delivered the opinion of the court:
Following a bench trial in the circuit court of Kane County, respondent, Thomas Traynoff, was found to be a sexually violent person under the Sexually Violent Persons Commitment Act (Act) (725 ILCS 207/1 et seq. (West 1998)). Respondent appealed, arguing that (1) the Act is unconstitutional under the United States Supreme Court’s decision in Kansas v. Crane,
In an opinion dated May 8, 2003, this court held that the Act was сonstitutional as applied to respondent and that sufficient evidence existed to support the finding that respondent is a sexually violent person. See People v. Traynoff,
Both respondent and the State sought leave to appeal to the supreme court. Although these petitions were denied, on March 30, 2005, the supreme court directed us to vacate our opinion and reconsider our judgment in light of In re Commitment of Simons,
I. BACKGROUND
On December 16, 1998, the State filed a petition to commit respondent pursuant to section 40 of the Act (725 ILCS 207/40 (West 1998)). The petition alleged as follows: on November 4, 1993, respondent, age 49, pleaded guilty to aggravated criminal sexual abusе. Respondent engaged in sexual intercourse with his girlfriend’s niece, age 14. Prior to intercourse, respondent placed his penis on her vagina, his mouth on her vagina, his finger on her vagina, and his penis in her mouth. These acts were videotaped and occurred after respondent gave the girl alcohol until she became intoxicated. For this offense, respondent was sentenced to six years in prison.
Respondent’s criminal history also included one conviction of unlawful delivery of a controlled substance, two convictions of burglary, one conviction of delivery of cannabis, and a federal conviction of possession of firearms. The six-year prison term imposed for unlawful delivery ran consecutive to the six-year term imposed for the sex offense involving the girlfriend’s niece. In addition, respondent was sentenced to one year in a federal prison, consecutive to the above terms.
The petition further alleged that respondent was convicted twice of contributing to the sexual delinquency of a child. At age 22, he was sentenced to 364 days in jail. At age 24, respondent was sentenced to one year of probation and 90 days in jail.
According to the petition, respondent did not participate in sexual offender treatment and suffered from mental disorders including paraphilia not otherwise specified, alcohol abuse, and antisocial personality disorder. The State alleged that respondent was dangerous to others because his mental disorders created a substantial probability that he would engage in further acts of sexual violence. A mental health evaluation, prepared by psychologist Dr. Jacqueline N. Buck, accompanied the petition.
On December 22, 1998, the court determined that there was probable cause to believe respondent was eligible for commitment. On January 11, 1999, Dr. Phil Reidda and Dr. Paul Heaton, DHS psychologists, attempted to evaluate respondent pursuant to the Act. Respondent, however, refused to participate in the evaluation process. On February 10, 1999, the State filed a motion to compel respondent to submit to a mental evaluation. On May 27, 1999, the court granted the State’s motion to compel respondent to cooperate with DHS psychologists. Respondent’s request for appointment of an independent psychologist to evaluate him was also granted.
A bench trial commenced on June 7, 2000. DHS psychologist Dr. Buck testified that respondent suffered from three mental disorders: (1) paraphilia not otherwise specified; (2) alcohol abuse; and (3) severe antisocial personality disorder with narcissistic features. Dr. Buck defined paraphilia as a sexual disorder in which an individual is sexually aroused in a deviant manner by persons or things. Dr. Buck found respondent to be sexually attracted to minor females. Dr. Buck also found that respondent showed no remorse for his criminal conduct, failed to accept blame for it, and transferred blame instead to the victim. Dr. Buck opined that, if respondent were released, he would be at high risk to reoffend with acts of sexual violence.
Dr. Buck based her opinion, in part, on two actuarial instruments known as the Static 99 and the Minnesota Sex Offender Screening Tool-Revised (MnSost-R). Dr. Buck testified that a landmark study developed by Dr. Hanson in 1996, referred to as a “meta-analysis,” identified risk factors that distinguish sex offenders who reoffend from those who do not. Dr. Buck further testified that, because the meta-analysis does not provide a percentage of risk of sexual reoffense, actuarial tools such as the Static 99, the MnSost-R, and the Rapid Risk Assessment of Sexual Offense (RRASOR) were developed to weight the risk factors and predict the likelihood of sexual offender recidivism.
The Static 99, also developed by Dr. Hanson, contains 10 factors designed to assess the probability that a sexual offender will reoffend. Using the Static 99, Dr. Buck scored respondent an 8, which put him in the high risk category. When asked whether Static 99 is reasonably relied upon by members of the field, Dr. Buck stated that it was a “work in progress” but strongly relied upon. Dr. Buck indicated that the predictive accuracy of this instrument was moderately high.
The second actuarial tool utilized by Dr. Buck was the MnSost-R, which contains 16 factors designed to predict the probability percentage of sexual recidivism. Using the MnSost-R, Dr. Buck determined that there was a 92% probability that respondent would reoffend.
On cross-examination, Dr. Buck admitted that the risk factors listed in Dr. Hanson’s meta-analysis in 1996 had changed due to more research and studies in 1998. In 1996, Dr. Hanson found that factors such as low self-esteem, anger, denial, and general life stress did not impact the rate of recidivism. Dr. Buck explained that the reason she used these factors to evaluate respondent was that the 1996 study was out of date in some aspects and that Dr. Hanson had changed his mind about a number of things since that time.
When asked why she did not utilize the RRASOR, Dr. Buck responded that Dr. Hanson, who had created the instrument, now discouraged its use. She further testified that she could not, in good faith, apply a four-item test to predict recidivism. Dr. Buck also testified that she considered the MnSost-R to be more reliable than the RRASOR. She stated that “that’s what makes this field exciting because you have folks duking it out over the subtleties.”
Based on her clinical opinion, her experience, her clinical judgment, plus the actuarial tools, Dr. Buck opined that respondent was dangerous due to mental disorders making it substantially probable that he would commit future acts of sexual violence.
The State also called Dr. Paul Heaton, a private practitioner whose professional group did psychological evaluations for the DHS in similar cases. Dr. Heaton determined that respondent’s IQ was in the high to superior range. He also concluded that respondent had a pattern of chronic psychic maladjustment, including severe defensiveness, suspicion, insecurity, evasiveness, and narcissistic personality traits. Dr. Heaton found that respondent was in strong denial of wrongdoing and had little empathy for the victim. Dr. Heaton’s diagnosis matched that of Dr. Buck, and he also noted that respondent had not participated in any treatment program. Dr. Heaton opined that respondent’s mental disorders predisposed him to commit mоre acts of sexual violence.
In forming his assessment, Dr. Heaton utilized the MnSost-R and the RRASOR. Dr. Heaton explained that actuarial tools were screening devices that a layperson could use without advanced training or special licensing. These instruments could also be used without any personal interview with the subject. Dr. Heaton stated that the RRASOR was a very quick way of assessing a person’s potential for reoffense with only four factors. Dr. Heaton also stated that he had some concern over the limited nature of the tool since several factors had now been added to it. Using the RRASOR, Dr. Heaton scored respondent a four, which indicated that there was a 33% probability that respondent would reoffend.
Dr. Heaton also utilized the MnSost-R when it became available bеcause he wanted to make sure that the results that he had obtained from the RRASOR had not changed significantly due to new information in the field. According to Dr. Heaton, the MnSost-R had been cross-validated and was considered a state-of-the-art study. Dr. Heaton scored respondent a 16 on the MnSost-R, which put him in the high risk category.
Dr. Heaton stated that he would never rely on actuarial studies alone and that they were a way to support or corroborate the information obtained through other means. Based on his interview with respondent, his professional experience and education, as well as the actuarial tools, Dr. Heaton opined that respondent’s mental disorders made it substantially probable that he would reoffend.
Defense witness Dr. Timothy Brown, a clinical psychologist and director of the Kane County Diagnostic Center, reviewed the reports of Drs. Buck and Heaton and diagnosed respondent as suffering from paraphilia not otherwise specified and an adult antisocial behavior disorder. Dr. Brown testified that respondent did not accept full responsibility for his criminal acts. While Dr. Brown concluded that there was no substantial probability that respondent would reoffend as a result of his mental disorders, he acknowledged that he was not experienced in performing risk assessments under the Act. Dr. Brown also admitted that he did not access all of the information reviewed by Drs. Buck and Heaton. Dr. Brown opined that respondent posed a moderate risk to reoffend.
Dr. Brown utilized the MnSost-R and the RRASOR in order to assess respondent. Using the MnSost-R, Dr. Brown determined that there was a 42% probability that respondent would reoffend, putting him in the moderate risk category. Using the RRASOR, Dr. Brown scored respondent a four, which indicated that there was a 33% probability that respondent would reoffend.
Dr. Brown testified that there was controversy within the field regarding the use of actuarial tools to predict sexual recidivism. Dr. Brown stated that they were not tests but research instruments, meaning that there were no manuals to accompany them. Dr. Brown further stated that, although they could be used to buttress testimony, they could not definitively determine whether a person should be committed under the Act.
On October 16, 2000, respondent was found to be a sexually violent person under the Act. Following a dispositional hearing on July 18, 2001, the court ordered that respondent be released bаsed upon compliance with numerous conditions. Respondent filed a timely notice of appeal.
II. ANALYSIS
A. Constitutionality of Act
Respondent first argues that the Act is unconstitutional because it is contrary to the due process standard established by the Supreme Court in Crane. Specifically, respondent contends that the Act is unconstitutional because it allows the civil commitment of a person as sexually violent without a finding that the person lacks control over his or her behavior. Respondent relies on the language in Crane, which states that “there must be proof of serious difficulty in controlling behavior.” Crane,
Before Crane, in Kansas v. Hendricks,
In our initial opinion, we noted that the question necessarily raised by Crane is whether a specific finding is required regarding a person’s ability to control his or her sexually violent conduct. We additionally noted that the case relied upon by the State, In re Detention of Varner,
Despite the uncertainty of Varner, we found the Act constitutional as applied to respondent. We reasoned that, even if Crane were interpreted to require a specific determination regarding a lack of control, such a finding was made in the case before us.
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Thus, it was not necessary for this court to consider whether the Act was constitutional on its face. See Trent v. Winningham,
After our opinion was issued, Varner was decided. See People v. Varner,
In this case, the trial court found resрondent to be a “sexually violent person” as defined in the Act. In its written order, the court noted that respondent had been diagnosed with paraphilia not otherwise specified, alcohol abuse, and antisocial personality disorder. Based on the expert testimony, the court concluded that respondent suffered from mental disorders that made it substantially probable that he would engage in acts of sexual violence. In light of Varner, these findings alone were sufficient to satisfy Crane. See People v. Swanson,
Nevertheless, as previously mentioned, the trial court also made a specific finding that respondent was unable to control his sexually violent conduct. In particular, the court found “from considering all of the testimony, including that which established Respondent’s refusal to undergo treatment, his denial of self blame, his placing blame on the victim, and the nature of his mental illness, that he is not able to control his sexual conduct in an unstructured environment.” As a result, the court in this case actually went beyond what Varner has interpreted Crane to require. Thus, we find no due process violation, and respondent’s constitutional challenge to the Act necessarily fails.
B. Evidence of Lack of Control
Respondent’s sеcond argument is that the evidence does not support a finding that he lacked the ability to control his sexually violent behavior as required under Crane. “On review, we ask only whether, after viewing all the evidence in the light most favorable to the State, any rational trier of fact could find that the elements of the offense have been proved beyond a reasonable doubt.” In re Detention of Tittlebach,
Respondent initially argues that there is no evidence in the record to show that he has serious difficulty in controlling his behavior. Respondent bases this argument on the testimony of Drs. Buck and Heaton that respondent committed these offenses with volition. Respondent apparently takes the position that because he committed these acts with volition, the State has not proved that he lacks control over his sexually violent behavior. For the following reasons, we find this argument to be without merit.
As we have stated, the trial court specifically found that respondent was not able to control his sexual conduct in an unstructured environment. The court based its finding on the expert testimony regarding respondent’s refusal to undergo treatment, his denial of self-blame, his placing blame on the victim, and the nature of his mental illness.
Indeed, three experts testified as to respondent’s mental disorders and risk of reoffending. Specifically, State expert Dr. Buck testified that respondent showed no remorse for his criminal conduct, failed to accept blame for it, and transferred blame instead to the victim. Dr. Buck also found that respondent suffered from paraрhilia not otherwise specified, alcohol abuse, and severe antisocial personality disorder, with narcissistic features. Applying her findings of respondent’s traits to actuarial studies, Dr. Buck found respondent to be at a high risk to reoffend. In sum, Dr. Buck opined that, to a reasonable degree of psychological certainty, respondent was dangerous due to mental disorders making it substantially probable that he would commit future acts of sexual violence.
Consistent with Dr. Buck’s findings, State expert Dr. Heaton found that respondent was in strong denial of wrongdoing and had little empathy for the victim. Dr. Heaton’s diagnosis matched that of Dr. Buck, and Dr. Heaton noted that respondent had not participated in any treatment program. Dr. Heaton testified that, to a reasonable degree оf psychological certainty, respondent’s mental disorders rendered it substantially probable that he would reoffend and commit further acts of sexual violence.
Finally, defense expert Dr. Brown diagnosed respondent as suffering from paraphilia not otherwise specified and adult antisocial behavior. While Dr. Brown concluded that there was no substantial probability that respondent would reoffend as a result of his mental disorders, he testified that respondent did not accept full responsibility for his criminal acts. In addition, Dr. Brown acknowledged that he was not experienced in performing risk assessments under the Act and that he did not access all of the information reviewed by Drs. Buck and Heaton. Dr. Brown concluded that respondent posed a moderate risk to reoffend.
In sum, аll three experts agreed that respondent suffered from paraphilia not otherwise specified and posed a moderate to high risk to reoffend. We find that this testimony, in conjunction with respondent’s refusal to undergo treatment, his denial of self-blame, and his placing blame on the victim, established proof beyond a reasonable doubt that respondent lacked the ability to control his sexually violent behavior.
Moreover, testimony that respondent committed these acts of sexual violence with volition does not prevent commitment under the Act. If we were to adopt such a position, all persons subject to commitment would escape such a finding by declaring all of their past criminal conduct to be volitional. Under that view, commitment would result only when a person confessed to an inability to control his sexually violent behavior, as was the case in Hendricks. Hendricks,
“And we recognize that in cases where lack of control is at issue, ‘inability to control behavior’ will not be demonstrable with mathematical precision. It is enough to say that there must be proof of serious difficulty in controlling behavior. And this, when viewed in light of such features of the case as the nature of the psychiatric diagnosis, and the severity of the mental abnormality itself, must be sufficient to distinguish the dangerous sexual offender whose serious mental illness, abnormality, or disorder subjects him to civil commitment from the dangerous but typical recidivist convicted in an ordinary criminal case.” Crane,534 U.S. at 413 ,151 L. Ed. 2d at 862-63 ,122 S. Ct. at 870 .
For the reasons stated above, sufficient evidence exists to support the trial court’s determination that respondent lacked control of his sexually violent behavior.
C. Misstatement in Trial Court’s Order
Respondent also asserts that, because the trial court incorrectly stated that he was diagnosed as a pedophile, his adjudication as a sexually violent person should be reversed. We disagree.
“Parties are not entitled to error-free trials, but fair trials, free of substantial prejudice.” Perry v. Murtagh,
We do not believe that the misstatement of the trial court in this case warrants reversal. As respondent concedes, in its initial written ruling on the “sexually violent person” petition, the trial court correctly referred to respondent’s diagnosis as “paraphilia not otherwise specified.” In that ruling, the trial court made no mistake as to respondent’s mental disorder, referring to it at all times as paraphilia. It was not until the court’s ruling on respondent’s motion for a new trial that the court misstated respondent’s diagnosis as pedophilia. Therefore, the court relied on the correct diagnosis in its original ruling finding respondent to be a sexually violent person within the meaning of the Act. As a result, we do not believe that respondent was prejudiced or that the outcome might have been different had the trial court not made this misstatement. See In re Estate of LaCasse,
D. Order Compelling DHS Evaluation
Respondent’s next argument is that the trial court erred when it ordered him to submit to an evaluation by the DHS. Respondent maintains that because this issue was raised in his posttrial motion, it was preserved for appellate review. The State contends that this issue is waived because respondent did not object to the motion during the proceedings.
As a general rule in civil cases, the failure to specifically and timely object waives the objection for purposes of review. Rice v. Merchants National Bank,
Respondent contends that the trial court erred by compelling him to submit to a DHS evaluation. Specifically, respondent argues that the order (1) violated his right to remain silent pursuant to section 25(c)(2) of the Act (725 ILCS 207/25(c)(2) (West 1998)); and (2) was contrary to section 30(c) of the Act (725 ILCS 207/30(c) (West 1998)). Because the resolution of both issues hinges upon the interpretation of the Act, our review is de novo. Department of Public Aid ex rel. Davis v. Brewer,
Section 25(c)(2) of the Act states:
“Except as provided in paragraph (b)(1) of Section 65 and Section 70 of this Act, at any hearing conducted under this Act, the person who is the subject of the petition has the right to:
(2) Remain silent.” 725 ILCS 207/25(c)(2) (West 1998).
Although respondent argues that the evaluation compelled by the court violated his right to remain silent, this court has held that the right to remain silent applies only during any hearing held after the filing of a petition. See In re Detention of Anders,
Likewise, we reject the argument that respondent had the right to refuse to cooperate with the DHS evaluation under section 30(c) of the Act (725 ILCS 207/30(c) (West 1998)). Section 30(c) states, in pertinent part:
“If the court determinеs after a hearing that there is probable cause to believe that the person named in the petition is a sexually violent person, the court shall order that the person be taken into custody if he or she is not in custody and shall order the person to be transferred within a reasonable time to an appropriate facility for an evaluation as to whether the person is a sexually violent person. If the person named in the petition refuses to speak to, communicate with, or otherwise fails to cooperate with the expert from the Department of Human Services who is conducting the evaluation, the person shall be prohibited from introducing testimony or evidence from any expert or professional person who is retained or court appointed to conduct an evaluation of the person.” 725 ILCS 207/30(c) (West 1998).
Apparently, respondent interprets section 30(c) of the Act as giving a person the right to remain silent at evaluations. We disagree with this interpretation. As the court stated in In re Detention of Tiney-Bey,
In a related argument, respondent contends that the ruling deprived him of a trial strategy, causing his trial to be unfair. When the court granted the State’s motion to compel respondent to submit to a DHS evaluation, the court also granted respondent’s request for appointment of an expert. Respondent, however, argues that had he been able to refuse cooperation with the DHS, and thereby forgo his own expert, the trial may have yielded a different outcome. In support of his position, respondent relies on two cases decided by this court, In re Detention of Trevino,
The intent of the statute is to prevent either the State or the respondent from having an evidentiary advantage and to guarantee that both parties have the opportunity to present evidence substantially equal in character. Trevino,
Contrary to respondent’s assertion, the circumstances in Kortte and Trevino are not present here. As respondent concedes, the court granted his request for appointment of an expert. As a result, the State was able to present two examining expert witnesses and respondent was able to present one examining expert witness. Because both sides were able to call examining experts, neither party had an evidentiary advantage and both parties had the opportunity to present evidence substantially equal in character. Therefore, the court’s application of section 30(c) in this case did not deny respondent due process.
E. Admission of Actuarial Risk Assessment
Respondent’s final argument, raised in a supplemental brief, is that it was error to allow expert testimony regarding certain actuarial instruments utilized to predict the likelihood that respondent would reoffend. Specifically, respondent maintains that the Static 99, the MnSost-R, and the RRASOR fail the test for admissibility as articulated in Frye. As support, respondent cites a case decided by this court, People v. Taylor,
The plain error analysis applies where the respondent has failed to make a timely objection. People v. Thurow,
In our initial opiniоn, with one justice dissenting, we concluded that plain error had occurred in this case. Specifically, we noted that all three experts testified that they relied, at least in part, on the Static 99, the MnSost-R, and the RRASOR in finding respondent to be a sexually violent person. However, there was no determination under Frye regarding the general acceptance of using these actuarial tools to measure the likelihood of reoffense.
Illinois courts follow the Frye test in determining the admissibility of expert testimony based on novel scientific evidence. Frye,
In Taylor, we noted that several Illinois courts have held that Frye should govern the admissibility of psychological and psychiatric expert testimony that is not predicated solely on the evaluator’s own clinical observation and experience. Taylor,
Relying on Taylor, we originally remanded this case to the trial court to conduct a Frye hearing. We stated that if these actuarial tools satisfied the standard set forth in Frye, then the judgment of the trial court would be affirmed. If, however, the State failed to meet its burden to show that the Static 99, the MnSost-R, and the RRASOR had gained general acceptance from the psychological and psychiatric communities, then the judgment of the trial court would be reversed and respondent would be entitled to a new trial.
However, our previous opinion, along with Taylor, has been ordered vacated by our supreme court. In particular, we are instructed to reconsider our decision in light of Simons, where the supreme court addressed whether actuarial risk assessment evidence is admissible under Frye. Simons,
After noting that appellate courts were divided on this question,
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the supreme court held that “whether or not actuarial risk assessment is subject to Frye, there is no question that it is generally accepted by professionals who assess sexually violent offenders and therefore is perfectly admissible in a court of law.” Simons,
In the case at bar, all three experts relied in part on actuarial instruments to predict respondent’s likelihood of reoffense. In particular, State experts Drs. Buck and Heaton utilized the Static 99, the MnSost-R, and the RRASOR to help form their opinions that respondent was a sexually violent person. In light of our supreme court’s decision in Simons, holding that actuarial risk assessment has gained general acceptance in the psychological and psychiatric communities and is therefore admissible, the trial court properly admitted the expert testimony of Drs. Buck and Heaton.
III. CONCLUSION
For the reasons stated, the judgment of the circuit court of Kane County is affirmed.
Affirmed.
HUTCHINSON and KAPALA, JJ., concur.
Notes
In its written ruling on the “sexually violent” petition, the trial court made an explicit finding that respondent was not able to control his sexually violent conduct in an unstructured environment.
The Appellate Court, Fourth District, took the opposite view of Taylor in In re Detention of Erbe,
We also note that the supreme court in Simons adopted a dual standard of review with respect to the trial court’s admission of expert scientific testimony. Simons,
