In these consolidated appeals, petitioner Mary Martin and respondents Leeta Martin and Patricia Major appeal as of right from a November 12, 1992, order of the Allegan County Probate Court, which, following a hearing, denied Mary Martin’s petition as guardian of Michael Martin (her spouse) for authority to withdraw all artificial means of life support from Michael, including nutritive support, and also denied respondents’ petition to have Mary Martin removed as guardian of and conservator for Michael. Respondents also appeal a February 3, 1993, injunction prohibiting them from interfering in the medical treatment of Michael and a sеparate order denying their request for attorney fees. We remand for further proceedings consistent with this opinion.
Petitioner and Michael Martin were married in 1972 and thereafter had three children. On January 16, 1987, Michael sustained debilitating injuries in an automobile accident, with the most serious being a closed head injury affecting the bilateral hemisphere of his brain. The injuries significantly impaired his physical and cognitive abilities, left him unable to walk or talk, and rendered him dependent on a colostomy for defecation and a gastrostomy tube for nutrition. Petitioner was appointed Michael’s legal guardian and conservator. Michael resided at different nursing homes for the first few years after the accident until July 1990, when he was transferred to the
On January 9, 1992, while Michael was being treated at Butterworth Hospital for an obstructed bowel, petitioner contacted the hospital’s bioethics committee for the purpose of determining whether Michael’s life-sustaining medical treatment should be withdrawn. On January 15, 1992, after consulting with petitioner, a family friend, a social worker, Michael’s treating physician, and nurses at Butterworth Hospital, the committee issued a report stating that withdrawal of Michael’s nutritive support was both medically and ethically appropriate, but that court authorization would be required before the hospital would assist in the procedure. None of the personnel at the nmnc and no other members of Michael’s family were consulted or notified by the committee.
On March 19, 1992, petitioner filed a petition in the probate court, requesting authorization to withdraw Michael’s nutritive support. Respondents Leeta Martin and Patricia Major, who are Michael’s mother and sister respectively, opposed the petition and also filed a petition of their own asking that Mary Martin be removed as Michaеl’s guardian and conservator. An evidentiary hearing was held from October 13, 1992, through October 30, 1992, regarding the petition for authority to withdraw Michael’s nutritive support.
Petitioner said that Michael was a private but active person before the accident. She claimed that he was always bothered by, and intolerant of, people who were disabled or dependent on others and often stated that he would rather die than be dependent on people and machines. According to petitioner, Michael would not want to be kept alive in his present condition. Two co-workers of
Conflicting testimony was presented regarding Michаel’s current level of physical, sensory, emotional, and cognitive functioning. At one extreme, Dr. Joseph Fischhoff, who is head of the Department of Psychiatry at Wayne State University and the chairman of the bioethics committee at Children’s Hospital in Detroit, testified that Michael has no voluntary control over any of his limbs, or any ability to function on a voluntary level, and therefore lacks any meaningful interaction with his environment. However, Dr. Robert Kreitsch, who is the director of the Brain Injury Rehabilitation Program at the Mary Free Bed Rehabilitation Center, testified that Michael demonstrated an ability to carry out some voluntary motor commands оn his right side, including the ability to pinch and grasp, as well as the ability to recognize faces, respond emotionally, and communicate with others with head nods. According to Dr. Kreitsch, Michael seemed content with his environment and indicated "no” with a head nod when asked whether he has been in any pain or discomfort, and also when asked if there were ever any times when he felt that he did not want to go on living. Other medical experts also presented differing
Petitioner, several therapists from the nmnc, and several lay witnesses all described an apparent limited ability by Michael to interact with others and to respond to simple yes or no questions with head nods; their testimony varied, however, with respect to the consistency and appropriateness of the perceived interaction and responses. The trial judge personally visited and questioned Michael at the nmnc on October 14, 1992. The judge explained on the record how Michael had moved both his right arm and right leg on command, and how he had responded with appropriate hеad nods to a series of yes or no questions. Witnesses also testified that there are times when Michael becomes completely withdrawn and does not respond to any stimuli.
In a decision delivered from the bench on October 30, 1992, the trial court ruled that clear and convincing evidence had been presented that Michael did not want to be "kept a dependent person” and that his present condition "falls within what Michael did not want to be.” Nonetheless, the court held that Michael’s intentions could not be considered because they were not expressed in writing. The trial court further ruled that withdrawal of nutritive support was in Michael’s best intеrests, but that, absent being terminally ill, a best interests standard could not be applied as a matter of law. Accordingly, the trial court denied the petition for authority to withdraw Michael’s nutritive support. The trial court then proceeded to also deny respondents’ petition for removal of
i
A
This Court recently held in
In re Rosebush,
Because a patient’s right of self-determination is generally recognized as outweighing any countervailing state interests, where a patient currently has the requisite decision-making capacity, the expressed statements of the patient regarding
Likewise, where a patient has lost the requisite decision-making capacity, it is still the goal to effectuate the patient’s right of self-determination.
In re Conroy,
98 NJ 321, 380-381;
In the absence of clear and convincing evidence of the patient’s actual preferences concerning medical treatment under the circumstances, а decision whether to withhold or withdraw consent to life-sustaining medical treatment may be exercised by a surrogate decisionmaker applying the "substituted judgment” or the "best interests” standard articulated in Rosebush. Under the substituted judgment standard, a surrogate decisionmaker may consent to the withholding or withdrawal of life-sustaining medical treatment where there is some trustworthy evidence that the patient would have refused the treatment at issue and the burdens of prolonged life outweigh the benefits. Rosebush, supra at 688-689. Under the best interests standard, if there is no trustworthy evidence that a formerly competent patient would have declined treatment, then a surrogate decisionmaker may still consent to the withholding or withdrawal of life-sustaining medical treatment if doing, so would serve the patient’s best interests. Rosebush, supra at 689-690. A nonexclusive list of factors that should be considered in making a best interests determination is set forth in Rosebush at 690. Although the trial court here held that a best interests standard may not be applied as a matter of law to a patient who is not terminally ill, such a rule is not required by Rosebush, nor do we adopt such a rule ourselves. Rather, whether a patient is terminally ill would merely be considered as a factor in determining whether the withholding or withdrawal of life-sustaining medical treatment serves the patient’s best interests.
It is apparent from this analysis that the triаl court is to consider the various standards in the following sequence:
2. If such evidence is not clear and convincing, the court may use the substituted judgment test as defined in Rosebush.
3. Only if the evidence in the first two categories does not yield a result may the court move on to consider a pure best interests standard. (Obviously, steps 2 and 3 also apply to minors and others who have never been competent.)
The logic of this sequential analysis is rooted in the fact that, as we рrogress from one step to the next, we are moving away from deferring to the wishes of the patient to the point where we allow others (fiduciaries, family members, ethics committees, and courts) to decide whether the patient will live or die without reference to the patient’s wishes. Our premise is that this should not be permitted except as a last resort, given society’s reverence for life and its acknowledgment that patients have an inherent right of self-determination. Nevertheless, we may not eliminate the third stage because to do so would be to hold that where the patient is incompetent, never expressed a prefеrence, and the court cannot determine what the patient would do under existing circumstances, life support may never be withdrawn. That is not the current state of the law.
We also disagree with the trial court’s conclusion in this case that a person’s medical treatment preferences must be expressed in writing. While a writing would be preferable, it is invariably recognized by other states that other evidence tending to demonstrate a person’s intent with respect to medical treatment, including oral statements, may
As this Court observed in
Rosebush, supra
at 687, judicial involvement in a decision tо withhold or withdraw life-sustaining medical treatment generally is not required where there is no disagreement about treatment among the parties directly concerned. Where, however, judicial involvement becomes necessary, the task of the trial court is to ensure that the standards established by law are followed. See
Guidelines for State Court Decision
B
When faced with a dispute concerning a decision to withhold or withdraw life-sustaining medical treatment, the first task of the trial court is to determine whether the patient has the requisite capacity to make the decision in question.
In re A C,
The test for determining if a person has the requisite capacity to make a decision concerning
In this case, conflicting evidence was presented regarding Michael’s physical and cognitive abilities. Moreover, while some witnesses questioned Michael’s ability to understand, communicate, and interaсt with others, several other witnesses testified that he has demonstrated an ability to understand and respond appropriately to certain questions, although there was some disagreement regarding his capacity and level of understanding and the consistency and appropriateness of his responses. The record does not indicate that there was ever any concerted effort to specifically inform Michael of the nature and purpose of the proceedings or to ask him specifically what his treatment preferences might be.
Regarding the issue of Michael’s decision-making capacity, the trial court simply stated that he was not competent to decide. Unfortunately, the trial court’s generalized finding of incompetency does not enable us to determine whether it properly resolved the issue of Michael’s capacity to decide his own treatment. The trial court failed to issue specific findings reflecting consideration of
As this Court explained in
Nicpon v Nicpon,
An appellate court’s primary function in regard to fact finding is review of the trial court’s record and determination whether that record supports the trial court’s findings. It is not the function of an appellate court to decide disputed questions of fact in the first instance and then choose between affirmance or reversal by testing its factual conclusion against that which the trial court might have . . . reached. [Emphasis in original.]
We will not speculate with respect to how the trial court arrived at its generalized finding of incompetency or what that finding entails. Therefore, we find it necessary to remand for further and more specific findings of fact and conclusions of law regarding Michael’s decision-making capacity consistent with the legаl principles discussed herein. Moreover, given the importance of this issue and to ensure a proper basis for decision, the parties shall be permitted the opportunity to present additional evidence specifically addressing the various factors applicable to a determination of Michael’s decision-making capacity. The parties may also request, or the trial court on its own may order, additional medical and psychological testing of Michael. Consideration of any newly presented evidence shall be reflected in the trial court’s new findings of fact and conclusions of law.
We also find inаdequate the trial court’s findings of fact as they relate to its rulings regarding Michael’s medical treatment preferences and his
ii
We agree that the trial court erred in denying respondents’ petition for removal of Mary Martin as Michael’s guardian and conservator without having held a hearing for the purpose of inquiring into her suitability as guardian and conservator. As the court in Conroy, supra at 383, stated:
[T]he court should determine whether [the] guardian is a suitable person to represent the patient with respect to the medical decision inquestion. Such a determination necessitates an inquiry into the guardian’s knowledge of the patient and motivations or possible conflicts of interest.
Accordingly, as part of the proceedings on remand, the trial court shall conduct a hearing regarding respondents’ petition for removal. The evidence that respondents attempted to offer below concerning the issues of possible bias, prejudice, conflict of interest, or improper motive on the part of petitioner, but which was not admitted, shall be considered at the hearing. We make no comment regarding the admissibility of any specific evidence.
Regarding respondents’ claim that they are entitled to a jury determination of their petition for removal, we find that the authority they cited does not support their claim.
5
We note, however, that MCL 600.857(1); MSA 27A.857(1) provides for the right to a jury determination in the probate court of a particular issue of fact if a party would have had a right to demand a jury to determine that issue of fact in the circuit court upon an appeal de novo from a probate proceeding before January 1, 1971. In
In re
Bristol,
Respondents here do not address the applicability of MCL 600.857(1); MSA 27A.857(1) or identify any "specific facts” in dispute. On remand, any properly preserved request by respondents for a jury determination in connection with their petition for removal shall be resolved in accordance with MCL 600.857(1); MSA 27A.857(1). 6
hi
It was suggested below that respondents are not proper participants in the proceeding to determine whether Michael’s nutritive support should be withdrawn. We disagree. In
Rosebush, supra
at 687, this Court stated that a party "directly concerned” is a proper participant in a judicial proceeding involving disagreement over medical treatment decisions. In
In re Jobes,
108 NJ 394, 415, 417;
IV
Respondents also argue that the trial court
While the pretrial order reflects that petitioner, as Michael’s guardian and conservator, agreed to pay reasonable attorney fees incurred by respondents up to $20,000, it does not reflect that respondents agreed to forgo any claim they might have to recover additional fees. Hence, we do not view the agreement as restricting the trial court’s discretion to award additional attorney fees to the extent respondents would be entitled to recover such fees. We do not interpret the agreement that no fees in excess of $20,000 will be paid without advance approval of the court to mean that the services must be approved before they are performed. It is only payment that must be approved before the disbursement of funds. It would be inequitable for a court to allow extensive hearings to take place and then deny payment on the basis that the attorneys. who appeared at the hearing did not obtain a prior order to prepare and argue the case.
Generally, attorney fees are not recoverable as an element of costs or damages unless expressly allowed by statute, court rule, or judicial exception.
Brooks v
Rose,
In
Becht v
Miller,
[A]s a general proposition it may be stated thatbefore such an item may be charged against the estate it must be shown that the services rendered were beneficial to the estate as a whole rather than to an individual or group of individuals interested therein.
This rule has been extended to guardianship cases to allow the estate of a ward to be charged with reasonable attorney fees incurred by a nonfiduciary where the ward’s estate is benefited.
In re Valentino Estate,
In this case, conflicting evidence exists regarding Michael’s wishes and physical and mental condition. Under the circumstances, we believe that Michael can be said to derive a benefit from a proceeding designed to ensure that his рresent capacity to decide his own medical treatment is fully explored and, in the event it is determined that he lacks the requisite decision-making capacity, that his medical treatment preferences or best interests are likewise fully and adequately considered and protected. This is particularly so where an erroneous determination will result in the termination of Michael’s life against his wishes or best interests. We believe, therefore, that the rationale of Becht and In re Valentino is applicable to the case at hand and allows Michael’s estate to be charged with reasonable attorney fees incurred by respondents in their efforts to ensure that Michael’s condition, intentions, and best interests are fully considered and protected. Were we to hold otherwise, we would be saying that attorneys who advocate the termination of Michael’s life may be paid for all their reasonable services out of his estate but those who advocate keeping him alive may not.
Accordingly, we hold that reasonable attorney
v
Respondents also challenge a February 3, 1993, injunction issued by the trial court prohibiting them from interfering in Michael’s medical treatment and assessing costs in the amount of $675. The injunction was issued because of a letter sent by respondents’ attorney to Butterworth Hospital on December 24, 1992.
7
Injunctive relief is an extraordinary remedy that is granted only when (1) justice so requires it, (2) there is no adequate remedy at law, and (3) there exists a real and imminent danger of irreparable injury.
Lyon Twp v Lazechko,
Reversed and remanded for further proceedings consistent with this opinion. Proceedings on re
Notes
As other states have recognized, cases involving treatment by artificial feeding versus other forms of life-sustaining medical procedures are considered the same. See
In re Conroy,
98 NJ 321, 372-373;
The panel in
Rosebush, supra
at 688, n 7, "summarily rejected]” adoption of a standard based on the presence of clear and convincing evidence of a formerly competent patient’s decision, made while competent, to forgo life-sustaining medical treatment under similar circumstances. However, because
Rosebush
did not involve a patient who was formerly competent, consideration of whether such a standard should be adopted as applied to a formerly competent patient was not essential to the determination of that case. Accordingly, the
Rosebush
panel’s discussion of that standard is dicta and a rule of law to which Administrative Order No. 1990-6 applies was not established.
People v Cooke,
A nonexclusive list of factors that may bе considered in evaluating the weight and probative value of other evidence of a person’s medical treatment preferences include: the remoteness, consistency, and thoughtfulness of the person’s prior statements or actions; the maturity or emotional state of the person at the time of the statements or acts; the specificity of prior statements, including details about the level of impaired functioning or the forms of treatment one would find tolerable; the circumstances under which prior expressions of intent were made; and the similarity between the expressed treatment preference and the сurrent or proposed treatment. Additionally, an understanding of the patient’s present medical condition, treatment, and prognosis is necessary in order to determine whether the present circumstances conform to those contemplated by the patient at the time of the prior statements or acts. See Conroy, supra at 363-364; Guidelines for State Court Decision Making, supra at 82.
We recognize that consideration of a patient’s prior medical treatment preferences or an application of the substituted judgment or best interests standards is neither necessary nor proper until it has first been determined that the patient lacks the requisite decision-making capacity, a detеrmination that we are unable to make at the present time. Our purpose in remanding for additional findings of fact and conclusions of law regarding these issues is to ensure the expedient resolution of this case in the event consideration of these issues becomes necessary.
Moreover, respondents’ suggestion that they have a constitutional right to a jury trial is incorrect. Because the constitutional provisions relating to the right to a jury trial, US Const, Am VII; Const 1963, art 1, § 14, extend only to cases where a right to a jury trial existed before the adoption of the constitutions, and because probate courts previously proceeded without a jury, there is no constitutional right to a jury trial in the probate court. See
Conservation Dep’t v Brown,
Although petitioner argues that any entitlement respondents might have to a jury determination was not properly preserved, see MCR 5.508, we do not address that issue because it was not raised and addressed below.
Hunters Pointe Partners Ltd Partnership v United States Fidelity & Guaranty Co,
The letter was sent after respondent Major unexpectedly discovered that Michael had been transferred to the hospital and then found him there in a "depleted” condition with his feeding tube removed. The letter advised the hospital that petitioner, as Michael’s guardian, was without court authorization to order the withdrawal of reasonable medical treatment or life support.
