Lead Opinion
The respondent, Jon D., appeals the Superior Court’s (Dalianis, J.) finding pursuant to RSA chapter 169-C that he sexually abused his daughter, Gina D. Relying on our recent decision in State v. Cressey,
When Gina D. was two years and ten months old, her mother, Susan D., brought her to Ann Bastille, a child and adolescent therapist. Bastille holds a master’s degree in counseling and psychotherapy and has acquired specialized knowledge in the evaluation and treatment of child sexual abuse. Gina’s mother was concerned about the effects on Gina of her divorce from the respondent, including the custody proceedings. She reported that Gina was engaging in sexualized play and was experiencing nightmares, behavioral difficulties, and mood swings. Gina’s mother also told Bastille that another family member had made allegations of sexual abuse against the respondent. Because of the possibility of sexual abuse, Bastille first began an evaluation to “rule out” the possibility of sexual abuse as the cause of Gina’s reported problems. Bastille had received training with regard to sexual abuse allegations in child custody disputes, and she took care to discount Gina’s mother’s reports and to conduct the major evaluation sessions with Gina without her mother being present.
Bastille eventually came to the conclusion that the respondent had sexually abused Gina. Her conclusion was based largely on verbal and nonverbal disclosures Gina made during the course of Bastille’s evaluation, but was bolstered by Bastille’s observations of Gina’s behavior and emotions. Bastille reported Gina’s disclosures to the division for children and youth services (the division). The division then filed a petition in the Nashua District Court (Howorth, J.), pursuant to RSA chapter 169-C, alleging that the respondent had sexually abused Gina. Following a hearing, the court found that Gina had been abused within the meaning of RSA chapter 169-C and that the respondent was the perpetrator. He appealed to the superior court for a de novo hearing. See RSA 169-C:28 (1990).
The first issue we address is whether the superior court properly admitted and relied on Bastille’s testimony. At the superior court trial, the respondent objected to Bastille’s qualifications to testify as an expert in the field of child sexual abuse. The respondent’s argument on appeal is based on our holding in Cressey, which was not decided until after the respondent filed his notice of appeal. Because the question of the reliability of Bastille’s expert opinion was sufficiently raised below and the parties briefed and argued the issue citing Cressey, we will review the superior court’s ruling in light of our holding in Cressey.
Expert testimony must meet a threshold level of reliability to be admissible under New Hampshire Rule of Evidence 702. Cressey,
Because abuse proceedings are not governed by the New Hampshire Rules of Evidence, we look to New Hampshire common law of evidence for guidance in analyzing the materiality and relevancy of the challenged testimony. To be relevant, evidence must
At the appeal hearing, Bastille testified about her observations, evaluations, and conclusions concerning the possibility that Gina had been sexually abused. Bastille stated that Gina told her, “‘My daddy hurts my back,’” and that “her daddy hurts her with a funny-looking stick.” She testified about a session when Gina talked about her daddy hurting her and Bastille asked her to show on an anatomical drawing where her daddy hurts her with the “funny-looking stick.” The anatomical drawing showed the back of a young girl on one side and the front view on the other side. On the back view of the girl, Gina circled her buttocks area and part of her upper back. After marking the back view, Gina spontaneously turned over the paper to the front view and made marks in the genital area and the area of the breasts. She then began scribbling on the paper very hard and said, “‘He hurts me all over.’”
Bastille’s testimony about Gina’s disclosures and her own observations of Gina’s behavior is merely factual and was not generated by her particular expertise. Her factual testimony is both relevant and material to the question of whether Gina was sexually abused by her father, the respondent. Absent other infirmities that have not been demonstrated on appeal, her factual testimony was properly admitted under RSA 169-C:12.
Bastille’s expert opinion that Gina was sexually abused by her father, however, must assist the court in its search for the truth to be relevant and admissible. Relying on Cressey, the respondent contends that Bastille’s conclusion was unreliable, and therefore inadmissible, because it lacked a sufficient scientific basis. Generally, the basis for an expert opinion is tested through cross-examination of the witness, and objections may affect the weight of the testimony but do not render it inadmissible. Tullgren v. Phil Lamoy Realty Corp.,
Bastille testified that her conclusion that Gina had been sexually abused by the respondent was based on the following factors:
“[Gina’s] disclosure and the ongoing emotional disturbance that [Bastille] saw in the office at times, behavioral difficulties when any kind of even nondirective questioning was used, the — the anxiety, the — especially the extensive play and talk around issues of nightmares, which certainly appeared very genuine.”
Gina’s symptoms, according to Bastille, were indicators that Gina had been traumatized. Based on Gina’s disclosures, Bastille concluded that the traumatization was due to sexual abuse. Bastille used a prepared chart showing the signs and symptoms of child sexual abuse in evaluating Gina. She explained that based on her training she was able to identify “victimization themes” in Gina’s nightmares and drawings and in Gina’s explanation of her drawing. Bastille also drew significance from the fact that Gina had included “sexualized parts” in her self-portrait because she did not include those parts on her other drawings of females. Further, she ruled out the possibility that Gina had been “programmed” by Susan to allege that the respondent sexually abused her based on the following “wide range of indicators”:
“Gina disclosed or had indicators of sexual abuse in a wide range of ways in terms of behavioral, what she had done in the diagnostic drawings, her disclosure in terms of having marked that drawing rather than having it be just a verbal disclosure, the — certainly, the richness with regard to her nightmare content and continuing themes of victimization and being hurt — being hurt in the areas of her bum.”
Bastille believed that she had “ruled out” other possible perpetrators of the abuse, other than the respondent, because “to the best
Dr. Wilfred Derby, appearing on behalf of the respondent, testified that the indicators listed in the chart relied on by Bastille were not diagnostic of child abuse and that there are no indicators of child sexual abuse other than possibly venereal disease. Instead, he said, the kinds of symptoms Bastille reportedly observed in Gina show emotional problems. He further testified that at this time there is no research which supports relying on the interpretation of a child’s drawings to diagnose sexual abuse. He disputed Bastille’s qualifications to interpret Gina’s dreams and characterized her interpretations as “almost in the realm of fortune telling.” Finally, he noted that Bastille’s sessions with Gina were not taped so that there was no way for anyone else to know what happened and to assess the validity of her observations and methods.
Experts in the field of behavioral science dispute the reliability and validity of diagnoses of sexual abuse based on behavioral characteristics of the child as is indicated by the striking conflict between the expert witnesses in this case. See Cressey,
Bastille based her disputed diagnosis on her evaluation of a variety of factors that depended on her interpretation of Gina’s drawings, nightmares, and behavior. Despite being challenged on cross-examination about her methods and conclusion, Bastille defended her position based on her evaluation of all the pieces of “the puzzle.” An opinion that is impenetrable on cross-examination due to the unverifiable methodology of the expert witness in arriving at the conclusion is not helpful to the court in its search for the truth. See
We are not persuaded that the purpose of an abuse proceeding under RSA chapter 169-C, as contrasted with the purpose of a criminal trial on allegations of sexual abuse of a child, justifies using expert opinion testimony of a diagnosis of sexual abuse in an abuse proceeding. Although RSA chapter 169-C “is designed to protect children, not punish parents,” In re Heather D.,
As in Cressey, we caution that the holding in this case does not preclude all opinion testimony from psychologists or therapists in abuse and neglect proceedings. Expert testimony based on psychological evaluation or other behavioral science expertise may be helpful to the court by providing information about a child’s physical and cognitive development and behavior. In particular, such testi
We will uphold the findings and rulings of the trial court unless they are unsupported by the evidence or are legally erroneous. In re Tracy M.,
The guardian ad litem’s testimony reported his observations of Gina, her mother, and the respondent. He testified that Gina’s mother made a variety of “wild and exaggerated allegations” about the respondent and his family that the guardian ad litem was not able to confirm or repudiate. He described his visit at the respondent’s house, observing him with Gina for two hours, and noted that Gina was very open and verbal and seemed happy. He stated that he was concerned “about the way [Gina’s mother] has handled the whole divorce from the beginning and the way events seem to coincidentally fit into an abuse-and-neglect case for some benefit at the divorce court level.”
Dr. Derby’s testimony seriously undermined the reliability and validity of Bastille’s interpretations and opinions. He did not examine Gina, however, as Bastille did. Consequently, we cannot say that no reasonable person could have found, as the superior court did, that the evidence at trial supported a finding that Gina had been abused by her father, the respondent.
In making its decision, however, the superior court relied heavily on Bastille’s opinion that Gina had been sexually abused by the respondent. The court entirely discounted Gina’s mother’s testimony
As we have explained, Bastille’s opinion' testimony that Gina had been sexually abused by the respondent was not sufficiently reliable to be relevant. Consequently, the court’s reliance on Bastille’s opinion was an error of law. Based on a review of the record and the importance accorded by the superior court to Bastille’s testimony, we do not find that the error was harmless. Cf. In re Kristopher B.,
Reversed and remanded.
Dissenting Opinion
dissenting: Because I believe the issue of reliability in State v. Cressey,
New Hampshire has historically had one of the most liberal rules in the country as to the qualification of an expert and the acceptance of the expert’s conclusion as to an ultimate question of fact. See Dowling v. Shattuck,
The first issue to address is whether Bastille’s testimony was reliable enough to support the superior court’s finding of sexual abuse. Jon D.’s main argument is that Bastille’s testimony is similar to the testimony held unreliable in Cressey and that Bastille’s testimony should therefore be held unreliable as well. I disagree with Jon D.’s
Second, the evidence in an abuse and neglect hearing is heard by a judge, not a jury. See RSA 169-C:18. This court’s holding in Cressey was in part based on
“the potential risks that a jury may disproportionately defer to the statements of an expert if the subject area is beyond the common knowledge of the average person, and that a jury may attach extra importance to an expert’s opinion simply because it is given with the air of authority that commonly accompanies an expert’s testimony.”
Cressey,
Third, RSA chapter 169-C “is designed to protect children, not punish parents.” In re Heather D.,
“In civil proceedings, it is appropriate to allow qualified experts on child sexual abuse to offer direct as well as alternative forms of expert testimony relating to whether sexual abuse occurred. Such testimony is particularly suitable and necessary in juvenile court proceedings to protect children. ... Protective proceedings are civil in nature, and are not designed to work a permanent disruption of the parent-child relationship. Quite the contrary, the goal of the court is to protect the child, support the family, and provide services and treatment designed to eliminate further abuse. It must be recalled that child sexual abuse is often very difficult to prove, especially when the victim is young. The juvenile court needs all the evidence that is available to enable it to protect abused children. In protective proceedings there is no jury, thus the concern that expert testimony may overawe or confuse jurors is eliminated. The judge can evaluate the worth of expert testimony on whether a child was sexually abused. In juvenile court, the need for the evidence and the compelling interest in protecting children justify admission of expert behavioral science testimony on whether sexual abuse occurred.”
Myers, supra at 85-86 (emphasis added). I find this reasoning sound and conclude that this court’s holding in Cressey is inapplicable here.
The question then remains whether the trial court properly admitted Bastille’s testimony. RSA 169-C:12 gives the court broad discretion in evidentiary matters, allowing it to “admit evidence which it considers relevant and material.” Jon D. contends that Bastille’s testimony was irrelevant because it was unreliable, again citing Cressey as authority. I agree that evidence must be reliable to be relevant, but point out that the standard of reliability set forth in Cressey is much higher than that required by RSA 169-C:12. In Cressey, this court did not consider the admissibility of the expert’s testimony under a Rule 401 — or any other — relevance test. Instead, this court found the evidence unreliable under Rule 702. The testimony failed
Under this standard, I am hard pressed to say that the superior court abused its discretion in admitting Bastille’s testimony. RSA 169-C:12; cf. Cressey,
Dissenting Opinion
dissenting: Because I believe that the issue was not properly preserved by objection at trial to the evidence in dispute, I respectfully dissent.
