*1 PETITION re NO. INITIATIVE QUESTION NO. 639. STATE
No. 76109. Supreme Court of Oklahoma. 11, 1991.
June Rehearing July Denied *3 Jackson, Brockett, Anthony L. J.
B.J. City, Stanley M. Spaeth, Mark Oklahoma Bartmess, Norman, Ward, Duchess Okla- Giessmann, Norman, City, Gary L. homa Taxes. Proponents S.T.O.P. New Barrett, Roger Gayle L. Meyers, D. Kent Bacharach, Crowe & Stong, E. A. Robert City, for Protestant Dunlevy, Oklahoma Parker. Elizabeth Frasier, Frasier, & Frasier Dee Thomas Allison, Frossard, Gary Dean Emily Laura Thomas, Tulsa, Protestants C. James Brimer. Singer A. and Jason George Minnis, McCullough, Finally, protestant alleges peti- David Mi- Michael Associates, P.C., not include the full text of the chael Minnis tion does & required by measure as Art. V City, for amicus curiae. 2 of the Oklahoma Constitution. HARGRAVE, Justice. are before major
Three determinations A. proceeding for resolution in this Court ISSUES RAISED BY PROTESTANTS Petition No. 347. in reference to Initiative AND SINGER BRIMER objections have filed Protestants *4 petition and signatures count of on the challenge by protestants Singer objections legal sufficiency or validi- to the legal sufficiency and Brimer to the of Ini presented ty. Lastly, the Court has been it tiative Petition No. 347 on the basis that proposed objection to the ballot with repeal Bill must fail. seeks to House title. proposed repeal is It is here that of a law powers peo to the not one of the reserved by filed and briefed Protests have been by petition the ple initiative. Doubtless representing firms three individu- two law Bill, repeal does seek to the House but that George Singer Brimer als. A. and Jason only ancillary purpose the main of is to arguments present one set of while Eliza- restoring and edu the State’s taxation presents Parker another set of briefs. beth position obtaining cation statutes to the Taxes, Proponents, New resist the S.T.O.P. prior passage to the of that bill. There can arguments presented by groups the two of dispute petition no that as a referendum protestants. question as is this state would be invalid fully illustrated In re Peti Referendum I. p. 220 P.2d at tion No. LEGAL SUFFICIENCY (1950), following language wherein the is found: legal objections We first consider to the Question power In of refer-
sufficiency
proposed
...
effect
it
of the
[the
Summarized,
gives
people
right, upon
the
the
a
objections
these
No. 639.
endum]
petition by specific
qualified
a
number of
petition
as
is invalid on its
follows:
electors,
legisla-
from the
only
repeal
to
House
to withdraw
face because it seeks
legislation
power
finally
ture the
to
enact
power
Bill 1017 and that
is not included
initiative;
Thereunder
power of the
the
certain instances.
when
the reserved
legislative body
seeks
the
has
petition
facially
is
invalid because it
adopted
legislation
certain
not declared
repeal comprehensive appropriation and
to
necessary
preser-
to be
for the immediate
legislation;
petition
the
is invalid be-
tax
health,
worded,
public peace,
of the
deceptively
seriously
vation
cause it
making appropriations
readily
safety, and not
misleading and not
understandable.
institutions,
the maintenance of state
urged
Invalidity
petition
is also
pertaining
support
pub-
and not
of
petition contains
upon the basis that the
schools,
people, upon
petition
lic
the
a
multiple subjects.
alleged
It is
signed by
requisite
number
deceptive
gist
proposal
and mis-
electors,
right
away
have the
to take
leading
language
as a result of the
both
legislature
right
the ultimate
from the
language.
used and the omissions
legislation shall
determine whether such
petition
alleged that
5 of the
It is further
adopted
and to decide for themselves
religion
another and is
prefers one
over
proposed leg-
such
their vote whether
unconstitutional. Unconstitu-
therefore
adopted
rejected.
islation should be
upon the fact that
tionality
premised
is also
process
subject
appropriately
This
would not be
petition denies teachers due
petition, but
regard
to nonrenewal of their con- addressed
a referendum
law
impairs
petition
the fact is that this
is not classified
additionally
the obli-
tracts
petition by
respect to teachers.
as a referendum
virtue
gation of contract with
supported
In the
citation to
therein.
tion
cases
provisions contained
repeal
jurisdictions and to the Oklahoma
other-
Clark,
Wyatt
case
argument
par-
This
Constitution.
stands
with
(Okl.1956), this
was faced
Court
tially upon
premise
petition
that this
only the
petition seeking
a
validity of
only
repeal
a
of taxation
seeks
Art.
1-13 of the charter
repeal of
§§
point
has been shown above to be
Noting
petition
was
city
Tulsa.
If,
argued
fallacious.
provision
eight years
filed
after the charter
sought
repeal
power
tax it
enacted,
that the situ-
the Court stated
was
Art.
indeed be void under
X 5.1
experienced
question
not a
ation there
is,
however,
purpose
of this
repeal conflicting or over-
power
finance
repeal one taxation and school
laws,
part of
lapping
inherently
which is
agenda
replace
another.
with
power
amend-
to enact new laws or
contention that
protestants’
Wyatt, supra,
ments
old laws.
runs afoul of the constitutional mandate
people have re-
Court
observed
legislature
Art. X 2 to the effect that the
repeal
power
served unto themselves
defray
provide
must
taxation sufficient to
only by complying
procedural
law
ordinary expenses
government is not
*5
invoking
of
requirements
power
the
any specific
of ex-
a mandate that
level
by making
repeal
such
an
referendum or
a
pense must be maintained.
conflicting
step
proposing
in
law
ancillary
mat
This Court has stated in dicta that
ini-
power
the
of the
or amendment under
prop
of
MAY
ters
revenue
taxation
example given in
su-
Wyatt,
tiative. The
of
subjects
powers
for the exercise
the
er
if
pra, states that confusion would ensue
Quinn
v.
of initiative and referendum
community
repeal
people
the
of
could
Tulsa,
p.
at
1339
City
P.2d
of
police department
laws which establish the
us
Protestants refer
to Citi
without,
the same
or other vital office
at
v. Pal
Against Mandatory Bussing
zens
time, proposing some form of amendment
mason,
80 Wash.2d
performance of
duties
to effect
the
the
(1972)
proposition
for
that initiative and
the
exactly
is
placed upon those officers. This
procedures
referendum
cannot
used
peti-
regard
to this
what has been done
management of the state
interfere in the
repeal
proposed laws and the
tion—it has
system.
that case 495 P.2d
school
of
of laws to institute a different method
661, Washington
the
court observed that
conducting
in this state than that
education
of
administrative decisions
the notion that
may be
some
obtains.
It
now
subject to revi
school district officers are
adoption of
could
from the
confusion
result
a novel one in the
sion
referendum is
assert,
protestants
but the
this measure as
any
the
of
which would enable
voters
law
simple
of
educational statutes
repeal
state
impede
purpose of Art.
community to
petition
as a ref-
classify
which would
constitution which
IX
of that state’s
petition
erendum
is not the situation
paramount duty
provides it is
now
which this Court
is
faced.
ample provision for the
provide
state
legisla-
scheme is a
residing
wisdom of
its
all children
within
education of
in this
authority
be decided
tive matter which would
This case is scant
borders.
three
people.
invalidating this
reasons.
by the
instance
One,
legisla
seeks to amend
argu
protestants’
Two,
second
action.2
not administrative
tive
essence,
ment,
facial
upon
that the
authority
it is based
constitutional
any provision
com
in the
repeal
it seeks
Okla
ly invalid because
dissimilar
Three,
legisla-
the case
homa Constitution.
prehensive appropriation
tax
subject
municipalities
to the
surren-
tions
power
shall never be
1.
taxation
dered,
away.
suspended,
Taxes
process.
contracted
re
Petition
referendum
In Referendum
Norman,
upon
same
or sub-
City
class
shall be uniform
P.2d 381
No. 1968-1 of
jects.
Brian,
(Okl.1967);
(Okl.1970); Hughes v.
Zeigler, Okl.
1025
deceptively
misleading
petition,
worded
petition is not a referendum
this
are
point that its effects
concealed and not
repeal of
Bill
would be
House
main,
readily
In the
understandable.
approval by
its
only upon
effective
gist
argument proposes that
Constitu-
Art. V
voters.
persons to
proposal led
believe
under the bill and
The debts incurred
tion.
only
repeal
tax
served
by would have been
the revenue raised
it
legislation,
causing
public
further
expended
validly incurred and collected and
Bill 1017 did no more
believe that House
during the time the bill was law.
increase, taxes, thereby ignoring the
than
Singer
fi
aspects
and Brimer
to edu-
many
Protestants
the bill referrable
changes
listed in
nally argue
should be
cation reform. These
only
citation of authori-
its
the footnote.4 The
invalid on
face because
declared
payment of
members of local boards of education —See
or
for the
such
cate
certificates
C,
Governor,
[Appendix
p.
24-26]
25-27
§§
be authorized
H.B.
claims as
size
C,
part of the
Reform of maximum class
limits—See
shall become a
9.
and such warrants
[Appendix
p.
paid
any money
public
26-31]
out
H.B. 1017
28-31
§§
debt and shall
day
Legislature
Changes
in the definition of the school
appropriated
and made law-
10.
therefor;
further,
provided
high
kindergarten
fully
students —See
school
available
C, p.
deficiency
[Appendix
31]
1017 32§
said
certificate or
H.B.
in no event shall
aggregate
of school
sum of
11. Mandates
more efficient uses
exceed in
certificates
C,
(1500,000.00)
[Appendix
p.
property
H.B. 1017 33
Hundred Thousand Dollars
Five
—See
any
year.
31-32]
fiscal
encouraging
more involvement
shall never create or authorize
12. Reforms
The state
schools,
any
obligation,
parents—
or fund or
their staff and
creation of
debt
between the
deficit,
state,
C,
depart-
any
any
pay
ment,
against
[Appendix
H.B.
§§
32-33]
See
34-35
thereof,
regardless
agency
program
par-
institution or
of a
make
13.
initiation
money from which
of its form or the source of
as
aware of their critical roles
teachers
ents
paid, except
provided in
very young
it is
1017 §§
children —See H.B.
C,
25 of of
amendment and in Sections
[Appendix
p. 32-33]
of the State of
help
adopt
Article X of the Constitution
districts
An initiative to
school
corpo-
disciplinary
Oklahoma.
other than
methods
effective
provides:
[Appendix
punishment
H.B.
38§
ral
C,
—See
power to con-
to the above limited
In addition
p. 33]
*7
debts,
repel
contract debts
tract
State
application of
re-
new accreditation
15. Broad
invasion, suppress
or to defend the
insurrection
quirements
other than the
to common schools
war;
money arising from the
C,
State in
but the
high
[Appendix
§
H.B. 1017 39
schools—See
applied
contracting
to the
of such debts shall
p. 33-34]
raised,
repay
purpose
which it was
or
for
Qualifications
Changes improving the
of
16.
debts,
purpose
and
no other
whatever.
such
of Education and
the State Board
members of
geographic representation
improving
of
Voluntary Early Childhood
of a
4.1.
Initiation
the State Board of Education —See
of
members
C, p.
Program
[Appendix
1017
16§
H.B.
C, p.
—See
[Appendix
34]
40§
H.B. 1017
18-19];
accountability
assuring
17. Provisions
strict
implementation of
reform—
education
Funding
Encouragement
new tech-
of
of
2.
C, p.
[Appendix
§§
34-36]
H.B. 1017
41-43
See
[Ap-
nology
H.B.
17§
innovation —See
1017
and
the teacher com-
Reforms and increases in
C,
18.
p.
pendix
19]
encouragement
including
system,
pensation
Optional Extended School
of an
3.
Initiation
pay plans
incentive
differential and
[Appendix
Program
§
H.B. 1017
18
Year
—See
—See
C, p.
[Appendix
36-43]
C,
§§
H.B. 1017
44-50
p. 19-20]
continuing
Strengthening
education re-
Competen-
Student
19.
to Oklahoma’s
4. Reforms
administrators—
quirements for teachers and
Programs
19-21
cy Testing
§§
H.B. 1017
—See
C, p.
C,
[Appendix
§
44]
H.B. 1017 51
p.
See
[Appendix
20-22]
Reforming minority
efforts—
recruitment
School
20.
of the Oklahoma
The Establishment
5.
C, p.
[Appendix
44-45]
Study
§
See H.B. 1017 52
Deregulation
H.B.
Committee and
—See
C,
Technological Education
Vocational and
[Appendix
p.
21.
§
22]
22
1017
C,
[Appendix
p.
Teaching
§
H.B. 1017
53
reforms —See
an Alternative
6. Establishment
[Ap-
Program
45-46]
23§
H.B. 1017
Certification
—See
pro-
model
C,
of an at-risk student
22.
Initiation
p.
pendix
22-24]
plan
study
implementation
H.B.
County Super-
gram
office
7.
Abolition
—See
C, p.
[Appendix
[Ap-
46]
§
§
H.B. 1017
of Schools—See
intendent
training
leadership skills
C,
of a
Initiation
p.
23.
pendix
24]
Qualifications,
teachers —See
program
administrators and
Strengthening
Train-
C, p.
[Appendix
46]
Requirements
H.B. 1017
Continuing
ing
Education
ty accompanying
argument
bills,
gener-
code,
is a
adopting
and bills
digest,
presumption
statutes;
al reference to the
that statu-
revision of
...”
tory language was intended for some use-
Proponents state this is an issue that has
purpose
given
ful
and should be
effect.
jurisdiction.
not been decided in this
How-
recently
However this Court has
stated the
ever the case of In re Initiative Petition
determining
sufficiency
test
459,
(1949),
201 Okl.
1027
sec-
requirement
of this
by the Constitution.
legislative
proposed
act
around a
Walton,
act call
is that the title of an
attention
rel.
tion
people.
v. State ex
McAlister
(1923).
143,
779,
general subject of the act.
at
782
to the
Stewart
221 P.
96 Okl.
apply
Commission,
provisions
supra.
57
of Art. V
Oklahoma Tax
As such
v.
§
provisions
mandatory,
deal-
Although
not those
to this case and
section
provi-
of constitutional
so
ing with revision
receive a reasonable construction
should
1
the Consti-
carry
prevent
found in Art. XXIV
fraudu-
sions
out its intent
§
as
legislation
surreptitious
tution
Oklahoma.
without
lent and
prop-
unreasonably imperilling
annulling
representative of
Art. XXIV
Cases
legislation.
v. Oklahoma Gas &
er
Binion
analysis
1
re Initiative Petition
are: In
356, 114 P.
Company, 28 Okl.
Electric
344,
(Okl.1990),
326
In re
797 P.2d
No.
also,
Owen,
(1911).
parte
143
1096
See
Ex
342,
P.2d 331
No.
797
Initiative Petition
8,
(1930).
P.
title
286
883
ballot
Okl.
(Okl.1990)
re
Petition
and In
Initiative
in this
as the
of the
serves
instance
title
314,
infirmity in their failure to resulted pe signing prehend significance A. also noted that tition. referee AND SINGER PROTESTANTS invalidity peti argument goes to the BRIMER’S ARGUMENTS law, an which was tion a matter of issue as by the his resolution order Singer in not tendered for and Brimer Protestants opinion in this As indicated that circulators reference. to show troduced evidence this Court has determined petition had not been of the initative Additionally, the referee a mat- unintelligible as a matter law found as is not signature talley ter pur- of fact petition clearly states its because the (145,796) presumptively signatures valid position pose returning the law to the Parker, was incorrect as demonstrated Bill prior passage of House accordingly he corrected this count signator necessary It is not for each deducting 155 from the count. every peti- fully to be aware of detail of valid. tion for his assent produced Protestant Parker evidence proved talley one sheet was left Kay unattended on the counter of a cafe in
B.
County.
teaching
In accordance with the
etc.,
of In re Initiative Petition No. 224
PARKER’S
PROTESTANT
*15
432,
(1946),
197 Okl.
ARGUMENTS
sheet,
signatures,
nineteen
was dis-
challenges
signa-
Protestant Parker’s
having
qualified
signed
as not
been
in the
tures were on an individual basis. The presence of the circulator. Parker’s re-
proponents
any
not
did
controvert
quest
Kay County petitions
that all
should
disqualifications
signatures
of
as found
be invalidated on the
that the
basis
testimo-
referee,
disqualifications
and those
ny
peti-
showed some other unidentified
challenges
thus admitted. Technical
re-
tions were left unattended
refused
was
2,027
disqualification
signa-
sulted
of
the referee.
tures
uncontroverted evidence. Four-
45,732 signa-
Seven notaries notarized
signed
teen individuals
more
sought
disqualify
tures.
Parker
all
once,
signatures
than
and thus fourteen
signatures
these
on the basis that the nota-
disqualified,
fifty-one signatures
were
requirements
ries did not adhere to the
disqualified
notary’s
com-
were
because
Acts,
the Uniform Laws of Notarial
expired.
mission had
O.S.Supp.1990
seq.
specific
111 et
In accordance with In re Initiative Peti-
objection was failure to adhere to
113 of
3,203
317,
challenges
supra,
tion No.
Act,
part:
which reads in
signatures
refused. The
were
basis
determine,
the notarial
must
...
officer
challenge
signators residing
outside of
personal knowledge
either from
or from
City
gave post
and Tulsa
office
evidence,
satisfactory
person ap-
as their residence.
box numbers
pearing
per-
before the officer ...
is the
signature
son whose true
is on the state-
registration challenges
up-
Voter
were
ment verified.
12,813
against
signatures
held
on the basis
that these individuals were not
registered
sjt
[*]
#
[*]
9jc
SjC
That
was also uncontro-
voters.
evidence
satisfactory
F. A notarial officer has
verted.
person
person
that a
evidence
is the
signature
whose true
is on a document if
presented
that tended to
Parker
evidence
person
personally
known to the
petitions containing forty
two
show
officer,
upon
notarial
is identified
prior
pre-
signatures were circulated
oath or affirmation of a credible witness
filing
Secretary of
with the
personally
known
the notarial officer
proponent
adduced evidence
State.
or is identified on the basis of identifica-
printer,
from the
the individuals distribut-
tion documents.
ing
petition,
the circulators and nota-
presented testimony
Protestant Parker
responsible
facially prema-
for the two
ries
tending to show these seven notaries did
signature
ture
sheets. This evidence uni-
provision
comply
not
with the
of the above
formly
early
dates on the
demonstrated
act. The referee stated:
Fleming petitions
Berrong and
were scrive-
The referee determined as a
they
prior personal
ner’s errors.
had no
...
knowl-
petitions
edge
identity
matter of fact that these
were
of the individual
them,
early
disqualify
appearing
and refused to
before
in no case was
circulated
anyone
upon
introduced
them
forty
the af-
signatures.
witness,
prima
speak
and none
truth. The certificate is
firmation
a credible
correct,
jurat
practice
requir-
imports
verity.
made a
facie
of the notaries
prior
non-appearance of the
ing
documents
to no- However the
identification
affiant
destroys
Consequently
signature.
the verification.
tarization
each
appear personally
failure
the affiant to
led
put
before the referee
evidence
notary
before
was held
invalidate the
knew,
notary
him
that each
to conclude
those
signatures on
sheets.
In re Initia-
know, number of the circulators
came to
Question
142,
No.
tive
State
45,-
through repeated contacts. Out
155,
205,
(1936).
176 Okl.
55 P.2d
See
by virtue of lack
signatures
contested
Question
Also In re
No.
State
Refer-
personal knowledge the referee deter-
73, 183
endum Petition No.
32,471
were rehabilitated
mined that
(1938).
reasoning
This line of
per-
them
that the notaries knew
evidence
through In
continues
re Initiative Petition
sonally
petition was returned to
before the
Question
No.
Secretary of
State.
pp.
again
953-956
Once
45,732
signatures
questioned
All
in the
primary
being
issue
decided was the
by the
in the face of
were allowed
referee
notary
an oath
failure
to administer
what,
challenge
on the basis of
*16
the circulator or to call the circulator’s
term,
a
be referred
for lack of better
shall
swearing
fact
he
attention to the
that
was
knowledge. Except
to as institutional
the truth of the matters contained there-
3,958 signatures
in this
the
disallowed
resolving
In
of
in.
the course
issue
copies
filed
of
group, all circulators had
requirements
the
Court noted
exe-
the
registration
propo-
cards
the
voter
with
in
of
affidavit
a situation
cution
a valid
this
nents. The notaries were aware of
34
the
of
O.S.1981 6
where
report
referee stated in his
the
fact. The
validity of such an affidavit.
determine the
purpose of these cards was to establish
in
each of the circulators involved
...
voters,
registered
they
circulators were
but
challenge appeared before the nota-
could
be considered identification doc-
also
public
purpose
ry
involved for
uments.
doing
necessary to be
that which was
governed by
signatures is
Verification of
validity
give
or
done
him her to
Interpretation of
6.9
O.S.1981 §
signatures
by him
obtained
each sheet
governed by
providing:
34 O.S.1981 §
her, and,
or
in the absence
evidence
prescribed
herein
proceeding
he or she
contrary, we assume that
substantially
mandatory,
if
followed
but
cognizant
the state-
of the effect of
If
will
sufficient.
the end aimed
be
that it was to
ment involved and knew
be
procedure shall be
can
attained and
be
instance,
In each
a sworn statement.
sustained,
er-
and mere technical
clerical
in
signed the
affidavit
affiant
disregarded.
rors shall
public, and the
notary
presence of
jurat
notary
his
thereto.
public
held in an
In an earlier case this Court
affixed
done in this case
notary
think that what was
petition the certificate of
We
must,
compliance
substantial
constitutes
including
jurat
in order
accom-
added)
(emphasis
intended,
O.S. 1961
...
it was
plish
purpose for which
sheet),
signers
names of the
provides:
written the
6§
9. 34 O.S.1981
foregoing petition,
signed
and
this sheet
containing
every
such
sheet of
Each
signatures
my
signed
in
name thereto
of them
his
each
thereof,
back
shall be verified on the
presence:
each has stated his
I believe that
per-
substantially
following form
address,
name, post
and residence cor-
office
petition,
sheet of said
son
circulated said
who
signer
legal
rectly,
is a
voter of
that each
and
part
there-
her affidavit thereon and
his or
of_
county
and
the State of Oklahoma
of:
of_(as
city
case
or for
be).
State of Oklahoma
(Signature
post
and
office address
affi-
ss.
of_
ant.)
me
and
to before
Subscribed
sworn
County
I,_,
of_A.D.
19_
_day
sworn,
say:
being
duly
I
first
That
(Signature
title
officer before whom
and
qualified
for the State of Oklahoma
elector
am a
address.)
made,
post
(Here
type-
and his
office
legibly
oath is
written or
shall
copies
registra-
of their voter
the Court
not contain
In the case before
(so
appeared
provide
before the
tion cards
as to
institutional
the circulators
now
notaries,
signed
acknowledged
knowledge
identity)
their
the circulator’s
states,
quoted
signatures
the last
case
are deter-
signatures.
disapproved
As
and those
compliance.
are in substantial
these acts
mined valid.
validity
emphasis
in the statute is the
sought addition
Protestant Parker
signatures
as attested to
registration
al time to check voter
cards of
Protestants
signature of the circulator.
County
prove
in order to
Oklahoma
statutory
correct
attempt to focus on
county’s signers were not
portions of the
ness of the notaries’ verification
registered voters at the close of her case-in-
technical
merely
amounts to
a clerical or
this time the referee denied the
chief. At
nothing
im
error.
omission does
Such
proof.
motion and Parker made an offer of
peach the oath of the circulator
swear
proof
expect
she
she
this offer of
stated
elector, (2)
(1)
ing:
that he is an
twenty-five per
ed to be able to show that
signed
presence,
signers of the sheet
his
voters,
County
centum of the
Oklahoma
(3)
that he believes their address is
10,377,
challengeable
were
for lack of voter
Irregularities in verification are
correct.
registration.
grant
Failure to
additional
invalidating portions
without
of a
allowable
process
due
time is here assailed on
of a fraudulent in
the absence
grounds
grant her
for failure to
reasonable
guilty knowledge
part
tent or
on the
preparation
of her
time
case. First
circulator.
In re Initiative Petition No.
Savings
National Bank
&
224, etc.,
Board,
(Okl.1977)
P.2d 993
Loan
(1946).10 Additionally,
guilty
fraud or
Party
Libertarian
Oklahoma v. Okla
knowledge
part
on the
of the circulator will
*17
Board,
F.Supp.
homa
Election
State
affirmatively
imputed
not
but must be
be
(W.D.Okl.1984).
unnecessary
It is
by
protesting party.
In re
established
argument
the merits of this
as the
answer
Ques
Initiative Petition No.
State
fulfilled,
proof,
if
not ex
offer
In
value of the verification. troverted, disquali- validity and the of these of a technical or clerical error in the nota signatures accepted. fications is Fourteen proof ry’s jurat interchangeable is not with disqualified by they of the fact were virtue the circulator’s verification is false. twice; finding appeared petition in the Therefore the referee’s determination of accepted. Fifty-one signatures dis- is are validity signatures contested notary’s qualified by virtue of the commis- documentary of failure to demand reason having expired. disqual- sion The referee the time the proof of identification at 12,813 However, signatures belonging as to indi- adopted. ified sheets were verified is voters; 3,958 registered signatures viduals not as evidence the referee’s exclusion of controverted, being proponent’s files did of that fact not on the basis identity body may 10. Technical and clerical errors which show the of the circulator in notary disregarded notary public’s public as certificate which certified was are items such him, certificate, sign bearing seal subscribed and sworn to before do not failure to where his attached, give post petitions in the absence of fraudulent name was or failure to invalidate his seal, address, guilty knowledge. In attach or to state date of intent or re Initiative Peti- office peti- Question expiration of or failure of the tion No. 197 Okl. commission (1946). date of verification or failure to tion to show the OPALA, Justice, concurring: Chief finding is The referee’s correc- accepted. signature presumptively valid tion of the today’s generally pronounce I concur being fifty-five hundred and count as one ment that the under consideration similarly count in excess of the actual vote of the qualifies submission signa- accepted. finding that nineteen By today I do my concurrence electorate. in the counterpart affixed to a tures were receding intend to be understood as not accepted. of the circulator absence unswerving com my continued and 3,958 signatures conclusion that referee’s Threadgill mitment to v. Cross.1 Thread lack of be excluded virtue of should conformity mea gill teaches that the of a knowledge disapproved. institutional may sure’s content to constitutional norms signatures is objection to these based subject judicial not be the of a examination errors in the nota- on clerical technical petition’s adop in advance the initiative discussed, jurat, previously as ry’s which challenges Preadoption tion. constitutional impeach the affidavit of the circu- does only vitiating address infirmities lator. process initiative itself the sanc people’s pressing legal conduit tioned Consequently presumptively valid changes.2 legis at electorate’s effort total must signature as found this Court lating should neither be scrutinized nor de by 15,079. reduced This leaves the total do not layed attacks that affect 130,717. signatures number of valid compliance qua petition’s some sine thousand, Ninety-three six hundred and requirement. submission I welcome non eighty-three signatures required effort salute the court’s to restrict peti- bring proposition to a vote. The scope challenges today the of constitutional 37,034 signatures than tion contains more initia may be entertained nu- needed for to be before goes to the electorate. tive modified, merically As the re- sufficient. approved. port of referee is
I
ADJUDICATION THE “PRUDENTIAL RULE” *18 prudential rule is of The time-honored 317 is suf- Initiative Petition No. declared challenges court allows fended whenever a ficient, numerically legally, and for both validity legislation to the constitutional people submission the vote prudential rule it becomes before law. Question No. as State State of Oklahoma today necessity, adhered to all state by the At- 639. The ballot title submitted courts, federal holds constitutional torney approved. General is in must not resolved advance issues necessity necessity.3 No exists strict HODGES, OPALA, V.C.J., C.J., resolution of content- presubmission our LAVENDER, SIMMS, DOOLIN and do challenges a which based to measure WILSON, JJ., concur. ALMA petition’s legal fit impair the initiative SUMMERS, presub- JJ., people. a vote concur ness for KAUGER stages (a) we cannot be sure mission in result. 1. Initiative Petition V.C.J., reported in 20, dissenting ment); 1222 [1982] My 26 Okl. 1991] Okl., commitment concurring In re Petition No. 349 403, (Opala, in 796 P.2d 317, Etc., several (Opala, part); Initiative 109 C.J., P. 558 in prior In re Initiative Petition J., Threadgill, supra Okl., result); concurring concurring [No. decisions. See In [1910], 76,437, P.2d In re Initiative [1990] in in the 1207, 1220, 315, Etc., February note part (Opala, judg- 1, No. re 3. Smith concurring in Okl., also P.2d L.Ed. 317 lic thority, U.S. [1977]; Safety, [1983]; Schwartz 919, 937, 466, 649 688 [1936] Dablemont v. v. 467 P.2d Okl., Westinghouse U.S. Ashwander n. result). 103 S.Ct. 545, 3 288, 347, (Brandeis, Diehl, [1987]; 554-555 [1982] State, Okl., v. Tennessee 2764, 2776, Elec. I.N.S. 56 S.Ct. J., Department concurring); Corp., 564-565 v. Chadha, 77 L.Ed.2d (Opala, Valley Au Okl., 483, [1975]. Pub 462 732 see J., by an delay caused in this court petition is submitted for a vote when the inquiry pre- in overextended constitutional adopt the measure as the electorate will stages process violates (b) lively then a con submission there is not law and statutory designed to vitalize scheme troversy antagonistic adversaries provisions of initiative and referendum legal validity the press testing norm’s legislature’s our fundamental law.7 backdrop of facts unfolded against enacting intent in these applied as law. when the measure was implement power the constitutional in the there is no forensic scenario Where change their consti- people to make law or challenged law is to be context of which superimposes its this court enforced, the at tution.8 When courts will not assess path in the of that procedural own hurdles constitutional soundness in tacked norm’s regime, needlessly delays the electorate Any departure from, these basic vacuo.4 right legis- pursuit in its of the valued imper teachings Threadgill creates lag point The time directly. late between people’s on the missible burden funda an initiative and the pass protest power to initiate and mental-law petition’s people submission to the should state’s may change measures possible by permit- be reduced as much as as her statutes.5 constitution as well ting only challenges those to be advanced which, sustained, if in this court II fatally process make the initiative defective people-proposed as the law’s vehicle INITIATIVE PROCESS THE PEOPLE’S changes oper- and hence would the law BE DELAYED SHOULD NEITHER petition’s ate to submission. bar BY NOR BURDENED JUDICIAL IN- QUIRY THE INTO CONSTITUTION-
ALITY OF A PROPOSED MEASURE Ill THE PETITION IF INITIATIVE QUA WITH THE
COMPLIES SINE THE RESTRICTIONS ON PEOPLE’S REQUIREMENTS FOR SUB- NON RIGHT TO LEGISLATE MISSION A place takes judicature that
Constitutional lively controversy hob- in the of a absence THE THRESHOLD TEST FOR process the initiative bles and retards SUBMISSION court, causing clearing delay undue petition may An initiative or referendum people. for a This vote ineligible for a vote jurisprudence should be be declared court’s initiative *19 fraught people only when it is with expeditious provide due deference most fatal It cannot people’s opportuni- impediment fundamental-law to its submission. law, for infirmities propose withheld from a vote ty power for the exercise of be which, prevent upheld, even if the statutory.6 constitutional through representatives (legisla- Westinghouse Corp., supra note tion tors). the elected 4. Smith v. Elec. 3. 5, 1-8, In Oklahoma Tax §§ 5. Art. Okl.Const. seq. re 1 et See also In Initia- §§ 7. 34 O.S.1981 Smith, Okl., 794, 610 P.2d Commission 441, 281, Question No. tive Petition No. 5, 1, 7, [1980], 2 and §§ we stated that Art. Okl., 941, [1967], 434 P.2d whereby "comprise system together an initiative 3, pertinent provisions Legislature may pro of Art. people 8. and the both Const., are: legislation independently, pose and neither can “ * * * during process the other block Petitions and orders for the initiative effort _” teaching applies equal Our Smith referendum shall be filed with the and for the Secretary judicial department. force to interference and addressed to the Gover- of State state, shall submit the same to nor of the who Legislature people. suit- shall make legislation legislation by peo- 6. Direct means carrying pro- into able legisla- Representative legislation ple. means effect added.) (Emphasis visions this article." signing peti- required warning that mus- constitutional passing measure felony. constitute a tion twice would as enforceable law ter, part, or in in whole warning qua was held to be a sine clause people. The initia- adoption by the its after petition’s validity.14 requirement to the non only pass a threshold test need tive (a) It must be qualify for submission. presubmission chal- any I would allow qua compliance with the sine substantial petition’s to con- lenge based on a failure requirements submis- procedural non qua non mandatory form to some sine sion, (b) single subject9 and address but a statutory procedural constitutional (c) appropriate for law- content embrace distinguished from a content- norms—as people.10 Once the thresh- making by the challenge to the measure based itself —if met, measure’s old submission test apparent procedural are infirmities law infirmities as enforceable potential people on the face of scrutiny until judicial must await legis- pass a constitutional claim to without applied can be adopted measure's content of com- in a manner that falls short lation lively postadoption ad- of a in the context pre- minimum pliance with the standards versary contest. procedure. scribed B Challenge To The Pe- 2. A Content-based A Noncompliance tition For With OF PERMISSI- THREE CATEGORIES Qua Requirement Non For Sub- Sine BLE CHALLENGES mission. Challenges to an initiative or referendum Adjudication Supreme In re Court classes. may divided into three Norman, Okla- Initiative Petitions advanced before sub- Two of these the court considered [Norman],15 homa mission,11 only in third is available city-law measures two initiative stages.12 postadoption ordinance and a changes16 proposed —a The court held city charter revision. Non- The Petition For Challenge I. A To not be sub- proposed ordinance could Qua Non compliance A Sine With subject matter mitted to a vote because Requirement For Submis- Procedural was found to lie outside of the measure sion. Be- legislate. range power to people’s i.e., the charter of cause the Com- Community Gas Service Norman — prohibits any legis- city’s own the court invalidated pany v. Walbaum13 constitution— subject, the authori- lation on failed to contain 344, Okl., Measures Prior to Courts Review Ballot Should Elections?, In re Initiative Petition 9. (1985). L.Rev. 919 (1990); 53 Fordham In re Initiative (1990). Okl., Part Threadgill, supra note and text in See Adjudication Supreme Initiative Court 10. In re infra; III(B)(3), Gordon see in this connection Okl., Oklahoma, Norman, Petitions 304; Grossman, Magleby, supra note 11 at Note, [1975]. 111; supra supra note at 922. note 11 at *20 Supra 1016. note 11 at 13. presubmission permissible The two classes 11. Community challenges Gas and dealt with in Walbaum, supra note court has followed 14. The Okl., Walbaum, 404 P.2d Company v. Service See, 11, e.g., Morehead occasions. on several Adjudica (1965), Supreme Court In re and 1014 Okl., (1974); Matter Dyer, Norman, Okla Petitions in Initiative tion Okl., Petition, Initiative 8; homa, text in Part supra 10 at see also note 344, supra (1986); Petition No. In re Initiative (2), 111(B)(1) connection See in this and infra. 330; In re Initiative note 9 at cf. Magleby, Judicial Re Pre-Election Gordon supra at 333. note 9 Referendums, Notre Initiatives and view of Grossman, (1989); Ini The L.R. Dame Supra 10. 15. note Michigan The Process: and Referendum tiative city’s system, city legal constitution 16. In a (1981); Wayne L.Rev. Experience, 28 are known its statutes the charter and is called Democracy: Note, Popular Judiciary and as ordinances. very subject passed, leaving departments it to the other ty make on that is to be to law people’s direct as withheld from the question validity viewed or determine the to hand, power legislate. to On the other a only they come to en- such laws when be city proposed change in the charter was against rights they forced some one whose municipal scope held to be within Threadgill affect.”17 teaches that a mea- power. initiative electorate’s conformity sure’s to constitutional norms is legisla- subject judicial examination in ad- If a matter stands withheld from tive reach the State’s fundamental law petition’s adoption vance of as law. charter, by city lawmaking neither the may rightfully people of this state body people legislate nor the can on that any they demand an election on measure legisla- subject. Subjects upon which the propose might prove constitutionally which equally ture itself cannot enact laws are objectionable postadoption applica- in some peoples’ lawmaking by unavailable for the legislature equal- tion. The itself would be process. I would hence allow a initiative ly pass may, free to en- laws that when presubmission challenge to be advanced forced, constitutionally turn out to in- be stages city if, under the “pluck” firm. This court does not bills constitution, of the state charter or moving through legislative process upon proposed measure to be voted microscopic review of their constitutional subject claimed to deal with a on which the may people orthodoxy. judiciary not make law. That kind of Neither should the presubmission judi- attack does not call people-initiated allowed to arrest measures measure’s content cial examination of the potential probing conformity into their conformity for constitutional but rather they to the constitution’s norm be- after entirely assails the measure as dehors people qua come enforceable as law. The scope people’s for the direct reserved law- placed nearly lawmakers must be as as making authority. possible very legal position in the same In the court used occupied by legislature. Norman overbroad Both law- unguarded language appeared making processes equal merit an measure signal departure its total from Thread- shape promulgate freedom laws view, gill teachings. my In it was there 's unimpaired by judicial department’s unnecessary Threadgill. to overrule gauge compliance. of fundamental-law only say teaching court needed that its presubmission inappli- forebearance was SUMMARY challenge pressed in cable to the Norman. today prop- I would confine Norman to its petition passes Once an initiative mus- scope give vitality er continued ter under the threshold test for submission general message Threadgill’s of restraint. people to a vote of the no constitutional attacks addressed measure’s content Challenge A To The Content-based Pe- judicially as enforceable law enter- tition, Any Is Unrelated To Which tained. All other must attacks await the Qua Requirement Non For Sub- Sine adoption application measure’s and its mission And Attacks Measure’s Application lively postadoption As Invalid Law In Posta- the context of a contro- doption Stages versy antagonistic between adversaries legal standing press challenges. to entertain Threadgill we declined an My today concurrence is not to be mistaken attack launched on the constitutional validi- my for abandonment of commitment to adoption ty of a measure Threadgill’s teachings they insofar as re- recognized there the initiative We quire when has testing preadoption judicial ofproposed *21 legislative pre- satisfied the threshold would invade the submission test measures rogative “to determine what laws shall be stands immune from constitutional attack Threadgill, supra 1 at note 563. 17. adop- on its content in advance
launched tion. Ass’n, Murdock,
Dan Oklahoma Bar Oklahoma, complainant. City, rel. OKLA ex STATE ASSOCIATION, BAR HOMA Green, pro 0. se. John Complainant, SUMMERS, Justice.
v. respondent, Hornung, 0. a/k/a John HORNUNG, John O. John O. a/k/a Green, presently John 0. before Green, Respondent. disciplinary proceedings, court two pro- 3678. These SCBD 3355 and SCBD 3678. Nos. SCBD SCBD ceedings respondent’s due to the arise Supreme Court of Oklahoma. criminal two different feder- convictions respondent re- al district courts.1 June 1991. suspension prac- from the ceived interim of law 3355. consolidate tice in SCBD We proceedings of a purpose two opinion resolving single both controver- respondent disbarred sies.2 We order practice from the of law order removal attorneys the roll of of his name from this State.
Respondent
convicted in the United
was
for the
Dis-
Court
Western
States District
conspir-
of one count of
trict Oklahoma
by con-
ing
United
to defraud the
States
of 18
cealing
income
violation
taxable
July
on
He was sentenced
U.S.C.
371.
imprisonment of five
1986 to a term
appealed
years.3
conviction
Court
then affirmed
United States
Appeals
the Tenth Circuit. United
(10th
