In re JEANICE D., a Minor, on Habeas Corpus.
Crim. No. 21313
Supreme Court of California
Oct. 20, 1980
210, 211, 212, 213, 214, 215, 216, 217, 218, 219, 220, 221, 222, 223, 224, 225, 226, 227, 228, 229, 230
COUNSEL
Quin Denvir, State Public Defender, and Mark E. Cutler, Deputy State Public Defender, for Petitioner.
George Deukmejian, Attorney General, Robert H. Philibosian, Chief Assistant Attorney General, Arnold O. Overoye, Assistant Attorney General, James T. McNally, Roger E. Venturi, Anthony L. Dicce, Willard F. Jones and Ramon M. de la Guardia, Deputy Attorneys General, for Respondent.
OPINION
TOBRINER, J.-In this proceeding, petitioner Jeanice D., a minor, seeks a writ of habeas corpus, contending that the superior court exceeded its jurisdiction in sentencing her to state prison without first remanding her to the California Youth Authority (CYA) for evaluation pursuant to
For the reasons discussed below, we have concluded that Jeanice is entitled to the relief she seeks. Contrary to the main premise of the At
The Attorney General attempts to avoid the force of the Ralph decision by arguing that the 25 years to life sentence of
1. Procedural background
In May 1979, Jeanice, who was then 17 years of age, was tried as an adult in Merced County Superior Court and was convicted of (1) first degree murder without special circumstances and (2) use of a firearm in the commission of the murder. Prior to sentencing, defense counsel requested that the trial court remand Jeanice to CYA for a diagnostic evaluation and report pursuant to
In addition to appealing from the judgment of conviction, Jeanice filed the instant petition for a writ of habeas corpus in the Court of Appeal, asserting that the trial court had exceeded its jurisdiction in sentencing her to state prison without first obtaining a diagnostic report from the CYA and that her remedy by appeal did not afford an adequate, prompt remedy.3 The Court of Appeal issued an order to show cause, and, after briefing and oral argument, ruled in favor of Jeanice. Thereafter, in light of the general importance of the question of statutory interpretation presented, we granted the Attorney General‘s petition for hearing.
In challenging the trial court‘s action, Jeanice contends (1) that the trial court was in error in considering her ineligible for CYA commitment, and (2) that, even if she is ineligible for such commitment, the court was nonetheless obligated under
2. Because petitioner was convicted of an offense carrying an indeterminate sentence, she is eligible for CYA commitment pursuant to section 1731.5
In the present case, Jeanice has been convicted of first degree murder without special circumstances. Under
To begin with, the initial, and most obvious, indication of the nature of the sentence established by the statute flows from the “25 years to life” language utilized in the provision. As already noted, this statutory terminology is precisely the language that has been commonly and uniformly utilized in this state to denote an indeterminate sentence.
As this court observed nearly a half-century ago: “It is a well-recognized rule of construction that after the courts have construed the meaning of any particular word, or expression, and the legislature subsequently undertakes to use these exact words in the same connection, the presumption is almost irresistible that it used them in the precise and technical sense which had been placed upon them by the courts.” (City of Long Beach v. Payne (1935) 3 Cal.2d 184, 191 [44 P.2d 305].) This prime principle, moreover, applies equally to subsequent legislation adopted through the initiative process as to enactments passed by the Legislature itself. (See, e.g., Perry v. Jordan (1949) 34 Cal.2d 87, 93 [207 P.2d 47].) If the drafters of the current version of
In referring to a “minimum term of 25... years... imposed pursuant to this section,” the current statute unambiguously demonstrates that the provision contemplates that an individual sentenced under the statute will not automatically receive a determinate term of life imprisonment. Instead, the statute recognizes that, as with traditional indeterminate sentences, the term actually imposed upon an individual offender may range from 25 years to life. The Attorney General‘s proposed interpretation of the statute as requiring an automatic imposition of a sentence of life imprisonment in every case completely conflicts with this language and for that reason alone must be rejected.
Finally, even if-despite the clarity of the statutory terminology-we were somehow able to discern a remaining ambiguity in the statute, the Attorney General‘s suggested interpretation of the provision still could not be sustained. It is, of course, an established principle that ambiguities in penal statutes must be construed in favor of the offender, not the prosecution. “‘When language which is reasonably susceptible of two constructions is used in a penal law, ordinarily that construction which is more favorable to the offender will be adopted.’ [Citation.] The defendant is entitled to the benefit of every reasonable doubt as to the true interpretation of words or the construction of language used in a statute.” (People v. Smith (1955) 44 Cal.2d 77, 79 [279 P.2d 33]; see, e.g., People v. Superior Court (Douglass) (1979) 24 Cal.3d 428, 435 [155 Cal.Rptr. 704, 595 P.2d 139].) The Attorney General‘s interpretation would turn this principle on its head.
In attempting to defend his proposed interpretation of
Moreover, if, as the Attorney General urges, we were to interpret
Prior to the 1978 amendment, a person convicted of first degree murder without special circumstances and sentenced to a straight life term, was eligible for parole in seven years. (See
To avoid any misunderstanding, we note in conclusion that our holding in the present case in no sense mandates or guarantees that Jeanice will ultimately be committed to the CYA rather than to state prison. Instead, our decision simply recognizes that the existing statutes adopted by the Legislature and the voters of this state preserve to the sentencing court an option of such commitment and treatment in the event that the court finds such commitment appropriate in light of the minor‘s individual circumstances.
In this respect, the Attorney General‘s proposed interpretation of the statute in question would not only fly in the face of the provision‘s clear language, but would also run counter to “[t]he basic predicate of the Juvenile Court Law...that each juvenile be treated as an individual.” (In re William M. (1970) 3 Cal.3d 16, 31 [89 Cal.Rptr. 33, 473 P.2d 737].) Any contrary interpretation of the statute would strip the court of its opportunity to judge and determine the treatment of this individual juvenile. Moreover, the Attorney General‘s interpretation would disregard the legislative directive that provisions of the juvenile law are to be “liberally construed” to promote the goal of “substituting for retributive punishment methods of training and treatment directed toward the correction and rehabilitation of young persons found guilty of public offenses.” (
Let the writ of habeas corpus issue. The trial court is directed to recall petitioner from state prison, to refer her to the CYA for evaluation and report, and thereafter to determine the appropriate disposition of the case pursuant to the provisions of
Bird, C. J., Mosk, J., and Newman, J., concurred.
RICHARDSON, J.-I respectfully dissent.
The Youth Authority Act (
The issue in the case is thereby framed: Are those felons who are presently sentenced to “25 years to life” following a first degree murder conviction ineligible for YA commitment because they are to be deemed imprisoned “for life” within the meaning of
I. STATUTORY FRAMEWORK
A brief review of the several applicable statutory provisions which governed sentencing procedures before the adoption of the 1978 initiative measure may aid in understanding both the intent and effect of new section 190.
a.) The Indeterminate Sentence Law. Prior to July 1, 1977, sentencing courts were guided by the provisions of the Indeterminate Sentence Law (ISL) which specified that “the court in imposing the sentence shall not fix the term or duration of imprisonment.” (Former § 1168.) Any felony sentence with a specified minimum term, and either a life maximum or no specified maximum, was deemed an “indeterminate term” with a maximum of life. (
One exception to the indeterminate term concept was the express life term when imposed for first degree murder under former section 190. Such a term was not deemed an indeterminate term. (In re McManus (1954) 123 Cal.App.2d 395 [266 P.2d 929].) The distinction between this life term and the indeterminate term with a maximum of life is illustrated by the language of former section 190 (as amended in 1957): “Every person guilty of murder in the first degree shall suffer death, or confinement in the state prison for life,...and every person guilty of murder in the second degree is punishable by imprisonment in the state prison from five years to life.” (Italics added.) Additionally, former section 3046 provided that a person sentenced to life imprisonment under former section 190 could not be paroled “until he has served at least seven calendar years.”
b.) The Determinate Sentencing Law. The determinate sentence law (DSL) effective July 1, 1977, amended section 1168 and repealed the provisions governing the fixing of terms by the Adult Authority (former § 3020), substituting “determinate terms” for substantially all offenses which formerly had carried indeterminate terms and which had not been reduced to misdemeanors.
A “determinate term” is one with a range of three different terms of years, designated the “upper,” “middle” and “lower” term to which the court may sentence a defendant convicted of a felony. (See
c.) The Youth Authority Act. The Youth Authority Act (
To insure that the benefits of YA commitment are made available to the qualified 16- or 17-year-old offender,
“The [good behavior credit] provisions of Article 2.5 (commencing with Section 2930) of Chapter 7 of Title 1 of Part 3 of the Penal Code shall apply to reduce any minimum term of 25... years... imposed pursuant to this section, but such person shall not otherwise be released on parole prior to such time.” (Italics added.)
Section 190 thus no longer provides that the person imprisoned for first degree murder will be confined “in the state prison for life,” subject to separate limitations on parole release provided in
Petitioner argues that the trial court erred in not obtaining the YA report contemplated by
Although the expression “25 years to life” appearing in the recently adopted section 190 is similar to that which previously was used exclusively to designate indeterminate terms, and is roughly comparable to the “five years to life” sentence considered in Ralph, I suggest that the
Because the interaction of new section 190 with
II. LEGISLATIVE INTENT
When resolving an ambiguous or unclear provision “we must rely on a cardinal principle of statutory construction: that absent ‘a single meaning of the statute apparent on its face, we are required to give it an interpretation based upon the legislative intent with which it was passed.’ [Citation.]” (Friends of Mammoth v. Board of Supervisors (1972) 8 Cal.3d 247, 256 [104 Cal.Rptr. 761, 502 P.2d 1049].)
There are well established principles employed in interpreting initiative measures. In construing such laws which amend the state Constitution, we recently observed that “constitutional and other enactments must receive a liberal, practical common-sense construction which will meet changed conditions and the growing needs of the people. [Citations.]... The literal language of enactments may be disregarded to avoid absurd results and to fulfill the apparent intent of the framers. [Citations.]” (Amador Valley Joint Union High Sch. Dist. v. State Bd. of Equalization (1978) 22 Cal.3d 208, 245 [149 Cal.Rptr. 239, 583 P.2d 1281].) Moreover, we have long recognized that the ballot summary and arguments and analysis presented to the electorate are of singular benefit in discerning the intent of the voters, and determining the meaning of uncertain language. (See id., at pp. 245-246; Carter v. Seaboard Finance Co. (1949) 33 Cal.2d 564, 580-581 [203 P.2d 758]; People v. Ottey (1936) 5 Cal.2d 714, 723 [56 P.2d 193]; In re Quinn (1973) 35 Cal.App.3d 473, 483 [110 Cal.Rptr. 881].)
The overall intent of the 1978 amendment to section 190 is unmistakably clear; it would increase the penalties for murder. There is nothing whatever in the text of the measure itself nor in its accompanying analysis which suggests that the ISL would be partially revived, or that new indeterminate life terms were thereby established for murder, or that existing sentences therefor would be moderated. To the contrary, the voters were told otherwise. It follows that the new sentence of “25 years to life” is analogous to other “life” sentences under the current DSL, except that section 190 now provides a specific and later minimum eligible parole date which prevails over the minimum 7-year period established under
With due deference to the majority, I suggest that support for its thesis rests largely on a mechanical application of People v. Ralph, supra, 24 Cal.2d 575. As previously noted, however, its rationale lacks any statutory underpinnings, because the ISL, under which the defendant in Ralph was sentenced, no longer exists; both the DSL and the measure
Moreover, Ralph is factually distinguishable. There, the defendants were convicted of first degree robbery; here, petitioner‘s offense is first degree murder, a far more serious offense.
In short, the underlying assumptions of Ralph are inapplicable, and uncontrolling. In the absence of any indication of a contrary intent, we should conclude that no change in YA commitment standards was intended by the amendment to section 190, and that a person sentenced to “25 years to life” under the new statute is sentenced to “imprisonment for life” within the meaning of
III. NECESSITY FOR EVALUATION REPORT
As previously noted,
Can we fairly assume that the Legislature intended to reduce the punishment of juvenile offenders who are sentenced either to death or
The 1976 amendment to
Because of the foregoing conclusion, I would hold that youthful offenders who are excluded from YA commitment pursuant to
The bizarre result of the majority‘s interpretation is that a people‘s initiative obviously designed to tighten procedures and increase punishment will now permit, for the first time in the state‘s history to my knowledge, a person convicted as an adult of first degree murder to re-
I would deny the writ of habeas corpus.
Clark, J., and Manuel, J., concurred.
Notes
“(a) Is found to be less than 21 years of age at the time of apprehension.
“(b) Is not sentenced to death [or] imprisonment for life....
“(c) Is not granted probation.
“(d) Was granted probation and probation is revoked and terminated.
“The Youth Authority shall accept a person committed to it pursuant to this article if it believes that the person can be materially benefited by its reformatory and educational discipline, and if it has adequate facilities to provide such care.”
“Every person guilty of murder in the second degree shall suffer confinement in the state prison for a term of 15 years to life.
“The provisions of Article 2.5 (commencing with Section 2930) of Chapter 7 of Title 1 of Part 3 of the Penal Code shall apply to reduce any minimum term of 25 or 15 years in a state prison imposed pursuant to this section, but such person shall not otherwise be released on parole prior to such time.” (Italics added.)
Although the November 1978 amendment of Penal Code section 190 increased the minimum term for second degree murder from five to fifteen years, the current statute explicitly prescribes a sentence precisely analogous to the “five years to life” term for second degree murder which existed for many years prior to the DSL under which juveniles were clearly eligible for the CYA. Thus, a draftsman who intended to establish a 15 years to life indeterminate term for second degree murder, under which juveniles would remain eligible for CYA pursuant to section 1731.5, would have written the amendment of Penal Code section 190 in precisely the language in which the section now appears.
Under the prior statutory scheme, although Penal Code section 190 prescribed a straight life term, the Board of Prison Terms could effectively establish an ultimate sentence for life prisoners at less than 25 years. As already noted, under Penal Code section 3046 the board was authorized to release a life prisoner on parole after seven years; Penal Code section 3000, subdivisions (b) and (d), in turn, provided that such life prisoners would be completely discharged from custody upon their successful completion of a five-year period of parole. As a consequence of these statutory provisions, a life prisoner‘s ultimate sentence under the pre-1978 law could be considerably shorter than is possible under the present 25 years to life indeterminate sentence.
While the initial portion of the paragraph dealing with the “25 years to life” sentence could in isolation be read to support the Attorney General‘s interpretation, the latter segment of the paragraph clearly indicates that the “15 years to life” sentence is not a determinate life sentence; if it were, of course, a person could not be “sentenced to 15 years” under the statute. The confusion of this paragraph simply indicates that the Legislative Analyst did not specifically address himself to the question of the nature of the sentences prescribed by the section.
