In Re Lisa R.
Roberta Ranstrom, Roger K. Warren and Loren Mitchell for Objector and Appellant.
Evelle J. Younger, Attorney General, Jack R. Winkler, Chief Assistant Attorney General, Arnold O. Overoye, Rick McClendon and Susan Cohn, Deputy Attorneys General, for Petitioner and Respondent.
Frank J. Kanne, Jr., Griffith & Thornburgh and John R. Rydell II as Amici Curiae.
OPINION
WRIGHT, C.J.
Victor R. appeals from a juvenile court order entered upon the fourth annual review of the status of Lisa R., a minor, dependent ward of the court. Appellant particularly complains of rulings that he had no standing to offer evidence that he is Lisa‘s natural father and that he be excluded from the hearing. He seeks to establish his paternity in these proceedings as a basis to afford him visitation rights and eventually to effect a termination of Lisa‘s dependency status which was grounded on a finding that she is without a parent or guardian exercising parental care and control.1
The initial petition seeking a dependency determination for Lisa was filed by a probation officer of the County of Sacramento when Lisa was two years old. The petition recites that Lisa‘s mother had been found in a drunken condition in her gas-filled home with Lisa and another minor child and that the mother had been in an intoxicated condition on numerous occasions in the presence of Lisa during a six-month period. The probation officer‘s report in support of the petition recites that the mother had previously pleaded guilty to a child-neglect charge and was then on probation, and that her husband had a record of narcotic violations and was then in custody. The report further recites that the mother had disclosed that Lisa was conceived during a casual relationship with appellant while she was separated from her husband. At the time of the initiation of the probation officer‘s investigations the mother resided in an alcoholic rehabilitation home. However, she was reported to be pregnant, was contemplating an abortion and had been asked to leave the home. At the time the report was filed she was incarcerated in the county jail for drunkenness.
The petition was sustained on July 3, 1969, and Lisa was adjudged to be a dependent child of the juvenile court under
The first annual hearing to consider Lisa‘s continued dependency status was held on June 30, 1970. A probation officer‘s report discloses that Lisa‘s mother had become addicted to heroin; that the whereabouts of Lisa‘s father, identified as appellant, remained unknown; and that Lisa had been in three different foster homes but was doing well in her current placement. The court, through a referee, ordered that Lisa be continued in the status of a dependent child. Although it made no direct
A probation officer‘s report submitted at the second annual review on June 29, 1971, discloses that the husband of Lisa‘s mother, identified as the “legal father” of Lisa, had died of an overdose of narcotics. The report also states that Lisa‘s mother continued to have drug-and alcohol-related problems which were affecting her emotional stability. Lisa is reported to have made good progress with her foster parents who wished to adopt her. Lisa‘s mother, however, had not given her consent to the adoption. The report also identifies appellant as the “father” of Lisa and sets forth an address for him. The court ordered that Lisa be continued in the status of a dependent child. Appellant was again identified twice in the court‘s findings as Lisa‘s father.
A third annual review of Lisa‘s status was conducted at a hearing on June 27, 1972. A probation officer reported that Lisa‘s mother continued to have the same alcohol and drug problems; that Lisa continued to do well in her foster home; and that her foster parents’ efforts to adopt Lisa were unavailing because Lisa‘s mother had not given her consent although the mother had not seen Lisa for a year and a half.3 The court again ordered that Lisa be continued in the status of a dependent child.
The fourth annual review of Lisa‘s status was conducted at hearings held on June 26 and July 19, 1973. The probation officer‘s report on this occasion identifies appellant as “Lisa‘s Putative Father” who had employed counsel to commence proceedings to have Lisa placed in his custody although he had “only seen Lisa approximately five times in the last five years and had had no visits with her during the last two years.” Apparently this was brought about because appellant was of the opinion that he was not allowed to visit with the minor. The report further recites that appellant is a janitor; that he did not then live in a separate residence but lived with a sister; that he has twice been confined for
At the hearing the court first entertained appellant‘s offer of proof that he is Lisa‘s natural father and, after the offer, ordered that he had no standing and that he be excluded from the courtroom (see fn. 1, supra). This is the order from which the instant appeal is taken.4
I
(1a) We consider first a threshold issue: is the juvenile court vested with jurisdiction to determine the paternity of a minor dependent?
Notwithstanding the absence of specific authorization to make particular determinations, a juvenile court is nevertheless vested with the authority to make such determinations which are incidentally necessary to the performance of those functions demanded of it by the Legislature pursuant to the Juvenile Court Law.5 (1b) That law is replete with references to “parents.” In some of such instances the court is merely required to respond to allegations of parentage without first having actually to find the existence of a parent-child relationship.6 However, in other significant respects the law cannot be judically applied without a determination of parentage when such question is placed in issue. Thus wardship may initially depend, in the circumstances of a particular case, on a finding that a minor has no parent (
The finding of facts which constitute parentage as surely lie within the jurisdiction of the juvenile court as does the finding of facts which are
We accordingly conclude that a juvenile court is vested with jurisdiction to determine parentage of a minor when that finding is necessary to any ultimate determination with which it is charged. The juvenile court, accordingly, erred when it concluded that it lacked jurisdiction to make that determination in the instant case.9
II
(3) Appellant next contends that Lisa and the county are estopped to deny his paternity (1) because of the many references to him as Lisa‘s father in pleadings, reports and other representations made to him and to the juvenile court by county agents, and (2) because the issue of
(4) Appellant‘s claim that Lisa and the county are collaterally estopped to deny her parentage by reason of the proceedings in the superior court pursuant to
The record in the instant case includes the filings in the abandonment action. Although not a part of the record on this appeal (see People v. St. Martin (1969) 1 Cal. 3d 524, 537-538 [83 Cal. Rptr. 166, 463 P.2d 390]), we nevertheless take judicial notice of the documents filed in that action.
The petition to have Lisa declared free from the custody and control of her parents alleges that she is the natural child of her mother and appellant; that she is a person within the provisions of
It is apparent that on the record available the court might have found that Lisa had not been abandoned by both of the persons alleged to be her natural parents. (See In re Edwards (1930) 208 Cal. 725 [284 P. 916].) It would have been necessary for the court to have found that both of such persons had left Lisa in the care and custody of another within the meaning of
III
(5) We now confront the critical issue — can appellant offer proof in an appropriate judicial proceeding that he is Lisa‘s natural father notwithstanding a statutory presumption which, on its face, precludes him from doing so?
Issues similar to those now urged by appellant were considered by the United States Supreme Court in Stanley v. Illinois, supra, 405 U.S. 645. The court on equal protection and due process grounds declared unconstitutional an Illinois statute which, upon the death of an unwed mother, made her children wards of the state without the father‘s right to be heard. In Stanley the father had physical custody of the children at the time of the mother‘s death, but the court purported to go beyond the precise facts of that case and held that the state was required to afford a hearing to all unwed fathers who desire and claim that they are fit to care for their children when the mother cannot or will not provide that care.
In broad terms Stanley states that the interest of an unwed father in his children is not only cognizable but also of sufficient substance to warrant deference except when the deprivation comports with equal protection and due process requirements. “[T]he guarantee of due process, as has often been held, demands only that the law shall not be unreasonable, arbitrary or capricious, and that the means selected shall have a real and substantial relation to the objects sought to be attained.” (Nebbia v. New York (1934) 291 U.S. 502, 525 [78 L.Ed. 940, 950, 54 S.Ct. 505, 89 A.L.R. 1469].) The question whether appellant, as one claiming to be Lisa‘s natural father, can rebut the presumption that Lisa is the issue of her mother‘s marriage must thus be resolved by weighing the competing private and state interests.14
It further appears that appellant has no alternate remedy by which he can protect his interest as Lisa‘s natural father. As in Stanley, appellant has no favored standing to petition for either the adoption or guardianship of the minor because under the applicable section of the Evidence Code he is not treated as a parent but as a stranger to the child. (See Stanley v. Illinois, supra, 405 U.S. 645, 647-649 [31 L.Ed.2d 551, 556-558].)
The countervailing interests of the state are not insignificant.16 The state has a legitimate interest in Lisa‘s welfare and it is apparent on this record that the traumas already visited on the child may make it difficult
The state‘s interest in maintaining the presumption of section 661 as a means of accomplishing the purposes of the Juvenile Court Law (§ 502; fn. 16, supra) is a consequence which cannot be controlling; in fact, the presumption may well defeat that purpose if the natural father, after establishing his paternity, is able to render proper parental care and control. (See Stanley v. Illinois, supra, 405 U.S. 645, 652-653, 654-655 [31 L.Ed.2d 551, 559-561].)
Nor does the state‘s interest in relieving a child of the stigma of illegitimacy (see Estate of Lund, supra, 26 Cal. 2d 472) warrant the conclusiveness of the presumption. In fact, a natural father seeking to establish his paternity would undoubtedly intend to legitimatize the child as his own. (See fn. 14, supra.)
Although a state has a legitimate interest in promoting marriage, and in furtherance of that policy of not impugning a family unit (see Kusior v. Silver, supra, 54 Cal. 2d 603, 619), that policy cannot be served when the family unit has been dissolved as here by the death not only of the mother but of the presumed father.
A possible legitimate interest which the state might assert in support of the conclusiveness of the presumption is speed and efficiency of judicial inquiry in circumstances where such inquiry might seldom be productive. In Stanley it was stated that it may be argued that unwed fathers are seldom fit parents. It was nevertheless concluded that due process precluded the conclusiveness of the presumption of unfitness. “The establishment of prompt efficacious procedures to achieve legitimate state ends is a proper state interest worthy of cognizance.... But the Constitution recognizes higher values than speed and efficiency. Indeed,
The court in Stanley thus conceded as arguable the proposition that an unwed father was unfit but rejected for due process reasons the conclusiveness of a presumption to that effect. We do not in the instant case concede as reasonably arguable a proposition that a claim of fatherhood is more generally without than with merit as, certainly, that claim would rarely, if ever, be made by a stranger. We hold, for reasons at least as compelling as those in Stanley, that a presumption which precludes to appellant in the instant circumstances a right to offer evidence to prove that he is the father of the minor child is unreasonable, arbitrary and capricious, and a denial of due process. (See Nebbia v. New York, supra, 291 U.S. 502, 525 [78 L.Ed. 940, 949-950].)17
The order is reversed insofar as it holds that the juvenile court lacks jurisdiction to determine parentage and that appellant has no standing to offer proof that he is the minor‘s father.18 The judgment is affirmed in all other respects. Appellant is to recover his costs on appeal.
McComb, J., Tobriner, J., Mosk, J., Sullivan, J., Clark, J., and Burke, J.,* concurred.