41 N.E.2d 702 | Ohio | 1942
Lead Opinion
Appellant first claims that the commissioner "had no power and authority to commit Mr. Martin," seemingly predicating this contention on the absence of a certificate by the surrogate to the order of the New York court appointing the commissioner, authenticating the appointment. This authenticating is claimed to be required by Title 28, Section 687, *612 U.S. Code. Appellant points out that the order of commitment by the commissioner was dated May 8, 1941, but that an exemplified copy of the order appointing the commissioner was not secured until May 29, 1941, and was not received in evidence until June 2, 1941. This objection we hold not well taken. The order of the surrogate appointing the commissioner was dated January 23, 1941, and the commission was issued on February 6, 1941. The commissioner's order committing Martin for contempt was dated May 8, 1941. The power of the commissioner to commit for contempt is derived from his appointment as a commissioner by the New York court, and from Section 11510, General Code, which statute gives a "court or officer" the power to punish a witness as for a contempt for an "unlawful refusal to answer."
That a commissioner appointed by a foreign court is an "officer" within the purview of Section 11510, General Code, was expressly decided in Benckenstein v. Schott, Sheriff,
Appellant's principal assignments of error relate to the action of the Court of Appeals in declining to go into the relevancy and competency of the majority of the questions propounded, refusal to answer which occasioned the commitment. The record discloses that there were twenty-five questions which the witness refused to answer, sixteen upon the ground that they were irrelevant and incompetent, and would require disclosure of matters relating to the witness's own affairs; and nine to which answers were refused upon the ground that they called for privileged matters. The Court of Appeals gave consideration to the witness's *613 refusal to answer the nine questions, where refusal was based upon privilege. But as to the sixteen questions, to which the witness refused answer on the ground of irrelevancy andincompetency, the court declined to give consideration thereto, saying: "It is the conclusion of the court that the relevancy, materiality and competency of the questions objected to on that ground, as to their pertinency to the inquiry being made by the New York court and the issues there involved, are not for this court to determine. In the first place, we are not in position to determine it; nor do we think we are required to do so by the law." The court then referred to certain statements made by counsel at the taking of testimony by the commissioner, which statements looked in the direction of deferring decisions on the questions of relevancy and competency to the New York surrogate. This aspect will be more particularly considered hereinafter.
This action of the Court of Appeals, accordingly, presents, for decision, the broad question, whether in a habeas corpus proceeding to secure the release of a witness who has been committed by a commissioner to prison for contempt because of his refusal to answer certain questions, which refusal was based on the claimed irrelevancy or incompetency of the questions, it is error for the court to decline to pass upon the relevancy and competency of the questions propounded to the witness. The question is of first impression in Ohio, and there is a strange lack of authority on it in other jurisdictions. It should be recalled that Ohio is one of only five states where a notary or foreign commissioner has the power directly to commit for contempt. The question would, however, seem to be easy of solution in the light of fundamental principle and controlling statutory and constitutional provisions.
Section 12161, General Code, provides:
"A person unlawfully restrained of his liberty, or a *614 person entitled to the custody of another, of which custody he is unlawfully deprived, may prosecute a writ of habeas corpus, to inquire into the cause of such imprisonment, restraint, or deprivation."
From the language of this basic statute it is obvious that the witness, "unlawfully restrained" of his liberty, has a right to have inquiry made "into the cause of such * * * restraint."
The source of the commissioner's power to commit for contempt is found in Section 11510, General Code, which provides as follows:
"Disobedience of a subpoena, a refusal to be sworn, except upon failure to pay fees duly demanded, and an unlawful refusal to answer as a witness or to subscribe a deposition, may be punished as a contempt of the court or officer by whom the attendance or testimony of the witness is required."
From this provision of the statutes it is obvious that only an "unlawful refusal to answer" can be the basis of a commitment. It results that the unlawfulness of the refusal is the gist of the inquiry. It would seem to be a matter of simple logic that if the question propounded is irrelevant or incompetent it cannot be unlawful to refuse to answer it. Direct authority supports this logic. Ex parte Jennings,
Refusal to give a hearing on the questions of relevancy and competency, irrelevancy and incompetency being the basis of the witness's refusal to answer the questions propounded, for which he was deprived of his liberty, amounts to a denial of the witness's constitutional rights. Section 16 of the Ohio Bill of Rights provides in part:
"All courts shall be open, and every person, for an injury done him in his land, goods, person, or reputation, shall have remedy by due course of law, and shall have justice administered without denial or delay." *615
"Due course of law," which has been in the Ohio Constitution since 1802, and which has frequently been held to have a meaning parallel to "due process of law" in the Fourteenth Amendment to the federal Constitution, requires that the party deprived of his liberty shall have a hearing on the issues involved in the deprivation. The Court of Appeals expressly denied to the witness Martin his right to be heard on the lawfulness of his refusal to answer the sixteen questions propounded, which he refused to answer on the ground that they were irrelevant and incompetent.
Denial of a hearing to the witness, in his habeas corpus proceeding, on the claimed irrelevancy and incompetency of the questions asked, answers to which he claims lawfully to have refused, constitutes, we hold, a denial to the witness of his remedy by due course of law for the deprivation of his liberty.
The Court of Appeals in arriving at its conclusion quoted a paragraph from In re Rauh,
"If the witness assumes to decide these questions [of competency] for himself at the time, unless the interrogatory involves a question of privilege, he must do so at his peril. If he should be right in his decision he would lose nothing; if wrong, he must suffer the consequences."
It should first be observed that the quoted differentiation between privilege and competency, which indicated the course actually pursued by the Court of Appeals here, was, we believe, expressly repudiated in the opinion in Ex parte Schoepf,
But however this apparent repudiation of any differentiation between refusal for claimed incompetency or claimed privilege may be, we think there is nothing in In re Rauh which would lead to the result that the "peril" to the witness was that he would not have the right to be heard on the question of competency in a subsequent habeas corpus proceeding. The "peril" and "consequences" referred to, mean, we believe, that he might go to jail by order of the notary, but not that he would languish in jail until, at the pleasure of the litigants in the parent case, the question of competency was determined by the court in that case. There is nothing in the language used in In re Rauh, which would deny the witness, whose liberty is at stake, a hearing in his habeas corpus proceedings on all issues involved in the legality of his imprisonment.
Further reliance for the position taken was placed by the Court of Appeals on a statement made at the taking of the deposition by a Mr. Rappaport. The Court of Appeals said in its opinion:
"Significantly, Mr. Rappaport, at the very outset of the taking of testimony by the commissioner, made the following statement at the hearing:
" 'Mr. Rappaport: In the event any objection is raised to a question, the stenographer will take down the question and the objection and the ruling will be made in New York at the proper time.
" 'The Commissioner: I think, Mr. Rappaport, that is in accordance with the instructions contained in the commission.
" 'Mr. Rappaport: That is our usual procedure. You are merely presiding here without any authority to rule on the admission of evidence.
" 'The Commissioner: That is as I understand it. *617 That is reserved to the Surrogate's Court in New York.'
"Neither Mr. Rappaport nor counsel for Martin made a single further comment or objection to the commissioner's statement of his proposed plan or interpretation of his powers, but proceeded with the examination."
The record does not disclose any authority in Mr. Rappaport to make any agreement or stipulation relative to the liberty of the witness Martin. The record shows that Mr. Rappaport was a New York lawyer, who the petitioner in the New York discovery proceedings claimed had received moneys as agent or trustee for William Salzer, which moneys were the subject-matter of the discovery proceedings. Rappaport, as respondent, filed an answer in the discovery proceedings, and in the order appointing a commissioner to take testimony, was given leave to join in the examination of witnesses. Nor did the fact that Martin's counsel stood by when the above-mentioned statements by Rappaport and the commissioner were made, constitute any bar to Martin's raising the question of relevancy of the propounded questions in his own habeas corpus proceeding. The statements made related to the subject-matter of who should pass on the question of relevancy in the New York proceeding. But an entirely new cause eventuated in Ohio when, the commissioner having committed Martin for contempt, Martin brought a habeascorpus proceeding for his release. This habeas corpus proceeding was not in contemplation when the above-quoted statements or implied stipulations were made. We conclude that those statements and stipulations have no relation to and no effect upon the habeas corpus proceeding.
Nor can we agree with the Court of Appeals' statement that they "are not in position to determine it" (the question of relevancy and competency). The record discloses that the order of the New York surrogate *618 appointing the commissioner pointed out, in full detail, seventeen "items" into which the commissioner was authorized to inquire. Here was a definite chart by which, in the habeascorpus hearing, the relevancy and competency of the questions asked could be determined.
To the contention that the conclusion herein arrived at means that questions of relevancy and competency will have to be twice determined — once in the Ohio court and again in the New York court — the answer is that there are two proceedings; one, the discovery proceeding in the Surrogate's Court in New York, and the other, the habeas corpus proceeding in the courts of Ohio. If a second burden is thrown on the petitioner of the New York discovery proceedings, the answer is that the burden flows from his motivating the New York commissioner to commit the Ohio resident to prison for contempt, and the right of the citizen of Ohio to have the legality of his commitment then and there determined. If the issue of that legality depends on the relevancy to the parent proceeding in New York of the questions asked, the determination of that issue cannot be postponed until the New York proceeding, to which the Ohio citizen is not a party, is heard. To do so would be a denial of the Ohio citizen's constitutional right to a hearing "for an injury done him in his * * * person * * * without denial or delay."
Having come to the conclusion that it was error for the Court of Appeals to refuse to hear petitioner on the issues of relevancy and competency of the sixteen questions involved — and though it appears that the court did go into the lawfulness of the witness's refusal to answer the nine questions claimed to be privileged, upholding the commissioner as to six of the nine — nontheless, as the order of commitment was predicated on the refusal to answer the twenty-five questions involved, and the order is indivisible, it follows that the judgment of the court below should be reversed *619 and the cause remanded for further proceedings in accordance with this opinion.
Judgment reversed and cause remanded.
TURNER, MATTHIAS and HART, JJ., concur.
WEYGANDT, C.J., and ZIMMERMAN, J., dissent.
Dissenting Opinion
I cannot agree, under the circumstances disclosed, that the Court of Appeals erred in declining to go into the competency, materiality and relevancy of certain of the questions propounded to Fred J. Martin, Jr.
It appears: (1) That the witness Martin was not a party to the New York proceedings in connection with which his deposition was desired; (2) that the questions objected to were within the general scope of the directions contained in the commission to take testimony issued by the New York Surrogate's Court; (3) that the Court of Appeals did not have before it all of the pleadings in the New York cause and was not fully cognizant of the issues there involved; and (4) that one of the attorneys stated at the outset of Martin's examination, without objection or protest from anyone present: "In the event any objection is raised to a question, the stenographer will take down the question and the objection and the ruling will be made in New York at the proper time."
In the third paragraph of the syllabus in DeCamp v.Archibald,
"Where the question propounded involves no question of privilege on the part of the witness, it is his duty to answer, if ordered by the notary to do so. The question of its competency is a matter for the determination of the court on the trial of the action in which *620 the evidence is taken; and if he refuses to do so, when ordered, he may be committed as a contumacious witness."
In accord: Perry v. Rubber Tire Wheel Co. (C. C. N.Y.), 138 F., 836; Finn v. Winneshiek District Court,
If questions should be asked which patently exceed the bounds of propriety, it seems reasonable to suppose that the notary or commissioner in charge of the examination would not order them answered.
It is observed in 14 Ohio Jurisprudence, 39, Section 39, that the holding in DeCamp v. Archibald, supra, has been modified by the later cases of Ex parte Jennings,
However, in the Jennings case, Jennings asked discharge from a commitment made by a notary public before whom his deposition was being taken in an action in quo warranto pending in the Supreme Court of Ohio, and in the Schoepf case, Schoepf "was an officer and representative of the defendant company." In both the Jennings and Schoepf cases, all pleadings were before the court, and both of these cases had to do with depositions taken in Ohio in connection with cases brought in Ohio.
The rule is well settled in New York that in the taking of depositions for use in a cause pending in another jurisdiction, matters pertaining to the competency or admissibility of the testimony sought to be *621
elicited, will be left to the determination of the foreign court. In re Roberts,
The same rule should be recognized here.
WEYGANDT, C.J., concurs in the foregoing dissenting opinion.