We asked the parties to brief two questions. First, we requested briefing as to whether Wende — outlining procedures designed to protect an indigent adult criminal defendant's
A. An Indigent Minor Adjudged a Juvenile Delinquent has aFourteenth Amendment Right to Appointed Counsel on a First Appeal and Therefore the Procedures Set Forth in Wende Apply to this Case
Pursuant to what is apparently an unwritten practice, reflected primarily in unpublished opinions, the California Courts of Appeal have for many years accepted Wende briefs in appeals from juvenile delinquency cases. (See, e.g., In re Brittany L.
(2002)
1. The extent of an indigent criminal defendant's right to appointed counsel on appeal
The duty of a state to provide an indigent criminal defendant appointed counsel on a first appeal granted as a matter of right was established in Douglas v. California (1963)
The Supreme Court has explained the Griffin and Douglas
analyses as follows: "The precise rationale for the Griffin andDouglas lines of cases has never been explicitly stated, some support being derived from the Equal Protection Clause of the
Regardless of the lack of absolute theoretical certitude of the Supreme Court's precise analysis, it is clear the due process and equal protection principles articulated the Griffin plurality and Douglas majority opinions require that as a practical matter a criminal defendant be provided with effective merits-related appellate review. In Smith v. Robbins, supra,
528 U.S. at pages 276-277, the Supreme Court held: "[T]he two Clauses . . . require that a State's procedure `affor[d] adequate and effective appellate review to indigent defendants,'Griffin,
The so-called Anders brief serves two functions. First, theAnders brief assists the court in assessing whether appointed counsel has in fact conducted a detailed review of the case. Second, the Anders process assists the court in evaluating whether the appeal indeed is frivolous and can be decided without adversary resolution. (Penson v. Ohio, supra, 488 U.S. at pp. 81-82; McCoy v. Court of Appeals of Wisconsin (1988)
In Wende, an appeal involving an adult criminal defendant, the California Supreme Court interpreted Anders as requiring that, when appointed appellate counsel finds no arguable issues, the justices must review the entire record to determine whether the appeal is in fact frivolous. (People v. Wende, supra,
25 Cal.3d at pp. 441-442.) The California Supreme Court further held appointed appellate counsel need not request to withdraw so long as two conditions are satisfied. First, appointed appellate counsel may not describe the appeal as frivolous. Second, the client must be advised of the right to request that appointed appellate counsel be relieved. (Id. at p. 442.) It is important to note that in Wende, the California Supreme Court relied solely on Anders. No independent basis for the Wende
procedures was set forth. (People v. Wende, supra, 25 Cal.3d at pp. 439-442.) It follows that the scope of Wende can only be as broad or narrow as Anders, the case on which it rests. IfAnders is applicable, then Wende is applicable. (See Countyof Kern v. Dillier (1999) *104
Sade C. further held: the Anders "`prophylactic'" procedures did not extend to a state-created right to counsel, whether constitutional, statutory, or by court rule; Anders did not protect "any right to the assistance of appellate counsel appointed by the state belonging to any indigent in his first appeal as of right"; the Anders procedures were not invoked by the indigent parent's right to appointed counsel under state statutes and rules of court; the Anders procedures were not compelled by the due process right to appointed appellate counsel the parent might have under the California Constitution; and theAnders procedures "should not be applied to [a state created right to counsel] outside the sphere of criminal law." (Sade C.,supra, 13 Cal.4th at pp. 983, fn. 13 986.) In short, the SadeC. court specifically rejected the argument that the Anders
procedures must be extended, under the
In Sade C., the California Supreme Court twice referred to appeals in juvenile delinquency matters. The court stated: "Generally, the Courts of Appeal have confined Anders andWende to criminal appeals. [Citations.] They have generally declined to reach into civil appeals. [Citations.] Exceptions,however, are apparent. (See County of Madera v. Jacobson
(1987)
Sade C. cannot be read as holding that Wende is inapplicable to juvenile delinquency appeals. The issue before the California Supreme Court in Sade C. was whether Anders
applied to an indigent parent's appeal from a judgment or order adversely affecting custody of a child or parental status. (SadeC., supra,
2. A juvenile's right to counsel on appeal
While the precise impact of the
With respect to the right to counsel, the United States Supreme Court has held that a minor has a due process right under the United States Constitution to representation by retained or appointed counsel in adjudication proceedings to determine delinquency, which may result in commitment to an institution in which the juvenile's freedom is curtailed. (In re Gault, supra,
387 U.S. at pp. 34-41; see In re William G. (1985)
The United States Supreme Court's decision in Gault applies only to the adjudicatory stage of juvenile delinquency proceedings. The Supreme Court explicitly held, "[W]e are not here concerned with the procedures or constitutional rights applicable to the pre-judicial stages of the juvenile process, nor do we direct our attention to the post-adjudicative or dispositional process." (In re Gault, supra, 387 U.S. at pp. 13 31, fn. 48.) Nor has the California Supreme Court held that a juvenile has a constitutional right to appointed counsel on appeal in a delinquency matter. In In re William F. (1974)
However, the United States Supreme Court has made it clear that neither the "civil" label placed on delinquency proceedings, nor the rehabilitative rather than punitive goal of the juvenile court system, is a justification for declining to extend due process protections to minors. In extending constitutional protections to juveniles, the United States Supreme Court has repeatedly recognized that despite its designation as a civil proceeding, a juvenile delinquency matter is akin to a criminal prosecution; moreover, to insist otherwise is to adhere to "sentiment [or] folklore," "mere verbiage" and "cliche." (In reGault, supra, 387 U.S. at pp. 21-22, 29-30; see M.L.B. v.S.L.J., supra,
In Gault, the United States Supreme Court traced in detail the history and policies underlying the juvenile court system. (In re Gault, supra, 387 U.S. at pp. 14-31.) In its earliest form, the juvenile court system sought to separate and insulate the child from the criminal justice system. To that end, it dispensed with the rules of criminal procedure altogether. (Id.
at pp. 14-15.) The state was to act in the place of a parent with the goal of protecting and rehabilitating the minor. (Id. at pp. 16-17.) With respect to nonexistent procedural rights, the United States Supreme Court noted, "The right of the state, as parenspatriae, to deny to the child procedural rights available to his elders was elaborated by the assertion that a child, unlike an adult, has a right `not to liberty but to custody.' He can be made to attorn to his parents, to go to school, etc. If his parents default in effectively performing their custodial functions — that is, if the child is `delinquent' — the state may intervene. In doing so, it does not deprive the child of any rights, because he has none. It merely provides the `custody' to which the child is entitled. On this basis, *110
proceedings involving juveniles were described as `civil' not `criminal' and therefore not subject to the requirements which restrict the state when it seeks to deprive a person of his liberty." (Id. at p. 17, fns. omitted.) In Gault, the United States Supreme Court described this system as "peculiar" and noted, "The constitutional and theoretical basis for this peculiar system is — to say the least — debatable." (Id. at p. 17.) The Supreme Court reasoned it ignored reality to describe juvenile proceedings as "civil" and therefore not warranting due process protections applicable in the criminal arena; the truth was that minors adjudicated delinquents are stigmatized, they acquire a record that can follow them through life, and they may be restrained of liberty for years. (Id. at pp. 17-25.) The court further rejected the notion that due process protections should not apply in delinquency proceedings because juveniles benefit from informal court proceedings. The court reasoned increased due process protections would likely benefit minors, "[T]he appearance as well as the actuality of fairness, impartiality and orderliness — in short, the essentials of due process — may be a more impressive and therapeutic attitude so far as the juvenile is concerned." (Id. at p. 26; see In reRogers S. (1977)
In the decision of In re Winship, supra,
After Winship, the United States Supreme Court next considered the application of the
In Breed v. Jones, supra, 421 U.S. at pages 528-529, the United States Supreme Court found that retrying a person as an adult after a juvenile court adjudication of delinquency violated the double jeopardy protections made applicable in state prosecutions by the
In Lassiter v. Department of Social Services (1981)
In addition, courts in other states have applied Anders in juvenile delinquency appeals. As has been the case in California, a large number of decisions do so without discussion. (In reBryan H. (N.Y. 2003)
In Gilliam v. State (Ark. 1991)
In State v. Berlat, supra,
Similarly, in the case of In re May (N.C.App. 2002)
Relevant United States Supreme Court precedent has established that an adult convicted of criminal misconduct whose liberty interests are at stake, together with potential stigmatization, has a due process right, where a state grants an appeal, to full and effective appellate review. (See Pennsylvania v. Finley,supra,
As the United States Supreme Court has recognized, the interests at stake in a juvenile delinquency proceeding parallel those at risk in a criminal prosecution. (Breed v. Jones,supra,
Further, unlike the situation in Gault, which involved merely a delinquency adjudication, some juvenile cases involve potentially serious collateral consequences in the adult criminal judicial system. If a minor is adjudicated to have committed a violent or serious felony, depending on the circumstances, the ensuing disposition can be used to enhance an adult sentence including a potential life sentence. (Pen. Code, §§
Moreover, the Anders-Wende rights are materially different from the jury trial right, which is not typically available to juveniles, discussed by the plurality in McKeiver. TheMcKeiver plurality concluded that the jury trial right was not a "necessary component of accurate factfinding." (McKeiver v.Pennsylvania, supra,
(2) The very real risks of lost physical liberty and stigmatization have compelled the United States Supreme Court to extend the
4. The Attorney General's arguments
B. The Minor Received Inadequate Predisposition Credits
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Armstrong, J., and Mosk, J., concurred.
