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In Re Fiori
673 A.2d 905
Pa.
1996
Check Treatment

*1 Phila., al. Eichert, City for et Philadelphia, F. Michael 2/5/96). (as of Jordan, City et al. Philadelphia, James B. DiPietrae, et al. Lemer, for P. Philadelphia, Benjamin Brennan, for P. Philadelphia, J. Sugarman, William Robert DiPietrae. Comm, Kohart, for Amicus of Seven- Philadelphia,

Mary E. ty- FLAHERTY, ZAPPALA, NIX, C.J., CAPPY

Before CASTILLE, JJ.

ORDER PER CURIAM. affirmed.

Order JJ., in the NEWMAN, participate did not NIGRO and decision of this case. consideration or

673 A.2d 905 adjudged incompetent. Joseph FIORI, an In re Daniel Pennsylvania, Appeal of COMMONWEALTH Attorney General. Pennsylvania, Supreme Court of Eastern District. Argued April 1995. April Decided *4 of Penn- Philadelphia, for Commonwealth Unger, Sue Ann sylvania, Attorney General. *5 Reed Smith Shaw & Hoffman, McClay,

Robert B. for Rose- marie Sherman. Wankmiller, Philadelphia,

James J. for Geriatric & Medical Services. FLAHERTY, ZAPPALA, CAPPY, NIX, C.J.,

Before MONTEMURO, CASTILLE and JJ. THE

OPINION OF COURT CAPPY, Justice:

This an appeal by opinion allowance from the and order the Superior affirming judgment Court entered Court of Common Pleas of Bucks County, Orphans Court a granted appeal Division. We allowance of to decide whether relative, physicians close with the consent of two but without involvement, may sustaining court remove life from persistent vegetative an adult relative who is a state where following that adult has left no advance directives. For the reasons, we affirm. presented,

As with all cases where this issue is the facts Fiori, tragic. Joseph subject here are Daniel the nominal appeal, injuries this suffered head in 1972 when he was severe approximately twenty years regained old. He consciousness after this injury, cognitive severely but his abilities were 1976, injury limited. Fiori suffered a second head while (‘VA”). being hospital treated at a Veterans Administration Fiori regained injury, never consciousness after this second diagnosed being vegetative and he was as in a state persistent (“PVS”). The “vegetative term state” describes: body functioning entirely which is terms of its internal

controls. It maintains It maintains heart temperature. It maintains pulmonary digestive beat ventilation. activity. activity It maintains reflex of muscles and nerves responses. for low level conditioned But there is no behav- ioral evidence of either self-awareness or awareness of the surroundings in a learned manner. Director, Health, v. Dept.

Cruzan Missouri 497 U.S. (1990) 2841, 2846, n. 110 S.Ct. n. L.Ed.2d Jobes, 394, 403, 529 A.2d (citing In re 108 N.J. (1987)).1 zone of “twilight has described as a This state been *6 life, in where death commences while suspended animation Fleming, v. by continues.” Rasmussen Mitchell form, some (1987). 674, 207, 211, P.2d 678 154 Ariz. 741 condition, functions were cognitive In this all Fiori’s brain or and he was unable pain pleasure, He felt no inoperative. for capacity Fiori had no communicate with others. Since movements, main- his life functions were voluntary muscular medications, fluids, nutrition of and by provision tained tube, insert- surgically a a tube which through gastrostomy no of Fiori ever recover- hope stomach.2 There was ed ing. accident, mother, his Rosemarie Sher-

After Fiori’s second man, by of his court order guardian person was appointed England published in The New Journal Medicine 1. A recent article of vegetative persistent permanent a between introduced distinction wakeful unconscious state that lasts ‘‘[a] The article stated that states. persistent vegetative longer state____ weeks is referred to as a than a few state, hand, means an permanent vegetative on the other A state____” PVS, Multi-Society on Medical As Task Force irreversible (Pts. 2), Vegetative Eng.J.Med. pects State 1 & 330 New the Persistent of (1994) prior (emphasis supplied). review of PVS Based on 1501 cases, persistent vegetative state was concluded that where a the article judged permanent brought by injury, the state can be on traumatic injury; the article noted that twelve months after the occurrence exceedingly at For a recovery twelve months is rare. Id. after state, permanent vegetative emergence from a discussion of one such Mercer, Childs, Report; Nancy Late L. M.D. & Walt N. see Brief Vegetative Post-Traumatic Improvement in Consciousness State After , (1996). Eng.J.Med. New 24 article, predated thus the diagnosis condition this The of Fiori’s diagnosis "permanent vegetative was not available to the state” Fiori, vegeta- a attending physicians. We realize that who had been in death, approximately years prior to his would tive state for nineteen vegetative having permanent probably diagnosed as been in a now be state; improper a may, highly be for be that as it we find that it would Thus, to Fiori’s “re-diagnose” we will continue to refer court to Fiori. having persistent vegetative state. as been a condition by the hydration are viewed as treatment 2. Artificial and nutrition See, e.g., by jurisdictions. In re community and courts of other medical Grant, 372-373, (1985); Conroy, A.2d In re 98 N.J. 545, 559-562, (1987). 747 P.2d 452-454 109 Wash.2d requested February in 1980. Sherman entered Center, nursing which was the home Mayo Nursing Fiori, nursing gastrostomy his tube. caring remove request her without a court comply with home refused order; the Court Common petition thus filed Sherman requesting directing an order County Pleas for Bucks Attorney treatment. The General nursing home to terminate and, request, to his an proceedings pursuant in the appeared expert appointed. was independent medical neurologists, of two one retained Sherman opinions expert, were appointed independent and the other the court that within a reasonable agreed entered into evidence. Both Fiori’s condition would not im- certainty, of medical degree in a as he had done for the prove and he would remain *7 existing that medical years. They last seventeen also stated to Fiori’s life functions so technology support could continue twenty years. for another ten to span that his life could extend to spoken that her son had never her Sherman testified into a lapse his wishes should he ever PVS. Neverthe- about less, life,” of on her son’s “love of Sherman was based gastrostomy that son would wish the tube to be opinion her removed. motion, granted Attorney

The trial court Sherman’s and the appealed. General banc, en Court, court Superior sitting

The affirmed. The sustaining that decision to remove life treat- determined ment from an adult in a who did not leave directions as to support may by family of life be made a close maintenance physicians approval. and two without court qualified member Attorney petition The General filed a for allowance 28, Prior to of allow- January granting on appeal nursing oppose support life 3. The home did not the discontinuation of determination, opinion expressed It no as to the ultimate but for Fiori. approval any merely a to obtain court action. rather indicated desire Letter, Mayo Nursing February See Center 1992. R. at 9a. pneumonia.4

anee of Fiori died of appeal, appeal, procedures In this we must determine a guidelines sustaining for removal of life from PVS prior to his failed to patient, incompetency, where the Specifically, his desires on such treatment. we must express may patient, determine who make the decision for the PVS employ, what standard the decision-maker should and whether the court must that decision. approve starting point analysis for our is an examination right protect right we are to to self-determination —the rejection in regard acceptance sustaining to the or of life Although medical treatment. some courts have noted consti tutional to right5, bases such we choose follow the example solely set the courts which have relied on the self-determination, to right common-law basis for the and have analysis upon principles. eschewed an based constitutional See, 33, 44-45, e.g., Longeway, In re Estate 133 Ill.2d Mack, (1989); Ill.Dec. 549 N.E.2d Mack v. (1992). 329 Md. A.2d 744 to this We chose follow it us to example as allows adhere the sound tenet of jurisprudence that courts should avoid constitutional issues upon grounds.. when the issue at hand be decided other Court, 549, 568-569, v. Army Municipal Rescue 331 U.S. (1947).6 1409, 1419-1420, S.Ct. 91 L.Ed. 1666 right deep refuse medical treatment has roots our common than a century ago, law. More the United States Supreme recognized right Court is held more “[n]o *8 Fiori, Nonetheless, appeal technically 4. With the death of this is moot. interest, important public because this case raises an issue of an issue review, yet apt capable repetition which is of is to elude we have appeal. Jersey Jersey decided to hear this See Shore School Dist. v. Ass’n, 398, (1988). Shore Educ. 519 Pa. 548 A.2d 1202 See, L.H.R., 439, (1984) e.g., (basing 5. In re 253 Ga. 321 S.E.2d 716 right right privacy); to self-determination on the federal Corbett v. D‘Allessandro, (Fla.App.1986) (basing right 487 So.2d 368 to self- guarantees privacy). determination on state constitutional of opinion by 6. We are unable to determine from the the court learned based on below whether its decision is constitutional or common law principles, emphasize solely or both. We here that we resolve this issue grounds. on common law

601 law, than the common by sacred, carefully guarded, more or is control of and possession to the every of individual right ” Botsford, Railway Co. v. Union person.... his own Pacific (1891). 1001, 1000, 35 L.Ed. 734 250, 251, 11 S.Ct 141 U.S. invasion bodily from to be free right From this See of informed consent. the doctrine developed Schloendorff 129-130, 125, 105 211 Hospital, York N.Y. Society New v. of J.) (1914) informed (Cardozo, doctrine of 92, N.E. 93 situation, medical emergency an that absent consent declares informed patient’s without the imposed not be 1003, Raeuchle, 394, 404, Pa. 604 A.2d v. 529 consent. Moure (1992). patient’s to this is the corollary A doctrine logical 1008 con and to withdraw “to refuse treatment general, right, Mack, 618 329 Md. at begun.” once to treatment sent this unanimously concluded have A.2d at Courts incapaci upon does not cease to self-determination right See, 99 Colyer, In re Wash.2d e.g., of the individual. tation Mack, (1983); Quinlan, 70 N.J. supra; In re 660 P.2d 738 (1976). 10, 355 A.2d 647 however, right of the is not absolute. The right,

This treatment must be balanced to abstain from medical patient most four state interests interests of the state. The against 1) of third protection the courts are: commonly recognized 3) 2) suicide; of the ethical prevention protection parties; 4) community; preservation of the medical integrity v. Belchertown State School Saikew Superintendent life. (1977); 740-741, see icz, N.E.2d 425 Mass. 321, 348-349, A.2d N.J. Conroy, also In re (1985). third protecting the state’s interest examining has is on whether focus

parties, primary financially emotionally would left who be dependents See, e.g., medical treatment. to refuse bereft were Saikewicz, (1987); Farrell, 335, 529 A.2d 404 In re 108 N.J. situation, third protect was no need to In Fiori’s there supra. Thus, this any dependents. not have interests as he did party not here. applicable state interest *9 Furthermore, the prevention of suicide was not a consider- measures, ation here. life removing sustaining the natural continue; process death is allowed to death would not have been result of injury, the a self-inflicted as is the case with Conroy, suicide. See 98 N.J. at 486 A.2d at 1224. Also, the ethical integrity community the medical would not compromised have been request had Sherman’s been amicus by below, honored. As noted the Superior Court curiae, the Pennsylvania Society, Medical had stated that the withdrawal of life-support from Fiori would not compromise medical ethical principles. Amicus asserted that the medical community supports the withdrawal of sustaining life treat- ment, including provision fluid, of nutrition and when there hope recovery is no and where that decision is made surrogate decision maker who is attempting to effectuate the patient. wishes of the Brief of the Pennsylvania Medical Society to the Superior p. Court at

Lastly, we focus on the state’s in preserving interest interests, life. these four Of this one is significant. the most Rasmussen, 154 Ariz. at 741 P.2d at 683. It encompasses related, separate, but concerns of preserving the life of the particular individual and also safeguarding sanctity of all Conroy, life. 98 N.J. at 486 A.2d at 1223. The state’s interest in preserving life is certainly applicable in situations Yet, such as Fiori’s. this interest does not outweigh the PVS patient’s interest in self-determination. The in state’s interest maintaining the PVS individual an endless twilight state between life and death is so it weak that cannot overcome the Rasmussen, right individual’s to self-determination. 154 Ariz. 683; at Colyer, see also 741 P.2d at 99 Wash.2d at 660 P.2d at 743. thus hold that We the state’s interest preserving life does not outweigh right PVS to refuse medical treatment.

Having determined that a patient’s right outweighs any self-determination interests the state have in maintaining sustaining life patient, we must examine how that right may be exercised. Where a PVS incapaci- prior written directives created advance *10 for the provide which tation, statutory provisions have we Di- Advance See wishes. patient’s of the implementation (“Act”). seq. § et Act, 5401 20 Pa.C.S. for Health Care rective where no advance situation Yet, not address the the Act does as to treatment.7 were left directives subject, not on the does exist a statute

Where to authorization theories on which legal there are various approach The predicated. be support may life terminate states8, Superior the by of our sister by many taken to exercise family member below, to allow a close is Court exercising patient. of the judgment” on behalf “substituted maker: decision surrogate the judgment,” “substituted guidance. system value personal the patient’s considers prior statements patient’s the surrogate considers the issues, the facets of all to medical about and reactions with— is familiar surrogate that the personality patient’s or her relevant course, to his with, reference particular to order and ethical values —in theological, philosophical, the of medical what course extrapolate would choose. (footnote omitted). 414-415, at 444

Jobes, 529 A.2d 108 N.J. at to ensure “is intended approach judgment The substituted much as as maker effectuates surrogate decision that the make patient would incompetent that the the decision possible A.2d 444. at 529 at Id. competent.” if he or she were thoughts con- expressed not individual has Even where the can treatment, preferences patient’s life-sustaining cerning Fiori’s does not such as the Act to address situations 7. The failure of right refuse medi- exercising their preclude patients from these PVS stating that the Act legislature meticulous in was cal treatment. responsibilities not any existing rights or "impair supersede or does not Furthermore, § the Act chapter.” 20 Pa.C.S. 5412. addressed in this of a declaration specifically “[t]he that absence declared patient to intent of the give any presumption as to the rise to shall not continuation, initiation, termination of or consent to or to refuse Thus, 5407(b). position § life-sustaining treatment.” 20 Pa.C.S. right explicitly Fiori’s to refuse condone the Act does not that since it, treatment, patently erroneous. then it must forbid medical Jobes, Mack, See, supra. e.g., supra; still be by referring ascertained to all aspects of his or personality. her 49-50, See Estate Longeway, 133 Ill.2d at 787-788, 139 Ill.Dec. at 549 N.E.2d at 299-300.

The minority of states requires that there be “clear convincing” patient’s evidence intent to withdraw support.9 life This is stringent the most approach. This requires “[n]othing standard unequivocal less than proof’ of patient’s express wishes as to the decision terminate life support is at issue. In re Westchester County Medical Center (O’Connor), 886, 891, 72 N.Y.2d 534 N.Y.S.2d 531 N.E.2d (1988). Harmon, See also Cruzan v. 760 S.W.2d 408 (Mo.1988), Director, aff'd., Cruzan v. MO. Health Dept., 497 (1990) (court U.S. S.Ct L.Ed.2d found patient’s expressions to a roommate that she would *11 not want to be maintained on life if support she were to ever become a “vegetable,” observations, and other similar did not meet the clear and convincing evidence standard because the statements did not deal specifically with the withdrawal of hydration nutrition; artificial and the patient PVS was thus maintained on life-support.)

The Attorney argues General that the clear and convincing evidence standard should be used. To support argument, this he notes that the guardianship statutes employ the clear and convincing evidence standard for the resolution of certain issues;10 thus, since this standard is to applicable some deter- statute, minations via the guardianship it perforce then applies to this decision. disagree. We guardianship statutes simply do not address a situation such us, as we have before 9. We note convincing that the term "clear and evidence” in this context requirement refers to the question that the individual in must have explicit stated in an fashion the exact treatment desired were the lapse to into various medical conditions. The term "clear and convincing however, evidence” commonly, is used more as a burden of context, proof. In that the quantum standard refers to that of evidence necessary party point. for a to establish a For further illumination on Comment, Die, generally the Right distinction see to 96 Dick.L.Rev. 649, 651 and 665-669. example, convincing For clear and required evidence is for determi- incapacity appointment nations guardian. and of a 20 Pa.C.S. 5511(a) (f). §§ and convincing not that and evidence and we do find the clear thus is mandated here. standard

Furthermore, convincing we the clear and evidence test find restrictive, the one would thwart PVS overly to be which to to be received. right determine the medical care patient’s patients all those who did not applied, this test to be Were express clearly to prescience sophistication have or the the precise on this matter would unmistakably their wishes those individu- support to have life removed. For not be able not an als, concerning medical treatment would be the choice Rather, extrapolation upon their individual beliefs. based far the fron- simply upon be how dependent “choice” would if sustaining life of medical science had advanced: tiers available, they automatically admin- were would be procedures This we cannot tolerate. istered.

Thus, Superior with the Court below agree we proper ap judgment standard is the the substituted has not left that where a PVS proach. We believe treatment, sustaining to of life instructions as the maintenance of the prevent to the destruction PVS only practical way to to medical allow patient’s right refuse what measures substitute decision maker determine light patient’s patient would have desired Jobes, A.2d at 444.11 Accord 108 N.J. at prognosis. judgment and clear 11. We also note that in addition the substituted standards, adopted a convincing some courts have also evidence Rasmussen, See, analysis. e.g., known as "best interests” standard *12 analysis a at This allows decision 154 Ariz. at 741 P.2d 689. support be in best determine withdrawal of life would the maker to if one, analysis objective patient. is an one interests of the PVS suffering, preservation or patient’s the relief from the which considers functioning, quality the and of sustained life. restoration of and extent Study of Problems in Commission for the Ethical President's Research, Deciding Forego to Medicine and Biomedical and Behavioral Treatment, ("President’s (1983) Life-Sustaining Re- at 135 Commission port”). herein, family of a today As we decide that a close member discussed permanent vegetative competent once who is now in a state adult We judgment patient’s on behalf. determine effectuate substituted the to enough data the decision maker ascertain that where there for desired, must effectu- patient what have the decision maker the would judgment. patient’s can be discerned ate Where the desires substituted 606 family also hold that a

We close member is well-suited to see, the of substitute decision maker. e.g., Colyer, role Accord 745-746; 99 at 660 P.2d at v. Foody Wash.2d Manchester Hospital, Conn.Supp. (1984); Memorial 40 A.2d 713 482 Jobes, 415-4117, N.J. at family A.2d at 445. Close usually knowledgeable members are the most about the pa- values; tient’s an preferences, goals, they have under- standing personality apart nuances of our that us as set Jobes, individuals. President’s at also Commission 128. See 445. to greater N.J. at A.2d at addition views, personal knowledge patient’s family PVS close have a with special members bond “Our patient. PVS family informs us experience that members most generally are Jobes, with the a patient.” concerned welfare of at N.J. at 529 A.2d Furthermore, concomitant with the substitute deci sion patient’s right maker’s exercise of the to refuse treatment, the surrogate must also obtain written statements qualified two doctors to eváluate the patient’s condition. certify These statements must that the patient has been diagnosed being permanent vegetative as a If state.12 an attending has that physician, physician shall also Jobes, prepare a statement. See also supra. bar,

In the at neurologists opinions case the two on whose Fiori at presented were the trial court concurred Fiori’s judgment, improper employ via substituted be would instead it Thus, objective best interests standard to make that decision. in cases Fiori's, adult, such of a competent as where a relative once now in a state, permanent vegetative judgment, effectuate can a substituted a analysis may employed. best interests not be however, recognize, We that there will be where situations there is simply judgment. no example basis effectuate a substituted An infant, developed this situation is where the is an and thus never personal a ethical code on life. or views We are here not confronted circumstance, with such a and are loathe to determine now whether we adopt

will the best types interests standard for those of situations. Thus, day jurisdiction we leave another the issue of whether this will adopt the best interests standard where there is basis to make no judgment. substituted permanent persistent vegetative 12. For the distinction between state, 1, supra. see n. *13 of her son knowledge Drawing on her irreversible. was on her that based Sherman testified competent, was when he ethics, would no son her personal and his love of life son’s The in condition. present alive his kept to be longer wish and Sherman’s evidence that the medical held Superior Court to terminate decision support to her were sufficient testimony son; no fault with the we find for her sustaining measures life court’s determination. lower role the review is what final for our question as Fiori’s arise. We when situations such play will

judiciary family close member and the physicians that where the believe “interested no between dispute and there is agreement, in are Accord for court involvement. there is no need parties,”13 Jobes, at 746; 108 N.J. 660 P.2d at at Colyer, Wash.2d Rasmussen, P.2d at 449; Ariz. at 529 A.2d at con decisions court’s involvement “substantive 691. The resolving should be limited cerning medical treatment concur in the parties ... ... all affected disputes Where treatment, approval the court plan of medical proposed necessary nor is neither of medical treatment proposed plan Rasmussen, at 691. at 741 P.2d 154 Ariz. required.” of the decision approval Attorney argues General function, and judicial life-support uniquely is a to terminate a court. our role as We abandoning that we would be below, the opinion stated in her disagree. Judge As Beck play: has no role to judiciary and able assess loving family, willing is a

where there or her as to his would have decided what hand, are in treatment, necessary medical confirmations all patient’s in the rightfully no one interested omitted.) (Citations Those decision. disputes family court interven- this view and who favor disagree who with to protect for the court every case often cite need tion philosophy is the Underlying this rationale patient. to, include, family close parties” but is not limited "Interested members, attending physicians, or the incompetent, guardian of the Rasmussen, 154 Ariz. See facility in which the is located. care 223, 741 P.2d at 691. at *14 only that courts can provide necessary safeguards to protection assure of life. This is a unhealthy narrow and It view. violates the essential and traditional respect It family. yet is of expansion another the idea that courts in our society are the of repository only wisdom and the institution to protect available human life and dignity. Fiori, Pa.Super. at at A.2d 1358.14

At the matter sub opinion, the close of this we stress that judice only addresses a very narrow issue: whether life- support may be terminated for a who was once competent, but did express not desires as to medical treat- ment, and who make that It choice. would be unwise for us to speak to alternate scenarios that are not now before us. Thus, explicitly we that holding today note our applies only to situations where the in question individual was compe- once a adult, tent state, but is now in a permanent vegetative competent while that individual left no advance directives pertaining to life sustaining measures. think it We wise that “in deciding question a magnitude such ... importance it is the part [better] wisdom not to attempt, any general statement, to cover every possible phase subject.” Cruzan, 277-278, (citations 497 U.S. at 110 S.Ct. at 2850-2851 omitted). herein,

For the reasons stated we affirm the decision of the Superior Court.

MONTEMURO, J., sitting by who was designation, did not in participate this decision.

ZAPPALA, J., concurring files a opinion.

ZAPPALA, Justice, concurring. join I in majority opinion except insofar as it a imposes requirement the consent of two physicians be obtained Attorney guardian General also raised the issue that a ad litem Fiori’s, appointed need be in cases such as and that the trial court erred failing appoint in legal proceedings one. As we hold that no are Fiori's, necessary clearly in cases such as then there would be no need appointment guardian for the of a ad litem. sustaining to remove life may elect a close relative before of a to conceive It is difficult from an adult. persistent who is in a of an adult a relative situation which attending physician’s not consider the would vegetative state needed, physician another or, if consult with diagnosis medical family decision. Where weighty making such before concludes that the judgment and his or her member exercises unnecessary, it is physician of another expertise advice or physicians, require qualified two unduly burdensome patient’s to evaluate attending physician, addition to condition. physicians statements two written majority requires *15 patient that the is certifying attending physician policy of There is no statement vegetative state. persistent

a obtaining necessity for the given explanation reasons or If is to ascer- purpose physicians. from three statements vegetative persistent is in fact a tain whether statement of a state, the written accomplished by that be of addition- written statements physician. The single qualified doubting con- assuage than a nothing more physicians al do infallibility diagnosis. do not assure the They science. reassurance, will he or she needs such family If the member it. require for the law to seek it. I see no reason single physician of a written statement I hold that the would where there is patient’s condition sufficient to establish the defined have parties. interested We dispute among no members, guard- family include close parties” to “interested the care attending physicians, incompetent, ian of an those I trust is located. in which the facility if dissatisfied disagreement or their concerns parties will voice any compelling reason diagnosis. the absence with the I physicians, of two additional written statements require majority’s decision. portion of the from that depart must

Case Details

Case Name: In Re Fiori
Court Name: Supreme Court of Pennsylvania
Date Published: Apr 2, 1996
Citation: 673 A.2d 905
Docket Number: 6 E.D. Appeal Docket 1995
Court Abbreviation: Pa.
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