In Re De La O
This matter is before us on an order to show cause issued upon an application for writ of habeas corpus filed in behalf of David De La 0, who is confined in the California Rehabilitation Center under an order of commitment entered pursuant to Penal Code section 6450 (post, fn. 1). De La 0, hereinafter called petitioner, attacks the constitutionality of the mentioned section and, generally, of chapters 11 and 12, title 7, of part III of the Penal Code. (§§ 6400-6555, added by Stats. 1961, eh. 850, pp. 2223 et seq.) After analysis of the subject statute we have concluded that petitioner’s contentions in this respect are not well taken, that he has not established a right to be released from custody, and that the order to show cause should be discharged.
Incidentally, we resolve in favor of petitioner his secondary contention that he is entitled to appellate review of the order of the superior court committing him to the California Rehabilitation Center. This determination, however, does not require that the writ of habeas corpus issue.
Petitioner was charged by criminal complaint in the municipal court with a violation of Health and Safety Code section 11721
(post,
fn. 3), a misdemeanor, in that on a particular date “in the City of Pasadena, County of Los Angeles, State of California” he “did wilfully and unlawfully use and be addicted to the unlawful use of narcotics. . . .” Petitioner waived jury trial; he was found guilty as charged, and a motion for new trial was denied. Thereafter that court on its own motion suspended proceedings in the criminal action over which it had jurisdiction, and certified petitioner to the superior court for proceedings therein pursuant to Penal Code section 6450.
1
No judg
The superior court conducted a hearing and examination in accordance with the terms of Penal Code section 6450 (ante, fn. 1). Petitioner was represented by counsel and evidence was received. Two physicians who had examined petitioner gave as their opinion that he was a narcotic addict, and recommended that he be committed to the California Rehabilitation Center. Their recommendation was based (1) on physical examination of petitioner which indicated in their opinion that “he was using a drug of the opium series at the time of the examination or shortly used prior to that time” and (2) on the history petitioner gave them that “Heroin started 1943. His maximum use of Heroin has been one and a half grams [a day]. Average use is one gram. He has also used Cocaine and opium.” At the conclusion of the hearing the superior court made appropriate findings and entered an order adjudging petitioner to be “a narcotic addict within the meaning of Section 6450 of the Penal Code” and committing him to the custody of the Director of Corrections “for placement as provided for by law, for a period of five years, except as earlier discharge is provided for by law.” Petitioner’s demand for a jury trial in the superior court on the issue of addiction was denied. 2
Constitutionality of chapters 11 and 12, title 7, of part III of the Penal Code
Petitioner contends that the subject statute (
Asserted Imposition of Cruel and Unusual Punishment.
In
Robinson
v.
California
(1962),
supra,
We recognize at once that an essential part of the procedural foundation for petitioner’s current restraint is Ms conviction of violating Health and Safety Code section 11721. We note also that petitioner’s “status” or “chronic condition” of being (in California) unlawfully “addicted to the use of narcotics” (see
Robinson
v.
California
(1962),
supra,
The issue is whether the statutory scheme here challenged (a)' “imprisons” petitioner “as a criminal,” or (b) constitutes “compulsory treatment” of petitioner as a sick person requiring “periods of involuntary confinement.” If the former, it would be unconstitutional under
Robinson
as cruel and unusual punishment (U.S. Const., 8th and 14th Amends.;
The criteria by which this issue is to be determined, how
1. To begin with, we observe that the Legislature placed the subject statute in title 7 (“Administration of the State Correctional System”) of part III (“Of Imprisonment and the Death Penalty”) of the Penal Code. It is contended that this choice of code setting evidences a legislative intent to treat as a penal sanction the confinement under which petitioner is held. But while there may be some significance in the Legislature’s choice of codification in the Penal Code rather than, for example, the Welfare and Institutions Code, the particular divisional headings used carry little weight in view of the express declaration (
2. Nor is much guidance to be found in the general statutory definitions. Penal Code section 17 declares in part that “A felony is a crime which is punishable ... by imprisonment in the state prison.” Section 1202a provides in part that ‘ If the judgment is for imprisonment in the State prison the judgment shall direct that the defendant be delivered into the custody of the Director of Corrections at the State prison. ...” On this basis it is argued that a person committed under Penal Code
3. Petitioner next stresses the fact that he is committed under the subject statute “to the custody of the Director of Corrections” (
Nor should we deem controlling the fact that the California Rehabilitation Center is not placed under the jurisdiction of, for example, the Director of Mental Hygiene. Other instances of civil commitment to institutions under the jurisdiction of the Director of Corrections are easily found in the codes. Thus, in the Sexual Psychopathy Law it is expressly provided that “The Director of Mental Hygiene,
with the approval of the Director of Corrections
and the Director of Finance, may provide on the grounds of
a state institution or institutions under the jurisdiction of the Department of Corrections
or the Department of Mental Hygiene one or more institutional units to be used for the custodial care and treatment of sexual psychopaths.
Each such unit shall be administered in the manner provided by law for the government of the institution in which such unit is established.”
(Italics added.) (
4. Petitioner stresses the fact that his commitment is for a minimum of six months (
First, there is medical evidence that the addict will benefit from a minimum period of confinement and control during which he is deprived of narcotics, thus permitting the withdrawal symptoms to run their course and alleviate at least his physiological dependence on drugs. In recognition of this fact, the Legislature has long provided for just such a minimum term of confinement under the Narcotic Drug Addicts Law of the Welfare and Institutions Code (div. 6, pt. 1, ch. 3, art. 1, esp. §§ 5355, 5355.7, and 5360)—the provisions of which were characterized as “civil procedures” by the United States Supreme Court in
Robinson
v.
California
(1962),
supra,
Second, the fact that a maximum of five years is placed on the term of confinement does not make it any the less a confinement that is essentially for an indeterminate period. Bach of the relevant sections of the subject statute provides that the addict shall be committed for the fixed period “except as this chapter permits earlier discharge.” (
For our purposes the crucial question on this phase of the case is whether there may be judicial review of the
“It follows that as the statute has given the petitioner no specific remedy for having the question of her recovery determined, the writ of habeas corpus is open to her.” (Id. at p. 343.)
5. It will be observed, however, that whereas the maximum period of confinement of a person committed under Penal Code
6. Petitioner also emphasizes the language of Penal Code section 6401, which declares that “Every person confined pursuant to this chapter [i.e., ch. 11, comprising §§ 6400-6521] shall be deemed a prisoner committed to a state prison for the purposes of the laws punishing escape.” Yet while the choice of words may be significant, it is the stated purpose of this purely definitional provision that should control. If the success of the addict’s rehabilitation depends, at least in the early stages, on isolating him from access to illegal narcotics, it would not seem unreasonable to provide a strong deterrent against his attempting to escape during that period. The use of criminal penalties for this purpose may be found in other, admittedly civil, procedures such as the Sexual Psychopath Law (
7. We stated hereinabove that confinement under the subject statute is essentially for an indeterminate period in view of the procedures set up for parole (
As to discharge from the program, the principal complaint appears to be that the statute (§6520) provides that “In any case where the criminal charges are not dismissed [after discharge] and the defendant is sentenced thereon, time served while under commitment pursuant to Article 2 of this chapter [i.e., §§ 6450-6454] shall be credited on such sentence.” It is argued that this provision is significant, since similar credit for time served is not allowed to the rehabilitated sexual psychopath who is required to serve a penal term after discharge from the custody of the Director of Mental Hygiene. (See
Some of the foregoing provisions of the subject statute, as has been shown, have arguably “criminal” overtones— although in virtually each instance similar provisions may be found in the civil commitment procedures of the Welfare and Institutions Code. We turn now to provisions of the subject statute which can only be viewed as civil in nature, purpose, and effect.
1. At the outset of the statute, section 6400 declares its legislative purpose: “The narcotic detention, treatment and rehabilitation facility referred to herein shall be one within the Department of Corrections
whose principal purpose shall be the receiving, segregation, confinement, employment, education, treatment and rehabilitation of persons
under custody of the Department of Corrections or any agency thereof
who are or have been addicted to narcotics or who by reason of repeated use of narcotics are in imminent danger of becoming
addicted.” (Italics added.) An identical declara
2. The commitment procedures do not involve trial by jury as in criminal cases, but rather incorporate the special civil procedures of the Welfare and Institutions Code.
3. Similar commitment steps are spelled out in article 3 of the subject statute (§ 6500-6505), dealing with persons not charged with a crime. Of particular interest here is the provision whereby voluntary self-commitment proceedings may be instituted by “any person who believes himself to be addicted or about to become addicted” (§ 6500).
4. The certificate of medical examiners here filed pursuant to Welfare and Institutions Code section 5055, as well as the subsequent order of commitment of the superior court, is entitled “The People of the State of California
For the Best Interest and Protection of Society and [the person to be
committed] . . ., An Alleged Narcotic Drug Addict.” (Italics added.) (Compare
5. Also significant in this connection is the provision of the subject statute (§ 6452) declaring ineligible for the program
6. Implementing the latter provisions is section 6453 of the statute, which requires the person committed to be returned to court if at any time it is determined that he “is not a fit subject for confinement or treatment in such narcotic detention, treatment and rehabilitation facility” (see also § 6509).
7. It is also to be observed that section 6405 of the subject statute declares that “The Director of the Department of Corrections shall engage in a program of research in the detention, treatment and rehabilitation of narcotic addicts.” (Compare
Finally, petitioner makes various allegations concerning the actual conditions of his confinement, e.g., (1) that he was processed through the Reception Guidance Center at Chino; (2) that his fingerprints and photographs were taken and he was ordered to shave off his moustache; and (3) that his mail is censored and he is restricted in the number of letters he may send and the visitors he may have. In their return to the order to show cause the People admit most of these allegations but explain (1) that petitioner was processed “in a special unit” of the Reception Guidance Center set aside for persons committed under the subject statute to the California Rehabilitation Center; (2) that the fingerprinting, photographing, and shaving were done “for purposes of identification and to prevent the concealment of his identification”; and (3) that petitioner’s mail is censored and his visitors restricted “for the purpose of preventing the introduction or arrangements for the introduction of narcotics into the Rehabilitation Center.” (Compare
The conclusional allegation is also made that “To petitioner’s knowledge, DB LA 0 is being incarcerated and treated in the same manner as if he were a felon.” It appears, however, that the branch of the California Rehabilitation Center where petitioner is confined 15 is physically and administratively distinct from the other facilities at Chino and consists of 16 buildings including dormitories, gymnasium, mess hall, academic and vocational buildings, and others; that the California Rehabilitation Center employs a full-time psychiatrist and professionally trained counselors and therapists; 16 and that petitioner is given daily group therapy and twice weekly intensive therapy in small units of not more than 15 men, all under the direction of trained counselors. 17 In addition, the California Rehabilitation Center provides a specially selected vocational and academic program. 18
It is appropriate here to draw some conclusions. From the declarations of purpose and other provisions discussed hereinabove it appears that in enacting the subject statute the Legislature intended to create a new program for the confinement (which in truth is a quarantine rather than penal sanction), treatment, and rehabilitation of narcotics addicts. Why was a new statutory scheme necessary, in view of the existing civil procedures of the Narcotic Drug Addicts Law (
The Legislature, as has been shown, created in response a program and an institution designed to achieve these goals, but then placed them under the direction and control of the Director of Corrections and codified the new statutory scheme in the Penal Code. The introduction of these external indicia of criminality was, in our view, both unnecessary and unfortunate, as they may well constitute those aspects of the program which are most resented by the persons committed (who should be explicitly designated as patients, without indicia of criminality) and most noticed by others on their return to society, thus producing a possibly negative effect on the chances of success. Mindful, however, of our duty to uphold every legislative enactment unless it is in any event palpably obnoxious to the Constitution, we are of the opinion that the demonstrably civil purpose, mechanism, and operation of the program outweigh its external “criminal” indicia, and hence that petitioner’s commitment and confinement thereunder do not constitute cruel and
Petitioner’s remaining contentions require only brief discussion.
Asserted Denial of Equal Protection of the Laws.
Penal Code
The contention in the circumstances here is immaterial. There is no occasion to emphasize
Williams,
as that ease does no more than recognize the plain language of the statute (
But it is not the verdict of guilty which establishes the defendant’s
right
or
liability
to the remedial procedures of Penal Code
Obviously, one who has been convicted of violating (in California) Health and Safety Code
Asserted Vagueness of Statute.
Petitioner also complains that the subject statute is “vague and indefinite,” presumably with reference to the operative terms, “addict” and “imminent danger of becoming addicted.” Section 6407 declares that “ ‘Narcotic addict’ as used in this chapter refers to any person, whether adult or minor, who is addicted to the unlawful use of any narcotic as defined in Division 10 of the Health and Safety Code, except marijuana. ’ ’ No more refined definition is constitutionally required. Neither “addicted to” nor “imminent danger of becoming addicted” are technical terms of art. Words used in a statute are ordinarily to be construed according to the context and “the approved usage of the language” (
Denial of Appellate Review
Petitioner contends that he was wrongfully denied appellate review of (1) his conviction in the municipal court and (2) the superior court’s order committing him to the California Rehabilitation Center.
The Municipal Court Conviction.
On April 5, 1962, petitioner was found guilty in the municipal court of the charged violation of Health and Safety Code
On June 25 the appellate department of the superior court, on its own motion, issued an order directing petitioner to show cause “why his appeal should not be dismissed” on the grounds “ (1) that the appeal from the order denying a new trial was premature, it having been filed before the defendant was committed to the Director of Corrections (see
People
v.
Baul,
The order of the municipal court certifying petitioner to the superior court for further proceedings pursuant to
Accordingly, petitioner’s purported notice of appeal filed in the municipal court on May 22, 1962, was premature; that notice should have been filed in the 10-day period following entry of the superior court’s order of commitment on May 29. Rule 186 (b) declares that “The superior court may for good cause relieve a party from a default occasioned by any failure to comply with these rules [i.e., rules 181-191],
except failure to give timely notice of appeal”
(italics added). And whereas rule 31 (a), applicable to appeals from the superior court, specifically provides that a premature notice of appeal “may, in the discretion of the reviewing court for good cause, be treated as filed immediately after the rendition of the judgment or the making of the order,” no such provision is
The Superior Court’s Order of Commitment
Petitioner also sought to appeal from the superior court’s order committing him to the California Rehabilitation Center pursuant to the subject statute. Acting in propria persona, petitioner transmitted to the clerk of the superior court an apparently valid notice of appeal from that order. The clerk did not file the notice but sent petitioner a letter stating in part, “Receipt is acknowledged of your purported notice of appeal from the commitment made in the above numbered case pursuant to
It does not follow, however, that petitioner is now entitled
Gibson, C. J., Traynor, J., McComb, J., Peters, J., Tobriner, J., and Peek, J., concurred.
Notes
Penal Code
‘ ‘
The superior court shall direct the sheriff to ¿le a petition to ascertain if such defendant is addicted to narcotics or is in imminent danger of becoming addicted thereto. Proceedings shall be conducted in substantia]
"If, after a hearing and examination, the judge shall find that the defendant charged is a narcotic drug addict, or by reason of repeated use of narcotics is in imminent danger of becoming addicted thereto, and is not ineligible for the program under the application of Section 6452 hereof, he shall make an order committing such defendant to the custody of the Director of Corrections for a period of five years, except as this chapter permits earlier discharge. If, upon the hearing, the judge shall find that the defendant is not a narcotic drug addict and is not in imminent danger of becoming addicted to narcotics, he shall so certify and return the defendant to the municipal or justice court which certified such defendant to the superior court for such further proceedings as the judge of such municipal or justice court deems warranted.' ’
As hereinafter explained in more detail, petitioner unsuccessfully attempted to appeal from (1) the denial of his motion for new trial in the municipal court and that court’s order certifying him to the superior court, and (2) the order of commitment entered by the superior court pursuant to Penal Code
Health and Safety Code
In a footnote at this point the high court comments (at p. 1419 of 82 S.Ct., fn. 7), “California appears to have established just such a program in
The subject statute was not enacted in response to Robinson v. California (1962), supra, as it preceded that decision by approximately one year. The high federal court, however, did not have before it a case arising out of the application of the subject statute.
It is noteworthy that section 6082 does not refer to facilities for the rehabilitation of persons in the custody of the Department of Corrections, as the subject statute does repeatedly (Pen. Code, $§ 6400, 6453, 6500, 6551).
Thus, section 6553 provides: “The Director of Corrections shall make rules and regulations for the government of the California Rehabilitation Center and the management of its affairs.”
Section 6555 provides: “The supervision, management and control of the California Rehabilitation Center and the responsibility for the care, custody, training, discipline, employment and treatment of the persons confined therein are vested in the Director of Corrections. The provisions of Part 3 of this code apply to said institution as a prison under the jurisdiction of the Department of Corrections and to the persons confined therein insofar as such provisions may be applicable.” (Italics added.)
For example, except for the different name of the facility, sections 6553 and 6555 (ante, fn. 7) are almost verbatim reproductions of, respectively, sections 6104 and 6106.
It is of interest that among the “recommendations [which] would assist the Department of Mental Hygiene to institute an effective program of rehabilitation and treatment of all civilly committed narcotics addicts,” the Special Study Commission on Narcotics recommended that Welfare and Institutions Code section 5355 be amended to provide for commitment for not less than three months “nor more than jive years.’’ (Final Report of the Special Study Commission on Narcotics (1961), pp. 22-23.)
Welfare and Institutions Code section 6620 provides: “Any person in custody as an insane or incompetent person is entitled to a writ of habeas corpus, upon a proper application made by the Department of Mental Hygiene, by such person, or by a relative or friend in his behalf to the judge of the superior court of the county in which the hospital is located. Upon the return of the writ, the fact of his insanity or incompeteney shall be inquired into and determined. The medical history of the person as it appears in the clinical records shall be given in evidence, and the superintendent in charge of the state hospital wherein the person is held in custody and any other person who has knowledge of the facts shall be sworn and shall testify relative to the mental condition of the person. ’ ’
The Superintendent of the California Rehabilitation Center has reported that the projected average minimum period of confinement “will probably be around 9 months. ’ * (Proceedings of the Institute on the Problem of Narcotic Addiction (1962), p. 18.) The parties in the case at bench have stipulated that as of December 20, 1962, some 110 persons committed under this program had already been paroled.
The fact that
By contrast, in the Habit-Forming Drug Addicts Law of the Welfare and Institutions Code (div. 6, pt. 1, ch. 3, art. 2) it-is expressly provided
(
Other aspects of the projected parole program include the use of special criteria for judging parole readiness, and specially trained parole agents who will undertake prerelease planning with the prospective parolees and thereafter will supervise relatively small caseloads of 30 parolees each. (See Narcotics: Problems, Programs, Proposals—A California Summary (1962), pp. 27, 30.)
See also the legislative declaration, in Health and Safety Code section 11728: "The rehabilitation of narcotic addicts and the prevention of continued addiction to narcotics is a matter of statewide concern. ’ ’
The People state that the present facilities are only temporarily in use pending the early activation of a permanent facility at Corona.
The parties have stipulated that as of December 20, 1962, there were 1,262 persons confined in the California Rehabilitation Center, and 38 counselors to carry out the program. This is a ratio of approximately one counselor to every 33 persons, whereas (as the People point out) in most California prison facilities the ratio is one to every 400. It is further stipulated that all the counselors in the California Rehabilitation Center hold Bachelor’s Degrees (e.g., in such areas as psychology and sociology), that 13 also hold graduate degrees, and that 20 others have done substantial graduate work.
By contrast, the People state that “at Chino and other California facilities, inmates are given only one hour of group counseling per week under the direction of a lay leader instead of a trained counselor. ’ ’
These and other aspects of the actual and planned operation of the California Rehabilitation Center are set out fully in Proceedings of the Institute on the Problem of Narcotic Addiction (1962), and in Narcotics: Problems, Programs, Proposals—A California Summary (1962), pp. 22-31.
The report continues (ibid.) “The State of California has nine hospitals for the mentally ill which also will accept court committed narcotics drug addicts for treatment. Due to a lack of personnel and facilities very few addicts receive treatment under civil commitment . . . California does not have a special hospital which devotes itself exclusively to the care and treatment of narcotics addicts. The Commission was informed by t>r. Daniel Blain, the Director of the Department of Mental Hygiene, that narcotics addicts are placed in the same wards or wings with the senile, the alcoholic, the psychotic and the mentally ill. There are no separate facilities for narcotics addicts in any of these hospitals, (Italics added,)
Welfare and Institutions Code section 5125 provides that if one who has been committed to a hospital or sanitarium as a mentally ill person is dissatisfied with the order of commitment “he may, within 10 days after the making of such order, demand that the question of his mental illness be tried by a judge or by a jury in the superior court of the county in which he was committed or the order of detention was issued. Thereupon the court shall set the case for hearing at a date, or shall cause a jury to be summoned and to be in attendance at a date stated, not less than five nor more than 10 days from the date of the demand for a court or jury trial. The court shall adjudge whether the person is mentally ill, or if it is a trial by jury shall submit to the jury the question: Is the person mentally ill?”
Thus Webster’s defines “addicted” as “devoted or given up” or “strongly disposed or inclined,” and gives as definitional examples of “addict” the phrases, “a morphine addict,” “a barbiturate addict.” (Webster’s New Intemat. Dict, (3d ed. 1961), p. 24.)
Penal Code
“2. By the defendant: . . .