In re Guardianship of S.O. (L.O. and T.O., Appellants)
No. 2021-106
Supreme Court
September Term, 2021
2021 VT 89
D. Justine Scanlon, J.
On Appeal from Superior Court, Bennington Unit, Probate Division
NOTICE: This opinion is subject to motions for reargument under
Sarah Star, P.C., Middlebury, for Petitioners-Appellants.
Thomas J. Donovan, Jr., Attorney General, Montpelier, and Jody A. Racht, Assistant Attorney General, Waterbury, for Respondent-Appellee Department for Children and Families.
¶ 1. COHEN, J. Grandparents appeal from the probate division‘s dismissal of their petition for guardianship of S.O. They argue that: the court should have held a hearing and addressed the merits of their petition; the Department for Children and Families (DCF) violated their due process rights by moving to dismiss the petition; and if there had been a merits hearing, they would have shown that they were suitable guardians and that a nonconsensual custodial guardianship was in S.O.‘s best interests. We affirm.
¶ 2. The record indicates the following. S.O. was born in July 2018 and she was taken into DCF custody shortly thereafter. S.O. has been in the same foster home essentially since birth. On October 21, 2020, S.O.‘s biological mother voluntarily relinquished her residual parental rights in S.O., subject to a post-adoption contact agreement. Mother agreed that it was in S.O.‘s best interests that her rights be terminated, that S.O. be freed for adoption, and that legal custody and all residual parental rights be transferred to DCF without limitation as to adoption. The court terminated father‘s residual parental rights the same day. Neither parent appealed from these decisions, and the orders became final on November 20, 2020.
¶ 3. Meanwhile, on October 15, 2020, grandparents filed materials in the probate division seeking a minor custodial guardianship of S.O under
¶ 4. Upon receiving the petition, DCF filed a motion in the family division asking it to confer with the probate division regarding jurisdiction over the guardianship petition. See
¶ 5. The family and probate division judges conferred on the record on December 1, 2020, and the family division judge issued an entry order that day recounting what was decided. As set forth in the
¶ 6. On December 8, grandparents requested a status conference. They asked the family division to allow them to present evidence and argument on why the guardianship petition should be consolidated with the juvenile proceeding, and they asserted that S.O.‘s best interests required considering them as a permanency placement option.
¶ 7. Two days later, the family division issued an entry order transferring the guardianship petition back to the probate division. It recounted the procedural history of this case and the juvenile proceedings. It found that S.O. had been with her current foster parents essentially since birth and that she loved and was bonded with her foster parents. The family division judge determined that S.O.‘s best interests were not served by consolidating the guardianship petition with the family proceeding and determining if a guardianship should be established. It cited In re C.B. in support of its conclusion. See 2020 VT 80, ¶ 25, __ Vt. __, 249 A.3d 1281 (recognizing that in determining how to address transferred guardianship petition and assess what course of action serves child‘s best interests, family division may consider whether “the minor child has been living with and building attachments in a preadoptive foster family for a significant period of time and [whether] the proposed guardian has less of a relationship with the child,” and “may transfer the guardianship petition back to the probate division for consideration after final disposition, which may be a termination of the parents’ rights that clear the way for adoption.“). In transferring the petition back to the probate division pursuant to
¶ 8. The probate division then scheduled a February 2021 hearing on grandparents’ guardianship petition. DCF moved to dismiss the petition, arguing that grandparents’ request could not be fulfilled because it did not fit within either type of guardianship over which the probate division had jurisdiction. DCF explained that
¶ 9. Grandparents opposed the motion. They argued that the probate division should decide their petition because it remained pending and S.O. had not yet been adopted. They maintained that S.O. was still “a child in need of guardianship” as defined in
¶ 10. The probate division granted DCF‘s motion to dismiss. It explained that at the time the guardianship petition was transferred back to the probate division, both parents’ residual rights had been terminated, no appeals had been taken, and all residual parental rights had been transferred to DCF. The court was unpersuaded by grandparents’ argument that S.O. remained in need of guardianship under
¶ 11. The court recognized our recent decisions discussing in detail the array of options available to the family division when a minor guardianship is transferred from the probate division, and it cited our observation that “[t]he outcome of a CHINS proceeding will obviously affect what, if anything, is left to transfer back to the probate division.” In re C.B., 2020 VT 80, ¶ 22 n.4. Given that parents’ rights had been terminated and all residual parental rights had been transferred to DCF without limitation to adoption, the court found that there was no relief it could grant to grandparents and it dismissed their guardianship petition. This appeal followed.
¶ 12. Grandparents argue on appeal that the probate division should have addressed the merits of their petition because S.O. remained in need of a guardianship. They no longer appear to argue that they satisfy the criteria for a consensual guardianship. Instead, they contend that the probate division could have established a nonconsensual guardianship. They reiterate their argument that S.O. is a “[c]hild in need of a guardianship” because she is “[a] child who is abandoned or abused by [her] parents” and/or is “without proper parental care, subsistence, education, medical, or other care necessary for [her] well-being.”
¶ 13. This appeal presents questions of law, which we review de novo. Geraw v. Geraw, 2021 VT 45, ¶ 23, __ Vt. __, 257 A.3d 847. In construing the guardianship statutes at issue, we seek to implement legislative intent. In re Mountain Top Inn & Resort, 2020 VT 57, ¶ 27, __ Vt. __, 238 A.3d 637 (quotation omitted). “Where the Legislature‘s intent can be ascertained from the plain meaning of the statute, we
¶ 14. We begin with an overview of the purpose and policies underlying the minor guardianships at issue in this case.2 The Legislature has indicated that, while “[i]t is presumed that
the interests of minor children are best promoted in the child‘s own home,” “guardianship provides a process through which parents can arrange for family members or other parties to care for [their] children” when parents are “temporarily unable” to do so.
¶ 15. For consensual guardianships, parents and proposed guardians must submit an agreement that addresses the division of responsibilities between parents and guardians, the “expected duration of the guardianship, if known,” “parent-child contact and parental involvement in decision making.”
¶ 16. Grandparents plainly fail to satisfy the statutory requirements for a consensual guardianship, and they do not appear to argue otherwise. Mother was not a “custodial parent” at the time her consent
¶ 17. Grandparents similarly cannot satisfy the requirements for establishment of a nonconsensual guardianship under
¶ 18. Grandparents cannot make the necessary showing here. At the time that the guardianship petition was transferred back to the probate division for consideration, parents’ residual rights in S.O. had been terminated. Parents thus have no ability to either consent to or oppose the guardianship, a point grandparents appear to concede. A “nonconsensual guardianship” is by definition a guardianship that a parent opposes.
¶ 19. This conclusion is consistent with a commonsense interpretation of a “[c]hild in need of guardianship” defined in
¶ 20. In this case, parents’ rights have been terminated and DCF holds those rights. S.O. is not at this point a child who needs a guardianship because her parent is abusing or neglecting her. It would be absurd to conclude otherwise. It would also upset the process created by the Legislature, which allows the family division to decide how to best treat a guardianship
¶ 21. As reflected above, the types of guardianships provided for in
¶ 22. None of those scenarios are possible here. The court terminated parents’ rights and transferred those rights to DCF without limitation as to adoption. The family court declined to consolidate the guardianship petition with the juvenile case, concluding that it was not in S.O.‘s best interests to do so. We are thus left with the scenario we recognized in both C.B. and A.M.: that under circumstances such as these, there is nothing left for the probate division to address. See In re C.B., 2020 VT 80, ¶¶ 22 n.4, 25 (recognizing that “in a CHINS case where the minor child has been living with and building attachments in a preadoptive foster family for a significant period of time and the proposed guardian has less of a relationship with a child,” family division “may transfer the guardianship petition back to the probate division for consideration after final disposition, which may be a termination of the parents’ rights that clears the way for adoption” and acknowledging that “[t]he outcome of a CHINS proceeding will obviously affect what, if anything, is left to transfer back to the probate division.“); In re A.M., 2020 VT 95, ¶ 20, __ Vt. __, 246 A.3d 419 (affirming trial court‘s decision to address TPR petition before entertaining voluntary guardianship petitions where family division informed parties that “if parents’ rights [were] terminated, a transfer of the guardianship cases back to the probate division w[ould] not be needed, as the parties will no longer have any right to agree or oppose any guardianship” (quotation omitted)).
¶ 23. Grandparents offer no persuasive argument to the contrary. As reflected
assertion that the transfer of all parental rights to DCF without limitation as to adoption “has no impact” on whether a child is in need of guardianship. As reflected above, we have expressly recognized the opposite to be true. See id. ¶¶ 22 n.4, 25; In re A.M., 2020 VT 95, ¶¶ 20-22 (upholding family division‘s decision to address TPR petition before considering guardianship petitions where family division specifically informed parties termination of parents’ rights would render guardianship petitions moot).
¶ 24. The statutory provisions cited by grandparents offer no insight into the proper interpretation of “[n]onconsensual guardianship” in
¶ 25. We are equally unpersuaded by grandparents’ assertion that, in the event S.O. is not adopted, there may be a process available in the probate division by which they might be able to eventually petition to adopt S.O. No adoption petition is before us. Grandparents speculate that, if an adoption petition were submitted and then denied, a court might appoint them as the child‘s custodian or guardian, and if that were to occur, they might then become eligible to petition to adopt the child themselves after six months of acting as the child‘s custodian. They question whether the probate division will be able to accurately assess whether a future adoption is in S.O.‘s best interests if it does not
¶ 26. Grandparents next argue that, when the petition was transferred back to the probate division, the probate division was required to hold an evidentiary hearing on the merits of their petition. They cite Mathews v. Eldridge, 424 U.S. 319, 333 (1976), in support of their assertion. According to grandparents, when the family division transferred the guardianship petition back to the probate division, DCF “took action contrary to its own policies to ensure that the grandparents were deprived of any hearing on their petition, on account of its own preference to place the child for adoption elsewhere.” They contend that as a result, they “were deprived of their vital interest in ensuring the safety and welfare of [S.O.] without due process of law.” They also appear to suggest that DCF, as a matter of policy, was required to place S.O. with them, as relatives, rather than with a “new, State selected famil[y]” and that DCF failed (in unspecified ways) to follow Family Services Division Policy 85, which concerns minor guardianships.
¶ 27. We reject these arguments. DCF was plainly entitled to move to dismiss the guardianship petition, and the court did not err in granting the motion to dismiss without holding a hearing.
¶ 28. The facts relevant to the motion to dismiss were undisputed; the only questions for the probate division were questions of law. Grandparents had notice of the motion and an opportunity to respond to it. See Mathews, 424 U.S. at 333 (“The fundamental requirement of due process is the opportunity to be heard at a meaningful time and in a meaningful manner.” (quotation omitted)). There was no need for an evidentiary hearing on the merits of the petition because, as set forth above, there was no relief that the probate division could grant to grandparents as a matter of law. Grandparents are not entitled to circumvent the requirements of the statute.
¶ 29. Nothing in Mathews, 424 U.S. at 334-35, compels a contrary conclusion. The Mathews Court explained that:
[T]he specific dictates of due process generally requires consideration of three distinct factors: First, the private interest that will be affected by the official action; second, the risk of an erroneous deprivation of such interest through the procedures used, and the probable value, if any, of additional or substitute procedural safeguards; and finally, the Government‘s interest, including the function involved and the fiscal and administrative burdens that the additional or substitute procedural requirement would entail.
¶ 30. We agree with DCF that, to the extent grandparents have an interest at stake here, it is the opportunity to establish a minor guardianship if they can satisfy the statute‘s requirements. This interest was protected through the procedures used: grandparents were provided notice and the opportunity to respond to the legal issues that formed the basis of the motion to dismiss. No hearing was required regardless of what level burden it would impose. There was no basis to hold an evidentiary hearing because the relief for which the evidence would be gathered—the establishment of a nonconsensual guardianship—could not be granted as a matter of law. We reject grandparents’
¶ 31. While grandparents disagree with the outcome in this case, the process here unfolded consistently with the statutory scheme devised by the Legislature to promote a child‘s best interests, and grandparents were afforded the process they were due. Given our conclusions above, we do not reach grandparents’ final argument concerning the evidence that they would have presented had there been a merits hearing. No such hearing was required, and the petition was properly dismissed.
Affirmed.
FOR THE COURT:
Associate Justice
