In re Joshua S.
Opinion
This appeal arises out of a dispute between, on one side, the named testamentary guardians of a neglected child and, on the other side, the department of children and families (department) and the child’s foster parents. After a trial to determine
The testamentary guardians, Chad P. and Sara P. (Ps), claim on appeal that the trial court improperly: (1) concluded that the petitioner, which was the department, and the foster parents, Aldo V. and Lisa V. (Vs), had rebutted the presumption that it would be in the best interests of the minor child, Joshua S., to permit the Ps to serve as guardians even though the trial court found them to be fit, suitable and worthy custodians for Joshua S.; (2) vested care and personal custody of Joshua S. with the Vs, on the sole basis of the bond that existed between Joshua S. and the Vs, even though that bond was allowed to form and solidify solely as a result of the misconduct and improper actions of the department; (3) concluded that the department should be appointed as Joshua S.’ statutoiy parent after determining that the department had engaged in misconduct; (4) concluded that the Superior Court, rather than the Probate Court, had authority to appoint a statutory parent for Joshua S.; and (5) denied the Ps’ motion to dismiss the case for lack of subject matter jurisdiction. We affirm the judgment.
The record reveals the following relevant facts and procedural history. During the early morning hours of June 10, 1999, Kelly S., a woman with a long history of psychiatric problems,
Jessica M. managed to escape and ran from the house across the street to the home of the Ps, who were neighbors and friends of Kelly S. and Charles S. Awakened upon hearing screams for help, the Ps witnessed “a blaze of fire” running toward their house. After recognizing the individual as Jessica M. and seeing that her hair was on fire, Sara P. instructed her to roll on the Ps’ front lawn. Sara P. also threw water on her to help put out the fire. In the meantime, Chad P. telephoned for emergency assistance. As Sara P. pulled Jessica M. into the house, Jessica M. stated, “[m]y Mommy had a nightmare and she killed my Daddy.” Soon thereafter, Sara P. noticed that her arms were covered in blood from Jessica M.’s multiple stab wounds. Sara P. then locked the front door and got blankets to wrap Jessica M. During this horrific ordeal, the Ps’ five year old son, Caleb, had gotten out of his bed and witnessed Sara P. tending to the burned and bleeding Jessica M.
Thereafter, emergency assistance arrived and paramedics tended to Jessica M. in the Ps’ living room for approximately twenty minutes before transporting her by ambulance to the Connecticut Children’s Medical Center (hospital), where she underwent surgery to close up the sixty-one stab wounds she had suffered. At some point, Sara P. told the firefighters where in the house the members of the S. family slept. Soon
On June 11, 1999, because Joshua S. and Jessica M. were both in critical condition and had no one to make decisions for them on medical issues and other matters, the department filed in the Superior Court a petition to have them adjudicated as neglected and uncared-for dependent children, pursuant to
Thereafter, on June 18,1999, the trial court reaffirmed the ex parte order of temporary custody. Upon his discharge from the hospital on June 22, 1999, Joshua S. was placed in the temporary care of the Vs.
On July 19, 1999, a contested hearing was held in Probate Court concerning the wills of Charles S. and Kelly S. The Probate Court ultimately admitted both wills to probate. Because of the pendency of the neglect petition in the Superior Court, however, the Probate
On July 23, 1999, the department filed a motion with the Superior Court seeking to be appointed as Joshua S.’ statutory parent for the purpose of facilitating his adoption, as well as for continuing the jurisdiction of the Superior Court for approval of adoption, pursuant to
On October 15,1999, another hearing was held before the Superior Court to address various pending motions, including the department’s motion to appoint itself as Joshua S.’ statutory parent and the Ps’ motion to dismiss for lack of subject matter jurisdiction.
Thereafter, a trial on the dispositional phase of the neglect proceeding was held between July 31,2000, and August 8, 2000. The trial court named the Vs as Joshua S.’ custodians and granted the department’s motion to be appointed statutory parent for the purpose of facilitating his adoption by the Vs. The Ps appealed to the Appellate Court from that judgment. This court transferred this appeal to itself pursuant to
I
We first consider whether the trial court improperly denied the Ps’ motion to dismiss for lack of subject matter jurisdiction.
The following additional facts and procedural history are relevant to this claim. Immediately after Joshua S. arrived at the hospital during the early morning hours of June 11, 1999, the hospital and the East Hartford police department requested that the department intervene to address Joshua S.’ needs, because he was critically injured. That day, the department filed with the Superior Court a neglect petition on behalf of Joshua S., alleging that he was suffering from serious physical injury and was in need of a legal guardian. The same day, the Superior Court granted the petition and ordered the department to assume temporary custody and care over Joshua S.
Also on June 11,1999, the department learned of the existence of the reciprocal wills of Charles S. and Kelly S. naming the Ps as testamentary guardians, and it informed the Superior Court accordingly. The court was further made aware that Chad P. had been approached by the department but had indicated to the department that he and Sara P. did not wish to assume custody of Joshua S. On July 19, 1999, a contested hearing was held in Probate Court concerning the wills of Charles S. and Kelly S. The Probate Court ultimately admitted both wills to probate, but because of the pendency of the neglect petition in the Superior Court the Probate Court declined to address the issue of Joshua S.’ guard
The Superior Court later affirmed the June 11 order of temporary custody, and on June 22, 1999, upon his discharge from the hospital, Joshua S. was placed in the temporary care and custody of the Vs. Subsequently, the Ps filed with the Superior Court a motion to dismiss the neglect petition, claiming that the existence of a valid will naming them as testamentary coguardians conferred sole jurisdiction on the Probate Court. The Superior Court denied the motion, concluding that it, rather than the Probate Court, had exclusive jurisdiction over the question of guardianship because a neglect petition had been filed. We agree with the Superior Court.
We begin by addressing the appropriate standard of review. “A determination regarding a trial court’s subject matter jurisdiction is a question of law. When . . . the trial court draws conclusions of law, our review is plenary and we must decide whether its conclusions are legally and logically correct and find support in the facts that appear in the record.” (Internal quotation marks omitted.) Doe v. Roe,
The Ps rely solely on
The only Connecticut case construing
We do have guidance on this issue, however. Ornease law instructs that when a neglect petition has been filed, the Superior Court has jurisdiction pursuant to § 46b-129. In In re Juvenile Appeal (85-BC), supra,
The Ps assert nonetheless that “[t]he Superior Court lacked jurisdiction in this matter not because [Charles S. and Kelly S.] were deceased but because the issue to be decided in this case was whether the Ps were fit to be Joshua [S.’[ guardians as anticipated by the testamentary guardianship provisions of the [parents’] [w]ills.” The Ps misinterpret the issue. Here, the Superior Court had jurisdiction despite the fact that Charles S. and Kelly S. died testate. Although a Probate Court has primary jurisdiction over many issues concerning custody and guardianship, our decision in In re Juvenile Appeal (85-BC), supra,
Moreover, we note that, from a practical standpoint, the Ps’ position that jurisdiction rested exclusively with the Probate Court merely because a will, or a statutorily equivalent writing,
Accordingly, we recognize that the state had a vital interest in expediting the process. The Superior Court in this case recognized the time-sensitive nature of this matter and properly denied the Ps’ motion to dismiss.
II
We next address the Ps’ claim that the trial court improperly concluded that the department and the Vs had rebutted the presumption that Joshua S.’ best interests are served by the appointment of testamentary guardians. Specifically, the Ps argue that the trial court improperly concluded that the presumption was rebutted because that court found that it would be detrimental to Joshua S. to permit the appointment of the testamentary guardians, despite having found the testamentary guardians to be fit, suitable and worthy custodians for Joshua S. We disagree.
We begin by setting out the appropriate standard of review. This claim requires us to determine the legal standard for rebutting the presumption that it is in the best interests of the child to appoint the named testa
A
Applicable Presumption
The Ps cite Bristol v. Brundage, supra,
Some background is helpful to our discussion.
A brief recitation of the relevant facts in Bristol is warranted. “Candace Keeler died testate, leaving a minor son. The will named the plaintiff, her brother, Clayton Bristol, as the guardian of the person and of the estate of her son. The Probate Court of Torrington appointed Bristol and the defendant, Winifred Brundage, the child’s grandmother, as coguardians of the person of the child. . . . The plaintiff appealed from the Probate Court decree to the Superior Court, claiming that the Probate Court had exceeded its authority as granted by General Statutes § [45a-596] when it appointed Brundage as a coguaxdian of the person of the minor child.
“The trial court construed the statute as allowing the appointment by the Probate Court . . . [and] dismissed the appeal without any discussion or finding as to the qualifications of the particular guardians or the best interests of the child.” Id., 403-404. The plaintiff appealed to the Appellate Court, which reversed the trial court’s judgment dismissing the appeal from probate and determined that the defendant should not have been appointed as coguardian. Id., 408.
The Appellate Court concluded that “[t]he plaintiff should have had an initial advantage over all other potential guardians because he was named in the will as the guardian. See Evans v. Santoro,
In construing
In claiming that the trial court was required to find them unfit in order to overcome the presumption that it is in the child’s best interests for the testamentary guardians to serve as such, the Ps urge us to view them as having received the baton of constitutional protections enjoyed by parents. In support of their claim, the Ps cite the long recognized fundamental liberty interest of parents in the care, custody and control of their children. See Troxel v. Granville,
In Troxel, the plaintiffs, the paternal grandparents, sought visitation with their two granddaughters in excess of what the defendant, the children’s mother, had allowed. Troxel v. Granville, supra,
The Washington statute under review in Troxel allowed any person to petition for visitation rights at any time and authorized the Washington state Superior Courts to grant such rights whenever visitation may serve in the child’s best interests. Id., 60. The United
In light of the United States Supreme Court’s decision in Troxel, we recently addressed a similar question concerning a nonparent petitioning for visitation in Roth v. Weston,
In situations such as in Troxel, Roth and Crockett, where a presumably fit parent is alive, the constitutionally protected interest is that of the ongoing parent-child relationship. “[A] parent’s desire for and right to ‘the companionship, care, custody, and management of his or her children’ is an important interest that ‘undeniably warrants deference and, absent a powerful countervailing interest, protection.’ ” Lassiter v. Dept. of Social Services,
All of the foregoing cases speak to a liberty right that has its basis in an ongoing relationship between parent and child. In this case, however, this special relationship no longer exists; what remains is a predeath statement by the parents of strong preference for the future regarding who should be guardians for their children. The Ps do not cite and, indeed, we have not discovered, any authority to support the proposition that this fundamental liberty interest of parents survives the death of the parents, much less that it may be passed to testamentary guardians who have had no previous relationship with the child, other than as neighbors. In the case before us, because this special parent-child relationship no longer exists, this constitutionally protected interest, likewise, no longer exists. Therefore, we are not required to give the same deference to a predeath statement of preference as we would were this a decision concerning a child made by a living parent.
Moreover, we conclude that to recognize the passing of constitutional protections enjoyed by parents to testamentary guardians would effectively preclude the court from considering the best interests of the child. The sole test would be whether the testamentary guard
Although we recognize the strong public policy in favor of encouraging parents to make testamentary selections in the first instance,
B
Application of the Burden of Proof
Having determined the appropriate standard for rebutting the presumption arising under
The following facts are relevant to our discussion of this issue. At trial, testimony was elicited that Chad P., a
On the basis of the foregoing facts, we conclude that the department and the Vs demonstrated by a fair preponderance of the evidence that it would be detrimental to Joshua S. for him to be placed with the testamentary guardians and that those facts support the trial court’s determination that the presumption had been rebutted. Having determined that the presumption has been rebutted, we must now address the issue of Joshua S.’ placement by utilizing the best interests of the child standard.
Best Interests Analysis
The Ps claim specifically that the trial court improperly vested the care and personal custody of Joshua S. with the Vs on the sole basis of the bond that existed between the Vs and Joshua S., even though that bond was allowed to form and solidify solely as a result of the misconduct and improper actions of the department. We determine that, in asserting this claim, the Ps are essentially making a best interests argument. We disagree with the Ps’ claim.
We conclude that the trial court did not abuse its discretion in concluding that it was in Joshua S.’ best interests to grant custody to the Vs. See Schult v. Schult,
The record reveals a number of factors that support the trial court’s ultimate determination granting custody to the Vs. The court-appointed psychologist, Anne Phillips, identified multiple factors that weighed in favor of granting the Vs custody of Joshua S., focusing specifically on the relationship with Joshua S.’ extended family, the ability and inclination of the parties to foster a relationship between Joshua S. and his sister, the parties’ views on corporal punishment and the parties’ differing attitudes toward mental health treatment. We will address these factors in turn.
Testimony was presented at trial that the Vs considered themselves to be part of Joshua S.’ extended family of origin. Aldo V. and Kelly S. had known each other since high school and maintained a close, “sibling-like” relationship thereafter. In addition, until her death, Kelly S. enjoyed a very close relationship with Aldo V.’s parents.
Testimony was also presented that placement with the Vs would better facilitate the continuation of Joshua S.’ relationship with his sister, Jessica M., who now lives with her biological father in Minnesota. Jessica M.’s father maintained a good relationship with the Vs but had no contact with the Ps. Phillips testified that contact with his sister would be important to Joshua S. “in order for him in the long run to make . . . some kind of sense of his earlier experiences.” In addition, the Ps candidly related to Phillips that Jessica M.’s significant visible scarring and ability to verbalize her memories of the tragic event would be difficult for them.
Another important consideration that favored the Vs, and militated against the Ps, was the Ps’ admitted use
First, as the trial court correctly pointed out, the regulations of the department prohibit foster and prospective adoptive parents from using corporal punishment.
Second, Phillips testified that while the Ps’ use of corporal punishment on their own children may be both effective and nontraumatic, as to Joshua S., in particular, the use of corporal punishment “is a particularly risky venture.” In view of what Joshua S. already had endured, this could be considered a telling factor.
An additional factor weighing in favor of granting custody to the Vs was their willingness to obtain traditional psychological assistance for Joshua S., if necessary. The Ps expressed reluctance to do so, instead favoring pastoral counseling and congregational support for mental health issues. The trial court found this to be an important factor, because additional testimony indicated that Joshua S. has many mental health risk factors, including a genetic predisposition to depression.
Accordingly, we disagree with the Ps’ statement that the trial court vested care and custody of Joshua S. in the Vs “on the sole basis” of the bonding between Joshua S. and the Vs. (Emphasis added.) There was ample testimony presented at trial, unrelated to the bonding
Ill
The Ps claim next that the trial court improperly concluded that it, rather than the Probate Court, had authority to appoint a statutory parent for Joshua S. We disagree.
Our analysis of this issue is guided by well established legal principles. “Statutory construction is a question of law and therefore our review is plenary. . . . [0]ur fundamental objective is to ascertain and give effect to the apparent intent of the legislature. ... In seeking to discern that intent, we look to the words of the statute itself, to the legislative history and circumstances surrounding its enactment, to the legislative policy it was designed to implement, and to its relationship to existing legislation and common law principles governing the same general subject matter.” (Citation omitted; internal quotation marks omitted.) State v. Murray,
“Chapter 801a of the General Statutes outlines the jurisdiction and powers of probate courts. In addition to various powers regarding wills and estates, probate courts are provided with the authority to ‘make any lawful orders or decrees to carry into effect the power and jurisdiction conferred upon them by the laws of this state.’
We first consider the scope of the Probate Court’s jurisdiction. “It is well established that courts of probate are statutory tribunals that have no common-law jurisdiction. In re Juvenile Appeal (85-BC), supra, [
“Our legislature has consistently drafted legislation to state expressly when a court has exclusive jurisdiction.
In contrast to courts ofprobate, “[t]he Superior Court of this state as a court of law is a court of general jurisdiction. It has jurisdiction of all matters expressly committed to it and of all others cognizable by any law court of which the exclusive jurisdiction is not given to some other court. The fact that no other court has exclusive jurisdiction in any matter is sufficient to give the Superior Court jurisdiction over that matter.” (Internal quotation marks omitted.) LaBella v. LaBella,
In part I of this opinion, we held that original jurisdiction over the appointment of a guardian in this matter was conferred upon the Superior Court because this case had been initiated as a neglect petition. The appointment of a statutory parent in this case was ancillary to that neglect proceeding. Therefore, in the absence of legislation bestowing upon the Probate Courts exclusive jurisdiction over the appointment of a statutory parent, jurisdiction over the appointment of a statutory parent necessarily was conferred upon the Superior Court because it was ancillary to the original
Moreover, in Hall v. Dichello Distributors, Inc.,
We conclude, therefore, that the Superior Court had jurisdiction to appoint a statutory parent when petitioned to do so, because the legislature has not bestowed exclusive jurisdiction over this issue upon the Probate Courts. Furthermore, the appointment of a statutory parent in this case was merely ancillary to the neglect proceeding, which, we previously have determined, was within the jurisdiction of the Superior Court.
IV
The Ps claim finally that the trial court improperly concluded that the department should be appointed statutory parent of Joshua S. after determining that the department had engaged in misconduct. We disagree.
“The scope of our appellate review depends upon the proper characterization of the rulings made by the trial court. To the extent that the trial court has made
The Ps claim specifically that the trial court, in its memorandum of decision, “found that [the department] engaged in possible religious discrimination, evinced an ignorance of applicable law, engaged in the intentional destruction of documents under subpoena and mishandled this case.” We will address these assertions in turn.
We first clarify that, contrary to the Ps’ claim, the trial court did not find that the department had engaged in religious discrimination. In discussing the department’s early elimination of the Ps from consideration for guardianship, the trial court stated: “[The department] received information shortly after June 10 that the Truth Baptist Church had counseled Kelly [S.] not to use medicine despite her serious mental illness and that the Church in several other respects was a ‘cult.’ While some of these reports may have generated legitimate inquiries into whether any practices of the church or of Chad P., as assistant pastor of the church, might harm Joshua [S.], [the department] disclaimed reliance on the Ps’ religion per se as a basis for rejecting their guardianship. Assuming the sincerity of [the department’s] position, it was obviously correct since discrimination against prospective foster parents based solely on religion would be completely impermissible.” (Emphasis added.) On the basis of this statement, we conclude that the trial court credited the testimony of the department and did not find, contrary to the Ps’ claim, that the department had engaged in religious discrimination.
We turn next to the Ps’ claims that the department evinced an ignorance of applicable law, engaged in the
“A statutory parent is defined as ‘the [commissioner] or the child-placing agency appointed by the court for the purpose of giving a minor child ... in adoption . . . .’
In sum, the trial court’s findings of fact regarding alleged misconduct by the department are supported by the record. Because, however, the trial court was statutorily directed to make such an appointment pursuant to
The judgment is affirmed.
In this opinion the other justices concurred.
Notes
Kelly S.’ psychiatric history indicated that she had been diagnosed with bipolar disorder, had attempted suicide, and had received psychiatric treatment.
The Ps also have a daughter, Rachel P., who remained asleep throughout the incident.
As a result of the serious nature of his condition, Joshua S. was transported from the hospital to the bum unit at Massachusetts General Hospital for treatment for his bums and severe smolce inhalation. Joshua S. was transferred back to the hospital for further treatment on June 14, 1999.
“(b) If it appears from the specific allegations of the petition and other verified affirmations of fact accompanying the petition and application, or subsequent thereto, that there is reasonable cause to believe that (1) the child is suffering from serious physical illness or serious physical injury or is in immediate physical danger from his surroundings and (2) that as a result of said conditions, the child's safety is endangered and immediate
Immediately after this tragic event, JessicaM.’s putative biological father, Frank P., was located in Minnesota and indicated his desire to obtain custody of Jessica M., pending paternity test results. On the basis of the paternity testing results, the Juvenile Court accepted Frank P.’s paternity of Jessica M. The department eventually placed Jessica M. with him in Minnesota. Jessica M. is, therefore, not a party to this appeal.
An individual referred to in court papers as Susan G. and identified as Kelly S.’ cousin also joined in the motion to intervene filed by the Vs, but she was denied intervenor status.
See generally In re Shamika F.,
The court also granted motions for psychological evaluations of both the Ps and the Vs. In addition to the pending motions, upon an oral request by the Ps, the court increased their visitation schedule with Joshua S. from one hour every two weeks to one hour twice a week. No action was taken on the department’s motion to be appointed statutory parent at that time.
Although the Ps raise this as their final claim, subject matter jurisdiction is a threshold matter that we must resolve in order to address their other claims.
All parties stipulated that Charles S. predeceased Kelly S. Kelly S. was, therefore, the “surviving parent” for purposes of
In In re Juvenile Appeal (85-BC), supra, 195 Conn. 345 n.1, we analyzed
The Ps suggest that the department acted inappropriately in filing the neglect petition in such an expeditious manner. We note, however, that Joshua S. was critically injured and required immediate medical decisions to be made on his behalf. Indeed, had the department adopted a wait and see approach as is suggested by the Ps’ argument, it arguably would have been derelict in its statutory duty to act swiftly in prosecuting petitions for neglect. See
See
We note that David L. Hemond, chief attorney for the Connecticut law revision commission, provided testimony on behalf of the commission expressing its support of the revision of
“It is well established that, when determining the meaning of a word, ‘it is appropriate to look to the common understanding of the term as expressed in a dictionary.’ State v. Indrisano,
Chad P. disputed this assertion and testified that he never definitively declined to accept guardianship, claiming, rather, that he was ambivalent about doing so. Because we conclude, however, that immediate decisions regarding Joshua S.’ well-being had to be made, it makes no difference, for our purposes, whether Chad P. had specifically declined guardianship or was merely ambivalent about the prospect.
We make this determination irrespective of any possible misconduct by the department. We will address the issue of departmental misconduct in part IV of this opinion.
Testimony was presented that the Ps believed corporal punishment was a guideline provided by their religious teachings for raising children. We note that there is no evidence that the Ps ever harmed their own children through the use of corporal punishment. Indeed, the trial court found that “the evidence established that the Ps had used corporal punishment in a thoughtful, constructive and sensitive way.”
Section 17a-145-151 (c) of the Regulations of Connecticut State Agencies provides: “Discipline shall be appropriate to the child’s age and level of development. Foster and prospective adoptive parents shall not use physically or verbally abusive, neglectful, humiliating, frightening or corporal punishment, including but not limited to spanking, cursing or threats.”
“The essential feature of Reactive Attachment Disorder is markedly disturbed and developmentally inappropriate social relatedness in most contexts that begins before age 5 years and is associated with grossly pathological care (Criterion A). There are two types of presentations. In the Inhibited Type, the child persistently fails to initiate and to respond to most social interactions in a developmentally appropriate way. The child shows a pattern of excessively inhibited, hypervigilant, or highly ambivalent responses (e.g., frozen watchfulness, resistance to comfort, or a mixture of approach and avoidance) (Criterion Al). In the Disinhibited Type, there is a pattern of diffuse attachments. The child exhibits indiscriminate sociability or a lack of selectivity in the choice of attachment figures (Criterion A2). The disturbance is not accounted for solely by developmental delay (e.g., as in Mental Retardation) and does not meet criteria for Pervasive Developmental Disorder (Criterion B). By definition, the condition is associated with grossly pathological care that may take the form of . . . repeated changes of primary caregiver that prevent formation of stable attachments (e.g., frequent changes in foster care) (Criterion C3). The pathological care is presumed to be responsible for the disturbed social relatedness (Criterion D).” American Psychiatric Association, Diagnostic and Statistical Manual of Mental Disorders (4th Ed. 1994), Reactive Attachment Disorder of Infancy or Early Childhood § 313.89, p.U6.
See part III of this opinion wherein we concluded that the Superior Court has jurisdiction over the appointment of a statutory parent when petitioned to do so, as the legislature has not bestowed exclusive jurisdiction over this issue on the Probate Courts.