IN RE J.M. & D.M.; S.M., APPELLANT.
Nos. 17-FS-1104 & 17-FS-1113
District of Columbia Court of Appeals
September 20, 2018
Appeals from the Superior Court of the District of Columbia (NEG-339-15 & NEG-340-15)
(Hon. Noel Johnson, Trial Judge)
(Hon. Jennifer M. Anderson, Reviewing Associate Judge)
Notice: This opinion is subject to formal revision before publication in the Atlantic and Maryland Reporters. Users are requested to notify the Clerk of the Court of any formal errors so that corrections may be made before the bound volumes go to press.
(Argued April 18, 2018 Decided September 20, 2018)
Lauren B. Schwartz for appellant S.M.
Jon S. Pascale filed a statement in lieu of brief, for appellee K.L.
Pamela Soncini, Assistant Attorney General, with whom Karl A. Racine, Attorney General for the District of Columbia, Loren L. AliKhan, Acting Solicitor General at the time the brief was filed, and Stacy L. Anderson, Acting Deputy Solicitor General at the time the brief was filed, were on the brief, for appellee District of Columbia.
Abraham Sisson, guardian ad litem, with whom Katherine McGiffin and Ileah Welch, guardians ad litem were on the brief, for appellants J.M. and D.M.
Before THOMPSON and BECKWITH, Associate Judges, and PRYOR, Senior Judge.
I.
On August 19, 2015, after receiving a hotline referral, a District of Columbia Child and Family Services Agency (the “agency” or “CFSA“) social worker found the Mother and the children, who at the time were ages three and eleven months, respectively, living in the
On August 24, 2015, a social worker visited the family at the hotel and observed that D.M. had two black eyes as well as other visible injuries. The children were then transported to a hospital where they were examined by a physician. The physician found that the children did not have good hygiene; that J.M. had a scar on his ankle that was consistent with a burn mark, and had more than ten skin markings about the size of finger tips on his trunk, back, arms, and legs, most likely caused by J.M.‘s having been “grabbed too hard“; and that D.M. had a bruise on each eye, lacerations on her legs, a marking on her thigh that looked like a healed scar from a burn, and swelling on her frontal scalp caused by a recent head trauma. D.M. told a CFSA social worker that the Mother had hit her.
In an initial hearing on August 27, 2015, the magistrate judge ordered that the children be placed in shelter care. After a hearing on November 9, 2015, the children were adjudicated neglected and were committed to the custody, care, and control of CFSA. The magistrate judge established concurrent goals of reunification with the Mother and adoption and stated that “[i]n order for the children to safely return home[,] the [M]other must demonstrate the capacity to keep the children safe through successful and consistent visitation.” The Mother had a history of mental illness; according to the parties’ briefs, she had been diagnosed with bipolar disorder
On October 12, 2016—two months before this court issued its en banc opinion in Ta.L.—the court held a permanency hearing and at the conclusion changed the children‘s permanency goal from reunification concurrent with adoption to adoption only. The order changing the permanency goal stated the following rationale:
The [M]other has not engaged with therapeutic services as recommended. She has not demonstrated an ability to safely parent the [children] by moving towards unsupervised visits. To date, the [M]other remains noncompliant with services and her contact with the agency has been minimal to non-existent. She visited only once with the [children] since July 2016. [She] resists engaging in therapy and/or signing release of information to allow the social worker to communicate with service providers.
Thus, as the magistrate judge later summarized, he made the October 2016 permanency-goal change upon a determination that the Mother “had failed to engage in recommended services and attend visits with the [children] consistently.”
On March 17, 2017, the magistrate judge granted the Mother‘s request for an evidentiary hearing on the permanency-goal change pursuant to Ta.L. The court ordered that the evidence at the hearing would pertain to the time period from the inception of the case until October 12, 2016, when the permanency goal was changed.1 The Mother does not challenge that ruling in these appeals.
The magistrate judge presided over a two-day hearing on May 22 and July 6, 2017. The court heard testimony from Stephanie Gittinger, the social worker who was assigned to the case in August of 2015; from Lucy Aderibigbe, the social worker assigned to the case starting at the end of February 2016; and from Julius Ngole (the only witness called by the Mother), who identified himself as a community support worker with a service agency known as MBI. Mr. Ngole testified that his role was to “[e]ducate [the Mother] about her services, encourage [the Mother] to engage in receiving the mental health services,” and “[m]ak[e] sure that [the Mother was] in compliance with what is required of her.” Although the Ta.L. hearing was the Mother‘s opportunity to “testify, under oath concerning any alleged failure on the District‘s part to provide the requisite services and resources” and to testify about her “own efforts to meet the goals set forth in the plan that was developed to promote reunification,” Ta.L., 149 A.3d at 1079, the Mother was not present for any portion of the proceedings on May 22 and did not testify during the hearing.
Following the hearing, the magistrate judge affirmed the permanency-goal
The magistrate judge next found that the government had “expended reasonable efforts to reunify the family.” More specifically, the magistrate judge found that the agency had “made reasonable efforts to communicate the requirements of the plan” to the Mother (in that, at every visit, both Ms. Gittinger and Ms. Aderibigbe “spoke with [the Mother] about the plan requirements and the importance of complying with services“). The magistrate judge also found that the agency had “made reasonable efforts to assist [the Mother] in achieving the goals of the plan.” The magistrate judge noted that social workers referred the mother to MBI for individual therapy and mental health services, made referrals to MBI‘s housing program and CFSA‘s parent advocacy program for parenting classes, encouraged the Mother to participate in anger management and parenting skills classes, ensured that visits with the children were scheduled at times and locations most convenient for the Mother, “reach[ed] out . . . by phone, text, as well as through family” when the Mother failed to attend visits with the children, and provided transportation and accompanied the Mother to assist her to obtain housing.
Further, the magistrate judge found that the Mother “failed to make adequate progress toward satisfying the requirements of the case plan to achieve the goal of reunification.” The court found that while the Mother “completed a mental health evaluation . . . , she failed to engage in any of the recommended services including individual therapy, parenting skills classes, and anger management classes.” The magistrate judge noted that Mr. Ngole (who testified that the Mother participated in a mental health day program “akin to group therapy” “[s]ometime in 2015“) was “unable to . . . describe her level of compliance with individual
Finally, the magistrate judge found that the agency had adequately explored vehicles for avoiding pursuit of termination of parental rights, specifically, kinship placements. The court noted that the agency had been unable to pursue one of the children‘s maternal aunts as a placement resource because the aunt “never followed up on the agency‘s referral [for assistance with finding the larger housing she would need to accommodate the children] or obtained larger housing.” The magistrate judge found that the Mother “did not provide the agency information about any other maternal relatives who may be willing to care for the children.”
Upon the Mother‘s motion for review of the magistrate judge‘s ruling, the reviewing associate judge affirmed the permanency-goal change to adoption. These appeals followed.3
II.
We begin our analysis with consideration of two preliminary matters. First, the District and the GAL argue that the magistrate judge had no authority to reconsider a change in permanency goal it made many months before the Mother‘s request for an evidentiary hearing, and before this court‘s decision in Ta.L. We must reject that argument because a division of this court decided otherwise in In re Sa.C., 178 A.3d 460 (D.C. 2018). See id. at 461 (applying the “firm rule of retroactivity” and holding that because “the initial adverse change in the [child‘s] permanency goal from reunification to adoption [had] not become final” when Ta.L. was issued (in that the child‘s “neglect case was still being litigated in the trial court” at the time), “the trial court properly sought to follow In re Ta.L.” (internal quotation marks omitted)).
Second, the GAL contends that “an appellate court does not have jurisdiction to review a trial judge‘s decision that only retains a previously ordered permanency goal of adoption.”4 The GAL has correctly perceived that this court‘s en banc opinion in Ta.L. did not specifically authorize immediate appeals when the Superior Court changes the permanency goal from adoption and reunification as concurrent goals to adoption as the sole permanency goal. That said, we discern in the majority opinion in Ta.L. an intent to afford an evidentiary hearing and an immediate appeal whenever there is a permanency-goal change resulting in a sole goal of adoption. While acknowledging that the trial court may establish “concurrent goals of reunification and adoption,” the en banc majority envisioned that a Ta.L. hearing will “enable parents to present any other evidence that they believe supports a decision to continue with reunification efforts” and
We recognize that in the instant case, even with the permanency-goal change from the concurrent goals of reunification and adoption, to adoption as the sole goal, the trial court has ordered a continuation of reunification-type efforts. For example, in the October 2016 order that changed the permanency goal, the court continued to order supervised visitation between the Mother and the children and unsupervised visitation “at the discretion of the social worker and GAL,” and stated that “[b]oth the [M]other and the [a]gency are expected to take reasonable steps . . . to ensure that the visits take place.” Likewise, the May 17, 2018, Permanency Hearing Order provides for supervised visitation between the Mother and the children, with unsupervised visits at the discretion of the social worker and GAL. We also note that if, as the Mother asks, the change in permanency goal in issue here is reversed, the result would be reinstatement of the goal of adoption as one of the concurrent goals. Nevertheless, because the change from concurrent goals of reunification and adoption to a sole goal of adoption presumably has “allow[ed] the District to divert . . . resources from reunification to adoption,” id., we conclude that the holding of Ta.L., allowing an immediate appeal of a permanency-goal change to adoption, applies in the circumstances of this case.
III.
Our task in this matter is to determine “whether the trial court . . . made the requisite findings to justify a goal change and whether [the court‘s] findings were adequately supported by the record.” Id. at 1080. “While procedurally this appeal is from the associate judge‘s order,” we must “look to the findings and conclusions of the fact finder [the magistrate judge] on which that ruling is based.” In re J.O., 176 A.3d 144, 153 (D.C. 2018) (quoting In re C.L.O., 41 A.3d 502, 510 (D.C. 2012)).
To establish that a permanency-goal change to adoption was warranted, the District “must prove by a preponderance of the evidence that [(1)] it has provided the parents with a reasonable plan for achieving reunification, that [(2)] it expended reasonable efforts to help the parents ameliorate the conditions that led to the child being adjudicated neglected, and that [(3)] the parents have failed to make adequate progress towards satisfying the requirements of that plan.” Ta.L., 149 A.3d at 1078. In addition, the District must show that “other vehicles for avoiding the pursuit of termination, e.g., kinship placements . . . have been adequately explored.” Id. at 1079.
IV.
A.
The Mother‘s brief on appeal first takes issue with the agency‘s case plan for achieving reunification. The Mother does not challenge the trial court‘s finding that the case plan (set out in a February 2016 document and an August 2016 update) was tailored to help her remedy the circumstances that led to the children‘s removal. Rather, she contends that the plan was not “appropriate and reasonable” because she did not sign the plan documents and because the August 2016 plan document did
We have little trouble concluding that those omissions did not render the case plan for achieving reunification unreasonable or inadequate. As described above, the magistrate judge had directed, in its November 9, 2015, Disposition Hearing Order, that “[i]n order for the children to safely return home[,] the [M]other must demonstrate the capacity to keep the children safe through successful and consistent visitation.” The magistrate judge also ordered the Mother to participate in a mental health evaluation and “follow through with any recommendations.” The case plan in turn called for the Mother to “complete the court-ordered mental health evaluation and comply with all of the recommendations,” to “complete[] an appropriate parenting course” and “attend her therapy sessions regularly” (actions that were recommended in the mental health evaluation), and to “improve her attendance at visits with the children.” Thus, the case plan mirrored what the magistrate judge had ordered; it did not set out requirements that became effective only upon the Mother‘s signature. Further, the February 2016 plan acknowledged the social worker‘s responsibility to make appropriate referrals for services and housing, to schedule and supervise visits between the Mother and the children, and to maintain contact with the Mother‘s and D.M.‘s therapists.
The August 2016 case plan document (which Ms. Aderibigbe explained was prepared at a time when the Mother was not in contact with the agency, which therefore was unable to obtain her signature) was an update that spelled out in detail action items the Mother was to achieve (e.g., that the Mother would “exhibit age-appropriate redirection and discipline techniques” with the children, and would “not exhibit verbal aggression 80 percent of the time while interacting with the social worker“). It is true that the August 2016 plan document did not assign new responsibilities to the agency, but neither did it remove the agency‘s responsibility for the efforts described in the February 2016 document. We further note that the magistrate judge‘s ruling that the Mother had failed to make adequate progress toward reunification was not based on any of the detailed “action components” spelled out in the August 2016 document.
B.
The Mother next argues that the District did not prove that it “expended reasonable efforts to help the parents ameliorate the conditions that led to the child being adjudicated neglected.” Ta.L., 149 A.3d at 1078; see also
We focus our analysis on what Ms. Aderibigbe did, as she was the social worker during the eight months before the court
The Mother also argues that it was not enough for the agency to refer the Mother for the recommended mental health services by giving her a list of service providers, leaving the Mother to obtain services on her own. We can agree that in some (perhaps most) circumstances the agency‘s handing the parent a referral list will fall short of reasonable efforts to assist with family reunification. Many parents involved with the system “do not recognize that they need assistance; they are not proactive. To the contrary, many are intimidated by ‘the system,’ lack good communication skills, and are unaware of how to proceed to help themselves. To state the obvious, that is why they need the agency‘s expertise and assistance.” In re James G., 943 A.2d 53, 81 n.24, 86 (Md. Ct. Spec. App. 2008) (concluding that the state‘s services “must adequately pertain to the impediments to reunification” and that a single referral to one employment program did not constitute reasonable efforts to assist a parent with obtaining employment).
In this case, however, the Mother had (as the agency was aware) a longstanding familiarity and relationship with MBI. The District‘s brief asserts, and the Mother does not dispute, that the Mother “became a MBI client in 2013,” and Mr. Ngole testified that he first began working with the Mother in 2014. Thus, the social worker‘s referring the Mother to MBI for mental health services did not amount to leaving the Mother to obtain services on her own. Moreover, as the reviewing associate judge noted, Ms. Aderibigbe “actually [accompanied the Mother] to a mental health evaluation in April 2016.”
The Mother finds fault in the agency‘s not having referred her to parenting classes and a housing program, as the case
In any event, Ms. Aderibigbe testified that the Mother presented to her undated documentation showing completion of a parenting and an anger management class (causing Ms. Aderibigbe to be concerned about whether the Mother had taken any classes recently, in connection with this case, and to direct the Mother several times to “get a certificate with the date on it“). There is no evidence that the Mother—who asserts in her brief that she “was able to successfully complete . . . parenting classes“—failed to document her attendance at parenting classes because the social worker had made only an indirect referral, or that she failed to attend parenting and anger management classes because any classes identified by the parent advocate were in some regard inappropriate for the Mother‘s needs or situation. And, with regard to housing, it is undisputed that Ms. Aderibigbe helped the Mother obtain temporary housing through the Virginia Williams Center.10 In short, this is not, as the Mother contends, a case in which the agency merely stood aside and assumed that other agencies were assisting the Mother.
The Mother‘s brief further faults Ms. Aderibigbe for not making a referral for the Mother to engage in family therapy, which the social worker testified was needed for reunification. However, Ms. Aderibigbe testified that D.M.‘s play therapist, who was “open to working with the Mom[,] too,” had indicated that a prerequisite to family therapy was individual therapy for the Mother, since it was “key for [the Mother] to be mentally stable herself” in order to begin engaging in family therapy.11 Ms. Aderibigbe told the court that although she repeatedly (“at least eight to 10 times“) spoke with the Mother about the importance of participating in the recommended mental health services, the Mother expressed that she was not engaging in therapy because “she didn‘t need it” and “there was no need for her to continue services.” As to individual therapy, the Mother said that she had “been there, done that.”
With regard to the individual-therapy requirement, we note that Ms. Gittinger testified that she repeatedly reminded the Mother that she needed to “find stable, safe and appropriate housing, . . . complete parenting classes, . . . complete a mental health evaluation and comply with any recommendations that were made therein, and . . . participate in and complete individual therapy.”12 (emphasis
We conclude that the record evidence supports the magistrate judge‘s finding that the agency expended reasonable efforts to help the Mother ameliorate the conditions that led to the children being adjudicated neglected. As other courts have reasoned, the reasonable efforts standard does not “burden the agency with the additional responsibility of holding the hand of a recalcitrant parent,” In re Rosalie H., 889 A.2d 199, 208 (R.I. 2006) (internal quotation marks omitted), and when a parent has refused to cooperate with the child welfare agency in its efforts to achieve reunification, that refusal to cooperate can be a consideration in support of a finding of reasonable efforts. See id. at 209.14 We also agree with other courts that “the issue is not whether there was anything more that [the agency] could have done, but whether the agency‘s case planning and efforts were reasonable and diligent under the circumstances of this case.” E.g., In re V.B.-S., No. 13AP-478, 2013-Ohio-5448, at *P47 (Ct. App. Dec. 12, 2013) (internal quotation marks and emphasis omitted). We are satisfied that they were.
C.
The record also amply supports the trial court‘s finding that the Mother “failed to make adequate progress toward satisfying the requirements of the case plan to achieve the goal of reunification.” To be sure, the Mother did complete a mental health evaluation; during some months, she appeared for most of the scheduled visits with the children; and, as the Mother‘s brief emphasizes, during some visits, Ms. Aderibigbe observed positive interactions between the Mother and the children, including positive interactions between the Mother and D.M., to whom the Mother had sometimes been inattentive during visits. However, the record evidence is that in the months before the permanency goal was changed, the Mother refused to participate in individual therapy,
In explaining his finding about the Mother‘s failure to make adequate progress, the magistrate judge stated that the Mother‘s “behavior during visits continued to provide agency social workers with concerns regarding her ability to parent the respondents.” The magistrate judge cited as an example the social workers’ testimony
The magistrate judge further found that the Mother “failed to complete anger management and parenting skills classes as required.” There was record support for that finding, given the Mother‘s failure to provide the social worker with a certificate showing a date of completion. But even if arguendo the Mother‘s undated certificate was sufficient evidence of her having completed the classes, the magistrate judge had an ample basis for his conclusion that the Mother otherwise “failed to engage in recommended services and attend visits with the [children] consistently.”18
D.
The Mother‘s last contention is that the agency “did not adequately explore maternal relatives as placement options for the [children]” or otherwise adequately “explore kinship placement options.” We are satisfied, however, that the record supports the magistrate judge‘s contrary finding. Ms. Aderibigbe testified that the agency had identified, was working with, and had made housing referrals to the maternal aunt who had expressed her willingness to be a permanency provider to the children, but who did not have a large enough home
**
For all the foregoing reasons, we discern no basis for disturbing the judgment of the Superior Court affirming the magistrate judge‘s post-Ta.L.-hearing ruling retaining, as the children‘s permanency goal, the sole goal of adoption set by the court in October 2016. Wherefore the judgment of the Superior Court is
Affirmed.
Notes
K.L., the biological father of J.M., has submitted a statement in lieu of brief asserting that he “supports the positions and arguments stated in [the Mother‘s] brief.” Prior to the permanency-goal change, the agency was unable to contact K.L., who, the magistrate judge found, was incarcerated at St. Elizabeths Hospital (for competency testing in connection with murder charges) “throughout the life of this case.” The agency advised the court in a September 26, 2016, permanency review report that in light of K.L.‘s apparent mental instability, it was unlikely that reunification with him could occur.
D.W. is the putative father of D.M. The magistrate judge found that the Mother was unable to provide contact information for D.W. and that his whereabouts remained unknown at the time of the hearing and beyond. The magistrate judge further found that the “agency‘s inability to develop a plan for reunification with [D.W. and K.L.] was reasonable and appropriate under the circumstances” and that the agency‘s “failure to make efforts to achieve reunification with the fathers” likewise was reasonable.
See also In re Berger, No. 317511, 2014 Mich. App. LEXIS 334, at *7 (Feb. 20, 2014) (holding that where the mother “failed to satisfy her commensurate responsibility to participate in the services that are offered,” “the trial court did not clearly err by finding that petitioner made reasonable efforts at reunification” (internal quotation marks and ellipsis omitted)); Lamar F. v. State, Nos. S-11091 and 1156, 2004 Alas. LEXIS 7, at *19-20 (Jan. 14, 2004) (“[A] parent‘s demonstrated lack of willingness to participate in treatment may be considered in determining whether the state has taken active efforts [toward reunification].” (internal quotation marks omitted)); In re Amelia W., 772 A.2d 619, 621-22 (Conn. App. Ct. 2001) (reasoning that the trial court‘s finding that the respondent was “unwilling to benefit from reunification efforts because he repeatedly told the worker that there was nothing wrong with him and that he did not need services” was sufficient to support a conclusion that the agency had satisfied the reasonable efforts requirement (internal quotation marks omitted)).
