Lead Opinion
OPINION
STATEMENT OF THE CASE
The Commission on Judicial Conduct (Commission) found that Respondent, Rita Jett, a Tucson city magistrate, violated Canons 1, 2(A), 2(B), and 3(E) of the Code of Judicial Conduct; rule 81, Arizona Rules of the Supreme Court; and Ariz. Const. Art. 6.1, § 4. Accordingly, the Commission recommends that this court publicly censure and suspend Respondent, without pay, for a period of 60 days. The Commission also recommends that we require Respondent to continue her counseling program until her psychologist determines that counseling is no longer required, and that we require Respondent to attend, participate in, and complete a counseling program for victims of domestic violence, as recommended by her psychologist. We have jurisdiction pursuant to Ariz. Const. Art. 6.1, § 4.
FACTS AND PROCEDURAL HISTORY
The facts in this case, as found by the Commission, are undisputed. Respondent has served as a city magistrate in Tucson for more than 8 years. During the early morning hours of Saturday, June 12, 1993, Respondent’s intoxicated, live-in boyfriend, Ben Andrews, woke Respondent from her sleep
On Monday, June 14, Respondent reported her conduct to the presiding magistrate of the Tucson Municipal Court, the chairman of the Commission on Judicial Conduct, and the presiding judge of the Pima County Superior Court. Respondent admitted to each that she had committed an egregious error in judgment that caused a loss of public confidence in the judiciary.
This incident triggered two different proceedings: (1) a hearing before the Tucson City Council, which resulted in the removal of Respondent from her office of Tucson City Magistrate and which is the subject of appeal in the companion case, Jett v. City of Tucson,
After being removed from office, Respondent sued the City and the City Council members seeking reinstatement, damages, and reasonable attorney’s fees and costs. Respondent argued that the City Council did not have the authority to remove her from office. The parties filed cross-motions for summary judgment, after which the trial court granted Respondent’s motion, finding that the Arizona Constitution granted the Commission exclusive jurisdiction over the removal of a city magistrate. The City appealed. Because the issue raised in the appeal related directly to a pending proceeding before the Commission, which this court would ultimately consider, the court of appeals petitioned to transfer the case to this court pursuant to rule 19(a)(3), Arizona Rules of Civil Appellate Procedure. We granted the petition to transfer.
At the same time Respondent was pursuing her action against the City, the Commission was investigating Respondent’s conduct. As a result of the June 12 incident, the Commission instituted formal proceedings against Respondent. After a public hearing, the Commission issued its Findings of Fact, Conclusions of Law, and Recommendations, which were later amended. Respondent waived her right to: object to the Commission’s findings, conclusions, and recommendations; file a petition to modify or reject the Commission’s recommendations; and request oral argument. Thus, the matter was deemed submitted to this court. Rule 11(b), Arizona Rules of Procedure for the Commission on Judicial Conduct.
For purposes of oral argument only, we consolidated the action concerning Respondent’s removal by the City Council and the disciplinary action before the Commission. The court heard oral argument on March 2, 1994. And, although this disciplinary matter was deemed submitted to the court, we allowed Respondent to argue what sanction was appropriate in light of her misconduct.
DISCUSSION
1. Standard of Review
Our constitution grants the Commission on Judicial Conduct the power to recommend to this court the disposition to be made in each case of judicial discipline, and we give serious consideration to the Commission’s findings. In re Haddad,
Although we accept the Commission’s findings of fact in this case, we partially reject the Commission’s conclusions of law. The Commission concluded that:
Respondent’s actions in signing an order that resulted in the release from jail of a person with whom she had a personal and intimate relationship, prior to his scheduled arraignment, ... was ethically improper because she showed favoritism and gave deferential treatment to a person with whom she had a close relationship and who was in a position to influence her conduct or judgment____
Thus, the Commission found that Respondent violated Canons 1, 2(A), 2(B), and 3(E) of the Code of Judicial Conduct, rule 81, Arizona Rules of the Supreme Court. With this much, we agree.
Our disagreement with the Commission rests with its determination that Respondent’s conduct was not willful misconduct, but rather was conduct prejudicial to the administration of justice that brought her judicial office into disrepute. The Commission’s conclusion was based on this court’s decision in Haddad, in which we defined willful misconduct as “unjudicial conduct which a judge acting in his judicial capacity commits in bad faith.”
First, we disagree with the Commission’s use of Respondent’s mental state to support a finding of conduct prejudicial to the administration of justice, which is a less serious violation than willful misconduct. Although this court has not addressed the effect of a mental condition on the determination of judicial misconduct, we have addressed the issue in the context of lawyer misconduct. See In re Hoover I,
[TJhis court’s primary obligation in administering bar discipline is protecting the public rather than analyzing the reasons for the lawyer’s delinquency. “Our primary concern must be the fulfillment of proper professional standards, whatever the unfortunate cause, emotional or otherwise, for the attorney’s failure to do so.” [Citations omitted.] An attorney cannot escape bar discipline by urging his misconduct was the result of a mental condition.
Second, the Commission appears to have interpreted the “bad faith” requirement as requiring an intent to violate the Canons of Judicial Conduct. In Haddad, this court adopted the standards used by the California Supreme Court to distinguish “willful conduct” from conduct that is “prejudicial to the administration of justice that brings the judicial office into disrepute.” See Haddad,
The more serious charge [willful misconduct] should be reserved for unjudicial conduct which a judge acting in his judicial capacity commits in bad faith, while the lesser charge [conduct prejudicial to the administration of justice that brings the judicial office into disrepute] should be applied to conduct which a judge undertakes in good faith but which nevertheless would appear to an objective observer to be not only unjudicial conduct but conduct prejudicial to public esteem for the judicial office.
Haddad,
This court has not defined the terms “bad faith” and “good faith” in the context of judicial misconduct. We approve, however, of the distinction recognized by the California Supreme Court, from which we initially adopted the bad faith/good faith distinction.
“[B]ad faith is quintessentially a concept of specific intent requiring consciousness of purpose as an antecedent to a judge’s acting maliciously or corruptly.” Spruance v. Commission on Judicial Qualifications,
In this case, Respondent was acting within her lawful power when she released her boyfriend from jail. We find no evidence, however, that suggests Respondent was acting in “good faith,” under any definition of “good faith,” when she did so. Respondent admitted that John Coleman from Pretrial Release Services phoned her because she was the victim of a crime. She stated that after receiving the call, she “decided to go down to the jail and get [her boyfriend] out of jail since I had put him there.” She testified that she drove down to the jail and talked to John Coleman who gave her various forms to sign. She stated that she signed the forms where it said magistrate or judge. Respondent clearly used the lawful power of her office for purely personal reasons. And using her office for any purpose other than the faithful discharge of her judicial duties constitutes a corrupt purpose. See Spruance,
3. Sanctions
Having found that Respondent violated Canons 1, 2(A), 2(B), and 3(E), and that her actions constituted willful misconduct and conduct prejudicial to the administration of
In determining the appropriate sanction, we are guided by the principle that the goal of judicial discipline is not to punish, but rather to protect the public interest by policing the profession and maintaining confidence in the judicial system. See Haddad,
a. Harm Caused
In this particular instance, Respondent Jett used her official position to get her boyfriend released from jail. In an attempt to minimize the impact of her actions to the City Council, she offered evidence that her actions resulted in her boyfriend being released only 3 or 4 hours earlier than he would have otherwise been released. Respondent misses the point: using the power of her judicial office for purely personal reasons is grossly improper. Such misuse of public office destroys public confidence in the integrity and impartiality of the judiciary, and shows that Respondent’s personal relationships have influenced her judicial conduct.
b. Aggravating and Mitigating Considerations
Having found Respondent’s conduct to be a serious violation of the Code of Judicial Conduct, we consider any additional factors indicating that the public and the judiciary either do or do not need protection from Respondent. See Peck,
In this case, we find Respondent’s prior disciplinary record highly instructive on the public’s need for protection from Respondent. This is not the first time that Respondent has run afoul of the Code of Judicial Conduct; she has been informally disciplined
We recognize that in an earlier judicial disciplinary case, this court refused to consider informal disciplinary sanctions because the earlier proceeding did not involve conduct related to the charge then under investigation. See In re Ackel,
Despite recognizing that she committed a serious act of misconduct, Respondent argues that a short-term suspension is the appropriate sanction for this case. In support of her claim, Respondent notes that her misconduct was a single incident of misconduct directly attributable to her impaired state. Respondent claims that, because of her state of mind, “she did not consciously willfully perform the acts that she did in bad faith.” Moreover, Respondent points to her immediate acknowledgment of her wrongdoing, her cooperation with the Commission, her remorse over her actions, the rehabilitative psychological counseling that she has undertaken, and her willingness to continue such counseling under the conditions that the Commission deemed appropriate.
We agree with the Commission’s finding that Respondent was remorseful, readily acknowledged her transgressions, and was cooperative with the Commission’s hearing. But, in light of her past disciplinary record,
Respondent argues that her “mental impairment” reduces the seriousness of her misconduct, and thus calls for a lesser sanction. We appreciate that Respondent’s misconduct was attributable to her being deprived of sleep and her suffering from “battered woman syndrome.” As we explained earlier, however, Respondent’s use of her public office to pursue personal aims, regardless of the reasons, still constitutes willful misconduct. Although misconduct committed as a result of a judge’s impaired mental state will not preclude a finding of willful misconduct, we will consider the condition in determining whether and what kind of discipline is to be imposed and what procedures are to be followed to protect the public. Cf Hoover I,
c. Disposition
We do not lightly deviate from the Commission’s recommendations. We agree with the dissent that we should give serious consideration to the recommendations of the Commission. We do and we have in this case. However, the responsibility for determining the appropriate sanction is ours alone. Particularly given the fact that we have concluded that the Commission applied an improper legal standard, we are in this case unable to follow the Commission’s recommendation as the dissenting justice would do.
Despite the dissent’s statements to the contrary, there is nothing improper or even unusual about the court varying from the Commission’s recommendations. In several recent cases, we have unanimously determined that the recommended sanction was inappropriate. In the recent Peck case, the Commission recommended a 30-day suspension. This court unanimously removed Judge Peck. In re Peck,
This case presents a tough decision for the court. This court is responsible for protecting the public from those who are unfit to serve. We believe that Arizona is entitled to the best possible judges it can get and keep, and that the public should and does demand and expect’ much of their judges in view of the vast power granted to them. Respondent’s repeated violations of the Code of Judicial Conduct demonstrate that she is unfit for judicial service at this time. Lawyers, litigants, witnesses, jurors, and the general public are entitled to courts staffed by competent judges who have not repeatedly violated the canons set forth in the Code of Judicial Conduct. In re Jordon,
We recognize, however, that Respondent’s last three violations are attributable to an emotional reaction resulting from battered woman syndrome, which, according to Respondent’s expert, is treatable.
Thus, we feel that an appropriate sanction in this case would be to suspend Respondent. Were we to remove Respondent, we would forever bar her from holding judicial office. See Ariz. Const, art. 6.1, § 4. Under these circumstances, removing Respondent goes farther than is necessary to protect the public. Because Respondent may be fit to hold judicial office at some time in the future, and because the City Council has removed her from office for the balance of her term, we conclude that the public will be adequately protected if we simply suspend Respondent effective the date on which the City Council removed her. In doing so, we follow a similar procedure and rule to that which we followed in Goodfarb. Because the action of the City Council ensures that Respondent will not serve the balance of her term, we need not struggle with the problem of deciding just what sanction would have been appropriate had the Council taken no action.
CONCLUSION
We conclude that Respondent’s conduct constitutes willful misconduct in office and is prejudicial to the administration of justice that brings the judicial office into disrepute. See Am. Const, art. 6.1, § 4. Respondent is therefore suspended, effective June 28, 1998, from holding judicial office for the remainder of her term, which expires April 7, 1997.
Notes
. Respondent admitted her actions violated these particular Canons in her Answer to the Commission’s Statement of Charges.
. “It should be emphasized that our characterization of one ground for imposing discipline as more or less serious than the other does not imply that in a given case we would regard the ultimate sanction of removal as unjustified solely for 'conduct prejudicial to the administration of justice which brings the judicial office into disrepute.”' Geiler,
. In its findings, the Commission implied that it would have imposed a much more severe penalty had it concluded that Respondent was "guilty of willful misconduct in office." The Commission stated that: "without the requisite intent, the Respondent’s actions do not require the most severe penalty under the constitution.”
. In case No. 91-CJC-068, which was decided in August 1991, the Commission reprimanded Respondent for violating Canons 1, 2(A), 2(B), and 3(B)(6) of the Code of Judicial Conduct. This violation concerns Respondent’s involvement with members of a local homeowners’ association, a Tucson ci1y councilman, Tucson city prosecutors, and another Tucson city magistrate in an effort to address the problem of prostitutes in a local neighborhood.
The Commission concluded that Respondent’s involvement with these activities brought into question the court's relationship with the city council and made it appear that the court had entered into a joint venture with law enforcement and prosecutors. This, the Commission concluded, "created an impression that members of the homeowners’ association and prosecutors were in a special position to influence the court and that the court was biased.”
In case 92-CJC-066, which was decided in September 1992, the Commission admonished Respondent for holding an ex parte communication with a city prosecutor in violation of Canon 3(B)(4) of the Code of Judicial Conduct. Because of this ex parte communication, a mistrial was declared. Although the Commission acknowledged that the mistrial occurred primarily because of prosecutorial misconduct, the record is clear that had Respondent not held the communication ex parte, the prosecutor's misconduct would likely have been discovered and the mistrial avoided.
In case 93-CJC-028, which was decided in July 1993, Respondent was disciplined for two separate incidents of misconduct. Count 1 involved Respondent’s handling of a traffic violation, during which Respondent became impatient and upset with the pro per defendant. The Commission admonished Respondent for her misconduct in Count I, finding that her conduct violated Canon 3(B)(3) of the Code of Judicial Conduct, which requires a judge to be patient and courteous at all times.
Count 2 involved Respondent’s handling of a civil domestic violence proceeding in which she both failed to allow one of the parties a full opportunity to be heard and participated in ex parte communications with law enforcement officials. The Commission reprimanded Respondent for her misconduct in Count II, finding that her conduct violated Canon 3(B)(4) of the Code of Judicial Conduct, which prohibits ex parte communications.
. At Respondent’s urging, the Commission found that the behavior that resulted in Respondent's last two disciplinary actions suggests that "she was under the stress of the same emotional condition [battered woman syndrome and sleep deprivation] when those incidents occurred."
Dissenting Opinion
dissenting.
In view of Jett v. City of Tucson,
The Commission on Judicial Conduct, having viewed the witnesses and heard the evidence, unequivocally found that Judge Jett suffered from battered woman’s syndrome and sleep deprivation at the time of the incident in question. This finding was based on uncontroverted expert testimony. Furthermore, undisputed evidence at the hearing established that these disorders resulted from a pattern of abuse by her male companion over a period of many months. In fact, the commission found that the evidence “suggests that she was under the stress of the same emotional condition” when two of her previous incidents of misconduct occurred, one of which resulted in a private informal reprimand and the other in a private informal admonition. The majority concedes all of this, yet inexplicably places substantial weight on these prior disciplinary events as part of a “pattern of misconduct” that constitutes a “strong aggravating factor.” Ante at 109,
Relying on “our duty to the public,” ante at 109,
While I do not suggest that we should ever ignore our responsibility “for protecting the public,” ante at 110, 882 P.2d at 421, or that it would be wise to restrict the court’s power of de novo review, I reject the notion that our conclusions about what is best for the populace and the justice system are somehow more enlightened than those of citizens who together represent a significantly broader segment of society. In fact, they may be considerably less so, given the isolation that inevitably falls upon appellate judges.
What troubles me most, however, is the majority’s implicit suggestion that a human justice system cannot tolerate human judges. I do not accept the premise that judges who succumb to the emotional stresses of daily living necessarily become unfit to serve. My belief is that those who are given the privilege of judging others should be able to recognize and understand, through their own personal experiences, the weakness and folly that go with being human. Otherwise we risk having a judiciary composed of arrogant, sanctimonious elitists—people with little humility or compassion, free of emotion in both their personal and professional lives, and well out of touch with the world. I can think of little that would be more dangerous to our society, and I daresay most citizens who encounter the justice system would agree.
Does this mean that I believe our judges should not be circumspect in what they say and do, or that they should not be careful to avoid conduct that would prejudice their actual or perceived abilities to sit impartially in the difficult and important task of determining the rights and obligations of other citizens? Of course not. Neither do I believe that we as a society should tolerate for one second the corrupt or evil judge who dishonors us all. But that is not what this case is about.
Judge Jett, under serious psychological stress, made a mistake. As the commission properly found, her conduct was prejudicial to the administration of justice. I do not condone what she did. We obviously should make every reasonable effort to see that her continued presence on the bench poses no threat to the public or the integrity of the justice system. I agree that she should be suspended until there is no doubt about her ability to serve fairly and impartially. In fact, I would have no problem with a longer suspension than that recommended by the commission if it was required to accomplish these ends. But there is nothing in this record to suggest that a suspension until 1997 is necessary. Thus, I believe that the sanction imposed by this court is extraordinarily harsh and unwarranted. In my'judgment, it is also unsupported by the law and the evidence.
Moreover, the majority’s discussion of “wilful misconduct,” “good faith,” and “bad faith” is confusing to say the least and, in my opinion, badly flawed. For example, the court cites In re Hoover, 155 Ariz. 192, 198,
Unlike in Hoover, we are apparently not dealing with a true mental illness. Nonetheless, evidence before the commission suggests that battered woman’s syndrome may affect a victim’s cognitive and volitional functioning. The uncontroverted expert testimony at hearing was, in part, as follows:
Q: Is the battered-woman syndrome a mental illness?
A: No, it’s not.
Q: What is it, in psychological terms?
A: Battered-woman syndrome is a set of behaviors that are generally in response to recurrent traumatic experience. And it’s accompanied often by depression, but the depression is not clinical depression, it’s not [a] bipolar kind of thing, it’s not something that is a mental illness that we diagnose, it is situation relevant. And when the situation is gone, the depression lifts.
It’s also often accompanied by inability to make decisions. By memory loss, by insecurity, low self-esteem ..., that kind of thing produces a great deal of confusion and depression and uncertainty.
The only expert evidence produced at the hearing also conclusively established that, with some counseling, this judge can return to perform her duties as a city magistrate. Thus, the commission was justified in finding that she did not suffer from a long-term condition that rendered her unable to serve in an official capacity.
The commission also specifically found that this judge, by reason of her psychological stress, did not have “the requisite state of mind” to support a finding of “wilful misconduct.” The words seem simple enough to understand. Yet, the opinion pursues a most convoluted course in reaching a definition of wilfulness that arguably permits a basis for its disagreement with the commission. In short, it states that “wilful misconduct” means “bad faith,” which in turn means a “corrupt purpose,” which in turn means “any purpose other than the faithful discharge of judicial duties.” This last description is broad enough to cover almost any act of misconduct.
Thus, the opinion remarkably seems to impose a standard of strict liability in judicial discipline cases. I can think of no other area of law that does not permit consideration of an actor’s mental state in assessing the legal implications of conduct, especially where a specific intent is required. It should be self-evident that Judge Jett’s state of mind is essential to a determination of “wilful misconduct” and “bad faith.” To say that “the nature of a judge’s misconduct does not change merely because the misconduct was the result of a mental condition,” ante at 106,
The opinion quotes the following important language from Spruance v. Commission on Judicial Qualifications,
I also find it interesting that the opinion makes no attempt to distinguish In re Hendrix,
Furthermore, the majority’s observation here that “[w]e find no evidence, however, that suggests Respondent was acting in ‘good faith,’ under any definition of ‘good faith,’ ” causes me great concern. Ante at 107,
Finally, I return to the prior disciplinary record which the majority finds to be “highly instructive on the public’s need for protection from Respondent.” Ante at 108,
I do agree that this judge needs to pay more attention to her conduct and the appearance it gives. A suspension should give her time to ponder these things and obtain continued counseling. Unlike the majority, however, I am unwilling to deny her credit for the fact that she reported her behavior promptly and admitted wrongdoing from the beginning. Such factors, together with remorse, have been considered strongly mitigating in other cases. See, e.g., In re Hamed,
While I concur that a period of suspension is appropriate for this judge, I respectfully disagree with the extraordinarily punitive length of time imposed by the majority. I also cannot subscribe to the court’s analysis, especially as it pertains to the issue of mental impairment in judicial disciplinary matters.
. The same concession was made by counsel in oral argument before this court.
. An admonition is a private communication reminding a judge of ethical responsibilities and giving a gentle or friendly warning to avoid future misconduct or inappropriate practices. An admonition may be used to give authoritative advice and encouragement or to express disapproval of behavior that suggests the appearance of impropriety even though it meets minimum standards of judicial conduct. Commission on Judicial Conduct, “Definitions of Sanctions” (1992) (included in Commission on Judicial Conduct’s Notice of Transmittal filed March 8, 1994). See also Rule 4(f)(2), Commission on Judicial Conduct, Rules of Procedure. Two of the prior infractions relied on by the majority were disposed of by simple letters of admonition.
. "A reprimand is a private communication that declares a judge's conduct unacceptable under one of the grounds for judicial discipline but not so serious as to merit a public sanction.” Commission on Judicial Conduct, "Definitions of Sanctions,” supra. See also Rule 4(f)(1), Commission on Judicial Conduct, Rules of Procedure.
. Of course, cooperation with disciplinary proceedings, voluntary disclosure to disciplinary authorities, and remorse are considered mitigating
Concurrence Opinion
specially concurring.
I agree with the court’s analysis and result. I write separately only to indicate that I leave for another day the case in which a judge suffers from a mental impairment so serious that it deprives him or her of cognitive ability or volitional control. In my view, violation of the Rules of Judicial Conduct caused by such a mental impairment is generally to be handled only by compulsory retirement for disability rather than by sanction for willful misconduct or conduct prejudicial to the administration of justice. See Ariz. Const. Art. 6.1, § 4(A) and (B). The facts of this case do not involve such a situation.
Concurrence Opinion
concurring in part and dissenting in part.
I agree with the majority that this judge should be suspended. But I agree with Justice Zlaket that she should not be suspended for the full balance of her term. The majority says it “need not struggle with the problem of deciding just what sanction would have been appropriate had the Council taken no action.” Ante, at 111,
