62 N.W. 597 | N.D. | 1895
Lead Opinion
This was a proceeding for the disbarment of a duly licensed attorney at law residing and practicing his profession at Grand Forks, in the First District. Four specific charges were made against defendant in the District Court of Grand Forks County. It appears that defendant, as attorney for the receivers of the National Cordage Company (hereafter we will not mention the receivers,) brought an action aided by attachment against Mast, Buford & Burwell Company, a Minnesota corporation, to recover a large sum of money. The papers and correspondence in the case are signed “Eaton & Higbee,” but Mr. Higbee, as we understand, resided in another district, and had no personal relation whatever to the case, and we shall not connect him with it further. The defendant in the action, by Messrs. Bangs & Fisk its attorneys, served notice of a motion to discharge the attachment. Hon. C. F. Templeton, Judge of the First District, issued the order for hearing on the motion, but he was subsequently taken sick, and the motion was heard at the
The proceeding is special, but highly criminal in its nature. Section 473, Comp. Laws, reads as follows: “The following are sufficient causes for revocation or suspension: I. When he has been convicted of a felony, or of a misdemeanor involving moral turpitude, in either of which cases the record of conviction is conclusive evidence. 2. When he is guilty of a willful disobedience or violation of the order of the court, requiring him to do or forbear an act connected with, or in the course of, his profession. 3. For a willful violation of any of the duties of an attorney or counselor as hereinbefore prescribed. 4. For doing any other act to which such a consequence is by law attached, or upon conviction for any of the offenses mentioned in sections 6400, 6403, 6410 and 6411 of the Penal Code.” An examination of the charges in this case discovers that they can come only under subdivision 3 of that sction. Under subdivision 3 of section 465, a portion of the duties of an attorney are declared to be “to employ for the purpose of maintaining the causes confided to him, such means only as are consistent with truth, and never to seek to mislead the judges by any artifice or false statement of law or fact.” The statutory proceedings for disbarment or suspension will be found in the section following (section 473.) The trial is by the court. The answer is “guilty” or “not guilty.” An acquittal in the trial court is final, but upon conviction in the lower court the defendant may appeal to the Supreme Court. In the trial court all the evidence must be reduced to writing, and filed and preserved; and in case of an appeal it all goes to the Supreme Court, to be “there considered and finally acted upon.” We think the reasons which induced the legislature to make this proceeding an exception to the general rule, and require the Supreme Court to pass upon the facts, are readily discovered. Disbarment proceedings always attract local interest, and arouse
While the result of a conviction is cases of this nature, in so far as the defendant is concerned, is purely punitory, yet the purpose of the proceeding is the protection of the court and the high character of the bar. Hence we should not invoke the strict rules of evidence in criminal cases, that require.all material facts to be established beyond reasonable doubt. Further, learned counsel for the prosecution having raised the question in this court that, in so far as the statute authorized a hearing de novo in this court, it is inconsistent with the appellate character of this court as fixed by the subsequently adopted constitution, and hence no longer in force, we shall,'without deciding the point raised, treat this case as an ordinary appeal in a case tried by the court when there are exceptions to the findings of fact, which counsel admits we can properly do on the record as it stands. Thus taking the case, counsel invokes, in support of the judgment below, the rule so often 'discussed, that requires us to affirm in cases when the findings are supported by any legal evidence. The rule established by this court is, perhaps,' somewhat broader than the general rule. Under our statutes we have declared it to be our duty to reverse a finding, based upon written evidence, when it reasonably appears that the finding is against the weight of
There was in this case a finding of fact upon each charge, the findings being identical in effect, and largely identical in language, with the charge. Each finding was excepted to as not being warranted by .the evidence. It is to the credit of the defendant that counsel for the prosecution frankly admits in oral argument that the personal character of defendant, is so far as counsel knows, above reproach; thus fortifying the legal presumption of good moral character with which the law clothes every man, with a solemn admission. The defendant in his capacity as a witness, stands before the court as one entitled to credence, and whose testimony may not be disregarded, unless contradicted by some other witness or witnesses, or by some admitted or established fact in the case. We have carefully considered the evidence, and reach the conclusion that there is no contradiction in it. Excluding the instances where witnesses swear to legal conclusions, instead of probative facts, and where their testimony is hearsay merely, there is nothing in the testimony of either party that is inconsistent with the testimony of the other. Our task, then, is simply to discover what facts are established by the testimony that was given. What the case was called for hearing, the witnesses for the prosecution not being present, defendant stipulated that the witnesses, if present, would
The affidavit of Mr. Squires shows his connection with the case of Cordage Company v. Mast, Buford & Burnell Company and how it came to the hands of Mr. Eaton, and states that on October 7, 1893, he received a letter from Mr. Eaton, inclosing certain papers in the case, which he served upon Mr. Hurd, and returned the original, with affidavit of service, to Mr. Eaton. (A copy of the letter and affidavit are attached.) On December 31, 1893, affiant received another letter, inclosing another affidavit of service. He
The first letter, inclosing papers for service was as follows:
“Office of Eaton & Higbee, Attorneys, Grand Forks, North Dakota, October 6th, 1893. Mr. George C. Squires, St. Paul, Minn., — Dear Sir: We inclose you herewith original summons, sheriff’s return thereto, in the case of the Cordage Co. v. Mast, Buford & Burwell Co. Please see that personal service is gotten upon the defendant to-morrow, the 7th inst, without fail. Have proper return made of the proceedings, and return to us by first .mail. We inclose copy for service and your files. Yours, truly, Eaton & Higbee.”
The first affidavit of service was as follows:
“State of Minnesota, County of Ramsey — ss.: George C. Squires, of St. Paul, in said county,being duly sworn, says: That he served the attached papers in the case of G. Weaver Loper and Edward F. C. Young, receivers of the property of the National Cordage Company, a corporation organized under the laws of the State of New Jersey, plaintiffs, against Mast, Buford & Burwell Company, a corporation organized and existing under and by virtue of the laws of the State of Minnesota, defendant, now pending in the District Court for the County of Grand Forks, viz. the summons, sheriff’s return thereon, affidavit and order for publication of summons, warrant of attachment, and sheriff’s return on said warrant, upon the said defendant, Mast, Buford & Burwell Company, at said St. Paul, on the 7th day of October, 1893, by then and there handing to and leaving with J.*523 D. Hurd, the secretary of said defendant, true and correct copies of said papers, and each of them. Affiant further says that at the same time and place he also served upon said defendant a copy of the affidavit of R. A. Eaton for the writ of attachment in said action, and a copy of the undertaking on said attachment, by then and there handing said last mentioned copies to said Hurd, and leaving same with him. George C. Squires.”
“Subscribed and sworn to before me this 7th day of October, A. D. 1893. Fitzhugh Burns, Notary Public, Ramsey County, Minnesota. [Notarial Seal.”]
From the letter of December 30, 1893, inclosing the second affidavit of service, we quote: “Dear Sir: We inclose you herewith a blank form of affidavit in the Cordage case against Mast, Buford & Burwell Company, which we would thank you to execute 'and return to us. The defendant by its attorneys, Bangs & Fisk, appeared specially, objected to the jurisdiction of the court, and moved to set aside the attachment. In thus ‘moving’ they of course submit themselves to the jurisdiction of the court, and waive all objections that they make, except the following: (1) That the affidavit of attachment does not state facts sufficient to constitute a cause of action, and (2) that the surety on the undertaking is a practicing attorney. They also allege that no service of summons has ever been made upon the defendant, upon any of its officers, managing agents, or other persons upon whom service may be made as provided by law. As your affidavit is not explicit in some particulars, we have concluded to ask for the one submitted, to have on hand in case it is needed.” The letter then proceeds to discuss the points raised by the motion, and, among others, the point as to the insufficiency of an attorney as surety, on an attachment bond. (Mr. Eaton was the surety in that case.) On this point the letter cites Towle v. Bradley, (S. D.) 50 N. W. 1057, “which is a pat case against us, and we have no doubt the attachment will fail if this case is presented.”
The affidavit of Mr. Hassell, the clerk of the court, set forth that Mr. Eaton came to him at his house about noon of said
With an admission that Mr. Eaton was a member of the bar, the evidence for the prosecution closed. We have given it quite fully. The evidence for the defense can be stated more briefly. One W. L. Miller, an attorney, was employed in Mr. Eaton’s office during the time of the transactions involved in this case. He was present in the office of Bangs & Fisk when the motion to discharge the attachment was heard. He testified by affidavit,' and his testimony covers many points not brought out in the affidavit of Mr. Bangs and Mr. Fisk. Mr. Eaton, and Mr. Dresden, his stenographer, were also sworn for the defense. From the testimony of these witnesses the following undisputed facts appear: The time for answering in the Cordage Company. Case had expired, and the papers were prepared for judgment for want of an appearance and answer, but, when presented to Judge Templeton, he refused to sign the order for judgment, stating that he had just signed the order to show cause why the attachment should not be discharged, and the case dismissed; and that he understood that the claim would be made that the complaint had not been served. While Mr. Eaton was absent from the office on this business, the order to show cause was left with Mr. Miller, who refused to accept service. When Mr. Eaton returned, they went through the objections, and failed to find nonservice of the complaint alleged as one of them; and Eaton remarked that
We have given the substance of all the evidence having any bearing on the issues, and we return now to the second finding, which declares the defendant guilty of committing falsehood in the court, and before a judge thereof, in stating that he did not know the whereabouts of the first affidavit of service made by Mr. Squires. The evidence shows that as soon as attention was called to the fact that the original affidavit was gone, and a new one substituted, Mr. Eaton at once explained when it was done,
The third finding is as follows: “That on the nth day of January, A. D. 1894, in said City of Grand Forks, the said Robert A. Eaton did, with intent to deceive this court, and a judge thereof, offer to establish his standing in court in an action then pending in this court wherein G. Weaver Loper and Edward F. C. Young, receivers of the National Cordage Company, were plaintiffs, and Mast, Buford & Burwell Company, a corporation, was defendant, and for such purpose presented to the court as proof of service a certain affidavit by him prepared, and subscribed and sworn to by one George C. Squires, a part of the allegations of which affidavit the said Robert A. Eaton then knew to be false and untrue in this: that in said affidavit by the said Eaton
The fourth finding is as follows: “That on or about the 13th day of January, A. D. 1894, in the city, county, and state aforesaid, the said Robert A. Eaton took from the files of the office of the clerk of this court a certain affidavit, which had been regularly filed and deposited with said clerk in the said case of G. Weaver Loper and Edward F. C. Young, receivers of the National Cordage Company, a corporation, for which he substituted another and different affidavit, one of the allegations of which said last named affidavit said Eaton then knew to be false and untrue; that in the said substituted affidavit it was stated that a copy of the complaint in said action had been upon a certain date served upon defendant, when in fact no such service had been made.” What we have already said disposes of that portion of this finding which declares that Mr. Eaton knew that the allegation in the substituted affidavit as to service was untrue. Mr Eaton frankly admits that he substituted one affidavit of service for another. The change was made at the clerk’s office, and the affidavit that was removed was attached to the papers in the case. It was not marked “Filed.” The papers in the case were not at that time in the possession of the clerk. Mr. Eaton had them, and he obtained them from Bangs & Fisk. He had never authorized the affidavit to be attached or to be filed. If no proof of service had been filed, Mr. Eaton, of course, had a right to file the amended or second affidavit. If proof of service had been filed, the court would, on application, permit amended proof as of course; but such amended proof should not be filed, or the former proof withdrawn, without leave. In this case the original papers were fastened together, and marked “Filed” on the wrapper. Subsequently they were withdrawn from the files, and while so withdrawn the first affidavit of service was attached. If thereafter the papers were delivered to the clerk of the court
The fifth finding is as follows: “That on the 13th day of January, A. D. 1894, in said city, county, and state, the said Robert A. Eaton, after taking from the files of the clerk of said court the affidavit first mentioned in the last preceding finding, did mutilate and destroy said affidavit, the same having been previously regularly filed and deposited in the office of the clerk of said court.” The fact that Mr. Eaton destroyed the affidavit stands admitted. All the other statements in the finding have been sufficiently discussed. All that can be claimed from the record is that it shows that Mr. Eaton made a false statement to another attorney, but in the presence of the court, and that he innocently removed a paper from the files of the court, and destroyed the same. These acts are reprehensible, and deserving of censure, but they furnish no ground, under our statute for, disbarment or suspension.
In discussing the evidence we have treated it in all respects in
Reversed.
Concurrence Opinion
(concurring.) Inasmuch as the court sitting in this proceeding consisted of but two judges, I deem it proper to avow my personal views in express terms. I do not wish to amplify upon the views of my associate as embodied in the principal opinion in the case; but do desire to say that I fully concur in what is said in that opinion. The evidence in the record impresses me with the fact that the appellant, at most, has been guilty of only a degree of indiscretion and rashness which can be fully accounted for by his lack of professional experience in court practice. Aside from this one matter the excellence of the appellant’s moral character was conceded upon the argument in this court by the able and reputable counsel who conducted the prosecution. In the disbarment case, even if the scale were doubtful, I should consider a previous good character as being a makeweight of capital importance. To an attorney the disastrous consequences of a disbarment from-practice can hardly be exaggerated. A great jurist has said: “It would often entail poverty upon himself and destitution upon his family. Surely the tremendous power of inflicting such a punishment should never be permitted to be exercised unless absolutely necessary to protect the court and the public from one shown by the clearest legal proof to be unfit to be a member of an honorable profession.” See dissent of Mr. Justice Field in Ex parte Wall, 107 U. S. 318, 2 Sup. Ct. 569.