87 Misc. 2d 410 | N.Y.C. Fam. Ct. | 1976
This is a proceeding brought by the Orphan Asylum of the City of Brooklyn (hereinafter called "Brookwood” or the "agency”) to obtain the commitment,
This child — Derek—was born to his mother out of wedlock on October 2, 1963 — the youngest of six children at the time of birth. The agency assumed responsibility for his care on December 17, 1965, when he was transferred to Brookwood by the Commissioner of Social Services of the City of New York. He was placed in a foster home selected by the agency, and has continued to remain there.
The respondent is the mother of the child in question, who refuses to relinquish her natural rights in favor of strangers.
At the outset the court takes judicial notice of its own records that relate to the proceeding before it. (See United States v California Canneries, 279 US 553, 555; Dimmick v Tompkins, 194 US 540, 548; Matter of Ordway, 196 NY 95, 97; Vose v Yulee, 64 NY 449, 452; Devine v Melton, 170 App Div
However, there has never been any judicial proceeding to authorize or confirm the legal propriety of such removal that has separated mother and child for a decade as aforesaid. Indeed, none is claimed — anymore than a written consent or surrender of the child is claimed to justify the action. Shortly put, the "separation” over the years has been without legal sanction and in plain violation of law (Matter of Daniel C, 47 AD2d 160, 163; People ex rel. Johnson v Michael, 39 Misc 2d 365).
The child in this case is said to have neurological and perceptual problems stemming from minimal brain damage and poor vision. He also has learning disabilities that require special schooling. The record is silent as to the precise nature and extent or depth of his difficulties.
The agency stopped home visits for the child when he complained to a caseworker in or about December, 1968, that they made him unhappy. Derek, is supposed to have said that he was not properly fed, received no attention, and felt lost with a whole lot of children in his mother’s home. Whatever he meant, the agency was quick to lend a ready ear to a five-year-old boy with Derek’s limitations at the time. Derek also did not like the discipline at home. It was apparently stricter than the routine to which he had become accustomed in foster care. The court further notes — if trivia be deserving of notice —that the agency caseworker would fault the respondent for paying little or no attention to the child on the occasion of a picnic in August, 1971. It is said that he was left by his mother to do only what comes naturally: "Derek was just playing with his siblings”.
After the agency put an end to home visits, the burden of responsibility was placed on the mother to arrange for office visits every month, or two months, or three months, or whenever she felt able to come and visit with the child. Nevertheless, her requests were repeatedly turned aside on one excuse or another: Derek on vacation — illness—interference with schooling — death in foster family or away on business — or some other reason. The caseworker for Brookwood testified
The respondent always continued to express an interest in her son and have him back some day. At no time was she willing to give up her child. She listened to the advice of the agency caseworkers because she "figured that they knew better”. Unable to have the boy home because of circumstances with which she was receiving no help, it was the mother’s suggestion — and still is — that Derek remain in foster care until 15 or 16 years of age, when he will be old enough to decide for himself whether he wishes to return to her or remain with the foster parents.
The respondent maintained relatively close ties and frequent contact with Brookwood through the Mothers’ Club until the group was disbanded towards the end of 1972. The agency caseworkers regarded the mother as hostile and uncooperative. They were unable to develop a working relationship. Their frustrations were matched only by the respondent’s own resentment of the way Brookwood was treating her. Derek has nevertheless survived fairly well in the midst of these antagonisms, albeit conditioned in outlook. It is understandable that he should tell the court "I don’t know that woman” — his mother — and did not like her. He wants
This is a statutory proceeding based on alternative theories of "abandonment” and "permanent neglect” of the child to be determined according to criteria established by law. The court is not free to ignore the definitive language of the applicable statutes (Social Services Law, §§ 371, 384; Family Ct Act, §§ 611, 614), and can interfere to alter the parent-child relationship only in accordance with the provisions of law. The instant case like all others of its kind is a hardship case with strong emotional appeal. No two cases are factually the same in this sensitive area of human relationships. Each must turn on its own particular facts and totality of circumstances (Matter of Klug, 32 AD2d 915; Matter of Barbara P., 71 Misc 2d 965, 969). There are no precedents of real value.
The court does not sit to accept a kind of "fait accompli” and apply the rubber stamp of approval to agency policy or decision belatedly reached on the eve of accountability under section 392 of the Social Services Law. (Cf. Yonkers Community Development Agency v Morris; 37 NY2d 478, 485; Matter of Butcher, 82 Misc 2d 666, 668.) The case would probably never have surfaced from the so-called "limbo” of foster care for Derek, if it were not for the section 392 review of his status mandated by law. The agency then proposed that the child be freed for adoption as soon as it received permission to bring the proper proceeding. This has all the appearance of a convenient afterthought in anticipation of the section 392 hearing. The situation never changed and was always the same for Derek throughout his years in foster care. Nevertheless, the court may not abdicate its obligation to follow the law in favor of social planning. When drained of emotion, the case at bar has little to recommend it in terms of legal merit no matter how good the sociology.
There was no abandonment of the child in question within the meaning of the law. The statute, in pertinent part, says than an "abandoned child” is one who has been (1) abandoned or deserted in any place, and (2) left by parent having custody
In some cases the court has borrowed the requirement of diligent efforts to maintain the parental relationship from the "permanent neglect” statute (Family Ct Act, § 611 et seq.), and made it part of agency responsibility in a proceeding for guardianship under section 384 of the Social Services Law (see Matter of Anonymous [St. Christopher’s Home], 48 AD2d 696; Matter of Vanesa "F”, 76 Misc 2d 617; Matter of Jennifer ”S”, 69 Misc 2d 942, 951; Matter of Ellick, 69 Misc 2d 175). If appropriate, it only makes for a weaker case in this instance. As the court reads the record, it is enough to say that such efforts appear to be conspicuous by their absence. Ordinarily, a refusal to cooperate with a diligent agency reflects the parental attitude towards a child and can have some bearing on intention.
The mother of this child continued to have an interest and concern for him with the expectation that some day he might return to her with agency approval. The time has not arrived according to Brookwood, and seems to lie in the distant future. The mother’s hope and expectation, however, belie any intent to abandon the child. The concept of abandonment implies intention to repudiate or renounce all rights and responsibilities of parenthood and a settled purpose to be rid of them. (See Matter of Maxwell, 4 NY2d 429; Matter of Bistany, 239 NY 19.) The court looks for a considerable degree of clearness and certainty in making such determination. The
The petitioning agency has failed to show abandonment by the mother so as to justify committment of the child to its custody and guardianship pursuant to the provisions of section 384 of the Social Services Law (see Matter of Lewis, 35 Misc 2d 117, affd 19 AD2d 621). To summarize, here also as in Matter of Anonymous (St. Christopher’s Home) (48 AD2d 696, 697, supra), it is equally true that the evidence demonstrates "a systematic tendency to discourage the natural mother and to favor the foster family. * * * [T]he home was itself dilatory in the performance of its duty under sections 611 and 614 of the Family Court Act to 'strengthen the parental relationship’. There was no indication, other than the natural mother’s failure to contact the home, that efforts to strengthen that relationship would be 'detrimental to the moral and temporal welfare of the child’ (Family Ct Act, § 611). There was no evidence of an emotional disturbance or sociopathology on the part of the natural mother which would contraindicate such efforts * * * Absent such factors, there was no excuse for the home’s failure to encourage and strengthen the parental relationship. Accordingly, petitioner failed to sustain its burden of proving that the infant was an abandoned child.”
The court put it succinctly in Matter of Ray A.M. (Sugarman) (37 NY2d 619, 623): "Section 611 of the Family Court Act defines a 'permanently neglected child’ as one under 18 years of age who has been placed in the care of an authorized agency, and whose parent, although physically and financially able to do so, has failed for a period of over one year 'substantially and continuously or repeatedly’ to maintain contact with or plan for the future of the child. This failure must be despite the agency’s diligent efforts’ to encourage and strengthen the parental relationship, if such efforts 'will not be detrimental to the moral and temporal welfare of the child’ (see, also, Family Ct Act, § 614, subd 1, par [c]).” (Emphasis supplied.) It should also be observed that an agency’s "assumption of its own rectitude in the handling of what is one of the insoluble problems in a particularly disturbed part of our society” is not above criticism and does not carry its own acceptance (see Matter of Irene O., 38 NY2d 776, 778; Matter of Joyce Ann R, 82 Misc 2d 730, 732).
This gives perspective and turns inquiry in the right direction. On the evidence it cannot be said that Brookwood extended itself by diligent efforts to promote the parent-child relationship. This responsibility was given minimal recognition at best. The agency picked the foster parents here. The
The agency urges that the mother has no plan for this child. It is the "kettle calling the pot black.” Brookwood — which is under a legal duty to exercise diligent efforts to promote the parental relationship (Family Ct Act, § 611) — has no plan other than freeing the child for adoption and relieve itself of further obligation. Its dilemma is real. The agency position is contradictory and inconsistent on its face. Brookwood would fault the respondent for lack of plan for the future of the child, when its expressed intention is not to return him to the mother’s custody. In short, it condemns her for a failure to plan against a hopeless future. If this adds up to the diligent efforts required of the agency under the law, the court fails to see it in that light.
The respondent is thus placed between Scylla and Charybdis: plan or no plan is all the same if Brookwood has its way. But careful navigation can avoid both dangers. Still, it is not altogether correct to say that the mother has no plan for her child. She is prepared to have him any time the agency finds that Derek is ready to go home and offers all the necessary supportive assistance. Derek may stand in the path of fulfillment, of course, and his mother knows it. Nevertheless, she
The realities of the situation are that Derek does not really know his mother, that she is unable to meet his special needs if we accept agency standards and opinion, and that the foster family of 10 years is meeting these needs and willing to adopt him. None of this is a substitute for law. The court can terminate parental rights only where the parent has failed to maintain contact or plan for the child despite the agency’s diligent efforts in accordance with the law. More is needed than has been shown in this case before the court will take this extreme and drastic step.
In passing, some reference should be made to the recent guidelines issued by the New York City Department of Social Services (Human Resources Administration) on the subject of parental visiting with children in foster care.
This decision does not in any way affect the custody of the child with his "psychological” parents in the foster homé that is truly his only home at this relatively late stage in his young life. Much has been written about a child’s right to a stable home and the secure environment of family surroundings. There is none to gainsay it. Derek has had this stability and security for 10 years with all the care, nurturing and love that foster parents can give him. It is not about to be disturbed, but this is quite beside the point where statutory standards must be satisfied as a basis for decision. (Cf. Matter of Bistany, 239 NY 19, 24, supra.) The status quo — with which Derek is comfortable — is not being threatened by his mother. It is most likely that any attempt to alter it — not contemplated by the respondent — would meet with failure (see Matter of Daniel C., 47 AD2d 160, supra; Matter of Joyce Ann R, 82 Misc 2d 730, supra). It is advisable, as the court believes, to leave things as they are in the circumstances of this case.
. The natural father has not been made a party since he signed a voluntary surrender and consent to adoption of the child. The foster parents, with whom the child has been living for 10 years, have not sought to intervene in the proceeding. (Cf. Matter of Laura Ann, 82 Misc 2d 776; Matter of Jacqueline J., 74 Misc 2d 254.) There is an identity of interest with the agency here, since the foster parents are the prospective adoptive parents if the child should be freed for adoption upon termination of parental rights.
. The statutory definitions relevant to this case are as follows: An "abandoned child” means one who is "abandoned or deserted in any place * * * by the parent having its custody * * * and left * * * (c) without being visited or having payments made toward his support, for a period of at least six months [formerly one year], by his parent * * * without good reason” (Social Services Law, § 371). A "permanently neglected child” is one in the care of an authorized agency whose parent has failed for a period of more than a year "substantially and continuously or repeatedly to maintain contact with and plan for the future of the child, although physically and financially able to do so, notwithstanding the agency’s diligent efforts to encourage and strengthen the parental relationship when such efforts will not be detrimental to the moral and temporal welfare of the child” (Family Ct Act, § 611).
. On a section 392 review the parent is entitled to a plenary and evidentiary hearing. In this instance, the court made its determination on the papers only and chose the most drastic rather than the least restrictive disposition available to it. (See Social Services Law, § 392.) The recent statutory amendments contemplate changes in the procedures of the past. The parent is now entitled to know the alternative dispositions in advance of hearing (see L 1975, ch 708). And the order of disposition must include the court’s findings in support of its determination that such order is in the best interest of the child (see L 1975, ch 342).
. The respondent testified that she had moved from the address to which notices were sent and had no knowledge of the section 392 proceeding. There was also testimony by a Brookwood caseworker that she did not know whether the respondent received any notification of the said proceeding. There should have been no difficulty in locating the respondent for personal service of notice of the section 392 review, or even a correct address for notice by mail, since she was receiving public assistance
. It appears that Derek’s two oldest siblings were returned within two or three months, and the next three were kept by the mother after a home visit in August, 1969, to remain with her ever since. There has never been any complaint or protest by agency or anyone. The court sustained objection to preferred testimony in respect to these children while under the respondent’s care and supervision. Such testimony is irrelevant to the issues as defined by statute in this case (see Social Services Law, §§ 371, 384; Family Ct Act, §§ 611, 614) regardless of relevance, if any, at the dispositional stage of a "permanent neglect” proceeding (cf. Matter of Holly ”E”, 45 AD2d 893, 894). However, the court took an offer of proof to complete the record. Concededly, no child protective proceeding charging "neglect” of her children has ever been brought against the respondent under article 10 (formerly art 3) of the Family Court Act.
. See Social Services Law, §§ 383, 384, 398; Family Ct Act, former §§ 321, 324-326, now §§ 1021, 1024-1027.
. Derek was normal enough in appearance, manner and response during an in camera interview. The court found nothing unusual about him other than the fact that he was wearing heavy- — lensed glasses.
. This 12-year-old boy can hardly be expected to appreciate the full meaning and legal consequences of adoption. His immature wish and desire is largely emotional and the product of inevitable psychological conditioning. It is by no means determinative in a case like the present that entails far-reaching and life-long effects. (Cf. Obey v Degling, 37 NY2d 768, 770.) Should the day of repentance and change of mind ever dawn, then would come the real tragedy for Derek.
. The court is aware of those cases which seem to hold that intent is not an element of abandonment save for the six-month period in which a parent has failed to visit or support a child in agency care without good reason (see Matter of Tyease ”J”, 83 Misc 2d 1044, 1049; Matter of Vanesa "F”, 76 Misc 2d 617, 621, supra). These holdings would, in effect, write half the definition of "abandoned child” out of the law (Social Services Law, § 371) if the Maxwell-Bistany concept is viable and has any meaning at all in the statutory scheme of things. (Cf. Matter of Commissioner of Social Servs. [Coddington], 84 Misc 2d 253, 257.) This stresses the need for a fully intentional act by parent to relinquish all claim to a child. There is no indication that the Legislature meant to dilute it. It is almost unthinkable that the Legislature had in mind the severance of a relationship that began at birth solely because of parental laxity in performance of an obligation to visit or support a child for a length of time no longer than the baseball season. There must be something more under any rational system of law in a civilized society. The frailties of human nature demand a reasonable time for repentance. This, indeed, underlies the availability of alternative dispositions (including suspended judgment) suited to the circumstances in a "permanent neglect” case (see Family Ct Act, §§ 631-634).
. See Policy Statement on Parental Visiting, New York City Department of Social Services, Carol J. Parry, Assistant Commissioner, September 16, 1975.
. The Law Guardian appointed for the child and as an aid to the court "in making reasoned determinations of fact and proper orders of disposition” (see Family Ct Act, §§ 241, 242, 249) has recommended that the best interests of Derek require that he remain with his foster parents. As indicated, this is precisely the court’s view and determination. "[T]his highly competent neutral submission is reassuring” (Matter of Ray A.M. [Sugarman], 37 NY2d 619, 624, supra).
. In a proceeding under article 6 of the Family Court Act (§ 611 et seq.) to determine "permanent neglect”, the petition must be dismissed unless the allegations are sustained by a preponderance of the competent evidence at the "fact-finding stage” of New York’s distinctive procedure (see Family Ct Act, §§ 622, 624, 632). Even if the petition should be sustained at this stage, it does not follow by any means that a parent’s rights will be terminated prior to a "dispositional hearing” to determine whether the parent’s custody be ended in the interest of the child (see Family Ct Act, § 623). The statute contemplates investigation and reports (after a "fact-finding”) by the probation service or agency for dispositional purposes, which may result in a judgment terminating the rights of a parent or suspended judgment for one year on terms and conditions defined by rules of court relating to the acts or omissions of the parent (see Family Ct Act §§ 625-626, 631-634). The procedure is exemplified in Matter of Lewis (41 AD2d 619).