Case Information
*1 Filed 11/21/16 CERTIFIED FOR PARTIAL PUBLICATION [*]
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA SIXTH APPELLATE DISTRICT
H041812 In re RAYMOND LOUIS LAMBIRTH, (Monterey County
Super. Ct. No. HC8368) on Habeas Corpus.
Petitioner Raymond Louis Lambirth seeks habeas relief directing California’s Department of Corrections and Rehabilitation (CDCR) to rescind its cancellation of his administrative appeal as untimely and to consider it on the merits. Lambirth submitted his appeal within the 30-day period, but the CDCR cancelled his appeal because it had received his appeal after the expiration of the 30-day period. We hold that the CDCR may not deem a prisoner’s appeal untimely when the appeal was submitted within the 30- day period even if the CDCR received the appeal after the expiration of the 30-day period. Accordingly, we grant the requested relief.
I. Background
Lambirth is serving a life term at the Correctional Training Facility in Soledad, California (CTF). His petition alleges that he learned during his March 2013 pre-annual interview that he was subject to a “child visiting restriction.” He complained to his correctional counselor, Ms. Miley, that it was unwarranted. (See Cal. Code Regs., tit. 15, *2 § 3173.1.) [1] Miley promised to investigate the matter and to remove the restriction if it was without basis. Based on her assurances, Lambirth waived attendance at his 2013 annual review.
“Just prior” to his March 25, 2014 annual review, Lambirth learned that the restriction remained in place. He raised the issue at the annual review, and the classification committee assured him that Miley would investigate the matter and take appropriate action. Lambirth sent Miley a follow-up note on April 13, 2014. The note asked for a copy of the action removing the restriction or, if it had not been removed, for a copy of the committee “chrono” from his 2014 annual review. [2] On April 22, 2014, Lambirth received from Miley “a single-page copy” of the classification chrono from his October 30, 2009 program review. The page that he received noted his “sex offense history” and in the space for “Sex Offenses” included reference to “(CYA 1974) PC 288A, Sexual Perversion.” The chrono stated, “Per [§] 3173.1, restricted to non-contact visits with minors.” It also referenced a “through [ sic ] discussion with him” and stated that “[a]t the conclusion of the review, LAMBIRTH was informed of his Appeal Rights with regards to this committee’s actions. LAMBIRTH acknowledged his understanding [of] and agreement with [the] committee’s actions.”
Lambirth prepared an administrative appeal challenging the restriction immediately after he received Miley’s response. His pro se appeal explained that the 2009 chrono “contains significant error. I was never charged with such a crime in 1974, and no evidence exists to support that assertion. Title 15, section 3173(b) outlines the relevant criteria for a child visiting restriction; it lists several Penal Code sections, and states [that] inmates convicted of any of them when the victim is a minor [are] subject to the *3 restriction. I have never been convicted of any listed charge, nor have I ever been charged with any sexual crime against a child.” Lambirth asked prison officials to “[r]emove the erroneous information from my file and remove the visiting restriction complained of . . . .”
Lambirth submitted his appeal “via intrainstitutional mail” on April 23, 2014. This was one day after he received Miley’s response and 29 days after his March 25, 2014 annual review. CTF stamped the appeal “RECEIVED APR 25, 2014 CTF-Appeals.” This was 31 days after Lambirth’s annual review. CTF cancelled the appeal pursuant to section 3084.6, subdivision (c)(4) because “[t]ime limits for submitting the appeal are exceeded . . . .” (Italics and boldface omitted.)
Lambirth challenged the cancellation. He argued that his appeal was timely under section 3084.8 because he “submitted” it within 30 days of the action complained of. He also contended that the appeal was timely under section 3084.6 because the visiting restriction was “ongoing.” CTF’s second-level response stated that “the issue under appeal, visiting restrictions, took place during his annual review on 03/25/2014. This action was taken thirty-one (31) days before the appeal was received in the Inmate Appeals Office.” “Appellant had Thirty (30) days after the action taken to appeal the issue” and “failed to follow directions as stated on the CDCR 128-G Form[ [3] ] and the regulations . . . .”
Lambirth challenged CTF’s second-level response. The third-level response from the CDCR stated that “departmental rules require that appeals are received by the Appeals Office within 30 days, [ sic ] to utilize the date put on a CDCR Form 602, Inmate/Parolee Appeal Form by an appellant would create unenforceable time limits.” (Italics added.) *4 The CDCR also rejected Lambirth’s alternative argument. It asserted that “the appeal was concerning classification action taken during [Lambirth’s] Annual Review on March 25, 2014,” so “[t]he issue is . . . not considered ongoing, as there was a clear date of occurrence.”
Lambirth unsuccessfully petitioned the superior court for a writ of habeas corpus. The court ruled that the evidence indicated that CTF’s appeals office received Lambirth’s appeal 31 days after his annual review, while section 3084.8 required him to “ ‘submit the appeal within 30 calendar days of . . . [t]he occurrence of the event or decision being appealed’ . . . .” “CTF either took or renewed the challenged classification action at the time of the review and petitioner appeared at the review. CTF acted in accord with regulations in rejecting the appeal.”
Lambirth filed an original petition for a writ of habeas corpus in this court on December 31, 2014. We requested and received an informal response from the Attorney General, and Lambirth filed a reply. We appointed counsel for Lambirth and ordered the Director of the CDCR to show cause why Lambirth was not entitled to the relief requested. The Attorney General filed a return, and Lambirth filed a traverse.
Lambirth’s request for habeas relief was pending in this court when the time for his 2015 annual review arrived. At his April 7, 2015 pre-annual interview with his correctional counselor, Ms. Palmer, and at the April 14, 2015 annual review, Lambirth again raised the visiting restriction issue. When the restriction was not removed, he submitted a new appeal on May 3, 2015. Prison officials cancelled that appeal “due to missed time constraints,” and Lambirth challenged the cancellation. The cancellation was upheld at the second level of review because the visiting restriction was “imposed on the appellant pursuant to a committee action dated 10/30/09.” The CDCR’s third-level response stated that “[p]ursuant to departmental regulations, an appellant must submit the appeal within 30 calendar days of the event or decision being appealed. The appellant appeared before the Unit Classification Committee on October 30, 2009, when the non-contact visiting *5 restriction was applied. The visiting restriction was applied on a specific date and is not considered ongoing. Relief in this matter at the Third Level of Review is not warranted.”
II. Discussion
Lambirth contends that the cancellation of his 2014 appeal was based on prison officials’ misinterpretation of the relevant regulations. We agree.
A. Standard of Review
The parties do not specifically address what standard of review applies, although
Lambirth suggests that the proper standard is whether CTF’s cancellation of his appeal
and the CDCR’s subsequent denial of his challenge to the cancellation were arbitrary,
capricious, and without any reasonable basis. That standard applies to appellate review
of quasi-legislative rules promulgated by an agency. (
Western States Petroleum Assn. v.
Board of Equalization
(2013)
At issue here is prison authorities’ interpretation of an existing regulation. (See
Carmona v. Division of Industrial Safety
(1975)
B. The Regulatory Scheme
An inmate who disagrees with a classification committee decision “may file an inmate
grievance via the CDCR Form 602 appeal process . . . .” (§§ 3173.1, subd. (g); 3084.1,
subd. (a).) “An inmate . . . has the right to file one appeal every 14 calendar days . . . .”
(§ 3084.1, subd. (f).) Inmates may “submit” their appeals by mail. (
In re Andres
(2016)
The inmate “shall use a CDCR Form 602 (Rev. 08/09), Inmate/Parolee Appeal, to describe the specific issue under appeal and the relief requested.” (§ 3084.2) Inmates must “adhere to appeal filing time constraints as defined in section 3084.8.” (§ 3084.1, subd. (g).) The inmate “must submit the appeal within 30 calendar days of: [¶] (1) The occurrence of the event or decision being appealed, or; [¶] (2) Upon first having knowledge of the action or decision being appealed, or; [¶] (3) Upon receiving an unsatisfactory departmental response to an appeal filed.” (§ 3084.8, subd. (b)(1), (2), (3).)
“Time limits for reviewing appeals shall commence upon the date of receipt of the appeal form by the appeals coordinator.” (§ 3084.8, subd. (a).) All appeals must be responded to and returned to the inmate by staff within time limits specified in the regulations. (§ 3084.8, subd. (c).) “An appeal may be cancelled for any of the following reasons, which include, but are not limited to: [¶] . . . [¶] (4) Time limits for submitting the appeal are exceeded even though the inmate or parolee had the opportunity to submit within the prescribed time constraints. In determining whether the time limit has been exceeded, the appeals coordinator shall consider whether the issue being appealed occurred on a specific date or is ongoing. If the issue is ongoing, which may include but *7 is not limited to continuing lockdowns . . . or an ongoing program closure, the inmate . . . may appeal any time during the duration of the event . . . .” (§ 3084.6, subd. (c)(4).) “[A] cancellation or rejection decision does not exhaust administrative remedies.” (§ 3084.1, subd. (b).)
C. Interpretation of the Regulations
Prison officials interpreted the regulations to mean that an inmate appeal is not timely unless it is received by CTF’s appeals office within 30 calendar days of the event or decision being challenged. But the regulations speak in terms of filing and submission of an inmate appeal. (E.g., §§ 3173.1, subd. (g) [inmates may “file a grievance”], 3084.1, subd. (g) [inmates must “adhere to appeal filing time constraints”], 3084.8, subd. (b)(1) [an inmate “must submit the appeal within 30 calendar days”], 3084.2, subd. (b)(2) [inmates “shall submit their appeal documents in a single mailing”], 3084.2 [“Appeal Preparation and Submittal”], 3084.6, subd. (c)(4) [an appeal may be cancelled if “[t]ime limits for submitting the appeal are exceeded”].) The CDCR’s operations manual similarly refers to the filing and submission of appeals. (CDCR Operations Manual, Article 53 [Inmate/Parolee Appeals (Rev. 7/29/11)], § 54100.16 [Fixed Time Limits], p. 530 [inmate appeals must be “filed within 30 calendar days of the occurrence of the event or decision being appealed or of the inmate or parolee’s knowledge of the action or decision being appealed . . . .”], § 54100.6 [Appeal Preparation], p. 525 [“The inmate . . . shall not delay submitting an appeal within established time limits if unable to obtain supporting documents . . . .”].)
“Generally, the same rules of construction and interpretation which apply to statutes
govern the construction and interpretation of rules and regulations of administrative
agencies.” (
Cal. Drive-In Restaurant Assn. v. Clark
(1943)
“Submit” is not defined in the regulations. Merriam-Webster’s Collegiate Dictionary
defines the verb “submit” as “to present or propose to another for review, consideration,
or decision.” (Merriam-Webster’s Collegiate Dict. (11th ed. 2009) p. 1244.) Webster’s
Third New International Dictionary similarly defines “submit” as “to send or commit for
consideration, study, or decision.” (Webster’s 3d New Internat. Dict.
supra
, p. 2277.)
*9
We conclude from these definitions that the plain, commonsense meaning of “submit”
entails sending rather than receipt. Such an interpretation is consistent with the
regulation authorizing inmates to “submit” their appeals by mail. (
Andres
,
supra
, 244
Cal.App.4th at p. 1392; § 3084.2, subd. (b)(2).) It is also consistent with the directions
on the CDCR form 602 (Inmate/Parolee Appeal), which tell the inmate, “[y]ou must
send
this appeal and any supporting documents to the Appeals Coordinator (AC) within 30
calendar days of the event that lead [
sic
] to the filing of this appeal.” (Italics added.)
Furthermore, the prison delivery rule provides that an inmate’s delivery of a document
to prison authorities is deemed a constructive
filing
of the document. In
People v.
Slobodion
(1947)
( Slobodion , at p. 368.)
In
Silverbrand v. County of Los Angeles
(2009)
D. Mootness
The Attorney General contends that prison officials’ rejection of Lambirth’s 2015 appeal as untimely renders the present petition moot. We disagree.
A case is moot when the petitioner has already obtained the relief requested. (E.g.,
In re
Jesus G.
(2013)
A case is also moot when an event occurs that renders it impossible for the reviewing
court to grant the parties any effectual relief. (E.g.,
Consolidated Vultee Aircraft Corp. v.
United Automobile
(1946)
E. Due Process
The Attorney General argues that Lambirth’s habeas petition should be denied because “habeas jurisdiction has not been extended to provide relief from an appeals coordinator’s discretionary decision to cancel a prisoner’s administrative appeal.” We reject the argument.
“The right to file a petition for a writ of habeas corpus is guaranteed by the state
Constitution (Cal. Const., art. I, § 11) and regulated by statute ([Pen. Code,] § 1473 et
seq.).” (
In re Harris
(1993)
The Attorney General’s reliance on
In re Williams
(2015)
Williams is inapposite here. The issue in this case is not whether prison officials must provide a specific prison grievance procedure. The issue is whether, having chosen to provide a specific procedure, they must properly interpret and comply with the regulations that govern it. We conclude that they must.
F. Discretion
The Attorney General contends that even if Lambirth has a due process right in how his
administrative appeal is processed, he has not shown that prison officials’ decision to
cancel his appeal as untimely was outside the scope of their discretion under the
regulations. We disagree. Prison officials do not have discretion to violate or
misinterpret governing regulations. (See
Slobodion
,
supra
,
The Attorney General’s reliance on
Menefield v. Foreman
(2014)
III. Disposition
The petition is granted. The CDCR is directed to (1) vacate the decision cancelling Lambirth’s administrative appeal from the action taken at his March 25, 2014 annual review and the decisions upholding the cancellation at the second and third levels of review, and (2) consider the administrative appeal on the merits. [6]
___________________________ Mihara, J.
WE CONCUR:
_____________________________
Elia, Acting P. J.
_____________________________
Bamattre-Manoukian, J.
*16 Trial Court: Monterey County Superior Court Trial Judge: Honorable Mark E. Hood Attorney for Petitioner: Michael Satris
Law Office of Michael Satris Under Appointment by the Sixth District Court of Appeal Attorneys for Respondent: Kamala D. Harris
Attorney General of California Jennifer A. Neill Senior Assistant Attorney General Julie A. Malone Supervising Deputy Attorney General Amanda Lloyd Deputy Attorney General Denise Yates Deputy Attorney General In re Lambirth
H041812
Notes
[*] Pursuant to California Rules of Court, rules 8.1105 and 8.1110, this opinion is certified for publication with the exception of sections II.D, II.E, and II.F.
[1] Subsequent undesignated section references will be to this title of the regulations.
[2] A “chrono” “ ‘is used to document information about inmates and inmate behavior.
Such information may include . . . records of disciplinary or classification matters . . . .’
(§ 3000.)” (
In re Cabrera
(2013)
[3] The form number appears to be an error. There are no directions on the form 128-G classification chrono. However, the form 602 “Inmate/Parolee Appeal” says, “You must send this appeal and any supporting documents to the Appeals Coordinator (AC) within 30 calendar days of the event that lead [ sic ] to the filing of this appeal.”
[4] “File” can have a narrower meaning. Webster’s Third New International Dictionary (1993) at page 849 defines “file” as “to deliver (as a legal paper or instrument) after complying with any condition precedent (as the payment of a fee) to the proper officer for keeping on file or among the records of his office.”
[5] Our conclusion makes it unnecessary for us to address Lambirth’s alternative argument that his administrative appeal was timely because the visiting restriction qualifies as an “ongoing” issue that can be appealed at “any time during the duration of the event.” (§ 3084.6, subd. (c)(4).)
[6] We express no opinion about the merits of Lambirth’s administrative appeal.
