40 Barb. 34 | N.Y. Sup. Ct. | 1863
The question presented and arising upon the return to the writ of habeas corpus issued by me in this case, is admitted to be one of very great interest and grave importance. It involves an apparent if not a real conflict of jurisdiction between the state and national tribunals, and demands serious and careful examination and a calm and enlightened judgment. Until this case reached that stage where the question could be discussed in the light of principle and authority, any opinion expressed in the matter must of necessity have been hasty and in a measure unsatisfying. It was so here, and was so regarded by me, although with the impressions originally entertained, I had no hesitation in making the order I did in this case, upon the return to the writ when first presented.
On the 23d of July last, a petition was presented to me on behalf of Charles E. Hopson, setting forth in substance that he was restrained of his liberty and detained by Joseph P. Richardson, U. S. provost marshal for the 21st congressional district of Hew York, and that the alleged cause was his having enlisted as a volunteer, &c., but that he was never
Upon a suggestion that if opportunity were given to obtain counsel, the provost marshal might deem it expedient to produce the prisoner, the matter was adjourned over to the ensuing day, at which time that officer again appeared, and having obtained no farther advice, owing as was said, to peculiar circumstances, elected to stand upon the return already made, and make no further return, and declined' to produce the prisoner. Ho argument was had, and I had bestowed no special thought on the case, or the question presented by the return. I had never before seen the instruc
As the simplest and most obvious mode of again presenting the question for the discussion and examination I desired, I granted an order to show cause, returnable on the 7th of August, before me, at chambers, why the return made by the provost marshal should not be held sufficient, and the order for an attachment vacated and discharged. Upon the return of this order, I have been attended by counsel for both parties, and have heard an extended and elaborate argument, and have now all the aids to a just decision that further reflection and the researches of diligent and able counsel can afford me. With these lights and assistances, and with a mind uninfluenced by any desire except to perform my whole judicial duty, and, unbiased save only by the impression originally existing, and which I now find it somewhat difficult to hold in abeyance, I proceed to examine and dispose of this case.
The learned counsel for the petitioner urges three grounds upon which he argues the insufficiency of the return.
1st. That the return is technically insufficient and defective in not averring affirmatively that the prisoner is held as a deserter.
2d. That he is not alleged to be held by any process of any
3d. That the body of the prisoner is not produced under the writ, and without this, there is no obedience to its mandate.
These propositions have been expanded and elaborated by argument," the whole discussion, however, after all, terminating in the question whether there has been a prior and paramount exercise of authority by an officer of the general government, under the authority of the United States, by which the. prisoner in this case has been withdrawn from the jurisdiction to which by the writ of habeas corpus he was sought to be subjected.
. Upon the first of these grounds, I deem it only necessary to say that although the return in the respect alluded to is not very artificially drawn, yet, as I construe it, it does in effect allege the fact of desertion, and specifically makes the claim to hold the prisoner as a deserter. It was so treated when originally presented, and that claim was distinctly understood to. be made. But the point is not of much moment, since the return is susceptible of amendment, which can be made, according to the practice in this country, at any time before the case is finally disposed of. (Hurd on Habeas Corpus, 262.) It may accordingly be now deemed amended, by adding words which shall, affirm the fact that the prisoner is now, and was at-the time of the issuing of the writ, held as a- deserter from the service of the United States.
The second and third propositions may be considered together, and are indeed necessarily involved in the discussion of the main question, whether this return is- sufficient to excuse the provost marshal from any further obedience to the writ than he has rendered by the return, and whether the facts set up therein foreclose any further proceeding under the'writ, and transfer the subject to another jurisdiction. The writ of habeas corpus is a very ancient remedy, known to the common law of England many centuries .before any legislative provisions were enacted to give it larger scope,
The production of the person is also an explicit command of the writ, and, as the elementary writers generally state it,
It this case, therefore, although I confess the non-production of the body struck me at first as an anomaly, and an actual disobedience to the writ, without right and without excuse,, yet if the justification on the return is sufficient to hold the prisoner, and no inquiry could be made into the cause- of the detention, even if he were personally present and before the court, it is manifest that his corporeal presence and actual production' is of no consequence whatever. It is at most a formal and technical disobedience only, -working no injury to the prisoner and depriving him of no benefit
We are now prepared to discuss the question which embraces all there is of this case, and upon which its decision wholly hinges, to wit: will the state courts entertain or continue jurisdiction of a case where a person is claimed to be held under the authority of the United States, and where he was so held at the time of the issuing of the process of the state court ? I state it in this as the strongest form in which it can be enunciated, without reference to the particular tribunal, or the form in which the authority is embodied, or the character of the process, if any, by which the caption has been made. We shall see in the sequel how broadly the proposition can be maintained, or what qualifications, if any, it requires. .
It may be remarked preliminarily that there is no issue here on the truth of the facts set forth in the return. Until controverted the return is to be assumed as true, and the question comes up substantially as if the relator had demurred to the sufficiency of the return, in law, which, of course, always concedes the facts to be as they are averred. The return then affirms that the defendant has been duly.appointed provost marshal for the 21st district of Hew York, under the act -of congress of March 3, 1863; that Hopson, as a deserter from the army, was arrested by him, as marshal, on the 22d of July, and is held, in accordance with the act, to be delivered to the nearest military command or post, and that he is thus held “under the authority of the United States.”
It would seem a little remarkable, that the question whether the judges of ¿he state courts have power to issue a writ of habeas corpus, or to continue proceedings under' it when issued, in cases of commitment or detainer under the authority of the United States, had not long ago been definitely decided, and the precise line of limitation, the nature of the process by which an arrest is made, or a detainer is continued,
In Georgia a case involving this question arose in 1807. A writ of habeas corpus appears to have been issued by some judge, to bring up two seamen who had been arrested for desertion, by a justice of the peace, under, an act of congress. From the statement of the case it does not distinctly appear whether this arrest was made by any process issued by the justice, or was a manual caption simply under the authority of the act. A motion having been made for their discharge, the judge said, “The proceeding of the justice appears to be regular under the act, and although this court has not denied the benefit of the writ of habeas corpus, yet it is conceived that it possesses no jurisdiction in the present case. The powers given to the justice are derived from the laws of the United States, and whether used properly or improperly, is not a subject for the investigation of this court.
But what is quite remarkable is, that this power to interfere has been disclaimed in South Carolina, the very hot-bed where the extreme doctrines of state independence and state sovereignty have had their rankest growth, perpetually cropping out in acts not of infidelity merely, but of open hostility to the general government, and culminating at last, as was long ago foreseen and predicted by the wise and honest statesmen of our country, in the horrible and accursed rebellion which has deluged the land in blood, and sent mourning and desolation to thousands of happy households throughout all our borders. In 1819, a prisoner was arrested by a warrant from a justice of the peace, in South Carolina, on the charge of counterfeiting protections to seamen, in violation of the laws of the United States. On being brought before
On the other hand, very strong and emphatic opinions have been given, and decisions made in Pennsylvania, New Jersey and New Hampshire, and, I presume, in other of the northern states, upholding the power of the state courts to inquire into detention claimed to be made by the authority of the United States,
It has been sometimes claimed that the question of the constitutionality of a law of the United States is one that belongs specially and, indeed, exclusively to the judicial tribunals of the union, and that when presented in a state court, or in a proceeding therein instituted, it - is not to be entertained, but remitted in some form to that ultimate and superior tribunal, No doubt the decision of this last tribunal is the only one that carries with it a final and conclusive sanction; but it is inevitable that such questions should, at' least incidentally and collaterally, arise in the state courts; and in some cases, (as, for instance, the recent cases in which are involved the taxing power of the state in reference to government stocks and the legal tender causes,) the constitutional question is the paramount, if not the only one presented for adjudication. I may remark, however, in passing, that no such question has been made or argued before me as.
The condition of the law in this state on the subject of jurisdiction we have been discussing, cannot be deemed to be very satisfactory. In the earliest case reported (In re Husted, 1 John. Cas. 136,) the supreme court held that a state court had no jurisdiction to discharge on habeas corpus a soldier claimed to belong to the army of the United States, but the question was not discussed at any length. A few years later, however, (in 1812,) the case of Ferguson arose, reported in 9 John. 239. The case is remarkable as containing an elaborate and able argument of Kent, then chief justice, wholly denying the jurisdiction of the court to entertain the application. The petition was addressed to the full bench of the supreme court, and set forth that Ferguson was held by one Christie, an officer in the army of the United
It is true that the other judges did not express their assent to the course of reasoning, but reserved themselves on the question of exclusive jurisdiction, but they all concurred in refusing the writ on the ground that granting it rested in sound discretion, and because the party could have relief by applying to a judge of the United States, whose jurisdiction was unquestionable. The argument of Kent is only important, because no judge in this state has undertaken to answer it, and it is the opinion of one of the purest and soundest jurists of his own or any other age.
In the matter of Stacy, (10 John. 328,) the question of jurisdiction did not arise, or at least was not made. It was
In the case of Carlton, (7 Cowen, 471,) the supreme court did assume jurisdiction in a case where an application was made to discharge a minor from an enlistment, but the discussion is the briefest possible and seems to have proceeded upon the ground of the common law right to demand the writ, of which no act of congress had forbidden the exercise by any state court. Thus stands the law in this state, and since this decision it is undoubtedly true that as a general rule courts and judges have issued writs of habeas corpus to inquire into the validity of enlistments, and questions of jurisdiction have not been discussed, because in the practice, so far as I have had experience and knowledge, the question has not been raised. If it had been it would perhaps have been much more serious than has been generally supposed,' and the case of an arrest for desertion from the army, where the party is actually in custody, charged with an offense against the government, and in the hands of one of its officers, presents a question quite in advance of a simple inquiry into the validity of a contract of enlistment.
One more remark may here be indulged in reference to the doctrine of Kent, that where the federal courts have complete jurisdiction, there is no need of the interference of the state courts, and it should de declined even if it is not absolutely excluded. In the opinion given by Chief Justice Shaw of Massachusetts, in the case of Sims, he takes substantially the same view. He says: “It seems to be the less necessary to call into action the powers of the state judges in a case like this, because it is quite competent for the judges of the United States to bring the prisoner before them by habeas corpus, and ascertain whether he is detained by an illegal or colorable authority by an officer claiming to act under the laws of the United States. This consideration is only important as showing that there is no necessary
But although this consideration might be sufficient to justify me in declining to proceed farther, and in dismissing the writ, I do not care to rest the case on that ground, persuaded as I am that I could not overrule this return, and order the defendant into custody for refusing to obey the mandate of the writ, without an invasion of the paramount authority of the constitution and the laws of the United States, which by that constitution are declared to be the supreme law of the land, and setting at naught the principles enunciated by the judicial authorities of the union, and particularly embodied and set forth in language used by the chief judicial officer of the government, concurred in by all his associates, and constituting in the highest sense the law to which we have all been taught to defer.
It is a matter of notoriety that in the district courts of the United States the jurisdiction of a state court to discharge on habeas corpus a soldier or sailor held under a law of the United States has generally if not uniformly been denied. Indeed, I know of no case in these courts which has ever affirmed the existence of such a power in the state courts. I do not cite these cases, as they are not of controlling authority, but I may be allowed to allude more particularly to the declarations made in judicial proceedings by
In the case of Morris v. Newton, (5 McLean, 92,). Judge McLean expressed himself in equally strong language, and in a case where the only authority to retain the party seems to have been the certificate of a magistrate under the fugitive slave act of 1793, that proof had been made before him authorizing the recaption of the alleged slaves. The judge says that this fact having been stated as the cause of and warrant for the detention, would have terminated the jurisdiction of the state judge under the writ. “It would thus appear,” he says, “that the negroes were wider federal authority, which in this respect is paramount to that of the state. The cause of detention ‘being legal, no judge could arrest, and reverse the remedial proceedings of the master, and every step taken subsequently was against law, and a violation of his rights.” It is impossible to employ language which can enunciate in terms more clear and emphatic, a
We come now to consider the case of Abelman v. Booth, (21 How. 506,) a case very liable to be misunderstood and misapplied, and the full purport of which was at first misconceived by me, and has been, I think, by others. It was unfortunate, in my judgment, that the court undertook to decide two cases in one. The result has been that by mingling the two, the facts of each have not been carefully discriminated, and it requires an effort of attention, at least, to determine how far the court intended to go in the application of the general principles which are clearly and incisively enunciated in the opinion. In the first of these cases, Booth had been arrested by the United States marshal upon a warrant issued by a commissioner under the fugitive slave act, charging Mm with the offense of aiding and abetting the escape of a fugitive slave, and upon that warrant he was held in custody. While thus held, a justice of the supreme court of Wisconsin issued a writ of habeas corpus directed to the marshal, requiring him to produce the body of the prisoner, -with the cause of the detention. The marshal made a return that he was held by virtue of the warrant of the commissioner, a copy of which he annexed to his return. Upon argument and a demurrer to the return, the judge held the detention to be illegal, and Booth was discharged from custody. Upon this decision the marshal sued out a certiorari and removed the case into the supreme court, where upon argument, the decision was affirmed. It proceeded upon the ground that the fugitive slave act was unconstitutional, and that consequently the marshal had no authority to make the arrest and hold the defendant in custody.
In the second case, Booth had been indicted for the same offense with which he had previously been charged before the commissioner, been tried and convicted in the United States district court for Wisconsin, and sentenced, and was
The chief justice in his opinion, after recapitulating the facts, stated the points presented by each, as follows: “It will thus be seen that a judge of the supreme court of Wisconsin in the first of these cases, claimed and exercised the right to supersede and annul the proceedings of a commissioner of the United States, to discharge a prisoner who had been committed by the commissioner for an offense against the laws of the government, and that this exercise of power was afterwards sanctioned and affirmed by the supreme court of the state. In the second case, the court has gone a step further, and claimed and exercised jurisdiction over the proceedings and judgment of a district court of the United States, and upon a summary and collateral proceeding by. habeas corpus, has set aside and annulled its judgment and discharged a prisoner who had been convicted and sentenced to imprisonment by the district court.”
The chief justice then proceeds in a clear and masterly argument to show the supremacy of the constitution and laws of the United States and of its judicial tribunals acting within their acknowledged jurisdiction, over all state constitutions, laws and tribunals. It was necessary, he says,
No lawyer at this, date will for a moment question the utter incompetency of a state court to sit in judgment upon, and review and reverse a solemn adjudication of a court of the United States. It hardly required the learned argument of the chief justice to establish this proposition, which since 1830 at least, and I think long before, has been all but universally conceded. It was the other proposition, to wit, that it is equally incompetent for a state court or judge, by a writ of habeas corpus or otherwise, to take a party out of the hands of an officer, held by him under the authority of the United States, whether retained by judicial process in the strict sense of that term, or simply by authority of law, that was sought to be and is established by that decision, if any effect is to be given to language clear and well defined as that used in the opinion is.
It is very manifest. that the reporter understood the decision as going to this length, for in the brief and condensed, but clearly expressed marginal notes, the following propositions, among others, are affirmed to be established, to wit:
“ 1st. The process of a state court or judge has no author*56 ity beyond the limits of the sovereignty which confers the judicial power.
2d. A habeas corpus issued by a state judge has no authority within the limits of the sovereignty assigned by the constitution to the United States.
3d. When a writ of habeas corpus is served on the marshal, or other person having in custody a prisoner under the authority of the United States, it is his duty, by a proper return, to make known to the state judge or court the authority by which he holds him; but at the same time, it his duty not to obey the process of the state authority, but to obey that of the United States.”
When we turn to the opinion of Chief Justice Taney to see where these propositions are advanced, we find them there in the most unmistakable terms. This branch of the case, and the questions presented thereby, which arose in the proceeding of Booth v. Abelman, are discussed near the close of the opinion, and nothing can be more precise and pronounced than the language used by him to define the limits of the state jurisdiction and the duty of the officer of the United States, who is sought to be subjected to it.' He says distinctly that after a return is made showing that the person is in custody “under the authority of the United States,” the state court or judge is then judicially apprised of this fact, and can proceed no farther. “If the prisoner has committed an offense against the laws of the United States, the tribunals of the government alone can punish him. If he is unlawfully imprisoned, their judicial tribunals can release him and afford him redress. * * * * It is the duty of the officer not to take the prisoner, nor suffer him to be taken, before a state judge or court upon a habeas corpus issued by state authority.”
The doctrines thus laid down as the law of that case by Chief Justice Taney, seem to me entirely decisive of this. If there is any difference in principle I am unable to see it. Will it be said that in that case the prisoner was held by
The case in principle would have been precisely the same if the marshal had arrested Booth without any warrant as with it. The warrant was the mere machinery by which he was subjected to the action of a tribunal charged with executing the law, or rather punishing for its violation. Is that of higher validity than the act of congress that defined and created the offense ? Here the law in one sense is self-executing, or rather acts directly on the subject by authorizing the officer ex proprio vigore to make the arrest, instead of creating an intermediate agency, by which, on application, a formal warrant or process might be issued, clothing the officer with a paper or parchment authority deriving its whole vitality from the law itself. The act of congress for enrolling and calling out the national forces, &c. provides, among other things, that for the purpose “ of arresting deserters and spies of the enemy,” the United States shall be divided into
The act, then, it will be seen, creates the office of provost marshal, defines his duties in reference to this subject, and clothes him with express and specific power, or rather commands him by its own potent voice to execute the duty of making the arrest and delivering over the alleged criminal. It requires no other machinery, it invokes no other agency to perform the duty than the law itself. It is the sovereign will embodied in the law, which, in the highest sense of the term, is process. It was forcibly argued by the counsel for the defendant, that the authority to create courts is precisely the same as the authority to pass laws. The constitution and laws made in pursuance of it are the supreme law of the land, and this is supremacy above courts, or any. other agencies for the execution of law, and consequently, if a law pursuant to the constitution empowers and directs an officer to do a given act, his authority is as high and as perfect as judicial process can possibly make it. This reasoning seems to me to be unanswerable, and the consequence appears to follow legitimately from the doctrines laid down in Abelman v. Booth, that the arrest of the prisoner here was under and by virtue of the authority of the United States, for an alleged offense against the government, and that the prisoner being thus held before the issuing of the writ of habeas corpus, the
All this seems to me to follow logically and inevitably from the decision of the supreme court of the United States in this memorable case — a case memorable in this, that while it doubtless was not made under the influence, yet it enured to the benefit of that dark and overshadowing power which for more than half a century had ruled the government with an iron hand, but whose days are now, in the good providence of God, and under the impulse of its own mad ambition and blind infatuation, already numbered and apparently hastening to their close. And thus it ever is that the divine Nemesis of history, following with noiseless tread upon the pathway of the persecutor and the oppressor, “ with a step steady as time and an appetite keen as death,” at the appointed and ordained moment turns against the heart of the man-slayer the edge of the very sword with which he sought the life-blood of his victim.
Here I terminate the discussion, having protracted it, indeed, to a tedious length and much beyond my original purpose. It has conducted me to a conclusion the opposite of my first impressions, but as it has been the result of the “ sober second thought,” aided by full and elaborate argument, I rest upon it with the more satisfaction, inasmuch as it terminates in a conviction of the rightfulness of that conclusion, clear and decided. I shall be happy if it shall be concurred in by my brethren of the judiciary of the state ; but, if otherwise, I shall regard any dissenting views with
I am not unaware that these views will expose their author to severe, perhaps to unfriendly criticism. It may be said that I have been too ready to sacrifice state dignity and judicial independence at the shrine of a grasping national supremacy that seeks to override the authority of state tribunals, to break down all protection to individual freedom, and found upon the shattered fragments of state sovereignty a great central despotism, and that all our cherished rights and liberties are in imminent jeopardy from this growing and continually encroaching power. These views are, I doubt not, sincerely and conscientiously entertained by a great many honest, patriotic and loyal men. I respect their sincerity, while I do not partake of their fears. On the other hand, I am persuaded that with a large number of those who unite in these expressed apprehensions, it is nothing but the cry of the political demagogue ambitious of regaining power, or the howl of faction famishing for its accustomed spoils. I am sufficiently sensitive, I trust, to the importance of maintaining the just authority of the state, and of all her functionaries, executive, administrative and judicial, acting within their appropriate spheres, and abundantly jealous of any encroachments upon the rights of either; but I am not at all moved by the outcry of those who see, or think they see, so much danger in imparting to, and upholding the general government at this hour in the exercise of the most rigorous powers with which it has been or can be clothed. Our greatest dangers heretofore have not been in this direction ; while, on the contrary, our highest perils have arisen from unduly magnifying state authority, and countenancing, if not directly permitting, state interposition in matters committed by the constitution to the sovereign power of the union. This is the centrifugal force which has been constantly driving the state organizations in erratic courses out
It is strange that intelligent men at this day cannot see the perils that have beset this nation from the political heresies of the past, and that are now being revived and reinvigorated with life; and stranger still, that the argument which teaches us the necessary supremacy of the constitution and the laws of the union should require to be re-stated and defended. That argument was made once and . for all time in the great debate of 1830, when Daniel Webster stood up to speak for the whole American people, and, in the grapple of giants, came out of the arena clad in all the spoils of victory, over the nullifiers of his day and their imitators and sympathizers of ours. My creed on this subject is contained in the memorable speech on Foot’s resolution — a speech that for far-reaching and statesmanlike sagacity, majestic eloquence, and profound and resistless logic, has no equal in our times, and no superior in any age.
Neither can I allow myself in the indulgence of any jealousy of the judicial functionaries of the general government, or any fears that they will not accord equal and exact justice to all their and our fellow-citizens. Why should we cherish this alien and hostile feeling towards our own paternal government and those whom we elect to administer it, responsible as they are to us their masters, and removable almost at our pleasure ? Above all, why should we entertain this watchful scrutiny and jealous fear lest the jurisdiction we renounce should either not be entertained on behalf of the citizen asking for protection, or, if entertained, imperfectly or dishonestly exercised ? The judges of the courts of the United States are with us, citizens not only of a common country, but each are residents in, and citizens of, separate and independent states. They have the same rights
- The good ship of state is in the midst of a terrific tern-
I know very well that it is the office of the judiciary to stand firmly by the law, to lay “judgment to the line, and righteousness to the plummet,” for the humblest as well as the highest in the land. I hope not to be found wanting in that duty, nor to be swayed from a sound anchorage by the shifting tide of interest on the one hand, or the gusty waves of passion on the other. But if while following in the line of high and safe precedent, guided by the light that streams from the loftiest judicial watch-tower in the land, I can at the same time do something that may tend to perpetuate the institutions our fathers gave us, and lend vigor to the arm of the government in the performance of its solemn and momentous duty, to preserve, protect and defend our precious inheritance, to hold together in indissoluble bands that glorious union, the ark of our political safety, and not abandon it a prey to faction, “discordant, dissevered, belligerent, rent with civil feuds, and drenched in fraternal
The order for an attachment in this case is vacated, the writ of habeas corpus discharged, and the prisoner is to remain in the custody of the provost marshal, to be dealt with according to law.
Before Bacon, Justice.]
Since this opinion was prepared my attention has been directed to the fact that in several quite recent cases in New Jersey decisions have been made denying the state jurisdiction in cases of this character. The latest reported case is The State v. Zulick, (5 Dutch. 409,) which is a clear and precise authority holding the ground maintained by me in this opinion, and this doctrine is now understood to he generally if not univerally concurred in in the state of New Jersey
A cetiorari was sued out, for the purpose of obtaining a reversal of the above decision. At the general term, held in the 5th district, on the 6th of October, 1863, Mr. R. Conkling, of counsel for the provost marshal, raised the objection that under the act of congress and the proclamation of the president of the United States suspending the writ of habeas corpus in certain cases, dated September 15,1863, it was not proper for the court to entertain the case further. After hearing arguments upon this point, a majority of the judges could not agree that the proclamation did not prevent any further action in the case; and consequently the court declined hearing an argument upon the merits.
The conclusion thus arrived at by the general term seems to be sustained by a decision of the United States district court, for the southern district of New York, made in the following case, in September, 1863.