceive no possible benefit to be derived from relating in detail the extraneous evidence introduced for the purpose of defeating what appears from the writing itself to be a completed and executed document. Evidence of that character submitted by the proponents of the will is in sharp conflict with that introduced by contestants and tends strongly to uphold the view that the writing was regarded by Mrs. McNair as a finished production. We conclude that the instrument itself is the best evidence of the author's *615 purposes and intention and that the same is such as to sustain the decision here for review. Appellants have not convinced us that the learned trial court was wrong.
Among the decisions of the courts of other jurisdictions treating the question, and sustaining the views we have stated above, are the following. In re Gardener's Estate,
The decision and judgment appealed from are affirmed.
SMITH, P.J., and RUDOLPH, J., concur.
ROBERTS and SICKEL, JJ., dissent.
Dissenting Opinion
It is too well recognized to require citation of authority that the right to make a testimentary disposition of property is not an inherent right, but is subject to legislative regulation and control, and that statutory requirements are not merely directory but mandatory and must be substantially complied with.
This court has considered the nature of evidence permissible and its sufficiency in determining whether a will has been "signed by the hand of the testator himself" as required by the provisions of SDC 56.0209. In re Brandow's Estate,
The document under consideration cannot be deemed a valid will in the absence of anything on its face to raise an inference that the writing of the name in the body of the document was intended as a signature executing the document. There is no language in the document which adopts the name as a signature for purposes of execution and in my opinion the form of the document and its contents are not sufficient to give rise to a positive inference that decedent regarded the document as a completed will and that her name therein was intended as an executing signature. For these reasons, the judgment below should in my opinion be reversed.
Dissenting Opinion
The majority opinion is based on the rule that "the only evidence that will warrant the conclusion that a holographic will is a complete and executed document must be found in and on the instrument itself." In re Brandow's Estate,
The instrument in question consists of three sheets of paper, unattached. The entire instrument is in the handwriting of the testatrix. In the first paragraph she states *617 "I, Ella McNair of Wessington, So. Dak. do hereby make my last will." This is followed by a number of specific bequests in separate paragraphs, and a paragraph creating a trust in part of the estate. The writing first covers one side of each sheet of paper and continues on the back of the third sheet to about the middle of the page. It does not revoke former wills, it does not appoint an executor, and contains no concluding paragraph to indicate that the will has been completed. It is not signed at the end. At the top of the second sheet she wrote "Will of Ella McNair" and at the top of the first paragraph of the third sheet she wrote "Will, Ella McNair."
An holographic will must be completed and signed, though not necessarily at the end. "If it is at the end of the document, the universal custom of mankind forces the conclusion that it was appended as an execution, if nothing to the contrary appears." Further: "The name written at another place than the end of the document, and not for the purpose of authenticating it and indicating its completion, but merely to identify the person who is making the will, cannot be deemed to be a name `signed' to the document, unless that word is given a meaning entirely different from that which it is generally understood to have." In re Estate of Manchester,
When the written name of the testator appears in the exordium there must be something in the document or in the closing paragraph to indicate that the testator intended to adopt that signature as the executing signature of his will. In re Hurley's Estate,
It has been held that "The abrupt termination of the document near the middle of the last page is a strong indication of decedent's intent to do something more in order to make a complete will." In re Bernard's Estate,
It has been held that where the testatrix wrote her name in the exordium clause and wrote a concluding paragraph declaring it her will "written, dated and signed by my own hand" not followed by testatrix's signature was a sufficient *618
execution of the will, "on the ground that the declaration of the testatrix that she had signed the document by her own hand was an adoption by her of her signature as written in the body of the will as her signature in execution of it." In re McMahon's Estate,
Where there is nothing from which the inference can be drawn that the testator signed the will or that he intended to adopt as his executing signature the name he has inserted in the exodium, the evidence is insufficient to prove execution. In re Devlin's Estate,
In re Streeton's Estate,
In re Bauman's Estate,
The Supreme Court of California In re Kinney's Estate,
The case of Lemayne v. Stanley, an English case reported in 3 Levinz 1, often referred to as the leading case on the signing of holographic wills was in fact an attested will. The will was also a sealed instrument and three of the judges concluded that the seal itself was a sufficient signing. It might also be observed that this decision was followed by an amendment of the statute requiring that all wills be signed at the end thereof.
The abrupt manner in which the will was terminated at the middle of the last page, without a signature; the failure of decedent to indicate an intention to adopt her name written elsewhere as an executing signature, and the absence of anything else in the document showing an intention to give it finality, leads one to the conclusion that the name of decedent as it appears in and on the instrument was written there for the purpose of identification and not for authenticating it or to indicate its completion as a will.
In the contest of wills issues of fact may be raised as to the due execution of the will by decedent and any other questions substantially affecting the validity of the will. SDC 35.0301. In this case contestants allege that the instrument was not signed nor executed as a will, and that it was not intended by the deceased to be her will. At the hearing on the contest in the county court and on appeal in the circuit court evidence was introduced showing that Ella McNair was educated, intellectual and capable. She taught school for many years, managed her own property after the death of her husband in 1936 and she had made at least three prior wills, one of them holographic. She died in 1946 at the age of eighty-three without issue. Some two or three years before her death her attorney, at her request prepared the form of a holographic will for her use in writing a *620 new will. The instrument in question follows the form thus prepared, precisely, until it reaches about the middle of the section creating a trust. Then she deviated from the form and apparently completed that section. There the document ends. But, the form prepared by her attorney contained a paragraph revoking all prior wills, and still another paragraph naming an executor. At the end was a line and under it was written the word "signature" in parentheses. None of these provisions indicated by the form are contained in the document and the will was not signed at the end as was indicated by the form. It appears that after decedent was taken to the hospital she made preparation for the execution of still another will and submitted to her attorney instructions therefor. Such will was drawn by him for her signature but she died before signing it. It also appears from the evidence that the proposed will fails to make disposition of all of decedent's property. Other property of the value of about $3,000 was not disposed of by the document, and the document contains no residuary clause. The attorney's outline was still among decedent's possessions at the time of her death. This evidence was submitted in the county court and in the circuit court, over proponents' general objection that extrinsic evidence was not admissible on behalf of contestants to show that the document was neither completed nor executed. Findings of fact were made in the county court and in the circuit court based upon this evidence. In the brief respondents argue the extrinsic evidence without discussing its admissibility, and contend that it strengthens respondent's case. Yet, the majority opinion on the principle announced in the Brandow case holds that evidence of surrounding circumstances is incompetent and inadmissible and gives it no consideration on this appeal.
The rule stated in the Brandow case is to the effect that "* * * a fatal defect in the execution of the instrument appearing on its face cannot be aided or supplied by parol proof." 68 C.J., Wills, § 765. In the Brandow case the instrument was signed by decedent at the end. It was completed and executed. The issue was whether the instrument was testamentary in character and the court held "If it can *621 be gathered from an inspection of the whole instrument that it is intended as a last will and testament, the statute is satisfied." [59 D. 364, 240 N.W. 324] The court followed the general rule that when a will is in the handwriting of decedent and shows on its face that it was a completed instrument with the name of the decedent signed at the end, the execution of the will is established subject to other questions which substantially affect the validity of the will. In re Estate of Manchester, supra. In other words the proponents have then sustained the burden of proof.
Even if it be assumed that the burden of proof has been sustained by the document itself, the contestants have the right to oppose the probate of it on the ground that it was not duly executed. SDC 35.0301. It is a general rule that where the issue is whether a will was executed the plan or design or prior intention of the testator is relevant to show the doing or not doing of the alleged act. Wigmore on Evidence, 3d Ed., § 112, "* * * In arriving at such intention the court is not limited to an examination of the document itself, but may consider surrounding circumstances." 68 C.J., Wills, § 225. When it has been proved that the testator signed the instrument and the subscribing witnesses have signed the usual attestation clause "there arises a strong presumption that every one of such statutory requisites were complied with." However, this presumption may be overcome by clear and satisfactory evidence. In re Taylor's Estate,
I can find no evidence in the document to justify the statement that "the instrument was written at a single sitting." When a so-called will consists of several loose sheets of paper, has not been signed at the end, and contains no concluding paragraph designed to give it finality decedent *622 might have added a paragraph when it suited her mood, and she might have destroyed and added pages at her pleasure. Such a writing has no more finality than a loose-leaf ledger system.
It is my opinion that the judgment in this case should be reversed.
