Rule 27(a)(1) of the Federal Rules of Civil Procedure provides that “A person who desires to perpetuate testimony regarding any matter that may be cognizable in any court of the United States may file a verified petition.”
I. BACKGROUND
• On November 15, 1996, Ford filed, through counsel, her petition pursuant to Rule 27. In the petition, Ford asks “for leave to proceed with the deposition of El-more County Sheriff Bill Franklin.” She alleges that she “expects to be a party to an action in the United States District Court for the Middle District of Alabama, Northern Division, but is presently unable to bring said action”; that the “anticipated action surrounds the shooting death of Fred William Roberts by law-enforcement officers of El-more County on November 8, 1996”; that she “is the Administratrix of the Estate of Fred William Roberts”; that she “intends to establish who the appropriate party defendants to the anticipated action are through the testimony of Elmore County Sheriff Bill Franklin”; that she “is unable to determine the appropriate party defendants and the basic facts surrounding the death of Fred William Roberts without the testimony of Sheriff Franklin” and “needs to establish an accurate account of the events that took place ... before the memories of those involved fade or become dist[or]ted by publicity”; and that she is “requesting the deposi
• On November 20, the court entered an order stating that ‘“There need not be an independent basis of federal jurisdiction in a proceeding to perpetuate, but it must be shown that in the contemplated action, for which the testimony is being perpetuated, federal jurisdiction would exist and thus is a matter that may be cognizable in the federal courts.’ Dresser Indus., Inc. v. United States,
• In response to the November 20 order, Ford filed an amended petition on November 27. In her amended petition, she alleges that the “expected action is an action at law to redress deprivation under ... the Fourteenth Amendment, 42 U.S.C. § 1983 and § 1988”, and that the “jurisdiction of this Court is invoked under 28 U.S.C. § 1331(a) and 28 U.S.C. § 1343.”
• A hearing was held on the petition on December 13. At the hearing, Sheriff Franklin appeared through counsel and stated that he opposed the petition because it was not authorized by Rule 27. Ford responded by reaffirming that she needed to take Sheriff Franklin’s deposition in order “to determine ... the basic facts surrounding the death of Fred William Roberts.” Without this information, she said, she could not determine whom to sue. She did not know whether Sheriff Franklin or one of his deputies shot Roberts and whether the shooting was justified.
II. DISCUSSION
It is clear that Ford seeks to engage in discovery pursuant to Rule 27. As represented in Ford’s petition, as amended, and at the December 13 hearing, she desires to know “the basic facts surrounding the death of ... Roberts.” She wants to know who shot him and whether the shooting was justified.
Admittedly, Ford also asserts in her petition a desire to preserve testimony; she states that she “needs to establish an accurate account of the events that took place ... before the memories of those involved fade or become dist[or]ted by publicity.” This reason is not credible, however. Ford can do this by simply filing suit today. She presented no evidence that Sheriff Franklin’s testimony is in imminent danger of being lost because he is gravely ill or about to leave the country. Ford therefore wishes only to discover or uncover what happened on November 8. The simple question for the court is whether Rule 27 authorizes such relief.
In Business Guides v. Chromatic Communications,
Subsection (a)(1) of Rule 27 provides, as stated, that “A person who desires to perpetuate testimony regarding any matter that may be cognizable in any court of the United States may file a verified petition.” (Emphasis added.) Subsection (a)(3) then provides that an order allowing examination may be entered only “If the court is satisfied that the perpetuation of the testimony may prevent a failure or delay of justice.” (Emphasis added.) Rule 27’s coverage therefore extends
This understanding of Rule 27 is in line with that given in case law and by legal commentators as well. In Ash v. Cort,
Ford also argues that Rule 27 should be read in conjunction with Rule 11. Rule 11 provides that, “By presenting to the court ... a pleading, ... an attorney or unrepresented party is certifying that to the best of the person’s knowledge, information, and belief, formed after an inquiry reasonable under the circumstances, ... the allegations and other factual contentions haye evidentiary support or, if specifically so identified, are likely to have evidentiary support after a reasonable opportunity for further investigation or discovery.” The Rule “stresses the need for some prefiling inquiry into both the facts and the law.” Fed. R.Civ.P. 11 (advisory committee notes to 1983 amendments).
To be sure, the court in In the Matter of Alpha Industries,
This court disagrees with Alpha Industries to the extent that court extends Rule 27 to allow for pre-complaint discovery under Rule 11. • As already explained, the plain language of the Rule 27 simply does not support that reading. Moreover, the Alpha Industries court misread Professor Moore’s commentary. First, the Alpha Industries court omits the critical opening sentence to the commentary: “The reasons for perpetuating the proposed testimony must demonstrate danger of losing the evidence by delay.” (Emphasis added). Thus, when making his comments, Professor Moore is assuming that the petitioner wants to perpetuate testimony and the issue is what “reasons” will support a perpetuation claim. Professor Moore does not suggest that Rule 27 is an appropriate discovery device for Rule 11. Second, while the Alpha Industries court’s observation— “Showing ‘the danger of loss attendant upon all evidence through lapse of time’ will generally suffice,”
III. CONCLUSION
The court is not without sympathy for Ford. She is understanding^ deeply troubled by and concerned about the shooting death of her father. If a law enforcement officer was at fault she desires to have him or her held accountable in a court of law. But, under Rule 11, she cannot file suit against any one without first having uncovered some “evidentiary support” for holding the person liable or having obtained some preliminary evidence that there is likely to be some “evi-dentiary support after a reasonable opportunity for further investigation or discovery.” Similarly, the defense of qualified immunity protects law enforcement officials from federal suit in the absence of detailed factual allegations of a violation of a clearly established federal right. See Harlow v. Fitzgerald,
An appropriate judgment denying Ford’s petition will be entered.
JUDGMENT
In accordance with the memorandum opinion entered this day, it is the ORDER, JUDGMENT, and DECREE of the court that the verified petition filed by petitioner Sheila Roberts Ford on November 15, 1996, and amended on November 27, 1996, is denied.
It is further ORDERED that costs are taxed against petitioner Ford, for which execution may issue.
Notes
. Subsection (a)(1) of Rule 27 provides in full that:
"A person who desires to perpetuate testimony regarding any matter that may be cognizable in any court of the United States may file a verified petition---- The petition shall be entitled in the name of the petitioner and shall show: 1, that the petitioner expects to be a party to an action cognizable in a court of the United States but is presently unable to bring it or cause it to be brought, 2, the subject matter of the expected action and the petitioner’s interest therein, 3, the facts which the petitioner desires to establish by the proposed testimony and the reasons for desiring to perpetuate it, 4, the names or a description of the persons the petitioner expects will be adverse parties and their addresses so far as known, and 5, the names and addresses of the persons to be examined and the substance of the testimony which the petitioner expects to elicit from each, and shall ask for an order authorizing the petitioner to take the depositions of the persons to be examined named in the petition, for the purpose of perpetuating their testimony.”
Subsection (a)(3) of Rule 27 further provides in part that, "If the court is satisfied that the perpetuation of the testimony may prevent a failure or delay of justice, it shall make an order designating or describing the persons whose depositions may be taken and specifying the subject matter of the examination and whether the depositions shall be taken upon oral examination or written interrogatories.”
. In Bonner v. Prichard,
. Rule 11 provides:
"By presenting to the court (whether by signing, filing, submitting, or later advocating) a pleading, written motion, or other paper, an attorney or unrepresented party is certifying that to the best of the person’s knowledge, information, and belief, formed after an inquiry reasonable under the circumstances,—
(2) the claims, defenses, and other legal contentions therein are warranted by existing law or by a nonfrivolous argument for the extension, modification, or reversal-of existing law or the establishment of new law; [and] (3) the allegations and other factual contentions have evidentiary support or, if specifically so identified, are likely to have evidentiary support after a reasonable opportunity for further investigation or discovery____”
Fed.R.Civ.P. 11(b)(2) & (3).
. Petitioner's letter-brief filed on December 16, 1996.
