Lead Opinion
delivered the opinion of the Court.
This matter involves the November 8, 2011 election for the New Jersey General Assembly representatives for the Fourth Legislative District. Gabriela Mosquera received the second highest number of votes, but her election was challenged, in timely fashion under the election statutes, by Shelley Lovett, the candidate who had the third highest number of votes. Lovett alleged that Mosquera was ineligible because she failed to meet the one-year durational residency requirement for the office set forth in Article IV, Section 1, Paragraph 2 of the New Jersey Constitution. Complicating the matter was the decision and accompanying order
Before the state trial court, all parties agreed that state courts were not bound by the Robertson injunction and therefore were not precluded from considering the election contest on the eligibility grounds raised. The trial court concluded that the durational residency requirement withstood both facial and as-applied constitutional challenges and declared Mosquera’s election null and void because she was not a resident of the district for one year prior to the date of her election as required by the New Jersey Constitution. The court’s order annulled her election, declared a vacancy in the seat for which she had been the incumbent as a result of the November 8, 2011 election, and directed that the vacancy be filled by the process established under Article IV, Section 4, Paragraph 1 of the New Jersey Constitution, and its implementing legislation, N.J.S.A. 19:27-11.2. Pursuant to that process, the county committee of Mosquera’s political party would select an interim successor to fill the office until a special election for the office was held at the next general election.
The procedural history that brought this case on its expedited path to this Court will be recited in detail hereafter. In its present posture, the case presents three main questions. First, does the durational residency requirement to run for the New Jersey General Assembly found in Article IV, Section 1, Paragraph 2 of the New Jersey Constitution violate the Equal Protection Clause of the Fourteenth Amendment to the United States Constitution? Second, in the event we determine that the New Jersey Constitution’s durational residency requirement does not violate the Equal Protection Clause, must, or should, that holding be made prospective in light of Robertson’s holding? And, third, if
Our determination of those questions leads us to affirm the judgment of the trial court. We hold that the New Jersey Constitution’s durational residency requirement for members of the New Jersey General Assembly is to be tested in accordance with the intermediate scrutiny standard, rather than the strict scrutiny analysis employed by the federal court in the Robertson decision. Given the application of an erroneous standard to a record that included flawed facts, it is not surprising that the federal court reached a conclusion that is, at best, questionable; however, the fact remains that the decision is squarely at odds with other rulings concerning durational residency requirements. Accordingly, we are not persuaded by the determination in Robertson when performing our own analysis of the federal equal protection question presented.
Our independent analysis of the constitutional question leads us to conclude that the durational residency requirement is constitutional, a conclusion fully in accord with case law around the country that has recognized the validity of durational residency requirements. And, our decision respects and effectuates the will of the people of New Jersey to impose, through a state constitutional requirement, a durational residency requirement for state legislative office.
We further conclude that our decision is not a “new” ruling as there has never been a state court judgment finding that our constitutional requirement violates equal protection. That the federal court reached a contrary conclusion in Robertson that appears erroneous and is out of sync with decisions of other federal and state courts in cases reviewing equal protection challenges to intrastate durational residency requirements for office, does not render our judgment “new.” We therefore decline to abrogate our 235-year-old State Constitution’s requirement by
On the issue of remedy, we conclude, as did the trial court, that the position is vacant and that Mosquera was the incumbent at the time of the vacancy. Therefore, the constitutional and statutory procedures for filling this vacancy will permit the county committee of the party with which Mosquera was affiliated during her election—the Democratic Party—the opportunity to select an interim successor for the vacant seat. Under our construction of the vacancy-filling provisions, Mosquera would meet eligibility requirements for appointment as the interim successor if selected by her party. And, finally, we are satisfied by the representation of the Attorney General that the Secretary of State and the Attorney General will not run afoul of the injunction issued in Robertson when performing the tasks associated with filling the seat declared vacant by operation of the trial court’s judgment, now affirmed by this Court.
That said, this matter must not end here. In view of the complicated situation presented by the outstanding federal injunction directed at the Attorney General and the Secretary of State, the parties should either apply to the federal district court or should petition the United States Supreme Court for a writ of certiorari in order to resolve lingering conflicts that exist between our declaration of the constitutionality of Article IV, Section 1, Paragraph 2 of the New Jersey Constitution and the injunction. It is beyond our power to modify or dissolve that injunction and we do not purport to do so here. But it is our duty to interpret and enforce our Constitution and that we have done. We rely on the parties to bring to the federal courts the questions about the continued effect, if any, to be given to the Robertson injunction.
I.
The Fourth Legislative District that is at the center of this dispute consists of nine municipalities located in portions of Camden and Gloucester Counties and has an estimated population of
Mosquera has lived in New Jersey since early childhood. Prior to 2010, she lived in Union City, Trenton, Hamilton, North Bergen, and Deptford, none of which is in the Fourth District. She attended college at Seton Hall University and The College of New Jersey, both located outside of the Fourth District. Mosquera worked on the staff of a member of the Assembly representing the Fifth District and for the Assembly Democratic Office in Trenton. On January 4, 2010, she commenced employment as an assistant to the Mayor of Gloucester Township, a municipality assigned to the Fourth District both before and after the 2011 legislative reapportionment. That employment brought her into direct contact with the Fourth District for the first time.
On November 13, 2010, Mosquera, at the time a resident of Maple Shade, a municipality then assigned to the Seventh Legislative District, entered into a contract to purchase a home in Blackwood, Gloucester Township. The purchase of Mosquera’s Gloucester home, which for the first time made her a resident of the Fourth District, was finalized at a closing on December 29, 2010. She moved to Gloucester Township immediately thereafter. In February 2011, Mosquera changed her driver’s license to her Gloucester Township address and voted as a resident of that municipality in the local fire district election. Mosquera testified that she did not purchase her Gloucester Township home with the intent to run for office in the Fourth District. She stated that she decided to run because of “an opportunity that was brought to me—to my attention in 2011. I can’t recall when specifically.”
Mosquera testified that she does not recall exactly when in 2011 she commenced her run for the General Assembly. She coordinated her campaign with the campaigns of Senator Fred Madden
Lovett, who ran as a Republican candidate for the Assembly, testified that at the time of the 2011 Assembly election, she had lived in Gloucester Township for approximately thirty-two years. After the June 2011 primary, she “heard a rumor” that Mosquera had not been a resident of Gloucester Township a full year prior to the November 2011 election. Lovett testified that she did not litigate Mosquera’s compliance with Article IV, Section 1, Paragraph 2 of the New Jersey Constitution at that time because she “didn’t have the money or the resources to do so.”
The General Election was held on November 8, 2011. The results of that election were as follows:
Candidate Vote Tally
Paul D. Moriarty (Democrat) 21,086
Gabriela Mosquera (Democrat) 19,907
Shelley Lovett (Republican) 14,351
Patricia Pratticioli (Republican) 14,000
Tony Celeste (Independent) 1,767
On December 1, 2011, three weeks after the election, Lovett filed an Election Challenge Petition pursuant to N.J.S.A. 19:29-1 to -14, alleging that Mosquera was not constitutionally qualified to represent the Fourth District in the Assembly because she had lived in the District less than one year prior to her election. Lovett sought an order “[d]eclaring Petitioner Lovett duly elected to the office of New Jersey Fourth District General Assembly,” declaring Mosquera “not duly elected” to that office, and assessing costs.
At the conclusion of the proceeding on January 5, 2012, the trial court issued an order annulling Mosquera’s certificate of election, setting aside the November 8, 2011 election in the Fourth District as to Mosquera only, and enjoining Mosquera from taking office. It directed that the vacancy created by virtue of its order be filled by an election to take place, in accordance with the procedure outlined in N.J.S.A. 19:27-11.2, at the next General Election on November 6, 2012. It further ordered that the vacancy should be filled “within 35 days of January 10, 2012, by an interim successor who is a member of the Democratic Party, selected by the appropriate members of the Democratic County Committees.” The court retained jurisdiction and, on January 7, 2012, issued a
The trial court also considered the appropriate remedy. Construing the term “incumbent” in N.J.S.A 19:29-1 (“[t]he term incumbent means the person whom the canvassers declare elected”) to mean “the candidate whose election is challenged,” it found that N.J.S.A. 19:29-9 compelled the annulment of Mosquera’s certifícate of election, creating a vacancy. Applying N.J.S.A. 19:27-11.2, which requires that a vacancy be filled “within 35 days by a member of the political party of which the person who vacated the office was the candidate at the time of his election thereto,” the trial court concluded that Mosquera had “vacated the office,” and that the Democratic Party should therefore select the person to fill the seat. The trial court noted that that remedy would effectuate the will of the voters of the Fourth District to the extent possible.
Immediately following the trial court’s January 5, 2012 order, Mosquera asked the trial court to stay that order and filed a notice of appeal and motion for emergent relief in the Appellate Division. On January 9, 2012, the trial court denied Mosquera’s motion for a stay. That day, the Appellate Division heard oral
On January 9, 2012, Lovett filed a motion for emergent relief in this Court. The following day, this Court vacated the Appellate Division panel’s order and temporarily reinstated the relief that had been granted by the trial court. In re Contest of Nov. 8, 2011 Gen. Election of Office of N.J. Gen. Assembly, Fourth Legislative Dist., — N.J.-, — A.3d - (2012). On January 11, 2012, Lovett filed a notice of cross-appeal in the Appellate Division. On January 13, 2012, Lovett moved before the trial court to stay that portion of the trial court’s January 5, 2012 order that directed that the vacancy created by the annulment of Mosquera’s certificate of election be filled with a person selected by the Democratic Party. The same day, this Court, on its own motion, certified this ease, see R. 2:12-2, ordered expedited briefing, and stayed the judgment of the trial court insofar as it directed the selection of an interim successor. In re Contest of Nov. 8, 2011 Gen. Election of Office of N.J. Gen. Assembly, Fourth Legislative Dist., 209 N.J. 339,
II.
We turn first to the fundamental issue in this case, which concerns the validity of the durational residency requirement for membership in the New Jersey General Assembly that is found in Article IV, Section 1, Paragraph 2 of the New Jersey Constitution. That paragraph provides as follows:
*44 No person shall be a member of the General Assembly who shall not have attained the age of twenty-one years and have been a citizen and resident of the State for two years, and of the district for which he shall be elected one year, next before his election.
[N.J. Const, art. IV, § 1,112.]
Contrary to the Robertson court’s mistaken impression that the durational residency requirement is of recent vintage, the requirement can be traced back to the earliest days of the Republic. The first New Jersey Constitution, signed on July 2, 1776, contained a one-year residency requirement for members of the General Assembly.
[a]lmost every state has enacted durational residency requirements for state legislators. Forty-four states, and the United States Constitution, require candidates for the legislature to have residence of a year or more. Like the federal constitution, and most states, New Jersey has provided such residency requirements for both houses of the legislature.
[ (citations omitted).]
It is undisputed that Mosquera did not meet the durational residency requirement at the time she ran for office. She, however, contends that the requirement violates the Equal Protection Clause of the Fourteenth Amendment, which provides that no state “shall ... deny to any person within its jurisdiction the equal protection of the laws.” U.S. Const, amend. XIV, § 1. She raises both a facial and an as-applied challenge.
On the threshold question of whether we are barred from considering the constitutional question at all in light of the Robertson decision, the parties agree that a federal district court’s ruling on the subject does not preclude the courts of the State of New Jersey from also ruling on whether the Equal Protection Clause of the Fourteenth Amendment bars enforcement of our State Constitution’s durational residency requirement for membership in the General Assembly.
Their concession is in accord with previous ease law, which also clearly recognizes that a state court is not barred from addressing federal constitutional questions about state statutes, and perforce federal constitutional challenges to our State Constitution, notwithstanding a lower federal court ruling on the subject. See State v. Coleman, 46 N.J. 16, 36-37,
In passing on federal constitutional questions, the state courts and the lower federal courts have the same responsibility and occupy the same position; there is parallelism but not paramountcy for both sets of courts are governed by the same reviewing authority of the Supreme Court.
[Coleman, supra, 46 N.J. at 36,214 A.2d 393 .]
Thus, mindful of the judgment of the federal court in Robertson, we conduct an independent analysis of the constitutionality of
B.
We begin with Mosquera’s contention that the durational residency requirement is facially unconstitutional.
1.
Just last term, this Court addressed the standard to be applied when considering a facial challenge to the constitutionality of a statute or other legislative provision. See Whirlpool Props., Inc. v. Dir., Div. of Taxation, 208 N.J. 141,
At the same time, we recognized that some members of the United States Supreme Court have called the Salerno standard into question. Compare City of Chicago v. Morales, 521 U.S. 41, 55 n. 22, 119 S.Ct. 1849, 1858 n. 22,
Nevertheless, the United States Supreme Court, in more recent cases, continues to apply Salerno and has also set out a second standard for analyzing facial chаllenges -with which “all [justices]
Despite the uncertainty surrounding the Salerno standard, New Jersey law has always been clear—a statute is “presumed constitutional and ... ‘is not facially unconstitutional if it operates constitutionally in some instances.’” Whirlpool, supra, 208 N.J. at 175,
Thus, with that standard as our measure, we turn to the federal equal protection challenge at issue in this case.
2.
It is well-settled that “the equal protection clause does not require the state to treat all persons alike.” Price v. Cohen,
Previous case law of this Court has applied an intermediate scrutiny analysis to an equal protection challenge to a durational residency requirement to ran for a specific municipal office. In Matthews, supra, 84 N.J. at 155,
In contrast, in Robertson, the federal court applied strict scrutiny in the context of an equal protection challenge to the durational residency requirement to run for the General Assembly of the New Jersey Legislature and declared that the requirement ran afoul of equal protection. Robertson, supra,
Against that backdrop, we address the standard that should apply in the instant matter.
3.
Determining the proper level of scrutiny requires identification of the personal liberty interests implicated by the durational residency requirement and an assessment of the extent to which the requirement burdens those interests.
In the event that a classification directly burdens a fundamental personal liberty interest, it is beyond dispute that strict scrutiny applies in an equal protection challenge. See, e.g., San Antonio Indep. Sch. Dist. v. Rodriguez, 411 U.S. 1, 31, 93 S.Ct. 1278, 1296,
That said, the analysis rightfully begins with a pair of foundational Supreme Court eases decided in 1972 that generated the language and conceptual tools ensuing courts have used to analyze equal protection challenges involving durational residency requirements. Those eases clarified that the standard to be applied is based on the personal liberty that is burdened, or impacted, by the challenged durational residency requirement.
In Dunn v. Blumstein, 405 U.S. 330, 92 S.Ct. 995,
The State advanced two purported interests: preventing voter fraud and ensuring that only knowledgeable voters participate in elections. Id. at 345, 92 S.Ct. at 1004,
In the other seminal case, Bullock v. Carter, 405 U.S. 134, 92 S.Ct. 849,
The Supreme Court ultimately was not persuaded that a candidate filing fee implicated the same concerns as monetary restrictions on the right to vote, which are always subject to strict scrutiny. Id. at 142-43, 92 S.Ct. at 855-56, 31 L.Ed.2d at 99-100 (citing Harper v. Va. Bd. of Elections, 383 U.S. 663, 86 S.Ct. 1079,
Applying those principles in Bullock, the Supreme Court stated that the “Texas filing-fee scheme has a real and appreciable impact on the exercise of the franchise, and because this impact is related to the resources of the voters supporting a particular candidate ... the laws must be ‘closely scrutinized’ and found reasonably necessary to the accomplishment of legitimate state objectives.” Id. at 144, 92 S.Ct. at 856,
Thus, as reflected in Dunn and Bullock, a durational residency requirement imposed on voters is subject to strict scrutiny to the extent that it directly burdens the fundamental right to vote and right to engage in interstate travel. Strict scrutiny is similarly required when a durational requirement imposed on candidates for office involves a suspect classification, or when operation of the durational requirement has a “real and appreciable impact” on the exercise of the frаnchise. Bullock, supra, 405 U.S. at 144, 92 S.Ct. at 856,
4.
In this matter, zeroing in on the level of scrutiny is simplified by the fact that we are not dealing with a durational residency requirement’s impact on the right to interstate travel. Courts have long held that the right to interstate travel is fundamental, and that restrictions on that right are normally subject to strict scrutiny. See, e.g., Shapiro, supra, 394 U.S. at 634, 89 S.Ct. at
Restrictions that burden a candidate’s intrastate movement, which is involved in the instant matter, warrant a different approach. In Lutz v. City of York,
As for the level of scrutiny that has been found applicable to burdens on the right to run for public office, a canvassing of the case law reveals that the level has depended on the degree to which a restriction also burdens the right to vote. That approach follows from the directive in Bullock that courts must “examine in a realistic light” the restriction’s “impact on voters.” Bullock, supra, 405 U.S. at 143, 92 S.Ct. at 856, 31 L.Ed.2d at 100.
Since the Supreme Court’s decision in Bullock, there has been general consensus that strict scrutiny should not apply to requirements that candidates live in a district or municipality for a particular duration. With the development of the intermediate scrutiny analysis, that level appears to have become the more commonly applied level of scrutiny. See, e.g., Beil v. Akron, 660 F.2d 166, 169 (6th Cir.1981) (applying “lesser standard” than strict scrutiny); Joseph v. Birmingham, 510 F.Supp. 1319, 1328 (E.D.Mich.1981) (applying intermediate scrutiny); Matthews, su-
Robertson stands alone in its application of the strict scrutiny standard when reviewing an intrastate durational residency requirement imposed on a candidate for office. Intermediate scrutiny is the generally accepted test around the nation—except when courts have found the less rigorous rational basis test to be suitable—and it is the test used in this State for analyzing allegations of unfair demarcations between durational residency requirements for office. See Matthews, supra, 84 N.J. at 167,
5.
Having identified the appropriate standard of review, that standard must now be applied to the facts of this case. Specifically, we must determine whether the durational residency requirement embodied in Article IV, Section 1, Paragraph 2 of our State Constitution is “reasonably and suitably tailored to further legitimate governmental objectives.”
The parties have identified three state interests served by the imposition of durational residency requirements on candidates for public office. First, such requirements ensure that voters have time to develop a familiarity with the candidate. Second, they ensure that the candidate can become familiar with the constituency and the issues facing the people to be represented. Third, they operate as a curb on carpetbagging. We note that those interests mirror those identified by other courts when considering similar durational residency requirements. See, e.g., Callaway, supra, 193 F.Supp.2d at 787; Robertson, supra, 150 F.Supp.2d at 696; Sununu, supra, 383 F.Supp. at 1290; Chimento, supra, 353 F.Supp. at 1215. In our view, the one-year durational residency requirement advances those state interests more than sufficiently to surpass a facial constitutional challenge.
The one-year residency requirement establishes a fair and not unduly burdensome period for a new resident candidate to become familiar with the people and issues of the district and, conversely, for the people to become familiar with a new resident in the district. As the trial court astutely observed in this matter:
Though New Jersey is a small state, it is also a diverse one, with differing interests between north and south, rural and urban, shore and mountain. A candidate from one of those areas (e.g., Cape May) is not necessarily knowledgeable about, or known in, other diverse districts of the State (e.g., Newark). New Jersey is also a populous state, with each legislative district containing about 220,000 people. It is hardly an insubstantial interest, with such large and diverse districts, to require persons newly arrived in a district to spend time learning about, and becoming known to, the District population they seek to represent.
The one-year requirement further ensures that members of the General Assembly have a stake in the communities they represent. See Draper, supra, 351 F.Supp. at 683 (“Absent a durational residency requirement ‘carpet bagger’ candidates who have no desire, as agents or representatives of the district, genuinely to acquaint themselves with the problems of a representative district
The fundamental role of an Assemblyperson is to give his or her constituents a voice in the General Assembly, one of the two bodies of government constitutionally vested by the people with legislative power. Article IV, Section 1, Paragraph 1 of the New Jersey Constitution reposes legislative power in the General Assembly and the Senate. They alone have the power to make law and, hence, the public policy of this State. The trial court’s opinion underscored the nature of the General Assembly’s power, noting that
both the Senate and the General Assembly share “[t]he legislative power,” and the exercise of that power is the primary role of both bodies. N.J. Const., Art. IV, § 1, 111. Their powers differ in only a few particulars. Like the United States House of Representatives, only the General Assembly can originate bills for raising revenue. N.J. Const., Art. IV, § VI, 111; U.S. Const., Art. I, § 7, II1. Like the United States Senate, only the New Jersey Senate can give advice and consent on executive nominations. N.J. Const., Art. F § IV, If 2; N.J. Const., Art. VI, S VI, If 1; N.J. Const., Art. VII, § II, If 1; U.S. Const., Art. II, § 2, 112. Only the General Assembly can impeach a state officer, and only the Senate can try the impeachment, just like the federal House and Senate respectively. N.J. Const., Art. VII, § III, If 2; U.S. Const., Art. 1, § 2, H [5]; U.S. Const., Art. I, § 3, If 6. These few differences in powers hardly justify treating the two houses of the legislature so differently that durational residency can constitutionally be required for one house but not the other house.7
The constitutional requirement helps ensure that the representative role an Assemblyperson is expected to carry out will be accomplished by allowing for the election of legislators that are required, modestly in comparison to the might they wield, to live with the people they represent for at least a year prior to taking office. See Hadnott v. Amos, 320 F.Supp. 107, 120-21 (M.D.Ala.1970) aff'd mem., 401 U.S. 968, 91 S.Ct. 1189,
*59 [I]t is most important that electors have a period in which they may become familiar with the character, habits and reputation of candidates for political office. Modern media campaigns and ‘packaged’ candidates permit political hopefuls to campaign for office with little or no direct contact with the public they seek to serve. It is essential that voters have at least the opportunity to have some direct knowledge of their candidates in order to judge their sincerity and the truth of the claims which these aspirants for public office press forward through the media. It is a minimal requirement at best to ask a candidate to spend one year as a part of the community he hopes to represent in order to satisfy this need.
[Gilbert v. State,526 P.2d 1131 , 1135 (Alaska 1974).]
In our view, the Robertson decision seriously undervalued the legitimacy, history, and sincerity, of this State’s policy choice to have a one-year durational residency requirement for General Assembly office. And, in attempting to distinguish the contrary result reached in Chimento and Sununu, which affirmed far longer durational residency requirements than the minimal one found in our State’s Constitution, the Robertson court made an inexplicable error. It assumed that the 1947 Constitution’s durа-tional requirement lacked the “venerable heritage” of the allegedly longer-standing one of New Hampshire. See Robertson, supra, 150 F.Supp.2d at 698-99. The error exposes the questionable factual basis on which Robertson rests. As the opinion of the trial court in the present matter discussed, the New Jersey Constitution and the residency requirement have a far longer pedigree than the district court recognized.
[The] requirement is older than the New Hampshire constitutional provisions approved in Chimento and Sununu. Further, “the merit and political wisdom” of the one-year residency requirement has thereafter been considered and readopted by the people of New Jersey three times. See Sununu, 383 F.Supp. at 1291 (noting that the New Hampshire provision had been upheld once by the voters). Moreover, “the result would seem sound even if John Adams had not had a hand in drafting the disputed constitutional provision.” Chimento, 353 F.Supp. at 1219 (Campbell, J. concurring).
Even if Paragraph 2’s durational residency requirement had been added in 1947, the New Jersey Constitution of 1947 was a very eloquent expression of the will of the people of New Jersey. For the District Court to claim that the people’s will can be disregarded if a provision lacks a “venerable heritage” unfairly discounts the weight accorded to state constitutions. See Chimento, 353 F.Supp. at 1217. It also discounts the power of the people now living to govern themselves, and set the qualifications for their elected representatives. New Jersey’s voters, as recently as*60 1966, reaffirmed that candidates for General Assembly should live with the voters they seek to represent for at least one year before the election.
In our view, Robertson erred in its conclusion that this longstanding requirement of state constitutional dimension in New Jersey was unconstitutional. The decision not only applied an inappropriate standard in its analysis, it also employed flawed facts and failed to appreciate the validity of the state interests that the centuries-old requirement promotes. Our State Constitution’s inclusion of a reasonable, and minimal, durational residency restriction on who may hold office in the General Assembly of the Legislature constitutes a permissible exercise of state sovereignty under the Federal Constitution.
Moreover, we also note that the one-year residency requirement places but a minimal burden on the right of voters to vote for thе candidate of their choice. Members of the General Assembly are elected to two-year terms of office. It is the statewide office for which candidates must face election after the shortest of intervals and, therefore, with the greatest frequency. The one-year residency requirement may delay somewhat a candidate’s eligibility to run for office, and consequently have some impact on the voters’ ability to vote for that particular candidate but, viewed realistical
Our conclusion that New Jersey’s durational residency requirement is reasonably and suitably tailored to advance legitimate state interests places us in agreement with the majority of other courts that have considered analogous residency requirements. See Beil, supra,
Research has uncovered only one decision in which a durational residency requirement was found not to survive intermediate scrutiny, and that case involved an as-applied challenge. In Callaway, supra, the United States District Court for the District of New Jersey concluded that a “statutory requirement that candidates for election to local office have resided in the particular ward or district in which they seek election for one year before they may be eligible for office” was unconstitutional as applied to the unique facts of a particular candidate for office in Atlantic City. 193 F.Supp.2d аt 784. The candidate had lived in Atlantic City his entire life and sought to run for election in a ward in which he had worked for nearly twenty years. Ibid. The court
In sum, as the trial court’s comprehensive review of the law concluded, Robertson’s ruling represents “an anomaly.” “[It] is indeed without precedent before or since----[I]n case after ease, courts have sustained residency requirements for state legislators.” We conclude, and hold, fully in accord with the scholarly analysis of the trial court, that the intermediate scrutiny test applies and that the one-year durational residency requirement for membership in the General Assembly serves significant and legitimate interests, rendering it facially constitutional under both the Salerno or “plainly legitimate sweep” standards. See Wash. State Grange, supra, 552 U.S. at 449, 128 S.Ct. at 1190,
C.
We also reject Mosquera’s as-applied challenge to the durational residency requirement—a challenge that she bases exclusively on her demonstration of familiarity with district constituents and issues as a result of her work in the district. Mosquera’s connections to the Fourth Legislative District in no way parallel those which the court in Callaway, supra, found sufficient to establish that a durational residency requirement was unconstitutional as applied to the candidate in that case. In Callaway, the candidate had worked in the ward he sought to represent for almost twenty years and had lived in the municipality his entire life. 198 F.Supp.26. at 784. By contrast, Mosquera’s first contact with the district came in early 2010, when she began working as an assistant to the Mayor of Gloucester Township, and
More importantly though, we reject Mosquera’s as-applied challenge for the reasons recently articulated by the federal district court in Lewis v. Guadagno,
If this Court were to frame the issue as Plaintiff has, trial courts faced with as-applied challenges to this and similar provisions would have to substitute their own judgment on a case-by-case basis as to whether the particular candidate’s knowledge of the community and the community’s familiarity with the candidate met some undefined and undefinable standard. Where would that line be drawn? Would every judge draw it in the same place? ____The effect would not be the laudable and necessary goal of equal protection but rather the opposite—the ad hoc application of an arbitrary and capricious standard by the branch of government least responsive to the public at large.
[Id. at 416 n. 15.]
The recent federal decision in Lems, in respect of the state constitution’s residency requirement as applied to a candidate for State Senate, unequivocally support that states can impose clear requirements that “a candidate live for a time on the right side of a boundary line,” as the trial court below observed.
Finally, we note that Mosquera cannot and does not claim that the most recent reapportionment of legislative districts in any way affected her failure to live in the district for one year prior to the date of the election. Mosquera did not live in the district for one year prior to the election whether the prior or the current configuration of the Fourth Legislative District is considered in the analysis. Until December 29, 2010, Mosquera never lived in any configuration of the Fourth Legislative District. Thus, she was not a resident rendered ineligible for candidacy for office in her district as a result of the legislative reapportionment that took
D.
That said, the fact that a future as-applied challenge might lie does not provide a sufficiеnt foundation for the dissent’s analysis that focuses on the problems that can arise due to the decennial reapportionment of legislative districts. The dissent’s entire argument on that score, questioning but never declaring New Jersey’s durational residency requirement constitutional or unconstitutional on its face, builds from an assumed reapportionment impact on a candidate’s eligibility for office. Several problems plague the argument.
First, that a hypothetical set of facts might call into question a state durational residency requirement is not relevant to a determination of facial constitutionality. The United States Supreme Court, even when discussing the “plainly legitimate sweep” test for constitutionality, reminded courts, when confronted with a facial challenge, to take care “not to go beyond the statute’s facial requirements and speculate about ‘hypothetical’ or ‘imaginary’ eases” under which constitutional problems might be present. Wash. State Grange, supra, 552 U.S. at 450, 128 S.Ct. at 1190, 170 L.Ed.2d at 160 (citation omitted). As the Supreme Court stated in that decision,
[c]laims of facial invalidity often rest on speculation. As a consequence, they raise the risk of “premature interpretation of statutes on the basis of factually barebones records.” Facial challenges also ran contrary to the fundamental principle of judicial restraint that courts should neither “ ‘anticipate a question of constitutional law in advance of the necessity of deciding it’ ” nor “ ‘formulate a rale of constitutional law broader than is required by the precise facts to which it is to be applied.’ ” Finally, facial challenges threaten to short circuit the democratic process by preventing laws embodying the will of the people from being implemented in a manner consistent with the Constitution. We must keep in mind that “ ‘[a] ruling*65 of unconstitutionality frustrates the intent of the elected representatives of the people.’ ”
[Id. at 450-51, 128 S.Ct. at 1191, 170 L.Ed.2d at 161 (citations omitted.) ]
Although there might exist a significant issue in the context of an as-applied challenge where a candidate has been disadvantaged by reapportionment, that is not in this record. The possibility of that arising is not relevant in a facial challenge, no matter the test that is employed. Ibid.
Nor is it the basis of Mosquera’s as-applied challenge. And, so, the dissent’s introduction of a hypothetical reapportionment-caused basis for non-compliance with the one-year durational residency requirement is irrelevant to any issue raised in this case.
Not only does the dissent raise a factual issue not present in this record and not relevant to this dispute, but it then proceeds to propose a solution to a problem that is not before us. Far from “overlooking concerns” about post-reapportionment changes, as the dissent accuses, our finding that the requirement is constitutional facially and constitutional as-applied to Mosquera, is aligned four-square with how we decide cases. We do so using the standard applicable to a facial challenge and, when considering Mosquera’s as-applied challenge, we consider it based on the facts before us, not on the basis of possible future facts. In respect of that, we add the following comment to the strongly worded dissent.
The dissent refers to “facts” regarding a potential reapportionment problem in order to raise the argument that the mere possibility that someone might be adversely affected calls for a striking of the durational residency requirement clause now, replacing it with no durational requirement. That the dissent’s approach is mistaken is underscored by the very remedy it advances. Ordinarily we strain to save a statute and, perforce, of course also every part to the State Constitution. See State v. Miller, 170 N.J. 417, 433,
In closing, we reiterate that in a future as-applied challenge by someone actually affected by reapportionment, judicial surgery would be an appropriate course to consider, were the Court to first find that the durational residency requirement operated unconstitutionally in that context, but we need not address it here because this candidate cannot meet the test for someone affected by a change in the drawing of district lines due to a decennial reapportionment.
Having determined that the requirement does not violate the Equal Protection Clause, we turn to the application to be given to the holding.
III.
A.
In determining the effect to be given our holding on the constitutional question, we note, but briefly, that the equitable doctrine of laches initially was raised as a defense to Lovett’s action challenging Mosquera’s election. The defense since has been abandoned, and appropriately so.
N.J.S.A. 19:29-3 allows a party thirty days to contest an election. The permissible grounds for contesting an election include that “the incumbent was not eligible to the office at the time of the election.” N.J.S.A. 19:29-l(b). Lovett’s action was timely under Title 19, which leaves no room for application of a legitimate claim of laches within the statutory period allotted for bringing an action on the grounds asserted. See Lavin v. Bd. of Educ., 90 N.J. 145,
Moreover, it is not practical to insist that a competing candidate discover and litigate a case prior to an election in order to obtain the removal of a candidate from the ballot on disputable eligibility grounds. Equity does not support imposing such a demand, for it would result in forcing a competing candidate to expend the time and resources pursuing an investigation and litigation when such commodities are precious. And, it likely would be disruptive of the election process. In considering all the equities, it is not unreasonable for a competitor to wait until it is necessary to confront a durational residency issue. The dispute only becomes necessary if the candidate at issue has secured enough votes to succeed in the election. The Legislature demonstrated practical wisdom in allowing for an election contest on such grounds to be brought during the thirty days following the election. See N.J.S.A. 19:29-3.
In sum, laches has no role here. The action is timely under the statutory requirements of N.J.S.A 19:29-3.
B.
The next question to be addressed is whether our holding must, or should, be made prospective in light of Robertson’s holding.
1.
Mosquera argues that any state сourt determination that Article IV, Section 1, Paragraph 2 of the State Constitution does not violate equal protection should receive only prospective application in light of Robertson’s decade-earlier holding pronouncing otherwise. In advancing that argument, Mosquera asserts, without contradiction by Lovett, but with strenuous objection from the Attorney General, that the three-factor test for prospective application of rules set forth in Coons v. American Honda Motor Corp. (Coons II), 96 N.J. 419, 427,
As this Court has previously observed, the “traditional rule” is that judicial decisions are presumed to apply retroactively. Fischer v. Canario, 143 N.J. 235, 243,
First, the derision to be applied nonretroactively must establish a new principle of law, either by overruling clear past precedent on which litigants may have relied, ... or by deciding an issue of first impression whose resolution was not clearly foreshadowed____Second, it has been stressed that “we must... weigh the merits and demerits in each case by looking to the prior history of the rule in question, its purpose and effect, and whether retrospective operation will further or retard its operation.” ... Finally, we have weighed the inequity imposed by retroactive application, for “[w]here a decision of this Court could produce substantial inequitable results if applied retroactively, there is ample basis in our cases for avoiding the ‘injustice or hardship’ by a holding of nonretroactivity.”
[96 N.J. at 427,476 A.2d 763 (quoting Chevron Oil Co. v. Huson, 404 U.S. 97, 106-07, 92 S.Ct. 349, 355, 30 L.Ed.2d 296, 308 (1971)).]
Although Lovett addresses her argument to the Coons II criteria and concludes that prospective application is unwarranted, the Attorney General eschews any Goons II analysis, maintaining that there is no “new” rule of law but rather enforcement of a requirement “as old as this Republic.”
2.
For purposes of this part of our analysis, with the issue focused on the Robertson holding, the argument for prospective application lacks merit. Our holding is not “new” in any sense that compels us to restrict it to future eаses. First and foremost, the durational residency requirement for members of the General Assembly, as well as for members of the State Senate, has a more than 200-year history. The requirement is engrained in our
Not only is the requirement longstanding and abundantly clear, it never has been questioned in our state court system. No decision of our state courts ever has held that the state constitutional durational requirement was unconstitutional or otherwise not entitled to be given full effect. Thus, in our state court system of law, there is no “new” or changed rule of law to be evaluated in terms of whether a retroactivity analysis is appropriate. See Coons II, supra, 96 N.J. at 427,
In sum, a traditional retroactivity versus prospectivity analysis is ill-fitted to the setting of this case. To suggest that it pertains undermines the principle that this Court retains the equal ability to render its own judgment on the federal constitutional question that has been raised and that requires our interpretation of the New Jersey Constitution that we are charged to interpret and enforce. Thus, we reject application of typical prospective versus retroactive enforcement considerations in respect of our ruling. Our holding that our longstanding state constitutional requirement that members of the General Assembly must satisfy the one-year durational requirement for eligibility is not a “new” ruling that must be limited to prospective application only.
IV.
Having determined that our holding applies to Mosquera’s election to office, we turn to the question of remedy for the filling of the vacancy created by the trial court’s order declaring her election to the General Assembly null and void.
The trial court invoked the remedy provided by N.J.S.A. 19:27-11.2, a statutory process for filling legislative vacancies that implements the Vacancy Paragraph of Article IV, Section 4, Paragraph 1 of the State Constitution.
On December 8, 1988, after being approved by the voters a month earlier, the New Jersey Constitution was amended as follows to address vacancies occurring in the Legislature:
Any vacancy in the Legislature occasioned otherwise than by expiration of term shall be filled by election for the unexpired term only at the next general election occurring not less than 51 days after the occurrence of the vacancy, except that no vacancy shall be filled at the general election which immediately precedes the expiration of the term in which the vacancy occurs. For the interim period pending the election and qualification of a successor to fill the vacancy, or for the remainder of the term in the case of a vacancy occurring which cannot be filled pursuant to the terms of this paragraph at a general election, the vacancy shall be filled within 35 days by the members of the county committee of the political party of which the incumbent was the nominee from the municipalities or districts or units thereof which comprise the legislative district.
[N.J. Const, art. 4, § 4, 111.]
Prior to the amendment, “[a]ny vacancy in the Legislature occasioned by death, resignation or otherwise” was not necеssarily filled at a general election. N.J. Const. art. IV, § 4, f 1 (pre-1988 amendment). Instead, it was provided that “[e]ach house shall direct a writ of election to fill any vacancy in its membership but if the vacancy shall occur during a recess of the Legislature the writ may be issued by the Governor, as may be provided by law.” Ibid.
In the case of a vacancy occurring with respect to a member of the Senate or General Assembly who was elected as the candidate of a political party ... for the interim period pending the election and qualification of a permanent successor to fill the vacancy ... the vacancy shall be filled within 35 days by a member of the political party of which the person who vacated the office was the candidate at the time of his election thereto.
[Ibid.]
In essence then, the Vacancy Paragraph, through its enabling legislation, makes provision for the filling of a legislative “vacancy” essentially through the appointment of an interim successor by the county committee of the party of the incumbent until an election for the unexpired term can be held at the next general election. See ibid.
Importantly, however, the constitutional provision defines neither “vacancy” nor “incumbent.” The trial court determined that Mosquera was the incumbent whose office was vacant and ordered that the county committee of the Democratic Party—Mosquera’s party—was entitled to select the interim appointee until a special election was conducted at the general election to occur in November 2012. For the reasons that follow, we agree.
We begin with the familiar canon of statutory construction that “statutes must be read in their entirety; each part or section should be construed in connection with every other part or section to provide a harmonious whole.” Bedford v. Riello, 195 N.J. 210, 224,
The term “vacancy” is addressed most directly in N.J.S.A. 19:3-25, which provides:
When a person shall remove or be removed from office because his nomination or election thereto has been declared null and void, such office shall be deemed to be vacant.
Here, the Assembly seat in the Fourth Legislative District to which Mosquera was elected is vacant under that definition because “her election thereto has been declared null and void” by our holding that she was ineligible due to her non-compliance with Article IV, Section 1, Paragraph 2 of the State Constitution.
Turning to the question of how to interpret the term “incumbent,” we begin with the fact that this election contest was brought under N.J.S.A. 19:29-l(b), which allows an election challenge based on the assertion that “the incumbent was not eligible to the office at the time of the election.” That language plainly regards the incumbent to be the individual who, although not eligible for the office, was actually elected. Elsewhere in N.J.S.A 19:29-1, incumbent is defined as “the person whom the canvassers declare elected.” Here, Mosquera was declared elected by the canvassers and Lovett has challenged her eligibility. Thus, we interpret the term “incumbent” in the Vacancy Paragraph and in N.J.S.A 19:27-11.1 to apply to Mosquera in the circumstances presented here, notwithstanding that the use of the word “incumbent” in the chapter to which we have adverted covers aspects of the election process that are not precisely the same as those involved herein.
The position advanced by Lovett would have the county committee of the political party of a member of the previous Legislature, revive the extinguished prior term Legislature, for purposes of appointing the interim successor pending a special election at the next general election to fill the unexpired term of a member of the new Legislature. We reject that interpretation as confounding the constitutional command that each legislative term consist of two, and only two, years. To the extent that the argument advanced by Lovett is based on the spare reasoning set forth in an earlier 1998 order of this Court in In re Candidates to the N.J. General Assembly for the Seventh Legislative District on November 4, 1997, 156 N.J. 421,
Further, as the Attorney General argued, the trial court’s remedy of allowing the county committee of Mosquera’s political party to select the interim successor for the office will honor the
Finally, in making the selection of an interim appointee the committee should consider, among other eligibility requirements, that the one-year durational residency requirement runs from the date of the appointment, and not the date of the election. By making the date of appointment the operative one for purposes of application of the one-year durational residency requirement, our interpretation harmonizes the Vacancy Paragraph’s process with other constitutional and statutory conditions for eligibility.
B.
Finally, we are mindful of the argument set forth in the amicus brief, filed by various interest groups, that our holding and remedy is inconsistent with the injunction issued in Robertson. Lovett contends that the amici are reformulating the argument that was advanced before the trial court; however, Mosquera did argue that the existence of the injunction entered by the federal court in Robertson alters the equities when considering whether to make prospective a ruling by the trial court and this Court that the durational residency requirement is constitutional.
We do not ignore the injunction in our determination of the prospectivity question. We simply view its import differently than does the dissent. The Coons II analysis concerns a change in the law. There is none that has occurred in state jurisprudence, and the federal decision simply is not binding on our courts. That is all Coons II should consider. The injunction adds nothing in that analysis for it is not our law and its reach is nоt so broad, nor its role so vital, as the dissent contends.
The injunction, in fact, is rather narrow. It enjoins only the Attorney General and the Secretary of State, and their agents, leaving every other person—including candidates, voters, and the courts of this State—entirely free to disregard it and to continue to expect that a longstanding provision of our Constitution will be honored. How vital it has been is an open question. There certainly has not been a prior challenge, but nothing in this record suggests that anyone who was not a resident of a district for a year prior to an election, in fact, ran and was elected to office before this. The dissent’s ipse dixit pronouncement that the “residency requirement, in theory and in practice, has been unconstitutional and unenforceable” is an extrapolation from the injunction. And, although it has remained in place and precludes the
In our view, this case cannot end here but rather must proceed further, and we must rely on the parties to pursue such necessary action. In view of the complicated situation presented by the outstanding federal injunction against the Attorney General and the Secretary of State, the parties should apply to the federal district court or file a petition for a writ of certiorari to the United States Supreme Court to resolve the lingering principled conflict that exists between our declaration of the constitutionality of Article IV, Section 1, Paragraph 2 of the New Jersey Constitution and the federal injunction, as well as the practical effects of the differing conclusions. We emphasize our awareness that our power to rule on the issue brought to us does not encompass the ability to modify or dissolve that injunction in any fashion, and we do not purport to do so here. But it is our duty to interpret and enforce our Constitution and we have done so. We leave to the federal courts what continued effect, if any, is to be given to the Robertson injunction and we rely on the parties to bring those questions to either of the federal forums that can resolve questions about the continuation of the injunction entered in 2002.
V.
The judgment and order of the trial court is affirmed.
Notes
Mosquera conceded, however, that she did not rely on any such representation when deciding to run in the Fourth Legislative District.
Specifically, the 1776 Constitution stated that "each county shall also choose three members of assembly; provided, that no person shall be entitled to a seat in the said assembly, unless he be and have been, for one whole year next before the election, an inhabitant of the county he is to represent, and worth five hundred pounds, proclamation money, in real and personal estate in the same county." N.J. Const. of 1776 art. III.
The 1844 Constitution provided that "no person shall be a member of the general assembly who shall not have attained the age of twenty-one years, and have been a citizen and inhabitant of the state for two years, and of the county for which he shall be chosen one year, next before his election." N.J. Const. of 1844 art. IV, § 1, 112.
Moreover, two of the cases on which the Robertson court’s decision heavily relied, Chimento v. Stark, 353 F.Supp. 1211 (D.N.H.1973), and Sununu v. Stark, 383 F.Supp. 1287 (D.N.H.1974), involve the right to interstate travel and not the right to intrastate travel.
To the extent that the Attorney General seeks application of the rational basis test, we decline his invitation to consider lessening the scrutiny that, in Matthews, this Court previously held to be appropriate for analyzing the intrastate impact of a durational residency requirement for office.
We recognize that courts have framed the intermediate scrutiny standard in a variety of ways, see, e.g., Callaway, supra, 193 F.Supp.2d at 786 (residency requirement must be “narrowly tailored" to serve "significant government interests”), but we adhere to our articulation of the standard in Matthews.
The trial court's reference is to Sununu, supra, wherein the district court held, and the United States Supreme Court affirmed, that a State can constitutionally impose durational residency requirements on state senators. 383 F.Supp. at 1290 The court recognized that numerous other courts, with the exception of Robertson, have held that a state can constitutionally impose durational residency requirements for state representative, citing as examples: Walker v. Yucht, 352 F.Supp. 85, 98-100 (D.Del.1972); Draper, supra, 351 F.Supp. at 679-86; Gilbert v. State,
As the United States Supreme Court has made clear, "our Constitution establishes a system of dual sovereignty between the States and the Federal Government." Gregory v. Ashcroft, 501 U.S. 452, 457, 111 S.Ct. 2395, 2399, 115 L.Ed.2d 410, 421 (1991). Other courts have found that states have the right under the Tenth Amendment to set out qualifications on those seeking state public office. See, e.g., Oregon v. Mitchell, 400 U.S. 112, 124-25, 91 S.Ct. 260, 264,
The 1966 amendment was occasioned by the United States Supreme Court’s holding in Reynolds v. Sims, 377 U.S. 533, 84 S.Ct. 1362,
The 1844 Constitution treated vacancies similarly to the original 1947 Constitution, stating: "Each house shall direct writs of election for supplying vacancies, occasioned by death, resignation, or otherwise; but if vacancies occur during the recess of the legislature, the writs may be issued by the Governor, under such regulations as may be prescribed by law.” N.J. Const. of 1844, art. IV, § 4,111.
The dissent discounts the remedy ordered herein and thus its protest that the voters are "disenfranchised” rings hollow. First, its claim mistakenly presumes that nullification of an election on eligibility grounds “disenfranchises” the voters who voted for the ineligible candidate. If that were so, the Legislature would not have permitted post-election challenges on eligibility grounds, but it did so permit. See N.J.S.A. 19:29-l(b). Second, not long ago, New Jersey voters amended the Constitution to permit the filling of any vacancy, which includes a vacancy such as occurred here, in the manner that will unfold in the Fourth District pursuant to this opinion. The law is clear as to its operation and the people have given assent to the process of appointment of an interim successor (which can be Mosquera, if her county committee-people select her) until a special election for the unexpired term can occur in November 2012. Nothing can be further from the truth than to say that this remedy constitutes voter disenfranchisement.
Although the dissent would prefer that any “clash” with the federal courts be avoided, as a practical matter a prospective limiting of our holding would promote chaos rather than minimize it because it would not ensure further review by a party adversely affected. Resolution of the conflict that cannot now be ignored would only be put off to an uncertain future time.
Dissenting Opinion
dissenting.
In this case, the majority overturns the outcome of a democratically run election conducted in accordance with a federal court order that went unchallenged for a decade. The 2001 order declared that the one-year residency requirement in the New Jersey Constitution violated the Fourteenth Amendment of the United States Constitution. The federal district court later imposed a broad injunction that barred the Attorney General and the Secretary of State from enforcing that restriction.
For about a decade since, the rules have been clear: the residency requirement has not been enforced; no candidate has been barred from running for office because of it; and no election
In that context, respondent Gabriela Mosquera campaigned for a seat in the General Assembly for the Fourth Legislative District. She filed a nominating petition, and the Secretary of State certified her to run for office in the primary election. She won the primary race, and the Secretary of State certified her as a candidate for the general election. After months of campaigning, she won the race with 19,907 votes, the second highest tally. The Secretary then certified her victory. Although Mosquera had lived in the Fourth Legislative District for only ten months and one week as of Election Day, the rules in place for a decade banned application оf the one-year residency requirement against her or any other candidate.
Now, after the voters have spoken, petitioner Shelley Lovett, who finished in third place, asks this Court to revisit the validity of the residency restriction. The majority reaches a result different from the federal court and concludes that the residency requirement is constitutional.
I believe that the requirement raises serious constitutional concerns during redistricting years, when a substantial number of citizens are “redistricted” out of their previous home districts. But even if the rule were constitutional, basic principles of equity and federalism require that the decision be applied prospectively in light of the unique circumstances of this case.
The majority instead mistakenly applies its conclusion to the past election. The majority not only changes the rules after the fact, it also silences 19,907 voters and strips away respondent’s victory. For reasons that follow, I respectfully dissent.
I.
The residency requirement has been a part of the State’s Constitutions since 1776. In the modern Constitution of 1947, the
No person shall be a member of the General Assembly who shall not have attained the age of twenty-one years and have been a citizen and resident of the State for two years, and of the district for which he shall be elected one year, next before his election.
[ (emphasis added).]
The provision is designed to protect important interests: to prevent carpetbagging; to allow voters to become familiar with a potential candidate; and to allow the candidate adequate time to become familiar with issues important to area voters. See Callaway v. Samson,
That said, the residency requirement raises serious questions, particularly in light of the reapportionment process. Because of the seminal one-person-one-vote decision in Reynolds v. Sims, 377 U.S. 533, 84 S.Ct. 1362,
The census is conducted at the start of the decade, most recently in 2010. After the results are final, the State’s Apportionment Commission meets to redraw district boundaries. See N.J. Const, art. IV, § 3, 11111-2. Because that process is not completed until early in the year of an election for State Senate and General Assembly, see id., no one residing in a town that has been moved into a new district will have lived there for a full year by the time of the fall election. This past year, the Apportionment Commission completed its work in early April 2011, only about seven months before Election Day. Matt Friedman, “Redistricting Commission Approves Democratic-Proposed Legislative Map,”
United States District Judge Dickinson R. Debevoise recognized those concerns when he struck the residency requirement in 2001 in Robertson. He noted that “the precise boundaries” for Assembly districts “are subject to periodic revision” every ten years to “meet one-person one-vote requirements and other constitutional and statutory mandates.” Robertson, supra, 150 F.Supp.2d at 697, 699. Under such circumstances, he found the reasons advanced by the State to justify a one-year residency requirement “uneompelling” and “insubstantial[ ].” Id. at 697. In his judgment, “[i]t requires a considerable stretch of the imagination to find that when a person moves from one district to another”—or in some eases, across the street—“it requires a year to prevent ‘carpet bagging
The past cycle demonstrates the real-world consequences of the redistricting process. In 2011,190 municipalities were moved into new districts. Compare Robert Lupp, Congressional and Legislative Districts For New Jersey Municipalities: An Alphabetical Listing (2001) (identifying municipalities in each legislative district for 2001-10), with New Jersey Legislature-Districts by Number, http://www.njleg.state.nj.us/districts/districtnumbers.asp (last visited Feb. 8, 2012) (same for 2011-20). In addition, parts of Jersey City and Newark, which are each divided into multiple districts, were also moved into new districts. Compare Fitzgerald’s Legislative Manual 210-11 (Skender-Strauss Assocs., ed. 2010) with Jersey City Legislative Districts, http://www.njelections.org/2011legislative-districts/jersey-eity-words.pdf (last visited Feb. 16, 2012); Newark Legislative Districts, http://www.njelections.org/ 2011-legislative-districts/newark-words.pdf (last visited Feb. 16, 2012). More than 2.1 million people live in the 190 localities moved into new districts by the most recent reapportionment. See Municipalities Sorted By Alphabetical Order, http://www.nj
In other words, redistricting affected more than one-third of New Jersey’s 566 towns. As a result, not a single adult resident in roughly one-third of the State’s localities could run for the General Assembly, or vote for a neighbor who wanted to run, under the strict terms of the residency requirement. Yet none of those individuals relocated to a new area, are less familiar with the issues where they continue to live, or are less well-known to their neighbors.
The majority overlooks those concerns in finding the residency requirement constitutional. It relies in part on United States v. Salerno, 481 U.S. 739, 745, 107 S.Ct. 2095, 2100,
This Court recently relied on Salerno in rejecting a facial constitutional challenge to a tax statute. Whirlpool Props., Inc. v. Dir., Div. of Taxation, 208 N.J. 141, 176-77,
At the time, this Court acknowledged criticism of Salerno. Id. at 175-77,
Last month, the Tenth Circuit carefully reviewed Supreme Court precedents and concluded that “[t]he idea that the Supreme Court applies the ‘no set of circumstances’ test to every facial challenge is simply a fiction, readily dispelled by a plethora of Supreme Court authority.” Doe v. City of Albuquerque,
Salerno’s role in equal protection eases is even less clear. The United States Supreme Court has considered equal protеction challenges without applying Salerno, see Berkley v. United States,
That debate aside, the scope of the residency requirement during redistricting years suggests that it might not survive intermediate scrutiny. That standard is consistent with Matthews v. City of Atlantic City, 84 N.J. 153,
To withstand review under intermediate scrutiny, a law must “serve important governmental objectives and must be substantially related to achievement of those objectives.” Chamber of Commerce v. New Jersey, 89 N.J. 131, 158,
When a law infringes on the rights of all voting-age residents in more than a third of the State’s localities, for no apparent legitimate purpose, is the law’s sweep too broad to be constitutional?
In light of the above facts, I do not agree that the residency requirement imposes “a minimal burden” on voters that is tailored to advance the State’s interests. See ante at 60, 78,
Because the problematic part of the residency requirement is how it is applied during redistricting years, judicial surgery might resolve the constitutional dilemma. See Comm, to Recall Robert Menendez from the Office of U.S. Senator v. Wells, 204 N.J. 79, 129-30,
For today’s purpose, though, I believe it is not necessary to resolve those difficult questions. Indeed, differing views about the constitutionality of the residency requirement are not at the heart of this case because even if the residency requirement is constitutional, it should not apply to the past election. Equity and federalism demand otherwise.
II.
The Law Division found the residency requirement constitutional and enjoined Mosquera from taking the oath of office on January 10, 2012. The Appellate Division stayed that order in response to Mosquera’s emergent application. The appellate panel believed that Mosquera had demonstrated a likelihood of success on her claim that the trial court’s decision “should be given prospective effect only.” I agree.
The traditional analysis for deciding whether a ruling in a civil matter should apply retroactively or prospectively turns initially on whether the decision establishes “a new principle of law.” Coons v. Am. Honda Motor Co., 96 N.J. 419, 427,
Coons II quotes the three-factor test the United States Supreme Court outlined in Chevron:
First, the decision to be applied nonretroactively must establish a new principle of law, either by overruling clear past precedent on which litigants may have relied, ... or by deciding an issue of first impression whose resolution was not clearly foreshadowed.... Second, it has been stressed that “we must ... weigh the merits and demerits in each case by looking to the prior history or the rule in question, its purpose and effect, and whether retrospective operation will further or retard its operation.” ... Finally, we have weighed the inequity imposed by retroactive application, for “[w]here a decision of this Court could produce substantial inequitable results if applied retroactively, there is ample basis in our cases for avoiding the ‘injustice or hardship’ by a holding of nonretroactivity.”
[Ibid, (quoting Chevron, supra, 404 U.S. at 106-07, 92 S.Ct. at 355, 30 L.Ed.2d at 306) (alterations in original).]
Starting with the first factor, Robertson established a principle of law upon which candidates for office could reasonably rely for a decade: that the residency requirement is unconstitutional and would not be enforced against them. The district court did not simply rule on the legal issue before it. The court instead imposed a broad injunction barring the Secretary of State and the Attorney General from enforcing the residency provision.
The majority, without a proper basis, does not consider the federal court’s injunction in its Coons II analysis, despite the vital role that injunction has played for a decade. See ante at 67-68,
Of note, neither the Attorney General nor the Secretary of State appealed Judge Debevoise’s ruling. Instead, they chose to honor it as they have done for a decade. Also, neither has tried to reopen the issue in federal court since 2002. See Fed.R.Civ.P. 60(b)(5) (providing grounds for relief from final judgment or order when “applying it prospectively is no longer equitable”).
That the injunction has been in place for ten years also favors prospective application. The law has been so clearly entrenched that for the past ten years the Attorney General’s Office “has advised people”—including candidates—that “you can be a candidate without the one-year residency restriction.”
To say that the residency requirement has not been questioned in the state court system, or that Robertson is from a separate, parallel jurisdiction, misses the mark. See ante at 69-70,
Petitioner argues that Mosquera could have filed a declaratory judgment action before the election. But why would any reasonable person armed with a binding order from federal court litigate the very question that has already been decided in her favor?
Petitioner also maintains that there is no evidence Mosquera relied on Robertson when she decided to move to the District or to run for office. As discussed below, the former claim is true; Mosquera testified that she did not intend to run for office when she moved. But the latter claim is belied by the facts. Mosquera, like every candidate for General Assembly throughout the State, could reasonably rely on the state of the law after Robertson, and her behavior throughout her candidacy, discussed below, reveals that she did.
The second factor looks to the purpose and effect of the rule. In this case, the State’s interests are to ensure that a candidate has sufficient time to be familiar with issues of concern to area residents and to allow the electorate time to become familiar with the candidate. Mosquera, of course, falls roughly seven weeks short of the one-year residency requirement, but that fact does not end the inquiry.
According to the record, Mosquera has lived in New Jersey since age three or four. She grew up in Union City and attended college at Seton Hall University and The College of New Jersey. Afterward, she lived in Hamilton, North Bergen, Deptford, and Maple Shade. She entered into a contract to purchase a home in Blackwood—a section of Gloucester Township in the Fourth Legislative District—on November 13,2010, closed on the property on December 29, 2010, and moved in a day or two later. She registered to vote in the District on February 24, 2011 and has voted there since.
After college, she worked in Trenton for about five years in the Assembly Democratic Office, and later as director of policy for a Member of the Assembly in the Fifth Legislative District. Starting January 4, 2010, and through the date of her testimony at a hearing in this matter on December 19, 2011, she has worked in the mayor’s office for Gloucester Township, within the District. The trial judge, in a comprehensive and thoughtful written opinion, found that “[tjhrough the course of her employment, she comes in contact with the residents of Gloucester Township on a daily basis, and thus is familiar with the people and issues in the Township.”
The trial judge also found that Mosquera did not move to the District with the intent to run for office. Rather, she decided to run in 2011 when an incumbent chose not to seek reelection. Mosquera testified that she met with thousands of residents while
Mosquera’s two years of work in the district, her residency for more than ten months, and her campaign efforts do not raise the specter of a true carpetbagger who is unfamiliar with the election district and unknown to the voters.
The third Coons II factor—whether retroactive application of a decision will produce substantial inequitable results—weighs strongly in favor of applying the majority’s ruling prospectively.
It is helpftd to consider the events in sequence. As discussed above, from the first moment anyone contemplated running for General Assembly in 2011 through Election Day that November, the residency requirement was subject to a federal injunction that declared the prohibition unconstitutional and enjoined the Secretary of State and Attorney General from enforcing it.
Mosquera signed a nominating petition to run for office on April 11, 2011. The standard form was prepared by the New Jersey Division of Elections, which is part of the Office of the Secretary of State. Because the document was not produced at the trial court and Mosquera was not questioned about it, I rely only on certain pre-printed language. In bold print, the form lists “CANDIDATE QUALIFICATIONS” as follows:
ACCORDING TO N.J. CONST. ART. IV, SEC. 1, PAR. 2, CANDIDATE FOR THE OFFICE OF NEW JERSEY GENERAL ASSEMBLY MUST: BE 21 YEARS OLD BY THE DAY [ ] HE/SHE IS SWORN INTO OFFICE BE A CITIZEN AND RESIDENT OF THE STATE FOR TWO YEARS BY THE DAY OF ELECTION BE A LEGAL VOTER BY THE DAY THE PETITION IS FILED
Consistent with Robertson, the list of qualifications for office makes no reference to the one-year residency requirement in the State Constitution. A reasonable interpretation of the form conveys that no such restriction applies.
The Secretary then certified Mosquera to run in the general election. Mosquera campaigned in the manner described above and won election in November 2011 with the second-highest number of votes, 19,907. Petitioner finished in third place with 14,351 votes. The Secretary then certified the election results.
At each step of the process, Mosquera abided by the rules in place, as certified by the Secretary of State. Whether the Secretary knew that Mosquera resided in the Fourth District for less than a year or not, the Secretary was enjoined from enforcing the residency requirement.
Petitioner challenged the results of the election within thirty days, consistent with N.J.S.A. 19:29-3. In evaluating the equities presented, though, it is noteworthy that she did not act when she heard in June 2011 that Mosquera did not meet the residency requirement. Petitioner testified that she did not have the money or resources to bring a lawsuit then, but she also concedes that she is not paying for counsel in the present case.
The interest of the voting public also weighs heavily in favor of prospective application of the majority’s ruling. This Court’s case law is replete with reminders that voters have a right to choose for whom to vote on Election Day, and that their will should not be thwarted lightly. In Gangemi v. Rosengard, 44 N.J. 166, 170,
19,907 voters expressed their choice on Election Day when they cast a ballot for respondent. Because the majority applies its decision retroactively, those voters will be disenfranchised. The possibility that Mosquera may be reinstated by members of her political party, under N.J. Const, art. IV, § 4, 111, and N.J.S.A. 19:27-11.2, does not change that fact. The voters did not choose party officials to select a legislator for them last November.
Balancing the equities, Mosquera followed the applicable rules throughout the process. She was not required to abide by a restriction that had been stricken a decade ago. Had anyone confronted her with a copy of the residency requirement mid-campaign, she could have proceeded with the knowledge that an injunction prevented the State’s responsible election officers from applying the restriction to her. The authorities in fact validated her official submissions in accordance with all pending rules. And the public made its decision known at the polling booth.
When the interests of justice so require, it is proper to give this Court’s rulings prospective effect only. See N.J. Election Law Enforcement Comm’n v. Citizens to Make Mayor-Council Gov’t Work, 107 N.J. 380, 387,
III.
There are now two competing interpretations of the residency requirement. This Court has ruled it is constitutional, yet the
The majority recognizes that untenable situation and encourages the parties to take appropriate action in federal court. See ante at 38, 77,
I believe that prospective application is compelled by the facts of this ease and the applicable law. In addition, as a matter of comity and respect for a pending federal injunction, a prospective ruling would avoid an immediate, direct clash and a race to the federal courthouse. The competing decisions could have been resolved in a more orderly manner in due course—an approach that would have inured to the benefit of the voters.
IV.
In all spheres of life, it is wrong to change the rules after the game has ended. A party who plays by the rules in place—and
For reversal—Chief Justice RABNER and Justices LONG and ALBIN—3.
For affirmance—Justices LaVECCHIA, HOENS,
PATTERSON and Judge WEFING (temporarily assigned)—4.
New Jersey's total population as of the most recent census was 8,791,894. U.S. Census Bureau, New Jersey QuickFacts From the U.S. Census Bureau, http:// quickfacts.census.gov/qfd/states/34000.hml (last visited Feb. 16, 2012).
In the context of the First Amendment, the United States Supreme Court "recognizes 'a second type of facial challenge/ whereby a law may be invalidated as overbroad if 'a substantial number of its applications are unconstitutional,
Although Chevron has been overruled, see Harper v. Va. Dep't of Taxation, 509 U.S. 86, 97-98, 113 S.Ct. 2510, 2517-18, 125 L.Ed.2d 74, 86-87 (1993), this Court has continued to apply Coons II. See Cox v. RKA Corp., 164 N.J. 487, 514,
