In Re Fred J.
OPINION
PARAS, J.
On March 18, 1977, Fred J. and Antoinette J., minors, were declared dependent children of the San Joaquin County Juvenile Court under
On November 9, 1977, the San Joaquin Department of Public Assistance filed separate petitions as to each child, requesting modification of the previous custody disposition. The petitions alleged that placement with the mother had been ineffective to provide for the
Pursuant to rule, the court appointed separate attorneys for the mother and for the children. (
I
The petition alleges that “[y]our petitioner [the department] believes that there has been a change of circumstances which would require a hearing to modify the previous placement of the Court dated March 18, 1977, as provided in
The Welfare and Institutions Code contemplates two procedures for review of previous
(2) The Attorney General in response notes that “[t]he petitions were ... drafted to comply with both the requirements of
II
(3a) Resolution of the question of the code section under which the petition was brought brings us to the mother‘s second contention. She asserts that “... the juvenile court apparently applied a standard of preponderance of the evidence....” It is difficult to determine on what basis this “apparent” application of an improper burden of proof is asserted. The record itself is silent on the subject, and we can only conclude that the mother draws this inference from the divergent burdens of proof growing out of the dual aspect of the petition.
III
The mother next objects on the basis that the petition did not give notice of the matters against which she was required to defend and the court failed to make findings. These issues will be separately considered.
A
It has been held specifically that “[n]otice of the allegations upon which the deprivation of custody is predicated is fundamental to due process. [Citations.] Accordingly, a parent must be given notice of the specific factual allegations against him or her with sufficient particularity to permit him or her to properly meet the charge.” (Italics added. In re J.T. (1974) 40 Cal. App.3d 633, 639 [115 Cal. Rptr. 553].) We set out in the margin the actual relevant contents of the petition.2
As above observed, due process requires that constitutionally adequate notice be given. The apparent absence of a procedural device to raise the question of adequacy creates an awkward hiatus between theory and practice. As we have noted, at least one California case implicitly recognizes the demurrer as proper. It is our judgment that since the constitutional requirement of notice must have as its concomitant a means of testing the adequacy of such notice, the juvenile court has inherent power to entertain a prehearing challenge to the petition‘s sufficiency by a motion akin to a demurrer. The parties should have an opportunity to test the sufficiency in the trial court, rather than reserving that question for the Court of Appeal.4
(7) We now consider the merits. The petition includes a mixture of factual allegations, conclusionary descriptions, and conclusionary opinions of the petitioner. Very likely prepared by a lay person,5 the petition is no model of pleading. It contains too many adjectives which some might argue convert factual matter into opinion (e.g., the mother prevents “meaningful” contact between the placement social worker and the minors, the mother did not obtain “appropriate” mental health counseling, etc.). But our reading of it (see fn. 2, ante), leads us to conclude that it provided meaningful notice to the mother, who cannot credibly argue that it failed adequately to communicate the department‘s concerns to her. We hold it to be sufficient.
B
The mother rests her assertion of inadequate findings on the requirements of the “demonstration county” provisions of
(8) “It has been held in this state that the Juvenile Court Law does not require the making of specific findings, and that a general finding that the allegations of the petition are true is sufficient to show the facts upon which the court exercised its jurisdiction to declare the minor a ward or dependent child of the court. [Citations.] This rule presupposes, however, that the allegations of the petition state appropriate ultimate facts which set forth the specific charge of factual allegations upon which an adjudication is sought....” (In re J.T., supra, 40 Cal. App.3d at p. 640.) As above noted, the factual allegations were sufficient. The trial court found specifically that the “minors come within provisions
IV
For reasons that do not appear of record the juvenile court moved immediately from the jurisdictional hearing to disposition and failed to hold a separate, discreet disposition hearing. The mother challenges the trial court proceedings on this ground.
(11) It is clear that even with a supplemental petition under
V
We now turn to various evidentiary issues. During the course of supervision of the children pursuant to the initial
(13), (14) To the extent that the children had the privilege (
VI
(15) The final contention is that there was insufficient evidence to support the decision.
When the modification petitions were filed on November 9, 1977, Fred was 11 years of age and Antoinette 10. They were living with the mother, who had been unemployed since 1972 and was living on three social security disability checks of $329 each. During the eight months following the original dependency adjudication, the mother moved the residence four times. Police officers made two “family disturbance” contacts with her during the same period, both involving herself and one Hardy Jerome Thompson.
The children both demonstrated behavioral and emotional problems to a severe degree. It is indicated that neither knows the alphabet. Both had been placed on home instruction programs by their school district. Fred was functioning at a level “between first and second” grades, according to his home program teacher. Neither of the children responded satisfactorily to the teaching efforts of their instructor. The teacher believed they were very much tied to their mother in that she was “very much responsible for the way they behave.” The social worker supported the teacher by testimony that the mother appeared to have a need to keep her children close to her at all times and to isolate them from society, so that the children had no “spontaneity” as would children free from “a repressive sort of control.”
The social worker encountered difficulty in communicating with the children and felt it was because the mother had influenced them to avoid him. On one occasion in December 1977, she refused to talk with the social worker or to allow the children to talk to him.
In April or May of 1977, the social worker advised the mother to take the children to the Children‘s Mental Health Services for evaluation. As above noted, she did not do so, but took the children to two private psychiatrists; each of them recommended after examination that they be taken to the Children‘s Mental Health Services. Defendant rejected this recommendation.
Dr. Griswold believed Fred was suffering from childhood schizophrenia. He described his experience with Antoinette as “a rather amazing repetition of my experience with Fred.” He found her to be an emotionally disturbed child. Dr. Garcia testified he “could hardly get any response from them [the children].”
Antoinette had a behavior problem in school, but school officials did not believe it would necessarily help her to go on the home instruction program; however the mother consistently urged that Antoinette be put on the home program, and the district complied. The school principal testified that Antoinette was capable of doing more than she was doing at school and that her constant absences were the problem. He felt that if she had been allowed to stay in school and if she attended more often,
The foregoing constitutes substantial evidence to support the trial court‘s decision. (In re Robert P., supra, 61 Cal. App.3d at p. 315; In re Melissa H. (1974) 38 Cal. App.3d 173 [113 Cal. Rptr. 139].)
The judgment is reversed as to the dispositional order only. In all other respects it is affirmed. The case is remanded to the trial court with directions to conduct a dispositional hearing.
Puglia, P.J., concurred.
KARLTON, J.*
I concur in sections I, II and IV of the majority opinion and that portion of section III-A which recognizes the availability of a motion akin to a demurrer to test the sufficiency of the petition (ante, p. 175). As to the balance of the opinion, I must respectfully dissent.
As the majority recognizes, both the statute and due process require that the petition allege facts. (
Nor is the need for specificity an abstract issue of legal niceties as suggested by the majority. A review of the evidence characterized as “substantial” by the majority and used to sustain the trial court‘s determination cannot be fairly read to be within the charging allegations of the petition. One example will suffice: The petition alleges that the mother failed “to provide appropriate mental health counseling for the minors.” The majority notes that the social worker “advised” the mother to take the children to the children‘s Mental Health Services; instead she “took the children to two private psychiatrists.” Why or how the mother‘s decision relates to the charge is unspecified by the petition (or for that matter the findings or the majority opinion).
The constitutionally deficient pleadings as in this case led, inevitably, to deficient findings. Here, as in In re J.T., supra, “[t]he deficiency in failing to give notice to appellant of the specific factual allegations upon which the deprivation of custody was predicated is further demonstrated by the `findings’ made by the court.” (40 Cal. App.3d at p. 640.) The majority acknowledges that the findings do not comply with the requirements of
The rule requires specific factual findings on the matters alleged in the petition. Since the trial court failed to comply with the rule this court “cures” the deficiency by implying the findings. The purpose of factual findings is to make appellate review meaningful (Topanga Assn. for a Scenic Community v. County of Los Angeles (1974) 11 Cal.3d 506, 513-514 [113 Cal. Rptr. 836, 522 P.2d 12]). As the majority opinion‘s section on substantial evidence demonstrates, in the absence of such findings the reviewing court is set upon a sea of pure speculation.
The court in In re J.T. rested its decision on the operative code sections distinctive use of the words “finding” and “findings” (id., at pp. 640-641). The majority does not address this analysis. The decision in In re J.T. buttressed its statutory construction by reference to a variety of cases where the Supreme Court has required factual findings as a matter of due process. (In re Sturm (1974) 11 Cal.3d 258, 267 [113 Cal. Rptr. 361, 521 P.2d 97]; Topanga Assn. for a Scenic Community v. County of Los Angeles, supra, 11 Cal.3d at pp. 513-514; In re B.G. (1974) 11 Cal.3d 679, 699 [114 Cal. Rptr. 444, 523 P.2d 244].) Again, the majority ignores this analysis. Of course this court is not bound by a decision of a sister appellate court. It appears to me however, that when we part company with another court, we should say why we do so. This the majority has failed to do.
Moreover, in reality, no findings of fact were made in this case. The court merely checked various boxes on a standard form, the boxes, in turn, merely reflected the ultimate result. It may very well be true as the majority suggests that such forms are in use throughout the judicial system of California, that is not the point. Here by statute, rule and case law, specific factual findings were required and not made.
Finally, even if
I also must respectfully dissent from that portion of the opinion holding the mother is without standing to raise the issue of the receipt of the psychiatric testimony. My analysis of the problem does not require an examination of such imponderables, brushed aside by the majority, as what is the meaning of the term “privity” in this context2 (Clemmer v. Hartford Insurance Co. (1978) 22 Cal.3d 865, 875 [151 Cal. Rptr. 285, 587 P.2d 1098]]), or when a case is not “ordinary.”3
The initial question is not who may assert the psychotherapist-patient privilege at trial, but whether assuming arguendo, that a holder of the privilege objected at trial, may a coparty raise the overruling of the assertion of privilege on appeal.
Resolution of this issue turns on whether, in the language of the California Jurisprudence section relied on by the majority, the error “affects only the appellant‘s coparties” (5 Cal.Jur.3d, Appellate Review, § 485, p. 126). Thus, if the evidence was admitted only against the children, mother might well have no standing on appeal. Such was not the case here. The evidence was admitted for all purposes and against all parties — both the mother and the children objected — both objections were overruled. Thus we must examine the propriety of the ruling, for if the ruling was incorrect, since the evidence was introduced against her, it directly affects the mother‘s case and she has standing on appeal.
As has been noted, the court appointed an attorney for the children. The children objected to the receipt of the evidence.
One other consideration as to this issue, suggested but not briefed by the Attorney General, is whether the
On February 16 and 23, 1979, the opinion was modified to read as printed above.