In re JOHN MANUEL GUIOMAR on Habeas Corpus
No. H043114
Sixth Dist.
Nov. 7, 2016
265
THE SUPREME COURT OF CALIFORNIA GRANTED REVIEW IN THIS MATTER (see Cal. Rules of Court, rules 8.1105(e)(1)(B), 8.1115(e)) January 25, 2017, S238888.
Jonathan Grossman, under appointment by the Court of Appeal, for Petitioner John Manuel Guiomar.
Kamala D. Harris, Attorney General, Gerald A. Engler, Chief Assistant Attorney General, Jeffrey M. Laurence, Assistant Attorney General, Seth K. Schalit and Amit Arun Kurlekar, Deputy Attorneys General, for Respondent The People.
OPINION
BAMATTRE-MANOUKIAN, J.—
I. INTRODUCTION
In March of 2014, petitioner John Manuel Guiomar entered into a plea agreement that resolved four cases and resulted in four convictions (one in each case). The trial court imposed a six-year aggregate sentence, comprised of a four-year term for robbery, a consecutive 16-month term for burglary, a consecutive eight-month term for failure to appear on a felony charge, and a concurrent two-year term for possession of a controlled substance.
In November of 2014, the electorate passed Proposition 47, which reclassified certain felony drug and theft-related offenses as misdemeanors, including possession of a controlled substance and certain burglary offenses. (Prop. 47, as approved by voters, Gen. Elec. (Nov. 4, 2014), eff. Nov. 5, 2014.)
In April of 2015, petitioner filed a petition for recall of sentence under Proposition 47. (See
In a supplemental petition for writ of habeas corpus, petitioner contends he was denied the right to be present at his resentencing hearing and that his trial counsel was ineffective for failing to object to his absence at the resentencing hearing. Petitioner also contends that he received an unauthorized second strike sentence for his conviction of failure to appear on a felony charge, because the trial court had dismissed the strike allegation as to that count.
For reasons that we will explain, we reach the following conclusions. First, when a defendant‘s aggregate sentence includes multiple felony offenses, some of which are reduced to misdemeanors pursuant to Proposition 47, a trial court may resentence the defendant to increased terms for the remaining felony convictions, so long as the new aggregate sentence does not exceed the original aggregate sentence. Second, when a defendant is convicted of failure to appear on a felony charge, but the underlying felony charge is later reduced to a misdemeanor pursuant to Proposition 47, the trial court is not required to vacate the failure to appear conviction. Third, a defendant has the right to be present at a Proposition 47 resentencing hearing, but petitioner was not prejudiced in this case. Fourth, the trial court in this case imposed an unauthorized second strike sentence for petitioner‘s conviction of failure to appear on a felony charge. We will therefore grant habeas corpus relief by modifying petitioner‘s sentence.
II. BACKGROUND
In March of 2014, petitioner entered into a plea agreement that resolved four cases and resulted in four convictions (one in each case): (1) second degree robbery (
The trial court imposed a six-year aggregate sentence pursuant to the plea agreement. The aggregate sentence was comprised of a four-year term for the
In April of 2015, petitioner filed a petition for resentencing under Proposition 47, indicating he was seeking reduction of his burglary conviction in case No. SS131649A. (See
At a hearing on May 6, 2015, at which petitioner was not present but was represented by counsel, the trial court granted the petition as to both the burglary and the possession of a controlled substance convictions, designating those offenses as misdemeanors and dismissing the strike allegation as to the burglary. The clerk‘s minutes reflect that the trial court then resentenced petitioner “pursuant to stipulation,” imposing a six-year term for the robbery and a concurrent four-year term for the failure to appear.
On October 21, 2015, petitioner filed a petition for writ of habeas corpus in the trial court, raising sentencing issues. The trial court denied the petition, finding that petitioner had “consented, as a condition of his plea agreements in both cases, to waive his right to an appeal or any post-conviction writ review.”2 Petitioner then filed a petition for writ of habeas corpus in this court in propria persona, followed by a supplemental petition by counsel which raised additional issues, and we issued an order to show cause as to each petition.
III. DISCUSSION
A. Jurisdiction to Resentence on Robbery and Failure to Appear Counts
Petitioner argues that when his convictions of burglary and possession of a controlled substance were reduced to misdemeanors pursuant to Proposition 47, the trial court was required to delete those terms from his six-year aggregate sentence, which would have reduced his sentence by 16 months. Instead, the trial court resentenced petitioner to the same aggregate six-year term it had originally imposed, by imposing a six-year term for the robbery instead of the original four-year term. Petitioner contends the trial court had
1. Estoppel
The Attorney General argues that petitioner should be estopped from challenging his sentence because he stipulated to the six-year robbery term. However, petitioner was not present at the resentencing hearing, and he contends his counsel was ineffective for failing to object when the trial court resentenced petitioner without reducing his aggregate sentence. Thus, in addressing petitioner‘s ineffective assistance of counsel claim, we would need to reach the merits of his claim that the trial court lacked jurisdiction to increase the terms for convictions not affected by the granting of his petition for recall of sentence. (See People v. Rodrigues (1994) 8 Cal.4th 1060, 1125-1126 [reaching merits of waived issue because of defendant‘s claim that trial counsel was ineffective for failing to object].)
Further, as petitioner points out in his traverse, it is unclear whether the phrase “pursuant to stipulation” referenced in the clerk‘s minutes referred to the original stipulated sentence or a new stipulation entered by petitioner‘s counsel at the resentencing hearing. If the phrase “pursuant to stipulation” referred to the original stipulated sentence, petitioner is not barred from seeking modification of that sentence, because “by its plain language
2. Analysis
Two recent cases have held that a trial court has jurisdiction to resentence in a multiple felony count case following the granting of a
In Sellner, the defendant was originally sentenced on two counts in two separate cases. (Sellner, supra, 240 Cal.App.4th at p. 701.) Her sentence
In Roach, the defendant was originally sentenced on four felony counts in three separate cases. (Roach, supra, 247 Cal.App.4th at p. 182.) His aggregate four-year four-month sentence comprised a three-year principal term for possession of methamphetamine, consecutive eight-month subordinate terms for unlawful possession of a firearm and receiving stolen property, and a concurrent three-year subordinate term for reckless driving. (Ibid.) The trial court granted the defendant‘s Proposition 47 petition for resentencing as to the possession of methamphetamine conviction and the receiving stolen property conviction. The trial court resentenced the defendant on all four counts, so that the defendant‘s aggregate sentence was still four years four months, by imposing a three-year principal term for the reckless driving conviction, a consecutive eight-month subordinate term for the unlawful possession of a firearm conviction, and a consecutive eight-month jail term for the two counts that had been reduced to misdemeanors. (Roach, supra, at p. 182.) On appeal, the Roach defendant argued that “the trial court erred in resentencing him to the same aggregate sentence originally imposed on his convictions in three cases” rather than imposing “‘an overall shorter sentence.‘” (Id. at p. 183.) The Roach court disagreed, holding that “where a petition under
Petitioner argues that Sellner and Roach erroneously concluded that a trial court may resentence a defendant on convictions in “other cases” after granting a Proposition 47 resentencing petition. Petitioner notes that subdivision (n) of
We do not agree that
We also do not agree with petitioner that permitting a trial court to resentence him “in the manner in which it did” is inconsistent with the purpose of Proposition 47. A stated purpose of Proposition 47 was to “[r]equire misdemeanors instead of felonies for nonserious, nonviolent crimes like petty theft and drug possession, unless the defendant has prior convictions for specified violent or serious crimes” (Voter Information Guide, Gen. Elec. (Nov. 4, 2014) text of Prop. 47, § 3, p. 70), but none of the stated purposes was to decrease aggregate sentences in all cases in which Proposition 47 relief was granted.
We note that in Sellner and Roach, the defendants’ Proposition 47 petitions pertained to the convictions underlying the principal terms. In the instant case, the granting of petitioner‘s Proposition 47 petition did not affect the principal term, i.e., the four-year term imposed for the robbery conviction. Nonetheless, the trial court had jurisdiction to resentence petitioner on both the robbery conviction and the failure to appear conviction.
A trial court has jurisdiction to reconsider its prior sentencing choices “on remand following the reversal of a felony count for which a subordinate term had been imposed,” and the court may impose “a higher term for the principal, or base, term, so long as the total prison term for all affirmed counts does not exceed the original aggregate sentence.” (People v. Burbine (2003) 106 Cal.App.4th 1250, 1253 (Burbine).) In
Similarly, “[w]hen a sentence is subject to ‘recall’ under
The instant case likewise involves a petition for “recall of sentence.” (
3. Ineffective Assistance of Counsel
Petitioner contends he received ineffective assistance of counsel at his resentencing hearing, because his counsel did not object to the increased terms for the robbery and failure to appear convictions, and in fact may have stipulated to the recalculated sentence.
“To prevail on a claim of ineffective assistance of counsel, the defendant must show counsel‘s performance fell below a standard of reasonable competence, and that prejudice resulted. [Citations.]” (People v. Anderson (2001) 25 Cal.4th 543, 569 (Anderson); see also Strickland v. Washington (1984) 466 U.S. 668, 687-688, 694.) Prejudice is shown where there is a reasonable probability that, ““” but for counsel‘s unprofessional errors, the result of the proceeding would have been different. A reasonable probability is a probability sufficient to undermine confidence in the outcome.‘”’ [Citations.]” (Anderson, supra, at p. 569.)
In this case, even assuming that reasonable counsel would have objected at the resentencing hearing when the trial court increased the terms for the robbery and failure to appear convictions, petitioner has not shown prejudice. As we have explained, the trial court had jurisdiction to increase the terms for those convictions so as to arrive at the same aggregate term that it had originally imposed. Petitioner does not argue that if his trial counsel had objected, the trial court would have exercised its discretion and imposed a lower aggregate term. Petitioner therefore cannot prevail on his ineffective assistance of counsel claim.
B. Failure to Appear on a Felony
Petitioner next argues that his conviction of failure to appear on a felony charge (
Petitioner points out that an element of
The Attorney General contends petitioner‘s claim is “foreclosed by the plain language” of
The critical statutory language at issue is the phrase “shall be considered a misdemeanor for all purposes.” (
There is no specific language in Proposition 47 supporting petitioner‘s argument that the redesignation of the conviction underlying his failure to appear conviction automatically invalidates the failure to appear conviction, which was valid at the time of conviction. Proposition 47 created a specific procedure for persons who are currently serving a sentence for a felony that would have been a misdemeanor under Proposition 47, and it established criteria for resentencing and stated the effect of such resentencing. (
In contrast to Park, at the time petitioner failed to appear on a felony charge, the underlying felony charge had not yet been reclassified as a misdemeanor. Thus, at the time of his failure to appear, petitioner was “charged with . . . a felony.” (
