In Re Kevin S.
OPINION
I. INTRODUCTION
Kevin S., a minor, appeals from the juvenile court‘s January 27, 2003, orders that he remain a ward of the court pursuant to Welfare and Institutions Code1 section 602, subdivision (a), and placing him in a camp program for a period not to exceed three years eight months. Counsel appointed by us to represent the minor on appeal filed a brief in which no issues were raised. (People v. Wende (1979) 25 Cal.3d 436, 441-442 [158 Cal.Rptr. 839, 600 P.2d 1071] (Wende); see Smith v. Robbins (2000) 528 U.S. 259, 264 [145 L.Ed.2d 756, 120 S.Ct. 746] (Smith).) On August 21, 2003, we advised the minor he had 30 days within which to submit by brief or letter any grounds of appeal, contentions, or argument he wished this court to consider. No response was received.
We asked the parties to brief two questions. First, we requested briefing as to whether Wende — outlining procedures designed to protect an indigent adult criminal defendant‘s
II. DISCUSSION
A. An Indigent Minor Adjudged a Juvenile Delinquent has a Fourteenth Amendment Right to Appointed Counsel on a First Appeal and Therefore the Procedures Set Forth in Wende Apply to this Case
Pursuant to what is apparently an unwritten practice, reflected primarily in unpublished opinions, the California Courts of Appeal have for many years accepted Wende briefs in appeals from juvenile delinquency cases. (See, e.g., In re Brittany L. (2002) 99 Cal.App.4th 1381, 1385-1386 [122 Cal.Rptr.2d 376]; In re Edward S. (1982) 133 Cal.App.3d 154, 157-158 [183 Cal.Rptr. 733].) However, no published California decision has discussed whether Wende in fact applies to an appeal in a juvenile delinquency matter. As noted earlier, we asked the parties to address that question in this case.
1. The extent of an indigent criminal defendant‘s right to appointed counsel on appeal
a. Griffin and Douglas
We first consider the federal constitutional right to counsel on appeal as it relates to indigent adult criminal defendants. There is no federal constitutional right to appeal in a criminal case. (Abney v. U.S. (1977) 431 U.S. 651, 656 [52 L.Ed.2d 651, 97 S.Ct. 2034]; McKane v. Durston (1894) 153 U.S. 684, 685-689 [38 L.Ed. 867, 14 S.Ct. 913].) A state is not obligated, under the
The duty of a state to provide an indigent criminal defendant appointed counsel on a first appeal granted as a matter of right was established in Douglas v. California (1963) 372 U.S. 353, 357 [9 L.Ed.2d 811, 83 S.Ct. 814]. The Supreme Court emphasized it was addressing only the issue of the constitutionally guaranteed access to counsel for indigents during a first appeal granted as a matter of right. (Id. at p. 356.) In Douglas, the United States Supreme Court held an adult indigent criminal defendant has a constitutional right, under the
The Supreme Court has explained the Griffin and Douglas analyses as follows: “The precise rationale for the Griffin and Douglas lines of cases has never been explicitly stated, some support being derived from the Equal Protection Clause of the
Regardless of the lack of absolute theoretical certitude of the Supreme Court‘s precise analysis, it is clear the due process and equal protection principles articulated the Griffin plurality and Douglas majority opinions require that as a practical matter a criminal defendant be provided with effective merits-related appellate review. In Smith v. Robbins, supra, 528 U.S. at pages 276-277, the Supreme Court held: “[T]he two Clauses . . . require that a State‘s procedure `affor[d] adequate and effective appellate review to indigent defendants,’ Griffin, 351 U.S., at 20 (plurality opinion). A State‘s procedure provides such review so long as it reasonably ensures that an indigent‘s appeal will be resolved in a way that is related to the merit of that appeal.” Further, under the Due Process Clause of the
b. Anders and Wende
In Anders v. California (1967) 386 U.S. 738, 742-745 [18 L.Ed.2d 493, 87 S.Ct. 1396], the United States Supreme Court identified the duties of appointed appellate counsel in a first appeal as of right when there is no merit to an indigent adult criminal defendant‘s appeal. The Supreme Court held: the
The so-called Anders brief serves two functions. First, the Anders brief assists the court in assessing whether appointed counsel has in fact conducted a detailed review of the case. Second, the Anders process assists the court in evaluating whether the appeal indeed is frivolous and can be decided without adversary resolution. (Penson v. Ohio, supra, 488 U.S. at pp. 81-82; McCoy v. Court of Appeals of Wisconsin (1988) 486 U.S. 429, 439 [100 L.Ed.2d 440, 108 S.Ct. 1895].) The Anders rule is not the result of an “`independent constitutional‘” requirement but rather a “`prophylactic framework‘” for vindicating the right to counsel established in Douglas v. California, supra, 372 U.S. at pages 357-358. (Smith v. Robbins, supra, 528 U.S. at p. 273; Pennsylvania v. Finley (1987) 481 U.S. 551, 555 [95 L.Ed.2d 539, 107 S.Ct. 1990].) The prophylactic framework is relevant only when there is a constitutional right to counsel on appeal. (Pennsylvania v. Finley, supra, 481 U.S. at p. 555; see In re Sade C. (1996) 13 Cal.4th 952, 972 [55 Cal.Rptr.2d 771, 920 P.2d 716].)
In Wende, an appeal involving an adult criminal defendant, the California Supreme Court interpreted Anders as requiring that, when appointed appellate counsel finds no arguable issues, the justices must review the entire record to determine whether the appeal is in fact frivolous. (People v. Wende, supra, 25 Cal.3d at pp. 441-442.) The California Supreme Court further held appointed appellate counsel need not request to withdraw so long as two conditions are satisfied. First, appointed appellate counsel may not describe the appeal as frivolous. Second, the client must be advised of the right to request that appointed appellate counsel be relieved. (Id. at p. 442.) It is important to note that in Wende, the California Supreme Court relied solely on Anders. No independent basis for the Wende procedures was set forth. (People v. Wende, supra, 25 Cal.3d at pp. 439-442.) It follows that the scope of Wende can only be as broad or narrow as Anders, the case on which it rests. If Anders is applicable, then Wende is applicable. (See County of Kern v. Dillier (1999) 69 Cal.App.4th 1412, 1419 [82 Cal.Rptr.2d 318].) If an indigent juvenile adjudged a delinquent has a
c. Smith
The constitutionality of the Wende procedures, which depart in certain respects from those established in Anders, were upheld in Smith v. Robbins, supra, 528 U.S. at pages 278-284. Smith held: the “prophylactic” procedure identified in Anders was not binding on the states; “the States are free to adopt different procedures, so long as those procedures adequately safeguard a defendant‘s right to appellate counsel” (id. at p. 260); and California‘s Wende procedure “does not violate the
d. Sade C.
The California Supreme Court has likewise held that the Anders procedures depend for their applicability on the existence of a right, under the
Sade C. further held: the Anders “`prophylactic‘” procedures did not extend to a state-created right to counsel, whether constitutional, statutory, or by court rule; Anders did not protect ”any right to the assistance of appellate counsel appointed by the state belonging to any indigent in his first appeal as of right“; the Anders procedures were not invoked by the indigent parent‘s right to appointed counsel under state statutes and rules of court; the Anders procedures were not compelled by the due process right to appointed appellate counsel the parent might have under the California Constitution; and the Anders procedures “should not be applied to [a state created right to counsel] outside the sphere of criminal law.” (Sade C., supra, 13 Cal.4th at pp. 983, fn. 13 986.) In short, the Sade C. court specifically rejected the argument that the Anders procedures must be extended, under the
In Sade C., the California Supreme Court twice referred to appeals in juvenile delinquency matters. The court stated: “Generally, the Courts of Appeal have confined Anders and Wende to criminal appeals. [Citations.] They have generally declined to reach into civil appeals. [Citations.] Exceptions, however, are apparent. (See County of Madera v. Jacobson (1987) 194 Cal.App.3d 569, 570-573 [239 Cal.Rptr. 602] (per curiam) [purporting to extend Wende to paternity appeals]; Conservatorship of Besoyan (1986) 181 Cal.App.3d 34, 36-38 [226 Cal.Rptr. 196] (per curiam) [same as to conservatorship appeals] . . .; see also In re Adrian O. (1984) 155 Cal.App.3d 631, 635 [202 Cal.Rptr. 287] [appearing to assume that Wende is applicable to appeals from a termination of parental rights under the juvenile court law]; In re Edward S. (1982) 133 Cal.App.3d 154, 157-158 [183 Cal.Rptr. 733] [same as to appeals from an adjudication of juvenile delinquency under the juvenile court law]; In re Laylah K. (1991) 229 Cal.App.3d 1496, 1498, fn. 1 [281 Cal.Rptr. 6] [same]; In re Deon D. (1989) 208 Cal.App.3d 953, 955-956 [256 Cal.Rptr. 490] [same].)” (Sade C., supra, 13 Cal.4th at p. 962, fn. 2, italics added.) Later in Sade C., the Supreme Court disapproved of In re Andrew B. (1995) 40 Cal.App.4th 825, 830 [47 Cal.Rptr.2d 604], which “broadly” concluded “`Anders/Wende procedures are required’ whenever `there is a right to appointed [appellate] counsel,’ apparently no matter what its source, at least when a `fundamental interest’ is implicated. . . .” (Sade C., supra, 13 Cal.4th at p. 983, fn. 13.) Commenting on Andrew B. and decisions from other jurisdictions in accord therewith, the Supreme Court stated, “Their analysis falters on that presented in the text.” (Sade C., supra, 13 Cal.4th at pp. 983-984, fn. 13.) The Supreme Court ended footnote 13 in the Sade C. opinion with the following, “To the extent that any decision of ours or of the Courts of Appeal states or implies that the applicability of Anders goes beyond what is described in the text, it is disapproved.” (Ibid.)
Sade C. cannot be read as holding that Wende is inapplicable to juvenile delinquency appeals. The issue before the California Supreme Court in Sade C. was whether Anders applied to an indigent parent‘s appeal from a judgment or order adversely affecting custody of a child or parental status. (Sade C., supra, 13 Cal.4th at p. 965.) The question whether Anders and therefore Wende applies to an appeal from a juvenile delinquency proceeding was not before the California Supreme Court in Sade C. The California Supreme Court has stated numerous times that an opinion is not authority for a proposition not therein considered. (E.g., Robert L. v. Superior Court (2003) 30 Cal.4th 894, 900, fn. 6 [135 Cal.Rptr.2d 30, 69 P.3d 951]; Ginns v. Savage (1964) 61 Cal.2d 520, 524, fn. 2 [39 Cal.Rptr. 377, 393 P.2d 689].) Therefore, Sade C. is not authority for the following propositions: an indigent juvenile has no
2. A juvenile‘s right to counsel on appeal
a. Delinquency law
We turn to California law with respect to juvenile delinquents. In California, juvenile delinquency matters are classified as civil proceedings. Section 203 states, “An order adjudging a minor to be a ward of the juvenile court shall not be deemed a conviction of a crime for any purpose, nor shall a proceeding in the juvenile court be deemed a criminal proceeding.” Nevertheless, in a juvenile delinquency proceeding, a minor is charged with criminal conduct (
(
b. United States Supreme Court decisional authority on due process and juvenile delinquency proceedings
It is well-established that “the essentials of due process and fair treatment” apply to a juvenile delinquency adjudication. (In re Gault (1967) 387 U.S. 1, 30 [18 L.Ed.2d 527, 87 S.Ct. 1428]; Schall v. Martin (1984) 467 U.S. 253, 263 [81 L.Ed.2d 207, 104 S.Ct. 2403]; Santosky v. Kramer (1982) 455 U.S. 745, 766 [71 L.Ed.2d 599, 102 S.Ct. 1388]; In re Winship (1970) 397 U.S. 358, 359 [25 L.Ed.2d 368, 90 S.Ct. 1068].) As the United States Supreme Court stated in Haley v. State of Ohio (1948) 332 U.S. 596, 601 [92 L.Ed. 224, 68 S.Ct. 302], “Neither man nor child can be allowed to stand condemned by methods which flout constitutional requirements of due process of law.” (See David Levell W. v. California (1980) 449 U.S. 1043, 1047 [66 L.Ed.2d 504, 101 S.Ct. 622].) As the court later observed in Gault, “[N]either the
While the precise impact of the
With respect to the right to counsel, the United States Supreme Court has held that a minor has a due process right under the United States Constitution to representation by retained or appointed counsel in adjudication proceedings to determine delinquency, which may result in commitment to an institution in which the juvenile‘s freedom is curtailed. (In re Gault, supra, 387 U.S. at pp. 34-41; see In re William G. (1985) 40 Cal.3d 550, 557, fn. 3 [221 Cal.Rptr. 118, 709 P.2d 1287].) The Gault court held, “A proceeding where the issue is whether the child will be found to be `delinquent’ and subjected to the loss of his [or her] liberty for years is comparable in seriousness to a felony prosecution. The juvenile needs the assistance of counsel to cope with problems of law, to make skilled inquiry into the facts, to insist upon regularity of the proceedings, and to ascertain whether he [or she] has a defense and to prepare and submit it. The child `requires the guiding hand of counsel at every step in the proceedings against him [or her].‘” (In re Gault, supra, 387 U.S. at p. 36, fns. omitted; see Breed v. Jones, supra, 421 U.S. at p. 530.)
The United States Supreme Court‘s decision in Gault applies only to the adjudicatory stage of juvenile delinquency proceedings. The Supreme Court explicitly held, “[W]e are not here concerned with the procedures or constitutional rights applicable to the pre-judicial stages of the juvenile process, nor do we direct our attention to the post-adjudicative or dispositional process.” (In re Gault, supra, 387 U.S. at pp. 13 31, fn. 48.) Nor has the California Supreme Court held that a juvenile has a constitutional right to appointed counsel on appeal in a delinquency matter. In In re William F. (1974) 11 Cal.3d 249, 254 [113 Cal.Rptr. 170, 520 P.2d 986], disapproved on another point in People v. Bonin (1988) 46 Cal.3d 659, 695, footnote 4 [250 Cal.Rptr. 687, 758 P.2d 1217], the California Supreme Court held, “The right of counsel in juvenile proceedings is predicated on due process concepts of fairness and is not necessarily as broad as the right to counsel in criminal proceedings.”
However, the United States Supreme Court has made it clear that neither the “civil” label placed on delinquency proceedings, nor the rehabilitative rather than punitive goal of the juvenile court system, is a justification for declining to extend due process protections to minors. In extending constitutional protections to juveniles, the United States Supreme Court has repeatedly recognized that despite its designation as a civil proceeding, a juvenile delinquency matter is akin to a criminal prosecution; moreover, to insist otherwise is to adhere to “sentiment [or] folklore,” “mere verbiage” and “cliche.” (In re Gault, supra, 387 U.S. at pp. 21-22, 29-30; see M.L.B. v. S.L.J., supra, 519 U.S. at p. 119.) Further, both the potential loss of liberty and the stigma attached to a delinquency finding compel the application of some of the due process protections available to criminal defendants in the juvenile context. (Addington v. Texas (1979) 441 U.S. 418, 427-428 [60 L.Ed.2d 323, 99 S.Ct. 1804]; Breed v. Jones, supra, 421 U.S at pp. 530-531.)
In Gault, the United States Supreme Court traced in detail the history and policies underlying the juvenile court system. (In re Gault, supra, 387 U.S. at pp. 14-31.) In its earliest form, the juvenile court system sought to separate and insulate the child from the criminal justice system. To that end, it dispensed with the rules of criminal procedure altogether. (Id. at pp. 14-15.) The state was to act in the place of a parent with the goal of protecting and rehabilitating the minor. (Id. at pp. 16-17.) With respect to nonexistent procedural rights, the United States Supreme Court noted, “The right of the state, as parens patriae, to deny to the child procedural rights available to his elders was elaborated by the assertion that a child, unlike an adult, has a right `not to liberty but to custody.’ He can be made to attorn to his parents, to go to school, etc. If his parents default in effectively performing their custodial functions — that is, if the child is `delinquent’ — the state may intervene. In doing so, it does not deprive the child of any rights, because he has none. It merely provides the `custody’ to which the child is entitled. On this basis,
In the decision of In re Winship, supra, 397 U.S. at page 368, the United States Supreme Court held that the reasonable doubt standard is constitutionally required in both criminal prosecutions and juvenile delinquency adjudications. With respect to juvenile proceedings, the court held, “[T]he constitutional safeguard of proof beyond a reasonable doubt is as much required during the adjudicatory stage of a delinquency proceeding as are those constitutional safeguards applied in Gault — notice of charges, right to counsel, the rights of confrontation and examination, and the privilege against self-incrimination.” (Ibid.; see In re C.E.M. (1970) 13 Cal.App.3d 75, 79 [91 Cal.Rptr. 382].) Application of the reasonable doubt standard “reduc[ed] the risk of convictions resting on factual error.” (In re Winship, supra, 397 U.S. at p. 363; see In re Eddie M. (2003) 31 Cal.4th 480, 503 [3 Cal.Rptr.3d 119, 73 P.3d 1115].) The Supreme Court reasoned the reasonable doubt standard plays a “vital role” in criminal procedure because of the risk of convictions resting on factual error, and the potential loss of liberty, an “immense[ly] important[t]” interest, one “of transcending value,” together with the certainty of stigmatization. (In re Winship, supra, 397 U.S. at pp. 363-364; see People v. Burnick (1975) 14 Cal.3d 306, 324 [121 Cal.Rptr. 488, 535 P.2d 352].) Those same considerations compelled the court to extend the reasonable doubt standard of proof to juvenile delinquency matters. The Supreme Court held, “The same considerations that demand extreme caution in factfinding to protect the innocent adult apply as well to the innocent child.” (In re Winship, supra, 397 U.S. at p. 365; accord, In re Francisco N. (1986) 186 Cal.App.3d 175, 179 [230 Cal.Rptr. 475], disapproved on another point in In re Manuel L. (1994) 7 Cal.4th 229, 239, fn. 5 [27 Cal.Rptr.2d 2, 865 P.2d 718].) Neither the “civil” label applied to nor the protective goal of juvenile delinquency proceedings sufficed to distinguish those matters from criminal prosecutions. (In re Winship, supra, 397 U.S. at p. 365; see Conservatorship of Roulet (1979) 23 Cal.3d 219, 225 [152 Cal.Rptr. 425, 590 P.2d 1].) The Winship court stated that in Gault, “We made clear . . . that civil labels and good intentions do not themselves obviate the need for criminal due process safeguards in juvenile courts, for `[a] proceeding where the issue is whether the child will be found to be “delinquent” and subjected to the loss of his liberty for years is comparable in seriousness to a felony prosecution.\’ [In re Gault, supra, 387 U.S. at] p. 36.” (In re Winship, supra, 397 U.S. at pp. 365-366; see In re E.L.B. (1985) 172 Cal.App.3d 780, 786 [218 Cal.Rptr. 429].) The Winship court reasoned that to apply the reasonable doubt standard in juvenile proceedings would not risk destroying the beneficial aspects of the juvenile process. The United States Supreme Court concluded, “[Judicial] intervention cannot take the form of subjecting the child to the stigma of a finding that he violated a criminal law and to the possibility of institutional confinement on proof insufficient to convict him were he an adult.” (In re Winship, supra, 397 U.S. at p. 367, fn. omitted; accord, In re Arthur N. (1976) 16 Cal.3d 226, 239-240 [127 Cal.Rptr. 641, 545 P.2d 1345].)
After Winship, the United States Supreme Court next considered the application of the
In Breed v. Jones, supra, 421 U.S. at pages 528-529, the United States Supreme Court found that retrying a person as an adult after a juvenile court adjudication of delinquency violated the double jeopardy protections made applicable in state prosecutions by the
In Lassiter v. Department of Social Services (1981) 452 U.S. 18, 25-27, 31 [68 L.Ed.2d 640, 101 S.Ct. 2153], the United States Supreme Court summarized its precedents on an indigent‘s right to appointed counsel. The court held, “The pre-eminent generalization that emerges . . . is that such a right has been recognized to exist only where the litigant may lose [or potentially lose] his [or her] physical liberty if he [or she] loses the litigation. . . . [¶] . . . [¶] In sum, the Court‘s precedents speak with one voice about what `fundamental fairness\’ has meant when the Court has considered the right to appointed counsel, and we thus draw from them the presumption that an indigent litigant has a right to appointed counsel only when, if he [or she] loses, he [or she] may be deprived of his [or her] physical liberty.” (Id. at pp. 25-27; see Walker v. State Bar (1989) 49 Cal.3d 1107, 1116 [264 Cal.Rptr. 825, 783 P.2d 184].)
c. Other assessments of Anders and juveniles
Returning to the question whether Anders, and therefore Wende, applies in an appeal from a juvenile delinquency determination, we note that the United States Court of Appeals for the Seventh Circuit has held that a delinquent minor has a
In addition, courts in other states have applied Anders in juvenile delinquency appeals. As has been the case in California, a large number of decisions do so without discussion. (In re Bryan H. (N.Y. 2003) 301 A.D.2d 603 [753 N.Y.S.2d 859]; F.W. v. State (Fla.Dist.Ct.App. 2001) 777 So.2d 1100, 1101; In re M.F. (Ill.App. 2000) 315 Ill.App.3d 641 [734 N.E.2d 171, 173, 248 Ill.Dec. 463]; In re Jason T. (2000) 340 S.C. 455 [531 S.E.2d 544, 545]; In re J.A.H. (Tex.App. 1999) 996 S.W.2d 933, 934; D.L.G. v. State (Fla.Dist.Ct.App. 1997) 701 So.2d 379, 380; State v. Hairston (Wash. 1997) 133 Wn.2d 534 [946 P.2d 397, 398-400]; Hans v. State (Mont. 1997) 283 Mont. 379 [942 P.2d 674, 681, 692]; In re Jarvis P. (N.Y. 1997) 240 A.D.2d 750 [660 N.Y.S.2d 990, 991]; In re Unrue (Ohio App. 1996) 113 Ohio App.3d 844 [682 N.E.2d 686, 687]; Commonwealth v. Heron (Pa.Super. 1996) 449 Pa.Super. 684 [674 A.2d 1138, 1139]; In re Stacey R. (S.C. 1993) 311 S.C. 312 [428 S.E.2d 869]; In re Smith (La.Ct.App. 1992) 597 So.2d 101, 102; T.L. v. State (Ga.App. 1984) 169 Ga.App. 784 [315 S.E.2d 296]; G.K.D. v. State (Fla.Dist.Ct.App. 1980) 391 So.2d 327, 328; People v. Moore (Ill.App. 1975) 32 Ill.App.3d 367 [336 N.E.2d 599].)
In Gilliam v. State (Ark. 1991) 305 Ark. 438 [808 S.W.2d 738, 739-741], the Supreme Court of Arkansas held Anders applied to an appeal from an adjudication of juvenile delinquency. The court‘s extensive, often-cited discussion states in part: “In Anders, the United States Supreme Court held that a criminal appellant may not be denied representation on appeal based on appointed counsel‘s conclusory assertion that counsel is of the opinion that there is no merit to the appeal. The court set up a procedure to follow for allowing appointed counsel for an indigent criminal defendant to withdraw from a first appeal on the basis that the appeal is frivolous. . . . It is clear that a denial of counsel in a criminal case casts such doubt on the fairness of the
In State v. Berlat, supra, 707 P.2d at page 307, the Supreme Court of Arizona held, “[D]ue process and the right to counsel extend to the juvenile‘s first appeal as of right.” Under Arizona rules and statute, the juvenile had a right to appeal. The Arizona Supreme Court held, under the rationale of Gault and Evitts v. Lucey, supra, 469 U.S. at page 404, the right of appeal carried with it the guarantee of effective counsel on appeal. In the decision of In re D.A.S. (Tex. 1998) 41 Tex.Sup. Ct. J. 1148 [973 S.W.2d 296, 299], the Supreme Court of Texas expressly held that the Anders procedures apply in juvenile delinquency proceedings. The Texas Supreme Court reasoned: juvenile cases, although classified as civil proceedings, are quasi-criminal in nature; juveniles have a constitutional right to counsel during the delinquency determination; the Texas Legislature had mandated that juveniles receive the assistance of counsel on a first appeal; and extending Anders to those cases would effectuate the legislative mandate and protect the juveniles’ statutory right to counsel. (In re D.A.S., at p. 298.) The Texas Supreme Court concluded, “Extending Anders to juvenile appeals will properly balance juveniles’ statutory right to counsel against appointed counsels’ obligation not to prosecute frivolous appeals.” (Id. at p. 299.)
Similarly, in the case of In re May (N.C.App. 2002) 153 N.C. App. 299 [569 S.E.2d 704, 706-707] (affd. on other grounds, 357 N.C. 423 [584 S.E.2d 271, 277]), the North Carolina Court of Appeals held that Anders review is appropriate in juvenile delinquent proceedings. The court held: “Although a juvenile delinquency proceeding is not for all purposes treated as a criminal proceeding, the United States Supreme Court has held a juvenile alleged to be delinquent is entitled to `the essentials of due process.\’ Kent v. United States (1966) 383 U.S. 541, 562 [16 L.Ed.2d 84, 86 S.Ct. 1045]. Essentials of due process have been determined to include the right to appointed counsel, the right against self incrimination, and the right to timely notice of the allegations. In re Gault, [supra,] 387 U.S. 1 [18 L.Ed.2d 527, 87 S.Ct. 1428].
3. Anders applies to juvenile delinquency appeals
We must ascertain the precise impact of the federal due process guarantee with respect to appointed counsel on appeal in the juvenile delinquency context. As the United States Supreme Court noted in Lassiter v. Department of Social Services, supra, 452 U.S. at pages 24-25, (1) “Applying the Due Process Clause is . . . an uncertain enterprise which must discover what `fundamental fairness\’ consists of in a particular situation by first considering any relevant precedents and then by assessing the several interests that are at stake.” With respect to the assistance of counsel on a first appeal as of right, juvenile proceedings are not materially different in a constitutional sense from adult criminal matters; therefore, indigent juvenile delinquents, like adult defendants, have a
Relevant United States Supreme Court precedent has established that an adult convicted of criminal misconduct whose liberty interests are at stake, together with potential stigmatization, has a due process right, where a state grants an appeal, to full and effective appellate review. (See Pennsylvania v. Finley, supra, 481 U.S. at p. 557; Douglas v. California, supra, 372 U.S. at p. 357, fn. 2; Griffin v. Illinois, supra, 351 U.S. at pp. 18-19.) Further, in order to ensure that a state-created right to appeal is full and effective, an indigent criminal defendant has a due process right to appointed counsel on appeal. (Douglas v. California, supra, 372 U.S. at pp. 355-357.) The procedures set forth in Anders and Wende are intended to safeguard an indigent defendant‘s right to an adequate and effective appeal. (Smith v. Robbins, supra, 528 U.S. at p. 276; Anders v. California, supra, 386 U.S. at pp. 743-744; People v. Wende, supra, 25 Cal.3d at pp. 439-442.) Moreover, the essentials of due process and fair treatment apply in juvenile delinquency matters. (Schall v. Martin, supra, 467 U.S. at p. 263; Santosky v. Kramer, supra, 455 U.S. at p. 766; In re Winship, supra, 397 U.S. at p. 359; In re Gault, supra, 387 U.S. at pp. 19-20.) This includes the right to counsel at the adjudication stage. (In re Gault, supra, 387 U.S. at pp. 34-41.) Further, the
As the United States Supreme Court has recognized, the interests at stake in a juvenile delinquency proceeding parallel those at risk in a criminal prosecution. (Breed v. Jones, supra, 421 U.S. at p. 529; McKeiver v. Pennsylvania, supra, 403 U.S. at p. 540; In re Gault, supra, 387 U.S. at pp. 17-25, 36.) In a juvenile delinquency proceeding, a minor is accused of criminal conduct. (
Further, unlike the situation in Gault, which involved merely a delinquency adjudication, some juvenile cases involve potentially serious collateral consequences in the adult criminal judicial system. If a minor is adjudicated to have committed a violent or serious felony, depending on the circumstances, the ensuing disposition can be used to enhance an adult sentence including a potential life sentence. (
Moreover, the Anders-Wende rights are materially different from the jury trial right, which is not typically available to juveniles, discussed by the plurality in McKeiver. The McKeiver plurality concluded that the jury trial right was not a “necessary component of accurate factfinding.” (McKeiver v. Pennsylvania, supra, 403 U.S. at p. 543.) The McKeiver plurality distinguished the jury trial right from the rights to “notice, counsel, confrontation, cross-examination,” and the proof beyond a reasonable doubt standard, which involve “factfinding procedures.” (Ibid.) The minor‘s need for the assistance of counsel, which the United States Supreme Court recognized in Gault, does not cease when the adjudication stage concludes. The need for accurate factfinding does not conclude with the adjudication proceedings. Further, the importance of ensuring the law is accurately and fairly applied does not cease once the adjudication proceeding concludes. The jury trial found to be constitutionally unnecessary in McKeiver is materially different from the right to counsel on appeal. Finally, providing effective assistance of counsel on
(2) The very real risks of lost physical liberty and stigmatization have compelled the United States Supreme Court to extend the
4. The Attorney General‘s arguments
II.A.4-II.B.*
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B. The Minor Received Inadequate Predisposition Credits
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III. DISPOSITION
The juvenile court‘s January 27, 2003, dispositional order is modified to reflect 333 days of predisposition credit. In all other respects, the dispositional order is affirmed. On remand, the clerk of the juvenile court is to notify the probation department of the modification as to predisposition credits.
Armstrong, J., and Mosk, J., concurred.