IN RE ESTATE OF SARAH ELIZABETH COONS, DECEASED. LULU C. MOORE, APPELLEE, v. WILLIAM BRYAN MOORE ET AL., APPELLANTS.
No. 32984
Supreme Court of Nebraska
July 16, 1951
48 N. W. 2d 778
So tested we find that the court was without authority and did not have the power to enter the decree of August 8, 1946, insofar as it therein attempted to release this property from the lien for future payments of alimony and child support as ordered by the decree of November 1, 1945, and that its order doing so was void. See Cizek v. Cizek, supra.
In view thereof we find the order of the trial court sustaining the separate demurrers of the appellees to be correct and we affirm its order dismissing the appellants’ action.
AFFIRMED.
John P. McKnight and John C. Mullen, for appellee.
Heard before SIMMONS, C. J., CARTER, MESSMORE, YEAGER, CHAPPELL, WENKE, and BOSLAUGH, JJ.
CARTER, J.
This is an appeal in a will contest in which the trial court directed a verdict for the proponent. The contestants appeal.
On October 8, 1942, Sarah Elizabeth Coons executed her last will and testament. The attesting witnesses were Bess M. Kay and Mrs. Lee Pyles. The only other person present at the time of the execution of the will was Ernest F. Armstrong, the attorney who drafted the will at the request of Mrs. Coons. The testatrix died on January 19, 1950. Thereafter Edward E. Moore, a brother of Sarah Elizabeth Coons and the chief beneficiary under the will, offered the will for probate. The will was admitted to probate in the county court of Nemaha County and Edward E. Moore was appointed executor of the estate of Sarah Elizabeth Coons. On
The petition for the probate of the will of Sarah Elizabeth Coons was in the usual form and alleged, among other things, that the heirs at law of the testatrix were Clara Peabody, a sister; Frank Moore, a brother; Edward E. Moore, a brother; Vern McIninch, a nephew, the son and only surviving heir at law of a deceased sister, Miranda McIninch; and Ben Moore, Claude Moore, Bryan Moore, Howard Moore, Helen Handley, May Argabright, and Raymond Moore, nephews and nieces, and the heirs at law of William Moore, a deceased brother of Sarah Elizabeth Coons. Objections to the probate of the will were filed alleging that the will of Sarah Elizabeth Coons was not executed in the manner and form required by law; that Sarah Elizabeth Coons did not have the mental capacity to make a will at the time she purported to execute it; and that the purported will was the result of undue influence on the part of Edward E. Moore and others not known to the objectors.
The proponent of the will in making a prima facie case produced the evidence of Bess M. Kay, one of the attesting witnesses, and Ernest F. Armstrong, the attorney who drafted the will. It is the contention of the objectors that the proponent of a will must, when objections have been filed to the probate of the will, produce all of the attesting witnesses to the will or show their unavailability in the manner prescribed by sections
The general rule in this state is that the burden is upon the proponent of a will to prove not only the execution of the will but the capacity of the testator to make it as well. In Seebrock v. Fedawa, 30 Neb. 424, 46 N. W. 650, the rule was announced as follows: “It is the duty of the proponent in the first instance to offer sufficient testimony of the capacity of the testator to make out a prima facie case. The contestant will then introduce his proof to show the invalidity of the will; after which the proponent may introduce further testimony to sustain the will, as well as rebutting testimony. During the entire trial the burden of proof remains with the proponent. Unless the sanity of the testator be established by a preponderance of the testimony, the will cannot be admitted to probate and record.” See, also, In re Estate of Renter, 148 Neb. 776, 29 N. W. 2d 466; In re Estate of Hunter, 151 Neb. 704, 39 N. W. 2d 418. The question here presented is whether or not proponent made a prima facie case in the first instance.
The record shows that only one of the two attesting witnesses was called to testify to the compliance with the statutory requirements for a valid testamentary disposition of property by will. Proponent produced no evidence of the unavailability of the second attesting witness, Mrs. Lee Pyles. After the motion of contestants for a directed verdict was overruled, Mrs. Lee Pyles was called as a witness for the contestants. She was therefore available to the proponent so far as the record shows. Was she an indispensable witness for the proponent in making a prima facie case?
In this respect we point out the provisions of section
The manner of disposing of property by will is prescribed by statute. The formalities provided by statute for executing and proving a will must be followed to give validity to the purported will. We think the applicable statutes require, in making a prima facie case, that the evidence of the attesting witnesses is indispensable to the proving of a will except where such witnesses are unavailable.
In Gillis v. Gillis, 96 Ga. 1, 23 S. E. 107, 51 Am. S. R. 121, 30 L. R. A. 143, the court said: “It is well settled that the subscribing witnesses to a will must, if practicable, be called and examined; but the fate of a will does not depend entirely upon their testimony.
The contestants assert that it was error for the trial court to permit the attorney who drafted the will, and who was present at the time of its execution, to testify to the mental capacity of the testatrix. The claim that such evidence is privileged is based on section
This court has determined the question. It was held in the case of In re Estate of Bayer, 116 Neb. 670, 218 N. W. 746, that section 8835, Comp. St. 1922, now section
Proponent contends that the personal representative waived the privilege by calling, as a witness, the attorney who drafted the will. This contention was also
It is urged also that the attorney was an incompetent witness to establish the legal requirements for the execution of the will. We do not think that the testimony of the attorney who drafted the will, concerning the formal requirements of its execution, is a confidential communication within the meaning of section
We deem it necessary to discuss the effect of section
The record shows that at the close of proponent‘s case contestants moved for a directed verdict. The motion was overruled. At the close of the evidence offered on behalf of contestants the contestants renewed their motion made at the close of proponent‘s evidence
The motion for judgment notwithstanding the verdict, or in the alternative for a new trial, was filed pursuant to section
REVERSED AND REMANDED.
SIMMONS, C. J., dissenting.
I dissent.
The majority hold that the attorney who drafted the will offered for probate is an incompetent witness, upon objection, to testify to any communication pertaining to the mental competency of the testator which arises out of his relationship with the testator as attorney and client. This conclusion is based upon section
The conclusion is not supported by our decision in the case of In re Estate of Bayer, supra, and it is contra to our opinion in Lennox v. Anderson, 140 Neb. 748, 1 N. W. 2d 912.
A decision to be a precedent should be one where there is a similarity in controlling facts and issues and then to the extent that the decision relates itself to those facts and issues.
In the Bayer case an attorney was asked as to conversations and instructions received by him from a client as to the proposed disposition of property by will. The attorney did not draft the will offered for probate. The opinion specifically limits the question presented to that fact situation. Here the attorney who drafted the will was called to testify as to the men-
“But for wills a special consideration comes into play. Here it can hardly be doubted that the execution and especially the contents are impliedly desired by the client to be kept secret during his lifetime, and are accordingly a part of his confidential communication. It must be assumed that during that period the attorney ought not to be called upon to disclose even the fact of a will‘s execution, much less its tenor. But, on the other hand, this confidence is intended to be temporary only. That there may be such a qualification to the privilege is plain. That it appropriately explains the client‘s relation with an attorney drafting a will seems almost equally clear.
“It follows, therefore, that after the testator‘s death the attorney is at liberty to disclose all that affects the execution and tenor of the will.
“The only question could be as to communications tending to show the invalidity of the will, i. e. from which a circumstantial inference could be drawn that the testator was insane or was unduly influenced. It may be conceded that the testator would not wish the attorney to assist in any way the overthrow of the will. But the answer is that such utterances were obviously not confidentially made with reference to the secrecy of the fact of insanity or undue influence, for the testator of course did not believe those facts to exist and
“As to the tenor and execution of the will, it seems hardly open to dispute that they are the very facts which the testator expected and intended to be disclosed after his death; and, with this general intention covering the whole transaction, it is impossible to select a circumstance here or there (such as the absence of one witness in another room) and argue that the testator would have wanted it kept secret if he had known that it would tend to defeat his intended act. The confidence is not apportionable by a reference to what the testator might have intended had he known or reflected on certain facts which now bear against the will.” 8 Wigmore, Evidence (3d ed.), § 2314, p. 610. See, 58 Am. Jur., Witnesses, § 505, p. 283; 70 C. J., Witnesses, § 567 (15), p. 424; Annotation, 64 A. L. R. 185.
In Lennox v. Anderson, supra, we followed the reasoning and almost literally the language of these authorities and said: “When a person employs an attorney to have a will drawn and confides in the attorney as to the disposition of his property, it is the client‘s desire that during his lifetime the will be kept a secret, and a confidential relation exists. The attorney is not privileged to give the will publicity in any form. This confidential communication is temporary. After the testator‘s death, the attorney is at liberty to disclose all that affects the execution and contents of the will. The privilege has been waived by the testator, especially so when the scrivener of the will is a witness to it.” I call attention to the fact that in the Lennox opinion we quoted the exact statute that the Bayer case considered and upon which the majority rely here. In the Lennox case the will had been revoked and for that reason we held the proffered testimony was not admissible. This holding is clearly in accord with the Bayer case and illustrates the distinction here made.
Basically it is not a question of waiver but a ques-
An examination of the briefs in the Bayer case discloses that it was presented on the fact distinction that the attorney witness there had not drafted the will involved; that we decided the exact question submitted; and that the question here presented was not in anywise involved there.
I also call attention to the fact that section
The majority hold that there has been no waiver here. In view of the above authorities and our opinion in the Lennox case I do not consider that question is necessarily involved; nevertheless it should be explored.
The majority rely upon section
Here, as in the Bayer case, section
The Code of Civil Procedure so adopted had in it some 1,100 sections. R. S. 1866, p. 394. To impart to the Legislature a particular intent as to this one section is carrying a good rule too far. This is particularly true in view of the provisions of section 1 of the Code (p. 394) that it “* * * shall be liberally construed, with a view to promote its object, and assist the parties in obtaining justice.” I am inclined to ask, does it assist the obtaining of justice to close the lips of the one witness who knows as much if not more than any other witness about the question at issue, to-wit, the mental competency of the testator at the time the will was executed?
The majority leave the impression that the amendment is of recent origin for they state: “Cases adopted since this statutory change was made which do not take cognizance thereof are not controlling precedents in determining the matter presented.” Of course that means any such case in all our 153 volumes of reported decisions. On that basis the majority put aside Parker v. Parker, 78 Neb. 535, 111 N. W. 119, and In re Estate of Gray, 88 Neb. 835, 130 N. W. 746, 33 L. R. A. N. S. 319, Ann. Cas. 1912B 1037.
We held in Parker v. Parker, supra, that “The provisions of the code against the disclosure of confidential communications may be waived by the party in whose favor they were enacted, and the privilege of waiver extends to the personal representative of a deceased person.” That case involved the testimony of an attorney who prepared the will, as does the instant case. This holding was not a mere statement in discussing the issues, but rather it was the only point in the case
In In re Estate of Gray, supra, was a will contest where “The real controversy is between the heirs at law and the principal legatee.” In that case proponent offered the testimony of a doctor to show the mental condition of testatrix where the information which enabled him to do so was acquired solely in his professional capacity. We there directly considered “eminent authority” that the privilege cannot be waived by “any one else.” We there considered and quoted from what is now section
These two decisions have for 40 years remained unchallenged and unquestioned in our decisions.
Admittedly the Gray case did not involve subsection 3 of section
It cannot be assumed that the careful author of the Bayer opinion overlooked the Parker and Gray opinions for they are cited in the annotations of the statute from which he quoted. It seems reasonable to assume that he did not deem them as in anywise in conflict with the opinion he was writing. Adopting a phrase often used by the author of the Bayer opinion “indeed” they were not mentioned therein because that question decided by those cases was not presented in the Bayer case.
It is quite apparent that the Bayer case was not intended to decide nor did it decide the issue presently presented and is not a precedent or authority for the position taken by the majority.
It is recognized that section
I submit the Legislature did not have a particular distinction in mind in expressing what is in effect the same “prohibition.” But as to waiver the authorities state: “That an executor or administrator may exercise authority over all the interests of the estate left by the client, and yet may not incidentally have the
“The personal representative of the deceased may waive the privilege. One who is entrusted with the management of the deceased‘s property may surely be trusted to protect the memory and reputation of the deceased, in so far as it is liable to injury by the disclosure of his physical condition when alive. It is incongruous to hold that the person who manages the litigation of the deceased‘s property-interests has no power to waive rules of Evidence for the purpose of advancing those interests. The power of an heir may also be conceded, if we remember that the heir, first, is at least equally interested in preserving the ancestor‘s reputation, and, secondly, has an equal moral claim to protect the deceased‘s property-rights from unwarranted diminution. The futility, under the circumstances, of predicating any privilege is the more apparent when (as in the usual case) the issue turns upon the fact of a testator‘s sanity, which is so bruited publicly in the litigation that the pretense of preserving secrecy is a vain one * * *. Except in two or three jurisdictions, it is usually agreed that the deceased‘s or a minor‘s or an insane person‘s representative (and probably also the heir) may waive the privilege.” 8 Wigmore, Evidence (3d ed.), § 2391, p. 840. See, also, 70 C. J., Witnesses,
Section 334, R. S. 1866, above quoted, became section
I would hold that the trial court did not err in overruling objections to the testimony of the attorney.
MESSMORE, J., joins in the dissent.
