In Re Lawrence M.
Lead Opinion
delivered the opinion of the court:
In these consolidated interlocutory appeals, we are asked to decide whether the circuit court has the authority under section 2 — 10 of the Juvenile Court Act of 1987 (
We allowed DCFS’s petition for leave to appeal. 155 111. 2d R. 315. Separate appellees’ briefs were filed by the office of the Cook County public guardian, on behalf of the minor children, and by the Cook County public defender, on behalf of the minors’ parents. "Appellees,” as used in this opinion, refers, interchangeably, to the minor children or to their parents. We granted leave to the Austin Christian Law Center; the Children and Family Justice Center of the Northwestern University School of Law; and Illinois Action for Children, the Legal Assistance Foundation of Chicago, and Joyce M. to file amicus curiae briefs in support of appellees. 155 Ill. 2d R. 345.
Initially we note that, in an interlocutory appeal, the scope of review is normally limited to an examination of whether or not the trial court abused its discretion in granting or, refusing the requested interlocutory relief. See Dixon Ass’n for Retarded Citizens v. Thompson,
We first address the question of sovereign immunity in order to determine whether the juvenile court had subject matter jurisdiction. DCFS argues that the appellate court erred in holding that the juvenile court orders did not violate the doctrine of sovereign immunity, because each juvenile court order was directed to DCFS, a state agency, to compel the expenditure of state funds. We find little merit in this challenge. While sovereign immunity dictates that the state can be sued only in the Court of Claims, the determination of whether an action is in fact a suit against the state turns upon an analysis of the issues involved and the relief sought, rather than the formal designation of the parties. Currie v. Lao,
In the present case, the juvenile court sought to compel DCFS, through Gary T. Morgan, its guardianship administrator and the appointed temporary custodian of each of the minors, or Carlton Williams, another DCFS administrator, to fulfill duties it believed were mandated by the Juvenile Court Act. A suit against state officials which seeks to compel them to perform their duty is not held to be a suit against the state even though the duty to be performed arises under a certain statute, and the payment of state funds may be compelled. See In re V.H.,
DCFS also contends that the juvenile court orders violated the doctrine of separation of powers because the juvenile court usurped the authority of DCFS to determine the proper services to be provided for the families involved herein. The separation of powers clause provides: "The legislative, executive and judicial branches are separate. No branch shall exercise powers properly belonging to another.” Ill. Const. 1970, art. II, § 1. However, the doctrine of separation of powers was not designed to achieve a complete divorce among the three branches of government, nor does it require governmental powers to be divided into rigid, mutually exclusive compartments. In re J.J.,
The legislature has designated DCFS as the state agency authorized to provide social services to children and their families which are directed toward, inter alia, "preventing or remedying, or assisting in the solution of problems which may result in, the neglect, abuse, exploitation or delinquency of children.”
Having disposed of these preliminary matters, the central issue presented for our resolution remains: whether the juvenile court, pursuant to the Juvenile Court Act, may order DCFS to prоvide and pay for inpatient drug treatment services for mothers whose children are removed from their custody due to the mothers’ drug-related neglect of them. DCFS argues that the juvenile court has no authority to exercise a power not specifically granted to it by the Juvenile Court Act, and that because there is no statutory authority requiring that DCFS provide and pay for drug treatment services for the parents of minors, the juvenile court lacked subject matter jurisdiction to enter the orders in question. However, circuit court jurisdiction is conferred solely by the constitution, except in the limited area of administrative review. See 111. Const. 1970, art. VI, § 9; In re M.M.,
It is the purpose and policy of the Juvenile Court Act to preserve and strengthen the minor’s family ties, removing him from his family only when his welfare or safety or the protection of the public cannot be adequately safeguarded.
"If the minor is ordered placed in a shelter care facility of the Department of Children and Family Services or a licensed child welfare agency, the court shall, upon request of the appropriate Department or other agency, appoint the [DCFS] Guardianship Administrator or other appropriate agency executive temporary custodian of the minоr and the court may enter such other orders related to the temporary custody as it deems fit and proper, including the provision of services to the minor or his family to ameliorate the causes contributing to the finding of probable cause or to the finding of the existence of immediate and urgent necessity.” (Emphasis added.)705 ILCS 405/ 2 — 10(2) (West 1994).
Appellees argue that the plain language of this section grants the juvenile court the authority to enter orders for the provision of drug treatment services for parents whose addiction has caused or contributed to the minor’s placement in shelter care. We agree, not only because the Juvenile Court Act is to be liberally construed to carry out its purpose аnd policies (
The parties agree that the Juvenile Court Act, the Abused and Neglected Child Reporting Act (
The Children and Family Services Act states that DCFS shall have the рower to provide direct child welfare services.
" 'Child welfare services’ means public social services which are directed toward the accomplishment of the following purposes:
(B) preventing or remedying, or assisting in the solution of problems which may result in, the neglect, abuse, exploitation or delinquency of children;
(C) preventing the unnecessary separation of children from their families by identifying family problems, assisting families in resolving their problems, and preventing the breakup of the family where the prevention of child removal is desirable and possible;
(D) restoring to their families children who have been removed, by the provision of services to the child and the families.”20 ILCS 505/5(a)(3)(B) through (a)(3)(D) (West 1994).
Section 5 of the Children and Family Sеrvices Act further states: "Service programs shall be available throughout the State and shall include but not be limited to the following services: (1) case management; (2) homemakers; (3) counseling’, (4) parent education; (5) day care; and (6) emergency assistance and advocacy.” (Emphasis added.)
Additionally, section 34.4 of the Children and Family Services Act empowers DCFS "[t]o enter into referral agreements, on its own behalf and on behalf of agencies funded by [DCFS], with licensed alcohol and drug abuse treatment programs for the referral and treatment of clients with alcohol and drug abuse problems.” (Emphasis added.)
DCFS also argues that under the Alcoholism and Other Drug Abuse and Dеpendency Act, the Department of Alcoholism and Substance Abuse (DASA) is the state agency responsible for paying for drug and alcohol treatment. However, we agree with the appellate court that,there is nothing to indicate that DASA is the exclusive state agency to provide substance abuse treatment. "Rather, DASA was designed to work with other State agencies in providing substance abuse treatment.” 269 111. App. 3d at 261; see
Indeed,
"(D) Assist in the placement of child abuse or neglect perpetrators (identified by the Illinois Department of Children and Family Services) who have been determined to be in need of alcohol or other drug abuse services pursuant to Section- 8.2 of the Abused and Neglected Child Reporting Act.
(E) Cooperate with and assist the Illinois Department of Children and Family Services in carrying out its mandates to:
(i) identify alcohol and other drug abuse issues among its clients and their families; and
(ii) develоp programs and services to deal with such problems.
These programs and services may include, but shall not be limited to, programs to prevent the abuse of alcohol or other drugs by DCFS clients and their families, rehabilitation services, identifying child care needs within the array of alcohol and other drug abuse services, and assistance with other issues as required.”20 ILCS 301/5— 10(a)(4)(D) , (a)(4)(E) (West 1994).
Therefore, contrary to DCFS’s claim, the Alcoholism and Other Drug Abuse and Dependency Act, like the Juvenile Court Act, Abused and Neglected Child Reporting Act and the Children and Family Services Act, demonstrates the intent of our legislature to mandate DCFS’s provision of drug treatment services to parents involved in juvenile abuse and neglect proceedings as a result оf their drug-related neglect of their children.
Finally, DCFS argues that the appellate court’s affirmance of the juvenile court orders was premised on the false assumptions that the orders were essential to the reunification of the families in question, entered after DCFS had been afforded adequate time to develop a treatment plan for the families, and interim in nature. We first note that our review of the record supports the appellate court’s finding that, in each of the instant cases, DCFS did not dispute the need for in-patient drug treatment, but simply claimed that it should not be required to pay for such treatment.
Next, we address DCFS’s contention that the juvenile court’s entry of orders for services prior to the filing of a case plan pursuant to section 2 — 10.1 of the Juvenile Court Act (
"The court shall require documentation from [DCFS] as to the reasonable efforts that were made to prevent or eliminate the necessity of removal of the minor from his or her home or the reasons why no efforts reasonably could be made to prevent or eliminate the necessity of removal.”705 ILCS 405/2 — 10(2) (West 1994).
This language shows that DCFS must come to court with any and all documentation of its service provision efforts.
In addition, both the Abused and Neglected Child Reporting Act and the Children and Family Services Act address DCFS’s responsibility to create case plans and provide services to children and families while under investigation by DCFS and before juvenile court involvement. The Abused and Neglected Child Reporting Act states that when DCFS’s Child Protective Unit determines there is credible evidence to believe that the child is abused or neglected, DCFS "shall assess the family’s need for services, and, as necessary, develop, with the family, an appropriate service plan for the family’s voluntary acceptance or refusal.”
"[t]he child and his family shall be eligible for services as soon as the report [of suspected child abuse or neglect] is determined to be 'indicated’. The Department may offer services to any child or family with respect to whom a report of suspected child abuse or neglect has been filed, prior tо concluding its investigation under Section 7.12 of the Abused and Neglected Child Reporting Act.” (Emphasis added.)20 ILCS 505/5(1) (West 1994).
Additionally, a review of the record shows that DCFS did not argue in the juvenile court that entry of the orders was premature because it did not yet have the opportunity to complete a case plan. Rather, the record supports the appellate court’s finding that, in each of the cases, DCFS had sufficient time prior to the entry of the order to determine the family’s need for drug treatment services.
We also believe that the appellate court correctly found that the juvenile court did not impose a long-term obligation on DCFS. The record shows that the juvenile court was interested in giving these mothers an opportunity to reunite their families through successful completion of an in-patient drug treatment program and that the court "recognized the need to immediately place the mothers in *** treatment programs since at the time the children were removed from the home, the mothers were most motivated to cooperate in order to get their children back.” 269 111. App. 3d at 258. The orders at issue required DCFS to place the mothers in appropriate treatment facilities and to guarantee payment to those facilities. The orders did not prohibit DCFS from seeking funds from DASA or other sources to pay for the mothers’ treatment. See
Accordingly, we hold that the juvenile court is statutorily authorized to order DCFS to provide and pay for in-patient drug treatment services under the circumstances present herein, and that the orders entered were supported by the record and therefore not an abuse of the court’s discretion.
For the foregoing reasons, the judgment of the appellate court is affirmed.
Affirmed.
Notes
The appellate court reversed the juvenile court orders concerning Lawrence M., Christian M., Christopher M., and Garmon M. None of the parties seeks review of the appellate court’s ruling in those cases.
Dissenting Opinion
dissenting:
I do not agree with the majority’s determination thаt the Department of Children and Family Services (DCFS or the Department) may be required to pay the costs of the in-patient alcoholism and drug abuse treatment ordered in these consolidated cases. I believe that the present orders exceed the Department’s statutorily defined duties, and therefore I dissent.
I agree with the Department that its responsibility in these circumstances is more limited than the majority envisions. An examination of the relevant statutes demonstrates that the Department is to make referrals for treatment of alcoholism and drug abuse, but there is no provision that expressly authorizes or requires the Department to pay the costs of in-patient treatment for those conditions. Cоurts customarily defer to an administrative agency’s interpretation of ambiguous statutory language that the agency is charged with enforcing. Reed v. Kusper,
A general statement of the trial court’s powers in cases such as these is found in
"If the minor is ordered placed in a shelter care facility of the Department of Children and Family Servicеs or a licensed child welfare agency, the court shall, upon request of the appropriate Department or other agency, appoint the Department of Children and Family Services Guardianship Administrator or other appropriate agency executive temporary custodian of the minor and the court may enter such other orders related to the temporary custody as it deems fit and proper, including the provision of services to the minor or his family to ameliorate the causes contributing to the finding of probable cause or to the finding of the existence of immediate and urgent necessity.”705 ILCS 405/2 — 10(2) (West 1994).
The language of
"Rules and regulations established by the Department shall include provisions for training Department staff and the staff of Department grantees, through contracts with other agencies or resources, in alcohol and drug abuse screening techniques to identify children and adults who should be referred to an alcohol and drug abuse treatment program for professional evaluation.”20 ILCS 505/ 5(g) (West 1994).
In addition,
Regarding the drug and alcohol problems of clients’ family members,
"To make such inquiry as may be appropriate, in any intake or investigation which the Department is required or authorized to conduct, to determine whether drug or alcohol abuse is a factor contributing to the problem necessitating the Department’s involvement, and, when appropriate, to refer a person to a licensed alcohol or drug treatment program, and to include any treatment recommendations in the person’s case plan.”20 ILCS 505/34.5 (West 1994).
"Where appropriate, the case plan shall include recommendations concerning alcohol оr drug abuse evaluation.”
The legislature has placed restrictions on the facilities to which the Department of Children and Family Services may make referrals for alcoholism and drug abuse treatment. Discussing the Department’s duty to make referrals,
Noticeably absent from all of these provisions is any indication that the Department may be required to pay the costs of in-patient treatment for parents’ alcoholism or drug abuse. The preceding measures must be contrasted with the provisions of the Alcoholism and Other Drug Abuse and Dependency Act, which sets forth the powers and duties of the Department of Alcoholism and Substance Abuse. In doing so, the Alcoholism and Other Drug Abuse and Dependency Act clearly indicates the responsibility of the Department of Alcoholism and Substance Abuse to establish and fund treatment programs. The legislature has denominated that department to be the exclusive state agency to accеpt, receive, and expend funds for substance abuse services.
In sum, there is no clear expression of legislative intent that the Department should be responsible for the costs ordered by the trial judges in the cases consolidated here. Given the lack of a clear expression of legislative intent on this important matter, I would defer to the Department’s own construction of its governing statutes and conclude that the Department may not be ordered to pay the costs of in-patient alcoholism and drug abuse treatment for parents of minors who are within the Department’s jurisdiction. No one disputes the terrible toll that substance abuse problems can take on minors and their families. I believe, however, that the determination whether to pay the costs of providing in-patient treatment for those conditions is committed to the legislature rather than to the judiciаry. In the absence of a directive from the legislature, we should not add further financial obligations to the Department’s already lengthy list of duties and responsibilities. Because I do not believe that the orders here were authorized by statute, I do not address the separate question whether the Department was required to have developed service plans by the time the court. hearings were held in these cases.
JUSTICES HEIPLE and McMORROW join in this dissent.
Dissenting Opinion
also dissenting:
In seven unrelated temporary custody hearings, the trial court ordered the Department of Children and Family Services (DCFS) to provide and pay for in-patient drug treatment services for mothers whose children were removed from their custody due to their mothers’ drug-related neglect of them. Thе majority today approves this practice. In fact, the juvenile court’s actions were premature and an abuse of discretion. Accordingly, I dissent.
A temporary custody hearing must be held within 48 hours after authorities, acting upon the reasonable belief that a minor has been abused or neglected, have taken that minor into custody. See
The majority finds support for the burden it places upon the agency in
Moreover, the majority wholly ignores those provisions of the Act which govern the DCFS’s obligation to utilize its expertise in determining what type of comprehensive service plan would best serve the families before it.
"The Department shall promptly notify children and families of the Department’s responsibility to offer and provide family preservation services as identified in the service plan. Such plans may include but are not limited to: case management services; homemakers; counseling; parent education; day care; emergency assistance and advocacy assessments; respite care; in-home health care; transportation to obtain any of the above services; and medical assistance.”325 ILCS 5/8.2 (West 1994).
Thus, it is the responsibility of the DCFS to conduct an investigation into the needs of the families during this 45-day period following the minor’s temporary removal and to decide what types of services would be appropriate to facilitate reunification. Given these provisions, this court should not countenance the juvenile court’s hasty fiat — without the benefit of any professional evaluation or recommendation on the part of the agency charged with reunification efforts — that the DCFS provide and pay for in-patient drug counseling services for these mothers.
Finally, dеspite the majority’s careful effort to cull supportive policy language from lengthy and interrelated statutes to buttress its analysis, I am not persuaded that the Juvenile Court Act, along with the Abused and Neglected Child Reporting Act, the Children and Family Services Act and the Illinois Alcoholism and Other Drug Abuse and Dependency Act combine to make it "clear” that drug treatment for parents of neglected and abused children is among the services the legislatures intended the DCFS to provide. 172 111. 2d at 530. There are numerous statutory provisions in these Acts which direct DCFS to identify and refer those children and/or adults with drug or alcohol problems to other state agencies for evaluation and treatment. See
The majority’s decision places enormous financial
and logistical burdens on DCFS that cannot be justified by a straightforward analysis of the statutes at issue and, realistically, cannot be met. Accordingly, I respectfully dissent.