In re MAN MACHINE INTERFACE TECHNOLOGIES LLC
No. 2015-1562
United States Court of Appeals, Federal Circuit
April 19, 2016
822 F.3d 1282
REVERSED IN PART; AFFIRMED IN PART; VACATED AND REMANDED.
Jeremiah Helm, Office of the Solicitor, United States Patent and Trademark Office, Alexandria, VA, argued for appellee Michelle K. Lee. Also represented by Thomas W. Krause, Farheena Yasmeen Rasheed.
Before LOURIE, O‘MALLEY, and STOLL, Circuit Judges.
STOLL, Circuit Judge.
Man Machine Interface Technologies (“Man Machine“) appeals the decision of
BACKGROUND
Man Machine‘s ‘614 patent, titled “Man Machine Interface via Display Peripheral” is directed to a remote control device for making selections on television or computer screens. Claim 1 requires that the body of the device be “adapted to be held by the human hand.” Claim 1 also requires a multi-function “thumb switch being adapted for activation by a human thumb.” The thumb switch, which controls cursor movement and object selection on the screen, includes an annular switch (4) including four switches that surround a center switch (3), as shown below in Figure 2A.
‘614 patent Fig. 2A.
Claim 1, which is representative of the challenged claims, reads as follows:
1. A remote control device adapted for use by a human to control and select from a screen, the screen including a plurality of choices and a cursor, the remote control device comprising:
a body adapted to be held by the human hand, the body having a top side and a bottom side;
a thumb switch positioned on the top side of the body, the thumb switch being adapted for activation by a human thumb, the thumb switch being adapted to perform multiple functions;
wherein the thumb switch includes a center switch, an annular switch, and a cover plate, the annular switch including only four switches and the cover plate covers the four switches, wherein the annular switch surrounds the center switch, the annular switch being adapted to operate independently from the center switch;
wherein the annular switch is adapted to effect movement of the cursor between the plurality of choices and the center switch is adapted to effect selection of one of the choices identified by the cursor;
electronic means adapted to generate a signal upon activation of one of the switches; and
transmitting means for transmitting the signal from the electronic means.
‘614 patent (reexamination certificate) col. 1 ll. 26-45 (emphases added).
JP ‘634 Figs. 1, 2.
The examiner construed the claim term “adapted to be held by the human hand” in the ‘614 patent broadly to include various “forms of grasp or grasping by a user‘s hand,” such as the grasping of the mouse disclosed in JP ‘634. Joint Appendix (“J.A.“) 2426. The examiner similarly interpreted the claim term “thumb switch” broadly, as “merely requir[ing] that a switch be capable of being enabled/activated by a thumb but not preclud[ing] another digit, i.e. index finger.” J.A. 2428. Based on this broad claim interpretation, the examiner rejected claim 1 as anticipated under
DISCUSSION
A. Claim Construction
“[W]e review the Board‘s ultimate claim constructions de novo and its underlying factual determinations involving extrinsic evidence for substantial evidence.” Prolitec, Inc. v. Scentair Techs., Inc., 807 F.3d 1353, 1358 (Fed. Cir. 2015) (citing Teva Pharm. U.S.A., Inc. v. Sandoz, Inc., — U.S. —, 135 S.Ct. 831, 841-42, 190 L.Ed.2d 719 (2015)). In this
We have noted that the phrase “adapted to” generally means “made to,” “designed to,” or “configured to,” though it can also be used more broadly to mean “capable of” or “suitable for.” In re Giannelli, 739 F.3d 1375, 1379 (Fed. Cir. 2014) (quoting Aspex Eyewear, Inc. v. Marchon Eyewear, Inc., 672 F.3d 1335, 1349 (Fed. Cir. 2012) (referencing dictionaries)). Here, “adapted to,” as used in the ‘614 claims and specification, has the narrower meaning, viz., that the claimed remote control device is made or designed to be held in the human hand and the thumb switch is made or designed for activation by a human thumb.
The ‘614 specification describes how the body of the remote control device is preferably elongated and rounded to be held in the hand. See ‘614 patent col. 2 ll. 29-31, id. col. 6 ll. 5-7, id. Figs. 1, 2A. It further describes how the hand “with the help of palm and its fingers grips the Remote control device body.” Id. col. 7 ll. 34-35. The specification also discusses that “the index finger switch is positioned on the opposite side of the thumb switch, to naturally align with the index finger position when the remote control device is held in the hand.” Id. col. 2 ll. 35-38.
Moreover, the specification expressly distinguishes the remote control device from a desk-bound device like the one disclosed in JP ‘634. The Summary of the Invention touts that “a user would employ a casual and relaxed attitude as the remote control device is not desk [bound] and therefore position bound by where it is placed on the desk.” Id. col. 4 ll. 33-36. Rather, it is “conveniently held in user‘s left or right hand,” where it is “thus free to be held and moved around.” Id. col. 4 ll. 37-39. Continuing, the Summary of the Invention states that the benefits of the invention include “ease of use as the device is not desk bound, while being used or not used, [and] therefore can be kept and held in more user convenient positions and postures.” Id. col. 4 ll. 41-43. The broadest reasonable interpretation of a claim term cannot be so broad as to include a configuration expressly disclaimed in the specification.
Based on the language in the specification, we reject the Board‘s unreasonably broad construction and construe “adapted to be held by the human hand” to mean “designed or made to be held by the human hand.” The proper understanding of “adapted to be held by the human hand” would not include gripping a desk-bound device such as, for example, the desk-bound mouse disclosed in JP ‘634.
Similarly, we reject the Board‘s overly broad construction of “thumb switch being adapted for activation by the human thumb.” Claim 1 expressly requires a thumb switch, not a finger switch; the Board‘s construction ignores the term “thumb” in “thumb switch.” And the
The Board also erred by not interpreting “thumb switch” in light of the specification. This court‘s cases on BRI make clear that the proper BRI construction is not just the broadest construction, but rather the broadest reasonable construction in light of the specification. Proxyconn, 789 F.3d at 1298 (“A construction that is unreasonably broad and which does not reasonably reflect the plain language and disclosure will not pass muster.” (internal quotation marks and citations omitted)). Here, the Summary of the Invention states that the thumb switch is a “slightly bigger than thumb size circle or oval that is contoured to the contours of a thumb.” ‘614 patent col. 2 ll. 3-5. The specification repeatedly refers to the multi-function switch as a “thumb switch.” See, e.g., id. col. 6 ll. 13-17, 29-65. The specification further states that the multi-function thumb switch is sized “such that it enables a human thumb to activate by pushing one or other of the switch‘s functions without physically separating the thumb from the multi-function switch.” Id. col. 5 l. 67-col. 6 l. 4. And the specification repeatedly refers to pressure applied to the thumb switch as “thumb pressure.” See, e.g., id. col. 2 ll. 8-13, 14-26, id. col. 8 ll. 44-49. Activation of the switch by another finger is simply not contemplated by the ‘614 patent‘s written description.
The Board‘s broad construction of “thumb switch being adapted for activation by a human thumb” as being merely capable of activation by a human thumb is unreasonable in view of the specification‘s clear teaching that the patentee intended a narrower meaning. As we have explained, “[a]bove all, the broadest reasonable interpretation must be reasonable in light of the claims and specification.” PPC Broadband, Inc. v. Corning Optical Commc‘ns RF, LLC, 815 F.3d 747, 755 (Fed. Cir. 2016). Thus we reject the Board‘s unreasonable construction, instead construing “thumb switch being adapted for activation by a human thumb” in view of the specification to mean “thumb switch being made or designed for activation by a human thumb.”
B. Anticipation
A patent is invalid for anticipation under
C. Obviousness
The examiner also rejected the claims as obvious over JP ‘634 combined with one or more prior art references. The only combination before us on appeal is U.S. Patent No. 5,594,509 (“Florin“) in view of JP ‘634, so we limit our review to that combination. As depicted below in Figure 1, Florin discloses a hand-held remote control device with a thumb switch that is used to select images on a screen.
Florin Fig. 1 (in part).
As the examiner properly found, Florin discloses a remote control body that is held by a human user. Florin also teaches a center button activated by a human thumb. While Florin‘s thumb switch may not include the claimed “annular switch including only four switches and the cover plate cover[ing] the four switches,” JP ‘634 discloses an annular switch made of four switches covered by a cover plate that controls cursor movement. A1720-21. The examiner relied on evidence from the request for reexamination showing a motivation to combine Florin and JP ‘634: “In the same field of endeavor of interactive cursor controls, ... the combination of JP ‘634 with Florin is no more than a known base system (Florin) combined with a known improvement....” J.A. 1721-22. Man Machine, however, did not introduce or rely on objective indicia of nonobviousness. See Oral Argument at 3:53-4:28, available at http://oralarguments.cafc.uscourts.gov/default.aspx?fl=2015-1562.mp3 (conceding that patentee did not rely on objective considerations of nonobviousness).
Obviousness is a question of law based on underlying factual findings that are reviewed for substantial evidence, including what a reference teaches and whether there would have been sufficient motivation to combine the prior art. In re Baxter Int‘l, Inc., 678 F.3d 1357, 1361 (Fed. Cir. 2012). Even under the proper, narrower construction of “adapted to be held by the human hand” and “thumb switch adapted for activation by a human thumb,” substantial evidence supports the Board‘s factual findings underlying its obviousness determination. Based on these factual findings, we agree that claims 1, 4, 8, and 10 would have been obvious over the combination of Florin and JP ‘634. Therefore, we affirm the obviousness rejection made in view of Florin and JP ‘634.2
CONCLUSION
For the reasons above, we reverse the Board‘s anticipation rejection based on improper claim constructions. Even as properly construed, however, we affirm the Board‘s determination that claims 1, 4, 8, and 10 would have been obvious over Florin in view of JP ‘634. We vacate and remand the obviousness rejections of claims 7, 9, and 17 for proceedings consistent with this opinion, and in particular, for determination of whether those claims
AFFIRMED-IN-PART, REVERSED-IN-PART, VACATED-IN-PART, REMANDED
COSTS
No costs.