Lead Opinion
delivered the opinion of the court:
Following a June 2002 bench trial, the trial court found defendant, John M. Erbe, to be a sexually violent person under the Sexually Violent Persons Commitment Act (Act) (725 ILCS 207/1 through 99 (West 2000)). Following an August 2002 dispositional hearing, the court ordered him committed to the Department of Human Services (DHS) for institutional care in a secure facility.
Defendant appeals, arguing that (1) he received ineffective assistance of counsel when his initial appointed counsel (a) failed to challenge personal jurisdiction, and (b) moved to continue the probable-cause hearing; (2) the trial court abused its discretion by denying his motion for a Frye evidentiary hearing on the admissibility of evidence regarding actuarial instruments used by the State’s experts in assessing defendant’s risk of reoffending; (3) the court’s finding that he was a sexually violent person was against the manifest weight of the evidence; and (4) the court abused its discretion by ordering him committed to institutional care in a secure facility. We affirm.
I. BACKGROUND
On June 14, 2000, the State filed a petition under the Act, seeking to have defendant committed as a sexually violent person to DHS indefinitely. At that time, defendant was an inmate at the Centraba Correctional Center and was scheduled for entry into mandatory supervised release on June 20, 2000, following the completion of his sentence on 1988 convictions for home invasion (Ill. Rev. Stat. 1987, ch. 38, par. 12 — 11) and aggravated criminal sexual assault (Ill. Rev. Stat. 1987, ch. 38, par. 12 — 14(a)(1)). On that same day, the trial court entered an order of detention in which the court (1) set a probable-cause hearing for June 19, 2000; and (2) appointed McLean County pubbc defender Amy Davis to represent defendant.
On June 16, 2000, Davis filed a motion to continue the probable-cause hearing because she needed additional time to review the materials the State had filed with its petition. Davis then telephoned the trial court’s secretary and indicated that she and the assistant Attorney General had agreed that the probable-cause hearing should be continued. The court informed counsel that it would reschedule that hearing if both parties agreed and requested
At the June 26, 2000, probable-cause hearing, defendant appeared with his appointed counsel. After considering the evidence presented, the trial court found probable cause existed and ordered defendant transferred to DHS for an evaluation, pursuant to section 30(c) of the Act (725 ILCS 207/30(c) (West 2000)).
In July 2000, defendant pro se filed a motion to dismiss the State’s petition, abeging, inter alia, that (1) his probable-cause hearing was not held within 72 hours of the filing of the State’s petition, as required by statute (725 ILCS 207/30(b) (West 2000)); and (2) he was not “properly served with process.” That same day, defendant pro se filed a motion, seeking appointment of counsel other than a McLean County public defender, on the ground that Davis moved to continue the probable-cause hearing without his consent.
At a July 2000 hearing on defendant’s motion seeking appointment of other counsel, Davis informed the trial court that she requested a continuance (1) because she had other matters to which she had to attend when she received the State’s petition; and (2) in “an effort for [her] to be prepared for [the probable-cause] hearing.” She acknowledged that because her office usually receives the State’s petitions under the Act “pretty much at the last minute,” she routinely seeks to continue probable-cause hearings to allow time to carefully review the petitions. After considering the arguments, the trial court denied defendant’s motion.
In January 2001, defendant filed a motion for a Frye evidentiary hearing (see Frye v. United States,
From February 2001 through May 2002, the trial court granted several continuances. Also during that time, defendant pro se filed a petition for a writ of habeas corpus in which he raised some of the same issues raised in his July 2000 pro se motion to dismiss. In November 2001, the court dismissed defendant’s petition for a writ of habeas corpus, and in May 2002, this court dismissed defendant’s appeal from the November 2001 order.
In June 2002, the trial court conducted a hearing on defendant’s pro se July 2000 motion to dismiss the State’s petition. At that hearing, defendant was represented by a different appointed counsel, who adopted and argued defendant’s motion. Although defendant’s motion contained numerous allegations, defendant addressed only two allegations at the hearing — namely, that (1) his probable-cause hearing was not held within 72 hours of the filing of the State’s petition, as required by statute (725 ILCS 207/30(b) (West 2000)); and (2) the trial court lacked jurisdiction because he was not “properly served with process.” Defendant testified that he received the State’s June 14, 2000, petition and the order of detention, which indicated that (1) the court had appointed a McLean County public defender to represent him; and (2)
At defendant’s June 2002 bench trial, Dr. Jacqueline Buck, a clinical psychologist and special evaluator for the Illinois Department of Corrections (DOC), testified that she had reviewed defendant’s DOC master file, which contained all of the court records related to defendant, including the written judgment of sentence, the presentence investigation reports, psychiatric and psychological evaluations, DOC records, and his criminal history.
Buck’s review of defendant’s master file showed that when defendant was 11 years old and living in California, he began engaging in criminal activity, including grand theft auto and shoplifting. He also began running away, fighting at school, and on one occasion, he attacked a teacher. When he was 13 years old, he was expelled from school after raping a 12-year-old girl. Around that time, defendant’s mother moved from California to McLean County, Illinois. Defendant stayed in California and lived either on the streets or with one of his former stepfathers. In 1974, defendant was declared an “incorrigible juvenile” and was placed in juvenile hall and, later, several group homes. Defendant admitted raping a young girl during that time.
Later in 1974, when defendant was 15 years old, he moved to McLean County to live with his mother. He had been in McLean County for only three days when police arrested him for rape. They later released him to his mother. In 1975, defendant committed numerous offenses, including deviate sexual assault, armed robbery, home invasion, aggravated criminal sexual assault, and rape. In the rape case, he entered a woman’s apartment, held a knife to her throat, and threatened to kill her. He raped her three times and forced her to perform oral sex on him. He then tied her up and left the apartment. A baby was in the room during the rape. (Buck acknowledged that in her report, she had mistakenly indicated that defendant had held a knife to the baby’s throat.) Later in 1975, while incarcerated at the McLean County juvenile detention center, he sexually assaulted a male inmate and was charged with deviate sexual assault.
Based on some of defendant’s 1975 offenses, the State filed a petition seeking to have defendant declared a sexually dangerous person. He was later found to be sexually dangerous based on the 1975 rape offense. Defendant was initially sent to DOC’s youth division, where he participated in treatment for a few months. A jury later convicted him as an adult for the 1975 rape (McLean County case No. 75 — CF— 483), and the trial court sentenced him to 4 to 10 years in prison. Defendant was paroled in 1980.
In 1981, defendant was charged with rape, home invasion, and (attempt) burglary (McLean County case No. 81 — CF—430). During this incident, he entered a woman’s apartment, tied up the victim, and placed a sock in her mouth. He then removed the sock and tried to place his penis in her mouth. Defendant left after the victim
Sometime following his 1983 parole in McLean County case No. 81 — CF—430, defendant pleaded guilty to unlawful use of a weapon by a felon and was sentenced to five years in prison. In that case, defendant, armed with a gun, entered a woman’s apartment. When the woman saw him, she ran from the apartment.
In 1988, defendant was convicted of aggravated criminal sexual assault and home invasion (McLean County case No. 88 — CF—148), and the trial court sentenced him to 25 years in prison. In that case, he entered the apartment of three young women and forced one of the victims to have sex with him at knifepoint. He also dragged the knife across the victim’s throat, stomach, and breasts and threatened to kill her. Defendant then tied up the victim and turned to a second victim, who fought him and screamed. Defendant ran from the apartment naked after the first victim freed herself and the third roommate woke up and telephoned police.
Defendant’s master file also showed that he began using drugs when he was 11 years old. Over the next five years, he used marijuana, cocaine, heroin, and amphetamines. During that time, he was diagnosed with polysubstance dependency. Several of defendant’s criminal offenses involved alcohol or other drugs.
Defendant’s master file further showed that defendant admitted committing 11 or 12 rapes for which he was never apprehended. He blamed most of those rapes on his then-wife (to whom he was married from 1980 until 1988) because she would not engage in certain sexual activities. During his incarcerations, defendant had not participated in any sex-offender treatment.
Buck attempted to interview defendant in April 2000; however, he refused to participate. Although Buck preferred to conduct clinical interviews, such an. interview was not necessary to formulate opinions regarding defendant.
Based on her review of defendant’s master file and other information, Buck diagnosed defendant with sexual sadism and severe antisocial personality disorder. Three criteria exist for the diagnosis of sexual sadism, and defendant satisfied all three. Seven criteria exist for the diagnosis of antisocial personality disorder, and the presence of any three warrant the diagnosis. Defendant satisfied six of the seven criteria. Buck described antisocial personality disorder as “a violation of and disregard for the rights of others.” Sexual sadism and antisocial personality disorder are the types of mental disorders that affect a person’s emotional capacity and predispose a person to engage in fixture acts of sexual violence.
Buck also diagnosed defendant with “poly drug dependency without physiological dependency in a controlled environment,” based on his long history of substance abuse. Buck explained that substance abuse was a factor in determining defendant’s probability of reoffending. Defendant had not participated in any substance abuse treatment.
In assessing defendant’s probability of reoffending, Buck used three actuarial risk-assessment instruments, all of which were the subject of defendant’s January 2001 motion for a Frye evidentiary hearing: (1) the Minnesota Sex Offender Screening Tool-Revised (Minnesota Screening Tool-Revised); (2) the Static-99; and (3) the Violence Risk Appraisal Guide. She also administered a personality inventory (the Hare Psychopathy
Buck described the Hare Psychopathy Checklist-Revised as a 20-item personality inventory. An individual who scores 30 or more on the Hare Psychopathy Checklist-Revised is classified as a psychopath. Those individuals “are two to four times as likely to reoffend with acts of violence when released to the community, as someone who scores lower than 25.” A score of 30 is a “conservative” cutoff, and many researchérs use a score of 25 as a cutoff for psychopathy. Out of the 20 items on the Hare Psychopathy Checklist-Revised, Buck was able to score 18 in testing defendant. The remaining two items she marked as omissions because she did not have enough data. The inventory was designed to allow for omitted items to be scored. Before factoring in the two omissions, defendant’s raw score totaled 29. After factoring in the omissions, his raw score totaled 32.2. Buck acknowledged that she used some of the same scoring factors on two different items of the Hare Psychopathy Checklist-Revised. She stated that such use of scoring factors involved “a different way of looking at the behavior.” Buck also acknowledged that she scored defendant as having a “flat affect” (meaning that he did not show emotion) based on five minutes of interaction.
Based on (1) Buck’s review of (a) defendant’s master file, (b) the results of the Minnesota Screening Tool-Revised, the Static-99, and the Violence Risk Appraisal Guide, (c) defendant’s score on the Hare Psychopathy Checklist-Revised, and (d) defendant’s mental disorder diagnoses; and (2) Buck’s clinical judgment, Buck opined that it was “substantially probable” that defendant would sexually reoffend with acts of violence if he were released into the community. She also opined that defendant was at a higher risk of reoffending than the general prison population. Buck further opined that defendant had serious difficulty in controlling his behavior outside of a controlled environment.
Buck acknowledged that (1) defendant’s sex offenses occurred while he was in his teens and twenties; (2) he had been incarcerated since then; and (3) his behavior in prison over the last several years had been “pretty good.” Buck also acknowledged that defendant’s failure to participate in sex-offender treatment did not increase his risk of reoffending. She further acknowledged that Carl Hanson, an authority in the field of sex- offender risk assessment, had stated in an article that the Violence Risk Appraisal Guide is a good predictor of general violence, but it has not been “particularly effective” in predicting sex-offense reoffending. Buck described Hanson’s comment as a vague “cheap shot.”
Barry Leavitt, a clinical psychologist and special evaluator for DHS, testified that he reviewed defendant’s DOC master file and Buck’s report. In July 2000, he approached defendant to initiate a psychological evaluation, and defendant agreed to participate in psychological testing. Leavitt administered the following tests to defendant: (1) a general aptitude measure for adults, which provides a baseline for an individual’s intellectual functioning; (2) the Millón Multiaxial Personality Inventory Assessment (Millón Assessment); and (3) the Minnesota Multiphasic Personality Inventory (Minnesota Inventory). The Millón Assessment and the Minnesota Inventory
When Leavitt approached defendant in August 2000 to conduct a clinical interview, defendant refused to participate. Leavitt stated that the preferred method for evaluating an individual involves a clinical interview. However, Leavitt was able to formulate an opinion regarding defendant based on other available information.
Leavitt identified several “static” (unchanging) factors associated with an increased risk of reoffending, which defendant displayed. Those risk factors included the following: (1) refusal to participate in sex-offender treatment; (2) deviate sexual preferences; (3) multiple prior sex offenses; (4) offenses other than sex offenses; (5) early onset of sexually violent interests and behavior; (6) unrelated victims; (7) lack of motivation for treatment; (8) resistance to change; (9) anger problems; (10) low level of remorse; and (11) antisocial lifestyle.
Based on his review of all available information, Leavitt diagnosed defendant with (1) sexual sadism; (2) polysubstance dependence without physiological dependence within a controlled environment; and (3) severe antisocial personality disorder. Sexual sadism and antisocial personality disorder are the types of mental disorders that affect a person’s emotional capacity and predispose a person to engage in future acts of sexual violence.
Leavitt used two actuarial risk-assessment instruments in evaluating defendant: (1) the Minnesota Screening Tool-Revised; and (2) the Static-99. The results of those actuarial risk-assessment instruments placed defendant in the category of highest risk of committing future acts of sexual violence. (As earlier stated, both of these instruments were challenged in defendant’s January 2001 motion for a Frye evidentiary hearing.)
Based on the available information, Leavitt opined that defendant “possesses an exceedingly high and substantial probability of re[ Offending at some time in the future.” He also opined that defendant had serious difficulty controlling his sexually violent behavior.
Defendant did not present any evidence on his own behalf.
Based on the evidence presented, the trial court found that defendant was a sexually violent person.
At defendant’s August 2002 dispositional hearing, Leavitt testified that he conducted a separate evaluation to identify defendant’s treatment needs and the least-restrictive setting available to meet those needs. In forming his opinions, Leavitt reviewed the following sources of information: (1) defendant’s past participation in sex-offender treatment; (2) defendant’s motivation to participate in sex-offender treatment; (3) defendant’s sex-offense history; (4) defendant’s mental-health status; and (5) relevant risk factors.
Based on his review of all available information, Leavitt opined that (1) defendant’s mental-health status had not changed; (2) defendant was not motivated to seek sex-offender treatment; and (3) defendant remained at an “exceedingly high risk” of reoffending in a sexually violent manner. He also opined that defendant needed to be placed in a secure-care treatment setting. Leavitt explained that opinion as follows:
“[A]t the present time[,] [defendant] presents at an exceedingly high level of risk for reoffending, needs the structure and supervision and intensity and comprehensiveness of treatment that wouldbe available in a secure[-]care treatment setting.”
Leavitt acknowledged that in his predispositional report, he mentioned a 1975 incident in which defendant allegedly held a knife to a baby’s throat. That alleged incident suggested the level of violence to which defendant would resort to carry out his sexually violent behavior. However, Leavitt did not consider that alleged incident as significant in forming his opinions. (The record shows that it was defendant’s brother who held a knife to a baby’s throat in that incident, not defendant.) Leavitt also acknowledged that in forming his opinion regarding the best treatment option, he had considered the fact that no evidence existed that defendant had a proper support system. However, even if defendant had an active social-support network, that fact would not alter his opinion that defendant needed to be in a secure treatment setting. Leavitt further acknowledged that he had not interviewed defendant prior to completing his predispositional report. He explained that (1) defendant had refused to participate in an August 2000 clinical interview; and (2) when he conducted his predispositional evaluation of defendant, he believed he had an abundance of information, which did not require him to again attempt to interview defendant.
Hollida Wakefield, a psychologist who primarily focused her practice on sex offenders, testified on defendant’s behalf that she evaluated defendant twice — once to assess whether he was a sexually violent person and a second time to prepare a predispositional report. Based on her initial evaluation, Wakefield diagnosed defendant with (1) sexual sadism; (2) polysubstance dependence without physiological dependence within a controlled environment; and (3) antisocial personality disorder.
During her second evaluation, Wakefield conducted a clinical interview of defendant, which indicated as follows. Defendant was “unusually candid,” took responsibility for his sex offenses, and expressed remorse. Defendant’s motivation for sex-offender treatment in the “Joliet program” is “quite low” because he does not trust the treatment staff. (The record shows that the DHS secure-care treatment setting is located in Joliet.) Defendant’s mother had expressed a desire to help him if he were released to the community, and his sister lived in Illinois and visited him. Because defendant’s sexual sadism was not the severe type, he was “amenable to treatment.”
Wakefield also administered the Hare Psychopathy Checklist-Revised in evaluating defendant. Defendant’s score on that personality inventory totaled 25. Based on that score, Wakefield opined that defendant was not a psychopath. Following the trial court’s February 2001 denial of defendant’s motion for a Frye evidentiary hearing, defendant introduced Wakefield’s testimony regarding several actuarial risk-assessment instruments, including the Minnesota Screening Tool-Revised, the Static-99, and the Violence Risk Appraisal Guide. Based on her administration of those instruments, Wakefield determined that defendant was at a high risk of reoffending.
Wakefield opined that the most appropriate and least-restrictive alternative treatment option for defendant was outpatient treatment with appropriate safeguards. She based her opinion on the following factors: (1) defendant was no longer a disciplinary problem in prison; (2) his sex offenses were planned, which suggested that he could “be managed better than a person whose offenses are impulsive”; (3) defendant was able to identify general situations that placed him at risk
Wakefield acknowledged that she was not aware of any specific sex-offender treatment programs that met her suggested parameters for defendant. She also acknowledged that defendant’s diagnosis of antisocial personality disorder meant that he was more likely to act impulsively and irresponsibly. She explained that although defendant’s behavior had “greatly improved” over the last few years, “you don’t really know until he is out” how he will behave. Wakefield further acknowledged that defendant had never participated in sex-offender or substance-abuse treatment.
Denise Marshall, defendant’s sister, testified that if defendant were released, she would provide support for him. Defendant had expressed remorse and shame regarding his sex offenses. Based on her conversations with defendant, she believed that he would participate in sex-offender or substance-abuse treatment.
Based on the evidence presented, the trial court ordered defendant committed to DHS for institutional care in a secure facility. This appeal followed.
II. ANALYSIS
A. Defendant’s Ineffective-Assistance-of-Counsel Claim Defendant first argues that he received ineffective assistance of counsel when Davis, his initial appointed counsel, (1) failed to appear at the June 19, 2000, probable-cause hearing and challenge personal jurisdiction based on the State’s failure to serve him with summons, and (2) moved to continue the probable-cause hearing. We disagree.
In People v. Rainey,
“Judicial scrutiny of counsel’s performance must be highly deferential. It is all too tempting for a defendant to second-guess counsel’s assistance after conviction or adverse sentence, and it is all too easy for a court, examining counsel’s defense after it has proved unsuccessful, to conclude that a particular act or omission of counsel was unreasonable. [Citation.] A fair assessment of attorney performance requires that every effort be made to eliminate the distorting effects of hindsight, to reconstruct the circumstances of counsel’s challenged conduct, and to evaluate the conduct from counsel’s perspective at the time.” Strickland,466 U.S. at 689 ,80 L. Ed. 2d at 694 ,104 S. Ct. at 2065 .
Second, a defendant must demonstrate a reasonable probability that, but for defense counsel’s deficient performance, the result of the proceeding would have been different. Strickland,
1. Counsel’s Failure To Challenge Personal Jurisdiction
Defendant first contends that he received ineffective assistance of counsel when Davis failed to appear at the June 19, 2000, probable-cause hearing and challenge personal jurisdiction based on the State’s failure to serve him with summons. We disagree.
Even if Davis had appeared at the June 19, 2000, probable-cause hearing, objected to personal jurisdiction, and insisted on service of summons, it is not reasonably probable that the result of the probable-cause hearing would have been different. Had Davis insisted on proper service of summons, the trial court could have directed that technical service be then complied with in open court, and ordered that the preliminary hearing be held that same day, which still would have been within the 72-hour requirement of section 30(b) of the Act. See 725 ILCS 207/30(b) (West 2000). Thus, Davis may reasonably have concluded that appearing at the June 19, 2000, probable-cause hearing and objecting to personal jurisdiction would have gained her client nothing. See People v. Ivy,
2. Counsel’s Motion To Continue
Defendant also contends that he received ineffective assistance of counsel when Davis moved to continue the June 19, 2000, probable-cause hearing. Specifically, he asserts that Davis’s doing so was not a strategic decision because she sought continuances in all proceedings under the Act. We disagree.
At the July 2000 hearing on defendant’s motion seeking appointment of other counsel, Davis acknowledged that because her office usually receives the State’s petitions under the Act “pretty much at the last minute,” she routinely seeks to continue probable-cause hearings to allow time to carefully review the petitions. However, she also addressed the reasons she sought a continuance in this particular case — namely, (1) because she had other matters to which she had to attend when she received the State’s petition; and (2) in “an effort for [her] to be prepared for [the probable-cause] hearing.”
Under these circumstances, we conclude that defendant has failed to overcome the strong presumption that the challenged action of counsel was the product of sound trial strategy and not of incompetence.
3. Defendant’s Embedded Arguments
Although not set forth in a separate argument section, defendant contends that (1) the trial court’s June 14, 2000, appointment of counsel is “arguably void” because “it was entered at a time when the court did not have jurisdiction” over defendant; and (2) he was denied due process and his statutory right to be present at all hearings when the trial court conducted an “informal hearing” on Davis’s motion to continue the probable-cause hearing. We disagree.
The trial court’s June 14, 2000, appointment of counsel is not “arguably void” because “it was entered at a time when the court did not have jurisdiction” over defendant, based on the State’s failure to serve him with summons. When defendant appeared and participated at the June 26, 2000, probable-cause hearing, he waived
Nor do we agree with defendant that the trial court conducted an “informal hearing” on Davis’s motion to continue the probable-cause hearing. We are simply not persuaded that the two telephone calls from Davis and the assistant Attorney General, respectively, regarding the status of Davis’s motion to continue, constituted a “hearing” at which defendant had the right to be present, pursuant to the Act. See 725 ILCS 207/25(c) (West 2000).
B. The Trial Court’s Denial of Defendant’s Motion for a Frye Hearing
Defendant also argues that the trial court erred by denying his motion for a Frye evidentiary hearing to determine the admissibility of evidence regarding the actuarial instruments used by Buck and Leavitt in assessing defendant’s risk of reoffending. We disagree.
1. Applicability of the Frye Standard to Actuarial Risk-Assessment Instruments
a. Scientific Principle, Method, or Test
Initially, we hold that the actuarial risk-assessment instruments used in this case do not purport to involve a scientific principle, method, or test to which Frye applies. See Frye, 293 E at 1014 (standard applies to deductions from a purportedly scientific principle, technique, or test). “Rather, they are simply actuarial tables — methods of organizing and interpreting a collection of historical data.” In re Commitment of R.S.,
We find support for our holding in the Supreme Court of Washington’s decision in State v. Russell,
b. Novelty
Even assuming that the sort of actuarial instruments used by Buck and Leavitt involve a scientific principle, method, or test (see People v. Taylor,
“Unlike DNA and other types of ‘scientific’ evidence, these risk[-] assessment tools do not have an aura of scientific infallibility. *** [T]hey are subject to interpretation and their predictive value is far less than 100%.” Fields,201 Ariz. at 328 ,35 P.3d at 89 .
2. General Acceptance of Actuarial Risk-Assessment Instruments Even assuming that the Frye standard applies, we agree with the trial court that the use of actuarial risk-assessment instruments is generally accepted by professionals who assess sex offenders for risk of reoffending.
In Donaldson,
“Illinois law is unequivocal: the exclusive test for the admission of expert testimony is governed by the standard first expressed in Frye v. United States, 293 E 1013 (D.C. Cir. 1923). [Citations.] The Frye standard, commonly called the ‘general acceptance’ test, dictates that scientific evidence is only admissible at trial if the methodology or scientific principle upon which the opinion is based is ‘sufficiently established to have gained general acceptance in the particular field in which it belongs.’ Frye,293 F. at 1014 .
First, ‘general acceptance’ does not concern the ultimate conclusion. Rather, the proper focus of the general acceptance test is on the underlying methodology used to generate the conclusion. If the underlying methods used to generate an expert’s opinion are reasonably relied upon by the experts in the field, the fact finder may consider the opinion — despite the novelty of the conclusion rendered by the expert. [Citations.]
Second, general acceptance of methodologies does not mean ‘universal’ acceptance of methodologies. *** ‘In determining whether a novel scientific procedure is “generally accepted” in the scientific community, the issue is consensus versus controversy over a particular technique. *** Moreover, the mere existence of a dispute does not preclude a finding that the procedure is generally accepted.’ [Citations; see] Frye,293 F. at 1014 (‘[J]ust when a scientific principle or discovery crosses the line between the experimental and demonstrable stages is difficult to define. Somewhere in this twilight zone the evidential force of the principle must be recognized’). Simply stated, general acceptance does not require that the methodology be accepted by unanimity, consensus, or even a majority of experts. A technique, however, is not ‘generally accepted’ if it is experimental or of dubious validity.”
Although this court has affirmed a jury’s finding that a defendant was a sexually violent person in a case in which the mental-health experts relied on an actuarial risk-assessment instrument to predict the defendant’s risk of reoffending (see In re Detention of Walker,
The New Jersey appellate court’s decision in R.S.,
The State’s expert further explained that the Rapid Risk Assessment was an empirically based instrument designed after a meta-analysis study by two prominent researchers in the field. (A meta-analysis study is one in which researchers
The defendant’s experts testified that the reliability of the instruments administered to the defendant was unknown. They also testified that (1) the Rapid Risk Assessment and the Minnesota Screening Tool-Revised had little to modest predictive value; and (2) the inter-rater reliability scores for the Minnesota Screening Tool-Revised were relatively acceptable. R.S., 339 N.J. Super, at 524-28,
On this evidence, the trial court in R.S. determined that evidence regarding the actuarial instruments was admissible under Frye (R.S., 339 N.J. Super, at 530,
In In re Detention of Strauss,
Keeping in mind that “the Frye standard does not demand unanimity, consensus, or even a majority to satisfy the general acceptance test” (Donaldson,
In so holding, we note that in addition to R.S. and Strauss, other appellate courts have accepted actuarial risk-assessment instruments in sexually-violent-persons proceedings. See In re Commitment of Lalor,
As earlier stated, our research has revealed only one reported decision in the United States concluding that actuarial risk-assessment instruments are inadmissible in sexually violent persons proceedings. In Taylor,
With respect to our colleagues in the Second District, we are not persuaded. Accepting arguendo the Taylor court’s determination that significant peer review of the instruments does not exist, that factor alone should not render evidence regarding those instruments inadmissible under the Frye standard. See People v. Kirk,
Nor should the mere fact that the actuarial instruments are controversial render them inadmissible under Frye. Any approach to predicting human behavior will be controversial — and frequently criticized — because the task is so complex and daunting. Yet, the law requires such predictions. If a psychiatrist or psychologist can predict a sex offender’s likelihood of reoffending on the basis of a clinical examination, no logical reason exists why such a professional cannot at least consider actuarial instruments, which the profession widely uses and which are less subjective than unaided clinical judgment.
Last, the Taylor court’s concern with “frequent scoring inconsistencies by different evaluators” goes to the expert’s application of the actuarial instruments, not to their general acceptance. Questions concerning an expert’s application of a technique go to the weight of the evidence rather than its admissibility. Donaldson,
As a final matter, we note that traditional methods, such as cross-examination and rebuttal witnesses, offered defendant the opportunity to challenge Buck’s and Leavitt’s opinions in the proper forum — that is, during trial in front of the trier of fact. As the Supreme Court stated in Daubert v. Merrell Dow Pharmaceuticals, Inc.,
C. Sufficiency of the Evidence
Defendant next argues that the trial court’s finding that he was a sexually violent person was against the manifest weight of the evidence. Specifically, he contends that reasonable doubt was created by (1) Buck’s acknowledgment that in administering and scoring the Hare Psychopathy Checklist-Revised, (a) she added
Section 5(f) of the Act defines a “sexually violent person” as an individual who has “been convicted of a sexually violent offense *** and who is dangerous because he or she suffers from a mental disorder that makes it substantially probable that the person will engage in acts of sexual violence.” 725 ILCS 207/5(f) (West 2000). The State must prove the allegations of its petition beyond a reasonable doubt. 725 ILCS 207/35(d)(l) (West 2000). On review, we ask only whether, after viewing the evidence in the fight most favorable to the State, any rational trier of fact could find the elements proved beyond a reasonable doubt. In re Detention of Tittlebach,
Defendant’s claims regarding the alleged infirmities of Buck’s and Leavitt’s opinions simply attack the weight of the evidence and the credibility of those witnesses. In reviewing a challenge to the sufficiency of the evidence, it is not the function of this court to reweigh the evidence. “Rather, the trier of fact is charged with evaluating the credibility of the witnesses, resolving conflicts in the evidence, and deciding what reasonable inferences to draw from the evidence.” Tittlebach,
Moreover, Buck’s opinion was not based solely on the Hare Psychopathy Checklist-Revised. Instead, her opinion was based on (1) a review of defendant’s master file, which included prior mental-health evaluations by DOC personnel; (2) actuarial risk-assessment instruments; and (3) defendant’s mental-disorder diagnoses.
Nor are we persuaded that Leavitt’s failure to consider a clinical interview of defendant in forming his opinion (because defendant refused to be interviewed) raises reasonable doubt as to the verdict. Leavitt’s opinion was based on (1) a review of defendant’s master file, which included prior mental-health evaluations by DOC personnel; (2) actuarial risk-assessment tools; and (3) defendant’s mental-disorder diagnoses. Clearly, a defendant’s refusal to submit to a clinical interview by the State’s expert cannot — by itself — raise reasonable doubt as to the trier of fact’s verdict.
Reviewing the record before us in accordance with the appropriate standard of review, we conclude that any rational trier of fact could have found beyond a reasonable doubt that defendant was a sexually violent person.
D. Commitment to a Secure Facility
Last, defendant argues that the trial court abused its discretion by committing him to institutional care in a secure facility. Specifically, he contends that the court’s decision was based on Leavitt’s opinion, which was of “questionable validity” because other evidence contradicted some of the factors upon which Leavitt relied in forming his opinion. We disagree.
Section 40(b)(2) of the Act directs the trial court to order that a person found to be a sexually violent person either be (1) committed to institutional care or (2) conditionally released. In making this determination, the court must consider (1) the nature and circumstances of the behavior that was the basis of the allegations in the State’s petition; (2) the person’s mental
As in other cases where trial courts are called upon to weigh enumerated factors and evaluate evidence and witness credibility to reach a fair and just result, we will review the trial court’s decision to commit defendant to a secure facility under an abuse of discretion standard. See People v. Bell,
The record shows that the trial court was presented with evidence on all of the relevant factors, and the court’s comments from the bench indicate that it considered all of those factors. In light of all of the evidence before the trial court, we conclude that its commitment order was not an abuse of discretion.
In so concluding, we note that defendant’s challenges to Leavitt’s testimony attack Leavitt’s credibility and the weight of the evidence. However, as stated above, the duty of evaluating the evidence and witness credibility properly lies with the trial court, not this court. See Simmons,
III. CONCLUSION
For the reasons stated, we affirm the trial court’s judgment.
Affirmed.
TURNER, J., concurs.
Dissenting Opinion
dissenting:
I respectfully dissent from the portion of the majority’s opinion denying defendant’s motion for a Frye evidentiary hearing to determine the admissibility of evidence on actuarial instruments used by Buck and Leavitt in assessing defendant’s risk of reoffending.
I concurred in the opinion of In re Detention of Bolton,
Our decision in Bolton requiring a Frye hearing is consistent with the three reported cases in Illinois discussing admissibility of actuarial tests relied upon by experts testifying on the detention of sexually violent persons: Taylor,
The fundamental dispute between this case and Bolton is that the majority in this case views any test used by a psychologist as neither scientific nor novel. In my opinion, the various tests are presented as a scientific principle, technique, or test offered as independent support of the expert’s subjective opinion.
In this case, for example, the State’s expert relied on specific numerical results from tests and testified as to the significance of those numbers. The majority concludes this is not scientific. I am confounded that the majority goes to great lengths to establish that these tests are not scientific and, therefore, should be admitted without the scrutiny of the Frye test.
A prime example of the important role played by a Frye test is found in People v. Ferguson,
Finally, despite the fact that the expert in Ferguson was the only known shoe-print expert, the trial court found that her testimony was based upon “ ‘scientific standards of measurement, uniqueness!,] and a relationship between individuals that can be differentiated.’ ” Ferguson,
“Frye identifies the ‘thing from which the deduction is made’ as a ‘scientific principle or discovery.’ (Frye,293 F. at 1014 .) We construe the ‘thing from which the deduction is made’ in the instant action as not simply scientific standards of measurement, but rather [the expert’s] theory that shoe wear patterns are unique and an identification can be made by comparing them.” Ferguson,172 Ill. App. 3d at 11-12 ,526 N.E.2d at 532 .
In this case, that means examination beyond the questions of “Is this an actuarial test?” or “Is the actuarial test being used by many psychologists?” The question becomes the following: “What is the theory upon which the tests base their prediction of future behavior— the method of selecting factors, the determination of the numeric scale, the revision of testing instruments, et cetera?”
According to the majority here, these tests are “[actuarial risk-assessment instruments *** developed by observing those sex offenders who reoffend to determine which ‘risk factors’ they have in common.”
“ ‘[T]he proponent *** must prove general acceptance, by surveying scientific publications, judicial decisions, or practical applications, or by presenting testimony from scientists as to the attitudes of their fellow scientists.’ [Citations.] However, ‘[u]nless the question of general acceptance has been thoroughly and thoughtfully litigated in the previous cases, *** reliance on judicial practice is a hollow ritual.’ [Citation.]”
None of these tests — the Static-99, the Minnesota Screening Tool— Revised, or the Violence Risk Appraisal Guide — have been specifically examined by the trial court in this case. The majority opinion herein relies upon opinions from other states, while rejecting the opinions in Illinois.
But, primarily, I dissent because each of these individual tests, though collectively referred to as “actuarial,” is, in fact an independent evaluative process that should be subject to the scientifically rigorous review that Frye contemplates. While they may have begun as a diagnostic tool for use by psychologists in making a diagnosis, they are, as in this case, being presented in court as independent evidentiary validation of expert opinions. The numerical score and the categorization of the score from each test is presented as a definitive truth that the expert need only recognize and relay to the jury, such as a machine might analyze physical data in an objective and infallible manner.
In this sense, they are no different than the plethysmograph test designed to measure changes in the circumference of the penis when exposed to video or audio stimuli (see In re Detention of Hughes,
In Frye, the court determined that a test described as the “systolic blood pressure deception test has not yet gained such standing and scientific recognition among physiological and psychological authorities as would justify the courts in admitting expert testimony deduced from the discovery, development, and experiments thus far made.” Frye, 293 E at 1014. One cannot help but conclude that, given the widespread use of lie-detector tests today, such tests would be admitted under the same arguments that the majority uses in this opinion.
