Lead Opinion
Opinion by Judge A. WALLACE TASHIMA; Dissent by Judge IKUTA.
OPINION
We are called upon to review the revocation of an attorney’s membership in the District of Oregon bar on the ground that he is not a member of the Oregon State Bar.
I
Mark Corrinet is an attorney and a member of The State Bar of California. He moved to Oregon about ten years ago and sought to take the Oregon bar examination, but he was not permitted to sit for the exam at that time.
Corrinet does not appear to have practiced regularly in Oregon federal court, but he represents that he remained in good standing. Two years ago, he appeared as counsel for the plaintiff in a civil action filed in that district. Several months after the complaint was filed, the district judge assigned to the case issued a scheduling order for a show cause hearing. The order, however, gave no indication of the rеason for or the subject matter of the hearing.
At the hearing, Corrinet learned that he was personally the subject of the hearing and that he was being asked to show cause. Specifically, the district judge asked Corrinet “to explain why he should be allowed to continue as the only member of the District of Oregon’s bar without an active license from the Oregon State Bar.” The district judge “temporarily allowed [Corrinet] to continue to appear [in the] case, while seeking admission to the Oregon State Bar,” with instructions that he “inform the court as to the progress of admission to the Oregon State Bar.” Five months later, the district judge ordered Corrinet “to submit a letter informing the Court of the status of his admission to the Oregon State Bar, including the steps that were taken to seek admission.”
Corrinet did not get admitted to the Oregon state bar. The district judge “having learned that [Corrinet’s] application to the Oregon State Bar was unsuccessful,” issued an order “revok[ing] Mark S. Corrinet’s membership to the Federal Bar for the District of Oregon pursuant to [Local Rule] 83-2.”
Corrinet timely appealed this order.
II
As we must, we first consider whether we have jurisdiction to hear Corrinet’s appeal. We lack jurisdiction to review an ordеr denying a petition for admission to practice before a district court. In re Wasserman,
The leading case applying Wasserman is Gallo v. U.S. Dist. Ct. for the Dist. of Ariz.,
A year after Gallo, we decided In Re North. There, the attorney was suspended from the District of Arizona bar after the Arizona State Bar summarily suspended him for failure to pay dues and imposed a subsequent six month disciplinary suspension. See North,
We had jurisdiction to review the district court’s order, even though the court had based the order on a local rule regulating admission and continuing membership in the bar. Id. The order “was clearly an order of suspension and not a denial of admission.” Id. The district court had considered North’s motion challenging his suspension from the district court bar, not a petition for admission. Id. And, unlike Gallo, North had not formally re-applied for admission to the District of Arizona bar. Id. Moreover, “the district cоurt itself believed it was considering an attorney suspension order.” Id. at 874-75.
From Gallo and North, we discern that although we lack jurisdiction to review routine orders denying admission to a district court, the citation of a local rule governing admission does not shield what is essentially a disbarment from appellate review. We apply these principles in our case.
First, although the district judge concluded that Corrinet did not meet a criterion of admission to the bar, it is undisputed that Corrinet was a member of the District of Oregon bar and had been for almost a decade. The district judge recognized this by styling the order at issue here as an “order revoking federal bar membership.” See North,
Second, unlike Gallo, there has been no intervening, generally-applicable change in the local rules rendering Cоrrinet ineligible for continued membership. Rather, the district judge unilaterally revoked his admission. From the limited record before us, it is impossible to know whether Corrinet’s initial admission was the result of a knowing waiver by the district court
We conclude that the district judge’s order is more like a disbarment order than a denial of admission. The order of revocation constitutes a final decision subject to appellate review pursuant to 28 U.S.C. § 1291. North,
Ill
Corrinet challenges the revocation of his federal bar membership on the ground that he was denied due process. It is well established that an attorney subject to disbarment is entitled to due process, including notice and an opportunity to be heard. E.g., Theard v. United States,
The district judge abused his discretion by сommitting multiple errors in revoking Corrinet’s bar admission.
Second, the district judge failed to adhеre to the District of Oregon’s rules regarding the discipline of attorneys. District judges must adhere to their court’s local rules, which have the force of federal law. See Hollingsworth v. Perry, — U.S. -,
Here, the district judge did not adhere to the District of Oregon’s local rules on attorney disbarment. Before an attorney may be suspended or disbarred,
Further, we read the District of Oregon’s local rules to preclude the complaining judge from disbarring an attorney. The rules provide for the Clerk of Court to issue an order to show cause. See D. Or. LR 83 — 6(b)(1). Should the attorney request a hearing, the chief judge must decide whether to grant one and appoint a judge or a special master to preside. See D. Or. LR 83 — 6(b)(3). Nowhere do the local rules permit the single complaining judge unilaterally to preclude an attorney from appearing before the other judges in the district. Cf. Molski v. Evergreen Dynasty Corp.,
Third, the hearing itself did not provide Corrinet with an adequate opportunity to present his case. It apрears from the
Fourth, the district judge did not give Corrinet an adequate opportunity to comply with the order to gain membership in the Oregon State Bar. For various reasons (including an unresolved dispute with the state bar), Corrinet was unable to obtain state bar membership in the time allowed to him. Given an adequate opportunity, Corrinet may yet be able to gain admission to the Orеgon State Bar.
Because the district judge failed to follow the District of Oregon’s local rules and did not afford Corrinet due process, we reverse and remand to the district court for further proceedings. We do not reach Corrinet’s arguments that: (1) the state bar membership requirement was waived by the then-chief judge, so the revocation order was mistaken; and (2) the District of Oregon acquiesced to his membership without admission to the state bar for almost a decade and should now be estopped from asserting that he is ineligible for membership. Because Corrinet did not havе the opportunity to present these arguments or to marshal evidence in their support, we remand so that the district court may consider these contentions in the first instance.
IV
For the reasons stated herein, we reverse the order of revocation and remand for further proceedings consistent with this opinion.
REVERSED and REMANDED.
Notes
. Although the reason, for this is unclear, it may have been due to Corrinet having attended a law school not accredited by the American Bar Association. See Supreme Court of the State of Oregon Rules for Admission of Attorneys 3.05(1) (2010). But Corrinet may now be eligible to sit for the Oregon bar examination. See id. 3.05(2) (providing that a graduate of a law school in the United States who has been admitted to practice in another state may, subject to certain conditions, sit for the Oregon examination if he "[h]as been actively, substantially and continuously engaged in the practice of law for at least three of the five years immediately preceding the taking of the examination'').
. Even if we lack jurisdiction under § 1291, we would construe Corrinet’s appeal as a petition for writ of mandamus. See Gallo,
. These errors in fact rise to the level of clear error and disregard of the federal rules, so our ruling would be no different were we to construe Corrinet’s appeal as petitiоn for mandamus. See Gallo,
. It appears that, after receiving notice of the hearing, Corrinet actively made inquiries regarding the purpose of the hearing; however, he received no written notice or reasons from the district court.
. We recognize that this case does not fall within the District of Oregon's enumerated list of reasons why an attorney may be disbarred. See D. Or. LR 83-6 (providing that an attorney may be suspended or disbarred from practice in the District Court of Oregon if: (1) he is suspended or disbarred from practice by another court; (2) he is convicted of a felony; (3) he resigns from the bar оf any court while a misconduct investigation is pending; or (4) a change in admissions status in another court eliminates his eligibility for admission to the bar of the District of Oregon). Local Rule 83-6 nevertheless applies to Corrinet's case because these enumerated grounds are illustrative, not exclusive. Because the proceedings here were indubitably disciplinary, they fell within the ambit of the District of Oregon’s disciplinary rule.
Dissenting Opinion
dissenting:
While the facts of this case evoke sympathy, they do not give us jurisdiction. The district court applied its generally applicable local rules in determining that Corrinet was ineligible for membership in the district court bar. See Local Rule 83-2 (Admission to General Practice), Local Rules for the District of Oregon, Local Rules of Civil Procedure. Because we lack jurisdiction to review a district court’s admission decisions, see Gallo v. U.S. Dist. Court,
I
Mark Corrinet is an attorney licensed to practice in California. He is not а member of the Oregon State Bar. When he moved to Oregon ten years ago, he tried to but could not sit for the bar examination. Oregon has stringent requirements regarding who can sit for the bar. For example, it does not allow graduates of non-ABA-accredited law schools to sit for
Like many district courts, the United States District Court for the District of Oregon limits admission to practice and membership in the district court bar to “attorneys of good moral character who are active members in good standing with the Oregon State Bar.” LR 83-2. Thus, Corrinet was, and is, ineligible to practice before the federal district court in Oregon.
Despite his facial ineligibility, Corrinet was admitted to practice before the District Court for the District of Oregon in 2002 by virtue, Corrinet claims, of the then-Chief Judge’s “waiver” of Rule 83-2. Corrinet’s practiсe in Oregon required very few appearances in federal court, and thus his eligibility to practice before the district court went unquestioned for many years. In 2009, however, Corrinet filed a complaint in district court and applied to use the court’s electronic filing system. In the course of routine processing of this request, the Clerk’s Office discovered that Corrinet was not an active member of the Oregon State Bar. The district court scheduled a show cause hearing to allow Corrinet “to explain why he should be allowed to continue as the only member of the District of Oregon’s bar without an active license from the Oregon State Bar.” At that hearing, Corrinet agreed to apply to the Oregon State Bar, and was allowed to continue representing his client while he sought admission. Five months later, after Corrinet failed to gain admission to the Oregon State Bar, the court issued an order “revok[ing] Mark S. Corrinet’s membership to the Federal Bar for the District of Oregon pursuant to [Local Rule] 83-2.”
II
As a general rule, federal courts lack subject matter jurisdiction over denials of admission to federal district court bars. See Gallo,
There is a different rule for disbarment actions. See North,
In Gallo, we addressed the question before us here: whether we had jurisdiction to review a district court’s revocаtion of the bar membership of a previously admitted attorney who did not meet the then-current eligibility requirements for admission. In that case, Gallo, an out-of-state attorney, had been admitted to the Arizona district court bar under the then-applicable local rules. Four years later, the district court amended its rules to limit membership in the bar to active members of the state bar.
Gallo is directly applicable here. The Oregon district court “revoke[dj” Corrinet’s admission to practice solely due to its determination that he was not eligible under its generally applicable local rules. The district court did not consider or make any ruling regarding an ethical violation or misconduct on Corrinet’s part. Moreover, the district court’s local rules governing suspension or disbarment of attorneys are inapplicable by their terms. Local Rule 83-6 provides that an attorney may be suspended or disbarred from practice in the District Court of Oregon if: (1) he is suspended or disbarred from practice by another court; (2) he is convicted of a felony; (3) he resigns from the bar of any court while a misconduct investigation is pending; or (4) a change in admissions status in another court eliminates his eligibility for admission to the bar of the District of Oregon. As the majority concedes, none of these criteria is applicable here. Maj. op. at 1146 & n. 5. Although the majority argues that “Local Rulе 83-6 nevertheless applies to Corrinet’s case because these enumerated grounds are illustrative, not exclusive,” Maj. op. at 1146 n. 5, it cites no authority for this assertion, and the plain language of the rule makes clear that disbarment proceedings may commence based only on the four grounds listed in rule 83-6(a).
In a footnote, the majority suggests that we have mandamus jurisdiction to hear this case under 28 U.S.C. § 1651(a). Maj. op. at 1145 n. 2. This argument is particularly troubling, given that Corrinet himself neither brought a petition for writ of mandamus nor even asked us to treat his notice of appeal as such a petition. Indeed, the majority’s eagerness to claim authority to hear this case is a good example of what we worried about in Bauman: namely, that appellate courts might succumb to the “temptation” to grant mandamus relief out of sympathy for the petitioner, which both subverts “the policies underlying the finality rule [and] the carefully limited congressional scheme governing interlocutory appeals,” and undermines the “mutual respect” between federal trial and appellate courts. Bauman v. U.S. Dist. Court,
This subversion of our rules is clear in the majority’s conclusion that Corrinet satisfies the test for granting a petition for mandamus because there would be “clear error on the district court’s part” — but only “[i]f Corrinet is right.” Maj. op. at 1145 n. 2. It is well established that while “[a] petitioner need not establish all five factors” of the test for granting a petition for the writ, the petitioner “must establish the third, that the district court’s order is clearly erroneous,” before we can grant the writ. Islamic Shura Council of Southern California v. FBI,
Ill
At bottom, the majority elides jurisdictional restrictions in order to give effect to the equitable maxim “for every right, a remedy.” It reasons that unless we have jurisdiction to review the district court’s order, Corrinet will have no recourse for protecting the membership he has enjoyed for the better part of a decade. Of course, under the terms of the local rules, which required membership in the Oregon State Bar, Corrinet was never entitled to this “right.” Cf. In re Martin,
. See The State Bar of California, Summary of Requirements for Admission to Practice Law in California (Nov. 4, 2010), available at http:// www.calbarxap.com/applicatlons/calbar/ California_Bar_Registration/ (last visited July 5, 2011) ("There is no requirement of citizenship or residency, and there is no reciprocity with other states.”).
. Local Rule 83-6 states, in pertinent part:
(a) Duty of Counsel to Notify Court Every attorney admitted to general or special practice before this Court has an affirmative duty to notify the Chief Judge and the assigned judge in writing within fourteen (14) days after they have:
(1) Been suspended or disbarred from practice by any court.
(2) Been convicted of a felony in either a state or federal court.
(3) Resigned from the bar of any court while an investigation was pending into allegations of misconduct which would warrant suspension or disbarment.
*1150 14) Bеen notified of a change in their admissions status in any other jurisdiction which would affect their eligibility for general or special admission to the bar of this Court.
(b) Order to Show Cause (1) Upon receipt of a notice pursuant to LR 83-6(a), or upon notice or information that an LR 83-6 violation may have occurred, the Court may direct the Clerk to issue an order to show cause why disciplinary action including suspension, disbarment, or other appropriate disciplinary action) should not be taken against the attorney.
As explained in Local Rule 83-6(b), a district court may issue an order to show cause for taking disciplinary action only if a violation enumerated in LR 83-6(a) has occurred; on its face, the list of violations in LR 83 — 6(a) is exclusive.
