In Re Estate of Ferdinand E. Marcos Human Rights Litigation. Agapita Trajano Archimedes Trajano v. Ferdinand E. Marcos, and Imee Marcos-ManotocIn Re Estate of Ferdinand E. Marcos Human Rights Litigation. Agapita Trajano Archimedes Trajano v. Ferdinand E. Marcos, and Imee Marcos-Manotoc
After former Philippine President Ferdinand Marcos and his daughter, Imee Marcos-Manotoc, fled to Hawaii in 1986, they were sued in federal court by Agapita Trajano, a citizen of the Philippines who. then lived in Hawaii, for the torture and wrongful death of Trajano’s son, Archimedes, in the Philippines on August 31, 1977.
1
Marcos-Manotoc did not appear and a default judgment was entered against her. On appeal, she contends that the district court lacked subject-matter jurisdiction under the Alien Tort Statute,
I
In August of 1977, Ferdinand Marcos was President of the Philippines, Marcos-Manotoc was the National Chairman of the Kabataang Baranggay, and Fabian Ver was in charge of military intelligence. Archimedes Trajano was a student at the Mapua Institute of Technology. On the 31st of August, Trajano went to an open forum discussion at which Marcos-Manotoc was speaking. When Trajano asked a question about her appointment as director of an organization, he was kidnapped, inter
In February of 1986, Marcos, Marcos-Manotoc, General Ver and others left the Philippines and arrived at Hickam Air Force Base in Hawaii. On March 20, 1986, Agapita Trajano filed her complaint in the United States District Court for the District of Hawaii.
3
The complaint seeks damages on behalf of the estate of Archimedes Trajano for false imprisonment, kidnapping, wrongful death, and a deprivation of rights, and on behalf of Trajano’s mother for emotional distress. Default was entered against Marcos-Manotoc on May 29, 1986. In 1991, she moved to set aside entry of default on the ground of insufficiency of service. The motion was denied and, after a damages hearing, judgment was entered based on the court’s findings that Trajano was tortured and his death was caused by Marcos-Manotoc. The court concluded that this violation of fundamental human rights constitutes a tort in violation of the law of nations under
II
We must first determine whether Marcos-Manotoc is entitled to immunity under the Foreign Sovereign Immunities Act (“FSIA”),
Marcos-Manotoc argues that the FSIA is the sole basis for jurisdiction, preempting all other bases including
Marcos-Manotoc argues that the Philippine Military Intelligence is an “instrumentality” of a foreign state within
Marcos-Manotoc is expressly premised on her authority as a government agent. She further contends that, regardless of whether she acted within the scope of her employment, she is entitled to absolute immunity under § 1604
7
because a foreign state and its agents lose sovereign immunity only for tortious acts occurring in the United States.
See McKeel v. Islamic Republic of Iran,
In
Chuidian,
we held that the FSIA covers a foreign official acting in an official capacity, but that an official is not entitled to immunity -for acts which are not committed in an official capacity (such as selling, personal property), and for acts beyond the scope of her authority (for example, doing something the sovereign has not empowered the official to do).
Marcos-Manotoc’s default makes the application of both cases easy in this case, for she has admitted acting on her own authority, not on the authority of the Republic of the Philippines. 10 Under these circumstances, her acts cannot have been taken within any official mandate and therefore cannot have been acts of an agent or instrumentality of a foreign state within the meaning of the FSIA. On any view, FSIA coverage under Chuidian is not triggered, and the statutory limitation to injury occurring in the United States recognized in McKeel is not relevant. As a matter of law, therefore, the district court did not err in failing to dismiss MarcosManotoc in her individual capacity. 11
Ill
' Absent jurisdiction under the Foreign Sovereign Immunities Act,
12
there is no dispute that the only possible jurisdictional basis for Trajano’s action is the Alien Tort Statute,
The district courts shall have original jurisdiction of any civil action by an alien for a tort only, committed in violation of the law of nations or a treaty of the United States.
It was enacted as part of the First Judiciary Act of 1789,
13
but has seldom been invoked. The debates that led to the Act’s passage contain no reference to the Alien Tort Statute, and there is no direct evidence of what the First Congress intended it to accomplish. The statute has, however, been comprehensively analyzed by the Second Circuit in
Filartiga v. Pena-Irala,
We start with the face of the statute. It requires a claim by an alien; a tort, and a violation of international law. Trajano’s complaint alleges that she and her son were citizens of the Philippines, and that her claims for relief arise under wrongful death statutes and various international declarations. 14
There is no doubt, as the district court found, that causing Trajano’s death was wrongful, and is a tort.
15
Nor, in view of Marcos-Manotoc's default, is there any dispute that Trajano’s death was caused by torture. And, as we have recently held, “it would be unthinkable to conclude other than that acts of official torture violate customary international law.”
Siderman de Blake v. Republic of Argentina,
We believe, therefore, that Trajano’s suit as an alien for the tort of wrongful death, committed by military intelligence officials through torture prohibited by the law of nations, is within the jurisdictional grant of
Marcos-Manotoc argues, however, that the district court erred in assuming jurisdiction of a tort committed by a foreign-state’s agents against its nationals outside of the United States, and having no nexus to this country. If
A
Marcos-Manotoc argues that there is no extraterritorial jurisdiction over civil actions based on torture. She urges that
Filartiga
has been undermined by intervening acts of the legislative and executive branches which indicate that the United States is not obliged to open its courts for the redress of torture occurring in another country. First, Marcos-Manotoc points to the fact that when the Senate ratified the United Nations Convention Against Torture and Other Cruel, Inhuman or Degrading Treatment or Punishment, G.A. Res, 39/46, 39 U.N. GAOR Supp. No. 51 at 197, U.N. Doc. A/RES/39/708 (1984),
reprinted in
23 I.L.M. 1027 (1984), it attached an understanding to Article 14
16
that a state is required to provide a private right of action only for torture committed in territory under its jurisdiction.
17
From this she infers that it is inappropriate to rely on principles of international law to give vic
The same is true of the fact that the Department of Justice has changed its position on whether a plaintiff such as Trajano has a cause of action cognizable in federal court for a violation of international law condemning torture. Marcos-Manotoc notes that the government urged the court in
Filartiga
to read
Nor do these acts by the Senate and the Department of Justice support MarcosManotoc’s argument that general principles of international law may not provide a basis for federal court jurisdiction under
Marcos-Manotoc finally argues that the district court’s interpretation of
For these reasons, subject-matter jurisdiction was not inappropriately exercised under
B
Marcos-Manotoc argues that Article III of the United States Constitution does not support jurisdiction over purely foreign disputes such as Trajano’s claim against her. Of the nine categories of federal judicial power defined in Article III, only two arguably authorize jurisdiction in this case: the Foreign Diversity Clause,
19
which enables the federal courts to hear cases between a state, or its citizens, and a foreign country or its citizens, and the “Arising Under” Clause,
20
which extends the judicial power to cases arising under the Constitution, laws of the United States, and treaties. It is clear that jurisdiction may not be predicated on the Foreign Diversity Clause, as a foreign plaintiff is neither “a State [n]or the Citizen[] thereof.” Marcos-Manotoc contends that jurisdiction under the “Arising Under” Clause equally violates Article III because
As we have already done, a federal court adjudicating a claim against a foreign state or official,
Chuidian,
For the same reasons, Congress did not lack power to confer subject-matter jurisdiction over this action. Only individuals who have acted under official authority or under color of such authority
Marcos-Manotoc argues that the understanding attached by the Senate to Article 14 of the 1984 Convention — that the United States does not have to provide a forum for the redress of extraterritorial acts of torture — negates any constitutional underpinning for “arising under” jurisdiction because Congress has rejected application of federal court jurisdiction to such claims. This would, however, turn the point of Article III power upside down. It does not derive from the Senate, nor even the Congress; rather, the Congress derives its capacity to confer jurisdiction from the Constitution.
The “Arising Under” Clause of Article III is construed differently, and more broadly, than the “arising under” requirement for federal question jurisdiction under
IV
At most, Marcos-Manotoc argues, the district court had jurisdiction under
The district court in fact agreed with Marcos-Manotoc that
The district court’s approach comports with the view that the First Congress enacted the predecessor to
For these reasons we affirm the judgment in Trajano’s favor. Her suit as an alien against Marcos-Manotoc for having caused the wrongful death of her son, by official torture in violation of a
jus cogens
norm of international law, properly invokes the subject-matter jurisdiction of the federal courts under
AFFIRMED.
Notes
. This appeal pertains only to the action against Marcos-Manotoc. Several amici appear in support of Trajano: the Allard K. Lowenstein International Human Rights Clinic, the Center for Constitutional Rights, and Human Rights Watch. The United States filed a brief as ami-cus curiae in connection with an earlier appeal from an order dismissing the action against Ferdinand Marcos on act of state grounds; the brief covers the issues raised in Marcos-Mano-toc’s appeal and we have considered it as well.
. Marcos-Manotoc also argues that the action is time-barred by the two-year Hawaii statute of limitations,
In her reply brief, Marcos-Manotoc claims that the district court did not have personal jurisdiction over her because she was not properly served. The district court found to the contrary. Because this issue was raised for the first time in her reply brief, Marcos-Manotoc has waived this issue as well.
See Nevada v. Watkins,
. Marcos moved to dismiss on act of state grounds, and the district court’s order granting that motion was reversed on appeal in light of our intervening decision in
Republic of the Philippines v. Marcos,
. The district court awarded the estate of Archimedes Trajano $236,000 for lost earnings pursuant to Article 2206(1) of the Philippine Civil Code; $175,000 for moral damages including physical suffering, mental anguish, fright, bodi-Iy injury, and wrongful death pursuant to Articles 2217, 2204, and 2206 of the Philippine Civil Code; awarded Agapita Trajano $1,250,000 for mental anguish pursuant to Article 2206(3) of the Philippine Civil Code; and awarded both Mrs. Trajano and the estate $2,500,000 in punitive damages pursuant to Articles 2229 and 2231 of the Philippine Civil Code, as well as $246,-966.99 in costs and attorneys’ fees pursuant to Article 2208(1), (5), (9), and (11) of the Code.
.
(1) which is a separate legal person, corporate or otherwise, and
(2) which is an organ of a foreign state or political subdivision thereof, or a majority of whose shares or other ownership interest is owned by a foreign state or political subdivision thereof, and
(3) which is neither a citizen of a State of the United States as defined in section 1332(c) and (d) of this title, nor created under the laws of any third country.
. The Court held that the most pertinent FSIA exception to sovereign immunity — that for noncommercial torts, § 1605(a)(5) — did not apply because it is limited to those cases in which the damage occurs in the United States.
.
Subject to existing international agreements to which the United States is a party at the time of enactment of this Act a foreign state shall be immune from the jurisdiction of the courts of the United States and of the States except as provided in sections 1605 to 1607 of this chapter.
. Amicus urges that the FSIA does not immunize individuals at all,
see Amerada Hess,
.
(a) A foreign state shall not be immune from the jurisdiction of courts of the United States or of the States in any case—
(5) not otherwise encompassed [in the commercial activity exception], in which money damages are sought against a foreign state for personal injury or death, or damage to or loss of property, occurring in the United States and caused by the tortious act or omission ofthat foreign state or of any official or employee of that foreign state while acting within the scope of his office or employment; except this paragraph shall not apply to—
(A) any claim based upon the exercise or performance or the failure to exercise or perform a discretionary function regardless of whether the discretion be abused____
. This is consistent with our earlier decision that the same allegations against former President Marcos are not nonjusticiable "acts of state."
See Trujano v. Marcos,
. The parties also disagree about whether the Philippine government’s statement of non-objection to the litigation against former President Marcos amounts to a waiver of sovereign immunity for Marcos-Manotoc. Given our view that Marcos-Manotoc was not an official entitled to immunity, it is unnecessary to reach this issue.
.
The district courts shall have original jurisdiction without regard to amount in controversy of any nonjury civil action against a foreign state as defined insection 1603(a) of this title as to any claim for relief in person-am with respect to which the foreign state is not entitled to immunity either under sections 1605-1607 of this title or under any applicable international agreement.
Sections 1605-1607 set out the exceptions to immunity and the extent of liability. Because Marcos-Manotoc was not acting in an official capacity, she has no claim to sovereign immunity, no exceptions are applicable, and there can be no jurisdiction under
. Judiciary Act of September 24, 1789, ch. 20, § 9, 1 Stat. 73, 76-77. The original statute read:
[T]he district courts shall ... have cognizance, concurrent with the courts of the several States, or the circuit courts, as the case may be, of all causes where an alien sues for a tort only in violation of the law of nations or a treaty of the United States.
. These include the United Nations Charter; the Universal Declaration of Human Rights, G.A.Res. 217A(III), 3 U.N. GAOR Supp. No. 16, U.N.Doc. A/810 (1948); the American Convention on Human Rights, Nov. 22, 1969, 36 0. A.S.T.S. 1, O.A.S. Official Records OEA/Ser. 4 v/II 23, doc 21, rev. 2 (1975); the Declaration on the Protection of All Persons From Being Subjected to Torture, G.A.Res. 3452, 30 U.N. GAOR Supp. No. 34 at 91, U.N.Doc. A/1034 (1975); and the United Nations Convention Against Torture and Other Cruel, Inhuman or Degrading Treatment or Punishment, G.A.Res. 39/46, 39 U.N. GAOR Supp. No. 51 at 197, U.N.Doc. A/RES/39/708 (1984), reprinted in 23 I. L.M. 1027 (1984).
. Marcos-Manotoc does not contend that the actions alleged do not give rise to tort liability for wrongful death both in the Philippines and in Hawaii. Because the case comes to us after entry of a default judgment, and she does not appeal the district court’s award of damages pursuant to Philippine law, we have no call to decide issues pertaining to choice of law.
. Article 14 of the 1984 Convention provides:
1. Each State Party shall ensure in its legal system that the victim of an act of torture obtains redress and has an enforceable right to fair and adequate compensation, including the means for as full rehabilitation as possible. In the event of the death of the victim as a result of an act of torture, his dependents shall'be entitled to compensation.
2. Nothing in this article shall affect any right of the victim or other persons to compensation which may exist under national law.
. The Senate’s understanding under Article 14 reads:
[I]t is the understanding of the United States that Article 14 requires a State Party to provide a private right of action for damages only for acts of torture committed in territory under the jurisdiction of that State Party.
136 Cong.Rec. S17486 (daily ed. Oct. 27, 1990).
. See, e.g., The Torture Victim Protection Act of 1991, Pub.L. No. 102-256, 106 Stat. 73 (1992) (providing federal cause of action for redress of torture and extrajudicial killing, irrespective of nationality of parties or locus of activities).
. The Foreign Diversity Clause provides that the judicial power extends "to Controversies ... between a State, or the Citizens thereof, and foreign States, Citizens or Subjects.”
. “The judicial Power shall extend to all Cases ... arising under this Constitution, the Laws of the United States, and Treaties made, or which shall be made, under their Authority.”
. See supra Part II.
. Because Congress passed the Torture Victim Protection Act, supra note 18, after the district court’s decision, we have no occasion to consider its applicability to the present case.