In re MARRIAGE OF STEPHEN W. O‘NEILL, Appellant, and CAROLE SUE O‘NEILL, Appellee
No. 69102
Supreme Court of Illinois
October 18, 1990
Rehearing denied November 30, 1990
138 Ill. 2d 487
Judgment affirmed.
JUSTICE RYAN took no part in the consideration or decision of this case.
Duane D. Young and Mark Rabin, of Long, Rabin & Young, Ltd., of Springfield, for appellant.
Charles J. Gramlich and Mary Jo Egizii, of Springfield, for appellee.
JUSTICE CLARK delivered the opinion of the court:
The central issue in this case is whether a trial court, when dividing marital property in a proceeding for dissolution of marriage, should consider dissipation of marital
On October 22, 1987, appellant, Stephen O‘Neill, filed in the circuit court of Sangamon County a petition for dissolution of his marriage to appellee, Carole Sue O‘Neill. On May 25, 1988, the circuit court granted the petition pursuant to
According to the testimony of both Stephen and Carole, Stephen was arrested and charged with attempted rape in November 1983, almost four years before Stephen filed his petition for dissolution of marriage. At this time, Stephen told his wife that he was innocent of the charge. Carole believed him and arranged for an appointment with an attorney, Michael Metnick, for Stephen‘s defense. Metnick met with both Carole and Stephen and agreed to represent Stephen for $5,000. Metnick recommended that the O‘Neills also retain another attorney, whose fee was $10,000. Although both Stephen and Carole were concerned about the expenses involved, they paid the additional $10,000 because they agreed that it was important for Stephen to have the best possible defense. The O‘Neills paid the $15,000 in attorney fees from their joint savings, insurance money received as a result of an auto accident, and a loan of $7,000 they received from Carole‘s father. Carole was present at all the meetings between Stephen
In July 1984, Stephen was found guilty of the charge of attempted rape and was sentenced to four years’ probation and 500 hours of public service. As a result of his charge and conviction, Stephen was fired from his job with the United States Postal Service. During the next few years, Stephen collected unemployment benefits and worked at various odd jobs, earning far less than he had been earning while working with the Postal Service.
Shortly after Stephen‘s arrest in November 1983, the O‘Neills began receiving marriage counselling. There was very little evidence at trial concerning the condition of their marriage before the arrest. Carole did not testify as to the condition of their marriage before November 1983, while Stephen simply described it as “just an average marriage, I guess.”
In the spring of 1985, during one of these marriage counselling sessions, Stephen confessed for the first time to Carole that he had committed the attempted rape for which he had been convicted in 1984. Until this confession, Stephen had always told his wife that he was innocent of the charge and she had believed him. Although the O‘Neills’ marital problems persisted, they continued living together for approximately 1-1/2 more years after the confession. In December 1986, Stephen moved out of the marital residence.
Carole testified that her agreement to spend the $15,000 in attorney fees rested on her belief in her husband‘s claim that he was innocent of the charge of attempted rape. However, in response to the trial judge‘s question of whether she “believe[d] that [she] would have spent that money if [she] knew at the time of his guilt,” Carole stated that “I have given that a lot of thought, and I honestly don‘t know.”
Stephen attempted to refute Carole‘s dissipation claim by arguing that case law defines dissipation as “““use of marital property for the sole benefit of one of the spouses for a purpose unrelated to the marriage at a time that the marriage is undergoing an irreconcilable breakdown““” (In re Marriage of Petrovich (1987), 154 Ill. App. 3d 881, 886, quoting In re Marriage of Smith (1984), 128 Ill. App. 3d 1017, 1019). The $15,000 expenditure for attorney fees, according to Stephen, was incurred at a time before the O‘Neills’ marriage had undergone an irreconcilable breakdown. (Carole does not dispute Stephen‘s claim that the expenditure occurred before the marriage had undergone an irreconcilable breakdown.) Stephen further argued that Carole acquiesced to the $15,000 expenditure at the time it was made and never asked for reimbursement after Stephen‘s confession. Finally, Stephen argued that Carole could not claim to have been defrauded because Carole‘s own testimony indicated that she did not know if she would have authorized the expenditure had she known Stephen was guilty.
“The Court is inclined to agree with the wife‘s argument that a spouse does not make a knowing expenditure of funds for attorney‘s fees when the guilty husband maintains his innocence. However, the Court cannot find an actual dissipation of marital assets in this case because when the wife was asked if she would have spent those funds if she had the full knowledge necessary to make the decision, that is if she knew that he was guilty, she did not know if she would have made the expenditure or not. The Court appreciates the witness’ candor but, without a clear statement that the funds would not have been authorized by her if she had known the true circumstances, the Court cannot find that a dissipation has occurred.”
The fact that the trial court considered whether dissipation actually occurred in this case indicates that the trial court accepted Carole‘s argument that courts, in distributing marital property, should consider dissipation which occurred throughout a marriage, rather than simply dissipation which occurred after an irreconcilable breakdown.
The appellate court similarly held that a court may consider dissipation that occurred throughout a marriage, but reversed the trial court‘s finding that dissipation did not occur in this case. (185 Ill. App. 3d 566, 568-69.) According to the appellate court, the rule that dissipation can only occur after an irreconcilable marital breakdown is not supported by the language of the
Stephen argues that the appellate court was incorrect in holding that courts, in dividing marital property in dissolution of marriage proceedings, may consider dissipation which occurred throughout the course of a marriage. Stephen also argues that even if the appellate court was correct on this first point, the appellate court erred in finding that the $15,000 expenditure for attorney fees at issue in this case constituted dissipation.
Section 503 of the Act sets forth the factors which a court must consider when distributing marital property. Subsection (c) of section 503 as it was originally enacted in 1977 provided that, among the factors to be considered in distributing marital property, was:
“(1) the contribution or dissipation of each party in the acquisition, preservation, or depreciation or appreciation in value, of the marital and non-marital property, including the contribution of a spouse as a homemaker or to the family unit.”
Ill. Rev. Stat. 1977, ch. 40, par. 503(c) .
One of the first appellate cases construing section 503(c) of the Act was Klingberg v. Klingberg (1979), 68 Ill. App. 3d 513. In Klingberg, the court held that the
On January 1, 1982, section 503 was amended to add a new paragraph pertaining to common ownership of property. This new paragraph became subsection (c), and the language of former subsection (c) became subsection (d). (See
On August 19, 1983, section 503 was again substantially amended. (See
The appellate court, until the decision in this case, continued to interpret the term “dissipation” as pertaining only to the improper use of marital assets after a marriage has begun an irreconcilable breakdown. (See, e.g., In re Marriage of Click (1988), 169 Ill. App. 3d 48, 55; In re Marriage of Partyka (1987), 158 Ill. App. 3d 545, 549; In re Marriage of Aslaksen (1986), 148 Ill. App. 3d 784, 788; In re Marriage of Aud (1986), 142 Ill. App. 3d 320, 331.) During this time, the General Assembly continued to amend section 503. (See, e.g., Pub. Act 83-563, eff. January 1, 1984 (amending
It is a well-established principle of statutory construction that “where terms used in [a] statute have acquired a settled meaning through judicial construction and are retained in subsequent amendments or re-enactments of the statute, they are to be understood and interpreted in the same sense theretofore attributed to them by the court unless a contrary intention of the legislature is made clear.” (People ex rel. Nelson v. Wiersema State Bank (1935), 361 Ill. 75, 78-79; see also People v. Badoud (1988), 122 Ill. 2d 50, 55-56; Gaither v. Lager
A related principle of statutory construction is that “[w]here the legislature chooses not to amend a statute after a judicial construction, it will be presumed that it has acquiesced in the court‘s statement of the legislative intent.” Miller v. Lockett (1983), 98 Ill. 2d 478, 483; see also People ex rel. Boylan v. Illinois Central Gulf R.R. Co. (1978), 72 Ill. 2d 387, 393; People v. Hairston (1970), 46 Ill. 2d 348, 353.
These principles, when applied to
We therefore hold that the term “dissipation,” as used in
For the reasons stated herein, we reverse the judgement of the appellate court, and affirm the circuit court‘s finding that the $15,000 expenditure for attorney fees did not constitute dissipation.
Appellate court reversed; circuit court affirmed.
JUSTICE STAMOS, dissenting:
The majority has failed to apply the correct principles of statutory construction to
The goal of the courts in construing statutes, which all rules of statutory construction are formulated to achieve, is the ascertainment of the legislature‘s intent in enacting a particular statute and effectuation of that intent in a particular case. (E.g., People v. Boykin (1983), 94 Ill. 2d 138, 141.) The duty of the courts, including this court, is to interpret the laws made by the legislature, not to make the law themselves. E.g., Bates v. Board of Education, Allendale Community Consolidated School District No. 17 (1990), 136 Ill. 2d 260, 267; Franzese v. Trinko (1977), 66 Ill. 2d 136, 140.
To ascertain the legislature‘s intent, this court has repeatedly and unequivocally stated that “[c]ourts should first look to the statutory language as the best indication of the intent of the drafters” (County of Du Page, 109 Ill. 2d at 151; accord Boykin, 94 Ill. 2d at 141) and that “legislative intent should be sought primarily from the language used in the statute” (Certain Taxpayers v. Sheahen (1970), 45 Ill. 2d 75, 84; accord People ex rel. Scott v. Schwulst Building Center, Inc. (1982), 89 Ill. 2d 365, 371). If the language of the examined statute is plain and unambiguous, “and where that intent can be ascertained from the language of the statute, it will be given effect without resorting to other aids for construction. [Citations.]” (People v. Robinson (1982), 89 Ill. 2d 469, 475-76; accord County of Du Page, 109 Ill. 2d at 151; Kozak v. Retirement Board of the Firemen‘s Annuity & Benefit Fund (1983), 95 Ill. 2d 211, 215-16; Bovinette v. City of Mascoutah (1973), 55 Ill. 2d 129, 133.) Traditionally, this court has declined to search beyond the plain and unambiguous language of a statute, recognizing that “[t]here is no rule of construction which authorizes a court to declare that the legislature did not mean what the plain language of the statute im-
The rule that, if a statute‘s commands are expressed in plain and unambiguous language, the courts are to effectuate those commands without searching elsewhere for legislative intent has been declared by this court to be “the first test for statutory interpretation.” (Fitzsimmons v. Norgle (1984), 104 Ill. 2d 369, 373.) Yet in the present case the majority has seen fit to ignore the plain-meaning rule. Rather, without even attempting to interpret the language of
When “the first test of statutory construction” is applied to
“(d) *** shall divide the marital property without regard to marital misconduct in just proportions considering all relevant factors, including:
(1) the contribution or dissipation of each party in the acquisition, preservation, or depreciation or appreciation
in value, of the marital and non-marital property ***.” Ill. Rev. Stat. 1987, ch. 40, par. 503(d)(1) .
It would be difficult to write this statute in plainer or less ambiguous terms regarding the issue of whether a court is to consider dissipation that occurs at any time during a marriage or only such dissipation as occurs during the irreconcilable breakdown stage of a marriage.
Strikingly absent from
Another obvious characteristic of
If the majority had followed this court‘s consistent pronouncements on the procedure to be used in construing statutes, and thus had first examined
Before discussing why the judicial-construction rule cannot properly be applied in this case, I wish to note the apparent origin of the misconstruction of
The majority actually discusses two judicial construction rules, and it is unclear which rule it relies upon for its holding. Regardless, the majority‘s reliance on either rule is inappropriate in the present case. The first rule discussed can be called the reenactment-amendment judicial-construction rule: When certain words in a statute are judicially construed and are subsequently retained in amendments or reenactments of that statute, it will be presumed that the legislature intended those words, as they appear in the statute originally and in the reenactment and amendment, to mean what the court had construed them to mean. The second rule can be called the legislative-inaction judicial-construction rule: when certain words in a statute are judicially construed and the legislature fails to amend (or reenact) that statute, it will
The reenactment-amendment rule does not apply to the present case because, traditionally, this court has applied it only when, as the majority itself states, the judicially construed statutory language is “‘retained in subsequent amendments or re-enactments of the statute.‘” 138 Ill. 2d at 495, quoting People ex rel. Nelson v. Wiersema State Bank (1935), 361 Ill. 75, 78-79 (where court did not apply rule to case); see 1A, 2A N. Singer, Sutherland on Statutory Construction §§22.33, 22.35, 49.09, at 287-88, 296, 400 (Sands 4th ed. 1986) (rule applies if statute is reenacted and construed words are repeated without change or if words are included in an amendment).
In Union Electric Co. v. Illinois Commerce Comm‘n (1979), 77 Ill. 2d 364, 380-81, this court expressed reluctance in applying the rule in any cases but those where the legislature‘s failure to reword a provision that had been judicially construed provided particularly compelling evidence of legislative intent to adopt the judicial construction. This court acknowledged the argument that mere inaction by a legislature does not alone indicate acquiescence to a judicial construction; but this court explained that the circumstances involved in Union Electric strongly indicated that the legislature‘s inaction constituted implicit agreement with the judicial finding of the legislature‘s intent in enacting the statute. The circumstances in Union Electric differ notably from those in the present case. This court had construed the statutory term at issue in Union Electric to have the same meaning in numerous cases over a period of 60 years, during which time the statute had been reenacted once and amended several times; yet during all those years the legislature had not indicated any disagreement with this court‘s construction of the statute. This court
It is significant that Boylan and Hairston depended on prior judicial constructions by this court and not the appellate court. In those cases this court had, in earlier decisions, already performed its duty of saying what the law meant. Thus, when asked to review its construction of the same statutory provision, if this court continued to agree that the law meant what it had previously said the law meant, or was disinclined to contravene stare decisis (see Williams v. Crickman (1980), 81 Ill. 2d 105, 111), the only remaining question was whether the General Assembly had recently expressed an intent that the law have a different meaning. (Cf. Bates v. Board of Education, Allendale Community Consolidated School District No. 17 (1990), 136 Ill. 2d 260 (legislative action indicating disagreement with the judicial construction given
Critically different is the situation in the present case where, without having ever deduced the meaning of
Justice Goldenhersh called the legislative-inaction judicial construction rule “quaint, intriguing, but legally unsound“; he further observed that when only the appellate court has ruled on the meaning of a statute, rather than concluding that the legislature acquiesced to these rulings because it did not manifest its disapproval, “[a] much more sensible interpretation of legislative inaction, and one far more flattering to the General Assembly, is that being reasonable individuals they waited to see whether this court would resolve the conflict.” (Kobylanski v. Chicago Board of Education (1976), 63 Ill. 2d 165, 177 (Goldenhersh, J., dissenting, joined by Ward, C.J., and Schaefer, J.) (primary basis for majority‘s holding was plain language of statute, with judicial construction rule used merely as added support).) I agree with the Kobylanski dissenters’ characterization of the legislative-inaction judicial construction rule. Though I grant that the rule may have some pertinence when statutory language is ambiguous and other aids to construction fail to clearly illuminate legislative intent, in this case the majority‘s reliance on the rule as sole indicator of legislative intent is unreasonable.
Whichever rule of judicial construction the majority has applied in the present case, its action is remarkable
The majority‘s complete and utter reliance on a rule of judicial construction for its holding in this case is noteworthy for one other reason: The majority neither provides, nor apparently sought, any evidence that the General Assembly was aware of those appellate court decisions that imposed on the concept of dissipation the condition that it occur during a marriage‘s irreconcilable breakdown. As one commentator noted, “[t]he acquiescence of the legislature seems to be of small consequence where the statute or its contemporaneous interpretation was not called to the legislature‘s attention.” (2A N. Singer, Sutherland on Statutory Construction §49.10, at 408 (Sands 4th ed. 1986).) This commonsense observation is especially apt where, as here, the statutory provision at issue has been construed only by the appellate court, whose pronouncements it can reasonably be presumed the General Assembly are far less likely to be noted by the General Assembly than are the pronouncements of this court.
In my opinion, the majority would do well to heed the caution that “[w]e are indeed treading on dangerous ground when we purport to judge the judicial soundness of our prior opinions by the presence or absence of corrective legislation.” (Nudd v. Matsoukas (1956), 7 Ill. 2d 608, 615; see also Helvering v. Hallock (1940), 309 U.S. 106, 119-21, 84 L. Ed. 2d 604, 612-13, 60 S. Ct. 444, 451-52
In conclusion, I believe that by latching onto a rule of judicial construction as the sole basis for its holding in this case, and by declining to analyze the text of
JUSTICE MILLER joins in this dissent.
