IN RE INTEREST OF KEISHA G., A CHILD UNDER 18 YEARS OF AGE.
No. A-12-1203
Nebraska Court of Appeals
December 3, 2013
21 Neb. App. 472
STATE OF NEBRASKA, APPELLEE, V. MICHAEL G., APPELLANT.
- Juvenile Courts: Appeal and Error. An appellate court reviews juvenile cases de novo on the record and reaches its conclusions independently of the juvenile court‘s findings. When the evidence is in conflict, however, an appellate court may give weight to the fact that the lower court observed the witnesses and accepted one version of the facts over the other.
- Statutes: Appeal and Error. To the extent an appeal calls for statutory interpretation or presents questions of law, an appellate court must reach an independent conclusion irrespective of the determination made by the court below.
- Juvenile Courts: Parental Rights: Notice.
Neb. Rev. Stat. § 43-279.01(2) (Reissue 2008), which governs juveniles in need of assistance or termination of parental rights, requires that adequate notice of the possibility of the termination of parental rights be given in adjudication hearings before the juvenile court may accept an in-court admission from a parent as to all or any part of the allegations of the petition before the juvenile court. - Juvenile Courts: Final Orders: Appeal and Error. Generally, it has been held that adjudication and disposition orders are final, appealable orders.
- Final Orders: Time: Appeal and Error. An appeal of a final order must be made within 30 days after the entry of such order.
- Juvenile Courts: Parental Rights: Jurisdiction: Appeal and Error. In the absence of a direct appeal from an adjudication order, a parent may not question the existence of facts upon which the juvenile court asserted jurisdiction.
- Juvenile Courts: Parental Rights: Due Process. A defective adjudication does not preclude a termination of parental rights under
Neb. Rev. Stat. § 43-292(1) through (5) (Cum. Supp. 2012), since no adjudication is required to terminate pursuant to those subsections, as long as due process safeguards are met. - Parental Rights: Proof. In Nebraska statutes, the bases for termination of parental rights are codified in
Neb. Rev. Stat. § 43-292 (Cum. Supp. 2012). Section 43-292 provides 11 separate conditions, any one of which can serve as the basis for the termination of parental rights when coupled with evidence that termination is in the best interests of the child. - Juvenile Courts: Parental Rights.
Neb. Rev. Stat. § 43-292(4) (Cum. Supp. 2012) provides that a juvenile court may terminate parental rights when the parent is unfit by reason of debauchery, habitual use of intoxicating liquor or narcotic drugs, or repeated lewd and lascivious behavior, which conduct is found by the court to be seriously detrimental to the health, morals, or well-being of the juvenile.
Appeal from the County Court for Hall County: ARTHUR S. WETZEL, Judge. Reversed.
Martin R. Klein, Deputy Hall County Attorney, for appellee.
Tanya J. Hansen, of Leininger, Smith, Johnson, Baack, Placzek & Allen, guardian ad litem.
Moore, Pirtle, and Bishop, Judges.
BISHOP, Judge.
INTRODUCTION
Michael G. appeals from an order of the county court for Hall County, sitting as a juvenile court, terminating his parental rights to his daughter, Keisha G., pursuant to
PROCEDURAL BACKGROUND
Keisha was born in October 2010 and removed from her mother‘s care on September 19, 2011. Michael was incarcerated at the time of the removal and never had custody of Keisha. On February 8, 2012, Keisha was adjudicated as a child within the meaning of
A dispositional hearing was conducted on March 29, 2012. Michael attended. The juvenile court ordered a case plan.
On June 25, 2012, the guardian ad litem filed a motion to terminate Michael‘s parental rights. Although the statute was not cited, the motion alleged grounds for
- 1. [Michael] is unfit by reason of debauchery, habitual use of intoxicating liquor or narcotic drugs, or repeated lewd and lascivious behavior, which conduct is seriously detrimental to the health, morals, or well-being of the juvenile; and
- 2. Following the determination that the juvenile was one as described in subdivision (3)(a) of section 43-247, reasonable efforts to preserve and reunify the family have failed to correct the conditions leading to the determination.
The motion did not allege that termination of parental rights was in the child‘s best interests.
The mother relinquished her parental rights to Keisha on July 24, 2012. On the same date, Michael was present at the initial hearing on the motion to terminate his parental rights. The juvenile court advised Michael of certain rights, and Michael confirmed that he understood those rights. The juvenile court further advised Michael of the allegations in the motion to terminate, which advisement did not include a reference to Keisha‘s best interests. Michael did not attend any of the three subsequent hearings that took place, but he was represented by counsel.
On November 8, 2012, the juvenile court conducted a termination hearing. Witnesses testified, inter alia, whether termination of Michael‘s parental rights would be in Keisha‘s best interests. Michael‘s counsel had the opportunity to object and cross-examine witnesses on the issue. Michael‘s counsel objected on various grounds to all testimony concerning Keisha‘s best interests but did not raise any deficiency in the pleadings. Michael‘s counsel addressed Keisha‘s best interests during closing arguments.
The juvenile court terminated Michael‘s parental rights in an order entered on November 26, 2012. The juvenile court found sufficient grounds for termination consistent with
This Court finds, based on the evidence presented, that it is in the best interest of [Keisha] for [Michael‘s] parental rights to be terminated. Specifically, this Court finds that there is no reasonable expectation that [Michael] will be in a position to provide permanency or stability to [Keisha] and that [Keisha] cannot, and should not, be suspended in foster care or be made to await uncertain parental maturity.
Michael appeals. We summarize additional relevant facts in the analysis portion of this opinion.
ASSIGNMENTS OF ERROR
Michael assigns, condensed and restated, that the trial court erred in (1) determining that termination of his parental rights was in Keisha‘s best interests when the motion to terminate made no such allegation, (2) finding that it had jurisdiction to hear allegations under
STANDARD OF REVIEW
1 An appellate court reviews juvenile cases de novo on the record and reaches its conclusions independently of the juvenile court‘s findings. When the evidence is in conflict, however, an appellate court may give weight to the fact that the lower court observed the witnesses and accepted one version of the facts over the other. In re Interest of Kendra M. et al., 283 Neb. 1014, 814 N.W.2d 747 (2012).
ANALYSIS
Insufficient Advisement of Rights at Adjudication Phase and Impact on Termination Pursuant to § 43-292(6) .
Michael claims that the juvenile court did not have jurisdiction to terminate his parental rights under
A juvenile petition has been filed alleging that your child is within the jurisdiction of the juvenile court. Because of the nature of these allegations, you‘re entitled to certain rights. . . .
. . . .
Today you may be asked to either admit or deny the allegations contained in the juvenile petition. If you deny those allegations, you‘re entitled to a speedy adjudication hearing. We call that a trial. And that‘s what was originally scheduled for today‘s date.
At that hearing the state‘s required to prove the allegation of this petition by a preponderance of the evidence. . . .
If the state‘s able to prove the allegations of the petition or if you should admit those allegations, the court would find your child is within the jurisdiction of the juvenile court and we would proceed to the next stage of those proceedings.
And that second stage is called the disposition stage. In other words, we decide how to dispose of the case or to — how to make proper decisions regarding the care and custody of your child.
The court has a wide variety of options available to it. For example, the court can permit your child to remain in the home subject to supervision or make an order committing the child to the care of a suitable institution, to the care of a reputable citizen of good moral character.
We can make placements to the care of an association willing to receive the child, to the care of a suitable family, or we can commit the child more — which is the common scenario, to the care and custody of the department of health and human services.
If you‘re unsatisfied with any decision that the court makes, you have a right to appeal that decision to the Court of Appeals and to have a record made for purposes of that appeal.
Michael confirmed that he understood these rights.
According to
(1) When the petition alleges the juvenile to be within the provisions of subdivision (3)(a) of section 43-247 . . . the court shall inform the parties of the:
(a) Nature of the proceedings and the possible consequences or dispositions pursuant to sections 43-284, 43-285, and 43-288 to 43-295 [sections 43-288 to 43-295 address orders as to juveniles, including possible termination of parental rights];
(b) Right to engage counsel of their choice at their own expense or to have counsel appointed if unable to afford to hire a lawyer;
(c) Right to remain silent as to any matter of inquiry if the testimony sought to be elicited might tend to prove the parent or custodian guilty of any crime; (d) Right to confront and cross-examine witnesses;
(e) Right to testify and to compel other witnesses to attend and testify;
(f) Right to a speedy adjudication hearing; and
(g) Right to appeal and have a transcript or record of the proceedings for such purpose.
(2) After giving the parties the information prescribed in subsection (1) of this section, the court may accept an in-court admission . . . .
3 In In re Interest of Brook P. et al., 10 Neb. App. 577, 583, 634 N.W.2d 290, 297 (2001), we said: “Section 43-279.01(2) means that a juvenile court should accept a parent‘s in-court admission only after informing the parties as to the nature of the proceedings and the possible consequences or dispositions, including termination of parental rights.” And in In re Interest of N.M. and J.M., 240 Neb. 690, 696, 484 N.W.2d 77, 81 (1992), the Nebraska Supreme Court said that “adequate notice of the possibility of the termination of parental rights must be given in adjudication hearings before the juvenile court may accept an in-court admission . . . from a parent as to all or any part of the allegations of the petition before the juvenile court.”
4-6 At the adjudication hearing, Michael was not informed that termination of his parental rights was a potential consequence of the court‘s finding that Keisha was a juvenile within the provisions of
In In re Interest of Brook P. et al., supra, the parents were not advised at the adjudication hearing of the potential consequences of the juvenile proceeding before the court accepted their admission to the allegations. However, the parents did not file a direct appeal from the adjudication order. Therefore, on appeal, this court determined that the parents were unable to question the existence of facts upon which the juvenile court asserted jurisdiction. Nevertheless, we then proceeded to determine whether the juvenile court had jurisdiction to terminate parental rights without a prior advisement at the adjudication phase of the proceedings. We said: “Due to the defect in the adjudication proceedings, we treat the first proceeding as the functional equivalent of ‘no prior adjudication’ . . . .” In re Interest of Brook P. et al., 10 Neb. App. at 586, 634 N.W.2d at 298.
7 A defective adjudication does not preclude a termination of parental rights under
Unlike
§ 43-292(6) and(7) ,§ 43-292(1) through (5) do not require, imply, or contemplate juvenile court involvement, including adjudication, prior to the filing of the petition for termination of parental rights. Instead, subsections (1) through (5) each concern historical actions or conditions of the parents such as abandonment, neglect, unfitnesses, and mental deficiency. There is no requirement of longitudinal involvement of the juvenile court under§ 43-292(1) through (5) , much less a prior adjudication. Under§ 43-291 , an original petition may be filed seeking termination of parental rights and the juvenile court acquires jurisdiction of the termination proceeding brought on by an original action under§ 43-247(6) without prior juvenile court involvement, except where required by the Nebraska Juvenile Code.
In re Interest of Joshua M. et al., 256 Neb. at 609-10, 591 N.W.2d at 566.
Accordingly, while
Advisement of Rights at Termination Proceeding.
Michael argues that the juvenile court did not have jurisdiction to terminate his parental rights under
Section 43-247(6) states that the juvenile court shall have jurisdiction of the proceedings for termination of parental rights as provided in the Nebraska Juvenile Code.
At the initial hearing on the motion to terminate Michael‘s parental rights, the juvenile court advised him as follows:
THE COURT: All right. All right. [Michael], I want to take a moment and visit with you about the rights that you have in this motion. The petition has been filed requesting the termination of your parental rights to the above-named minor child. Because of that you have certain rights.
First and foremost amongst those you have the right to be represented by an attorney, and in this matter [one] has been appointed to represent you. You have a limited right to remain silent. And what I mean by that is the state can call you as a witness at these hearings. However, if you are making statements
that would constitute other criminal violations, they can‘t go into that, and you have a right to basically remain silent as to that, but otherwise they have a right to call you concerning matters such as care given to Keisha and those types of things. You have a right at the hearing, if you denied these allegations, to confront and cross-examine all witnesses, to compel the attendance of witnesses through use of the subpoena power of the court. You have a right to testify yourself at these proceedings. If the court enters any orders that you disagree with, you have a right to appeal those decisions to the Nebraska Court of Appeals. You have a right to have a record made for purposes of the appeal.
Michael confirmed that he understood these rights. The juvenile court also advised Michael of the allegations in the motion to terminate:
THE COURT: All right. I would advise you at this time, [Michael], the allegations contained in the motion to terminate parental rights are as follows: The petition alleges, comes now [the] Guardian ad Litem, and hereby moves the court for an order terminating the parental rights of Michael . . . to the above-named minor child for the following reasons: Number one, [Michael] is unfit by reason of debauchery, habitual use of intoxicating liquor or narcotic drugs or repeated lewd or lascivious behavior, which conduct is seriously detrimental to the health, morals or well-being of the juvenile, and, two, following the determination that the juvenile was one as described in Subdivision (3)(a) of Section 43-247, reasonable efforts to preserve and reunify the family have failed and that‘s failed to correct the conditions leading to that original determination.
Wherefore, the guardian ad litem prays that a summons be issued and a hearing be held upon the motion and upon such hearing the court enter an order terminating the parental rights of Michael . . . .
Do you understand the nature of the allegations contained in this motion to terminate parental rights?
[Michael]: Honestly, I understand what it — what it says, yeah. I understand what it means. I just . . . .
THE COURT: Yeah, and that‘s all we‘re trying to do at this time, [Michael]. I‘m not asking you whether you agree with them.
[Michael]: Right.
THE COURT: I‘m just asking you if you understand what‘s —
[Michael]: And, yes, I do understand.
THE COURT: — alleged.
[Michael]: I‘m sorry, Your Honor. Yes, I understand, yes, what‘s been . . . .
THE COURT: Okay. All right. [Michael], I‘ll ask you at this time then, do the allegations contained in the motion to terminate your parental rights, do you admit or deny those allegations?
[Michael]: I deny that.
We conclude that Michael was adequately advised of the nature of the proceedings and the possible consequences or dispositions as required by
Sufficiency of Evidence.
8 Michael assigns that the juvenile court erred in finding sufficient evidence to terminate his parental rights. In Nebraska statutes, the bases for termination of parental rights are codified in
The juvenile court based termination on
9 Section 43-292(4) provides that a juvenile court may terminate parental rights when the parent is “unfit by reason of debauchery, habitual use of intoxicating liquor or narcotic drugs, or repeated lewd and lascivious behavior, which conduct is found by the court to be seriously detrimental to the health, morals, or well-being of the juvenile.”
The juvenile court received evidence of Michael‘s criminal record of drug and alcohol offenses. At the time of trial, Michael was 27 years old. The bulk of the evidence of Michael‘s drug and alcohol use occurred during the years prior to Keisha‘s birth in October 2010. Between 2002 and 2010, Michael had five convictions for minor in possession (September 2002, August 2002, March 2004, April 2006, and June 2006); one conviction for possession of marijuana (January 2007); three convictions for possession of drug paraphernalia (January 2007 and two times in May 2008); and one conviction for possession of “legend drugs” (September 2008). Michael was also convicted of driving under the influence in March 2011; however, the offense occurred prior to Keisha‘s birth, as evidenced by the fact that Michael‘s bond was filed in August 2010. As stated previously, the foregoing evidence of Michael‘s drug and alcohol use occurred during the years prior to Keisha‘s birth in October 2010 and thus could not be seriously detrimental to the health, morals, or well-being of Keisha.
Also received into evidence at the termination hearing was an “Arrest/Detention Probable Cause Affidavit” showing that in June 2012, Michael was arrested for driving under suspension. During the arrest, the officer found marijuana and “a generic form of Vicodin.” Michael was subsequently charged with possession of a controlled substance, driving under suspension, possession of “K2” or marijuana less than 1 ounce, and possession of drug paraphernalia. A bench warrant was issued in October after Michael failed to appear at a preliminary hearing related to the above charges. At the time of the termination hearing on November 9, Michael had been neither tried nor convicted of any offense stemming from his June arrest.
In re Interest of Carrdale H., 18 Neb. App. 350, 781 N.W.2d 622 (2010), involved a juvenile court adjudication of a child based upon the father‘s possession of illegal drugs, and this court reversed the adjudication
In In re Interest of Carrdale H., supra, we also noted that the father‘s offense, if he was in fact charged and convicted, could result in imprisonment or probation. The same is true in the instant case. Although Michael was charged with drug offenses stemming from his June 2012 arrest, he had been neither tried nor convicted at the time of the juvenile court trial. Additionally, if Michael should be convicted, either incarceration or probation is possible. The most serious of Michael‘s charged offenses is possession of a controlled substance, a Class IV felony, which is punishable by up to 5 years’ imprisonment. See
The only other evidence of Michael‘s alcohol or drug use during Keisha‘s lifetime is (1) one positive drug test in September 2012, wherein Michael tested positive for “Delta-9 Carboxy THC” (THC is the active component of marijuana and cannabis), and (2) the testimony of a court-appointed special advocate who testified that Michael admitted to commencing intravenous drug use after he was released from jail and had begun the proceedings to “get [Keisha] back.” There was also some evidence that on one visit, a visitation worker thought Michael was “under the influence.” However, that report was based on Michael‘s “odd” behavior of trying to put a jacket on over a bookbag. The worker was not “able to smell any alcohol or anything” on Michael. On the record before us, the State failed to adduce any evidence as to how Michael‘s drug use was detrimental to Keisha. There was no evidence that she was present during any drug use or that any drug use affected Michael‘s ability to care for Keisha.
In In re Interest of Brianna B. & Shelby B., 9 Neb. App. 529, 614 N.W.2d 790 (2000), the juvenile court adjudicated the children because of a pattern of alcohol use by the parents. This court concluded that the State failed to adduce evidence to show that the children lacked proper parental care. Although there was evidence that the parents had consumed alcohol in the presence of the children, there was no evidence to show that the children were impacted by the drinking.
In re Interest of Taeven Z., 19 Neb. App. 831, 812 N.W.2d 313 (2012), addressed a juvenile court adjudication where the mother had ingested a morphine pill that was not prescribed to her. This court found that there was no evidence that the child was affected by the mother‘s taking the nonprescribed pill or any evidence that the mother‘s taking the pill placed the child at risk. We held that there was no evidentiary nexus between the consumption of drugs by the mother and any definite risk of future harm to the child.
In re Interest of Justine J. et al., 286 Neb. 250, 835 N.W.2d 674 (2013), involved a juvenile court adjudication for four children because of the mother‘s and stepfather‘s drug use and domestic violence. The two oldest children had been living with the mother and stepfather, but the two youngest children were living with grandparents. It was uncontested that the State met its burden as to the adjudication
In In re Interest of Joshua M. et al., supra, the juvenile court terminated the mother‘s parental rights to her four children because of the mother‘s neglect and drug use. See
In In re Interest of Brook P. et al., 10 Neb. App. 577, 634 N.W.2d 290 (2001), the juvenile court terminated the mother‘s and father‘s parental rights because they substantially and continuously or repeatedly neglected their children and because they were unfit to parent by reason of habitual use of intoxicating liquor or narcotic drugs. See
Although most of the cases cited above are adjudication cases, we still find them instructive. In adjudication cases filed under
In the instant case, the State failed to show how Michael‘s drug use was detrimental to Keisha. As noted previously,
Because we have concluded that there was insufficient evidence to support termination of Michael‘s parental rights pursuant to
CONCLUSION
In summary, we find that the deficiency of the adjudication proceeding (failure to properly advise of potential consequences) renders that proceeding the functional equivalent of “no prior adjudication,” which eliminates consideration of
REVERSED.
