On June 28, 2011, Robert Briseno filed a complaint against ConAgra.
I. BACKGROUND
Plaintiffs are consumers residing in twelve different states who purchased Wesson Oils between January 2007 and their entry into this case.
“All persons who reside in the States of California, Colorado, Florida, Illinois, Indiana, Nebraska, New Jersey, New York, Ohio, Oregon, South Dakota, or Texas who have purchased Wesson Oils within the applicable statute of limitations period established by the laws of their state of residence (the ‘Class Period’) through the final disposition of this and any and all related actions.”15
Plaintiffs allege claims for violation of state consumer protection laws, breach of express warranty, breach of the implied warranty of merchantability, and unjust enrichment. Specifically, they plead the following claims:
• California: (1) California Consumer Legal Remedies Act, Cal. Civ.Code §§ 1750, et seq. and California Unfair Competition Law, Cal. Bus. & Prof.Code §§ 17200, et seq. and §§ 17500, et seq.; (2) Cal. Com. Code § 2313; Cal. Com.Code § 2314.
• Colorado: (1) Colorado Consumer Protection Act, Colo.Rev.Stat. §§ 6-1-101, et seq.; (2) Colo.Rev.Stat. § 4-2-313; (2) Colo.Rev.Stat. § 4-2-314; (4) Unjust Enrichment.
■Florida: (1) Florida Deceptive and Unfair Trade Practices Act, Fla. Stat. Ann. §§ 501.201, et seq.; (2) Unjust Enrichment.
• Illinois: (1) Illinois Consumer Fraud and Deceptive Business Practices Act, 815 ILCS §§ 505/1, et seq.; (2) Unjust Enrichment.
• Indiana: (1) Ind.Code § 26-1-2-313; (2) Ind.Code § 26-1-2-314; (3) Unjust Enrichment.
■Nebraska: (1) Nebraska Consumer Protection Act, Neb.Rev.Stat. §§ 59-1601, et seq.; (2) Neb.Rev.Stat. § 2-313; (3) Neb. Rev.Stat. § 2-314; (4) Unjust Enrichment.
■New Jersey: (1) New Jersey Consumer Fraud Act, N.J. Stat. Ann. §§ 56:8-1, et seq.; (2) N.J. Stat. Ann. § 12A:2-313; (3) N.J. Stat. Ann. § 12A:2-314;
• New York: (1) New York Consumer Protection Act, N.Y. Gen. Bus. Law §§ 349, et seq.; (2) N.Y. U.C.C. Law § 2-313; (3) Unjust Enrichment.
*548 • Ohio: (1) Ohio Consumer Sales Practices Act, Ohio Rev.Code §§ 1345.01, et seq.; (2) Unjust Enrichment.
• Oregon: (1) Oregon Unfair Trade Practices Act, Or.Rev.Stat. §§ 646.605, et seq.; (2) Or.Rev.Stat. § 72-3130; (3) Unjust Enrichment.
■ South Dakota: (1) South Dakota Deceptive Trade Practices and Consumer Protection Law, S.D. Cod. Laws §§ 37-24-1, et seq.; (2) S.D. Cod. Laws § 57A-2-313; (3) S.D. Cod. Laws § 57A-2-314; (4) Unjust Enrichment.
• Texas: (1) Texas Deceptive Trade Prae-tices-Consumer Protection Act, Tex. Bus. & Com.Code §§ 17.41, et seq.; (2) Unjust Enrichment.16
II. DISCUSSION
A. Evidentiary Objections to the Testimony of the Parties’ Respective Experts
Before addressing the merits of the certification motion, the court must consider the parties’ challenges to their opponent’s experts. While courts in this circuit had previously concluded that expert testimony was admissible in evaluating class certification motions without conducting a rigorous analysis under Daubert v. Merrill Dow Pharmaceuticals, Inc.,
“[i]f scientific, technical, or other specialized knowledge will assist the trier of fact to understand the evidence or to determine a fact in issue, a witness qualified as an expert by knowledge, skill, experience, training, or education, may testify thereto in the form of an opinion or otherwise, if (1) the testimony is based upon sufficient facts or data, (2) the testimony is the product of reliable principles and methods, and (3) the witness has applied the principles and methods reliably to the facts of the case.” Fed. R.Evid. 702.
See also United States v. Finley,
Before admitting expert testimony, the trial court must make “a preliminary assessment of whether the reasoning or methodology underlying the testimony is scientifically valid and of whether that reasoning or methodology properly can be applied to the facts in issue.” Daubert,
“The party offering the expert bears the burden of establishing that Rule 702 is satisfied.” Sundance Image Tech., Inc. v. Cone Editions Press, Ltd., No. CV 02-2258 JM (AJB),
“In determining whether expert testimony is admissible under Rule 702, the district court must keep in mind [the rule’s] broad parameters of reliability, relevancy, and assistance to the trier of fact.” Sementilli v. Trinidad Corp.,
1. Plaintiffs’ Expert: Colin B. Weir
Colin Weir is plaintiffs’ economic expert. Weir is Vice President of Economics and Technology, Inc. (ETI), a research and consulting firm specializing in economics, statistics, regulation, and public policy, where he has worked for eleven years.
Weir opines that it is possible to determine damages attributable to plaintiffs’ claims on a classwide basis by determining whether class members paid a “price premium” — i.e., an additional amount paid for Wesson Oils as a result of the 100% Natural Claim — using ConAgra’s available business records, market research data concerning retail prices for the products at issue and a series of benchmark products, and consumer survey data.
ConAgra first moves to exclude Weir’s testimony on the basis that he lacks relevant training and experience, and is therefore not qualified to opine on methodologies of conducting a damages analysis.
In the Ninth Circuit, an expert may be qualified to offer a particular opinion either as a result of practical training or academic experience. Thomas v. Newton Int’l Enterprises,
“The threshold for qualification is low for purposes of admissibility; minimal foundation of knowledge, skill, and experience suffices.” PixArt Imaging, Inc. v. Avago Tech. Gen. IP (Singapore) Pte. Ltd., No.
The court concludes that Weir’s academic training and practical experience qualify him to testify to the calculation of damages using hedonic regression and conjoint analysis. First, Weir’s academic training is directly relevant to his testimony. He holds an MBA; his undergraduate course work specifically included hedonic regression and conjoint analysis, the two models he wishes to utilize here. Weir also has many years of practical experience with economic modeling and regression analysis. In addition, he has served as an expert witness in numerous cases, including Ebin v. Kangadis Food, Inc.,
ConAgra next argues that Weir’s testimony lacks a reliable factual foundation because he provides an incomplete description of hedonic regression.
ConAgra contends that Weir’s alternate model of calculating damages, conjoint analysis, is likewise unreliable because Weir has not determined the characteristics of the survey sample he would use in the analysis, the list of relevant product attributes, the sample size of the survey, or whether he would conduct separate surveys in each proposed class state or one large multi-state survey.
The court finds plaintiffs’ argument unavailing, and the authorities they cite distinguishable. In Ralston v. Mortg. Investors Grp., Inc., No. 08-536-JF (PSG),
In Hemmings v. Tidyman’s Inc.,
Here, unlike the experts in Ralston or Hemmings, Weir does not provide a damages model that lacks certain variables or functionality. Rather, he provides no damages model at all. Although the methodologies he describes may very well be capable of calculating damages in this action, Weir has made no showing that this is the case. He does not identify any variables he intends to build into the models, nor does he identify any data presently in his possession to which the models can be applied. The court is thus left with only Weir’s assurance that he can build a model to calculate damages. Stated differently, his declaration is “ ‘so incomplete as to be inadmissible as irrelevant.’ ” Hem-mings,
2. Plaintiff’s Expert: Charles M. Benbrook, Ph.D
ConAgra next moves to strike the declaration of Dr. Charles M. Benbrook.
Dr. Benbrook opines that GMOs and the food manufactured from them, such as Wesson Oil products, cannot be considered and represented as “natural,” based on the definitions, usage, and meaning ascribed to “natural” in various food- and agriculture-related contexts, including consumer surveys.
ConAgra argues that Dr. Benbrook’s testimony is unreliable because it is not based on scientific methods or data, but is merely rhetorical, and therefore incapable of being tested.
The mere fact that Dr. Benbrook does not rely on a testable methodology does not render his testimony inadmissible under Daubert, The Supreme Court has repeatedly clarified that the “factors identified in Daubert may or may not be pertinent in assessing reliability, depending on the nature of the issue____” Kumho Tire,
Given the wide variety of expert testimony that is offered in cases pending in federal court, a district court has broad discretion in determining the relevant factors to employ in assessing the reliability of expert testimony. United States v. Hankey,
The court also concludes that Dr. Benbrook’s testimony regarding the processes used to create GE foods, and whether the crops created through genetic engineering could develop in nature and absent genetic engineering, will assist the trier of fact. “Encompassed in the determination of whether expert testimony is relevant is whether it is helpful to the jury, which is the ‘central concern’ of Rule 702.” Mukhtar v. California State Univ.,
ConAgra moves specifically to strike Dr. Benbrook’s opinions concerning consumers understanding of “natural” based on consumer surveys he has read.
So long as the surveys are relevant and reliable, Dr. Benbrook need not be an expert in survey methodology to incorporate the results of surveys into his work. See Cook v. Rockwell Intern. Corp.,
ConAgra asserts that Dr. Ben-brook’s testimony regarding survey data consists merely of repeating figures generated by studies conducted by other experts. An expert’s sole or primary reliance on the opinions of other experts raises serious reliability questions. See Fosmire v. Progressive Max Ins. Co.,
By contrast, an expert can appropriately rely on the opinions of others if other evidence supports his opinion and the record demonstrates that the expert conducted an independent evaluation of that evidence. See Jerpe v. Aerospatiale, No. CIV. S-03-555 LKK/DAD,
As proof that Dr. Benbrook is merely “parroting” the opinions of other experts and presenting them as his own, ConAgra cites a sentence Benbrook copied verbatim from the Leatherhead article, Do “natural” claims cut the mustard? It states that “Leatherhead Food Research delivers integrated scientific expertise, international regulatory advice and independent market insights to the global food, drink and related industries.”
ConAgra argues finally that Dr. Ben-brook’s declaration includes opinions on the ultimate issue in this case: whether the “100% Natural” label on Wesson Oil products is fraudulent and misleads consumers. It asserts that as a result, his opinion constitutes an improper legal conclusion.
1. “It is my opinion, based on my preliminary examination of the facts in this case, that, since 1997, an increasing share of Wesson Oils were extracted from GE corn, soybeans, or canola, thus rendering it impossible for ConAgra to honestly represent that the Wesson Oil products at issue in this litigation are ‘natural[.]’ ”
2. “[F]ood ingredients and products derived from such GE crops are not natural[.]”;
3. “[T]he attributes in a food product that consumers seek when they choose a product, like Wesson Oil, that is labeled ‘100% Natural’ are inherently inconsistent with that product’s derivation from GE crops.”
4. “Regardless of the specific methods used to create a given GE event within an existing, commercial corn, soybean, or canola variety, the process relied upon is inherently artificial and unnatural.”
5. “Biotechnology industry leaders have issued formal statements and definitions discussing the nature of food produced from GE crops that confirm the unnatural nature thereof.”
6. “Accordingly, based on my expert understanding of the genetic engineering process and my experience in this field, it is my opinion that the evidence summarized above demonstrates that the Wesson Oils that ConAgra, during the Class Period, represented and sold as being ‘100% Natural’ were falsely and deceptively labeled, in that they unquestionably contained oils derived from unnatural GE corn, soybeans, and canola.”
While an expert witness may not testify to a legal conclusion, he may testify to an ultimate issue of fact. Mukhtar,
“Courts have held that expert witnesses’ use of ‘judicially defined terms,’ ‘terms that derived their definitions from judicial interpretations,’ and ‘legally specialized terms’ ... constitute^] [an] expression of opinion as to the ultimate legal conclusion.” Wiles,
For all of these reasons, the court grants ConAgra’s motion to strike Dr. Benbrook’s testimony regarding definitions of the word “natural” on the grounds that it will not assist the trier of fact. The court also strikes Dr. Benbrook’s testimony concerning consumer surveys regarding the meaning on the word “natural” and whether it encompasses genetically modified organisms or GMO ingredients. Finally, the court strikes Dr. Benbrook’s opinion that ConAgra “falsely and deceptively labeled” its products. The court declines to strike Dr. Benbrook’s testimony regarding GE processes, their impact on crops and food products, and whether those impacts occur in nature without the application of GE techniques. It also declines to strike his opinion, based on his understanding of the process used to make genetically engineered foods, that foods that contain genetically engineered ingredients are not natural.
3. ConAgra’s Expert Dominique M. Hanssens, Ph.D
Dr. Dominique M. Hanssens is a professor of marketing at the UCLA Anderson School of Management, where he has served on the
Dr. Hanssens opines that there is a high degree of heterogeneity in the consumer purchase process, and that consumer purchase decisions are influenced by a variety of factors upon which consumers place different weights.
Plaintiffs argue that Dr. Hans-sens failed to use an acceptable survey design, and that his findings are rebutted by surveys conducted by other organizations as well as by ConAgra’s own market research.
While plaintiffs are correct that Daubert governs the admissibility of survey data, the Ninth Circuit has held that “[e]hallenges to survey methodology go to the weight given the survey, not its admissibility.” Wendt v. Host Int’l, Inc.,
Plaintiffs do not challenge Dr. Hans-sens’ expertise, nor does it appear they could, given his extensive experience. As for the relevance of the survey results, Dr. Hanssens’ findings regarding the impact the “100% Natural” label has on consumer purchasing decisions, and whether consumers associate “100% Natural” with products free of GMO ingredients, are probative as to whether the label misleads consumers and causes them to believe Wesson Oil products do not contain GMO ingredients. The court has some concerns regarding the survey design, particularly Dr. Hanssens’ decision to utilize a sample consisting of unequal proportions of females in the Test Group and Control Group — 62.9% and 52.9% respectively. Both of these percentages fall below the 80% ConAgra requires in the marketing studies it commissions, suggesting that it believes women make up approximately 80% of its consumers.
Plaintiffs also urge the court to exclude the survey as unduly prejudicial under Rule 403 of the Federal Rules of Evidence. Rule 403 requires the court to exclude relevant evidence “if its probative value is substantially outweighed by a danger of one or more of the following: unfair prejudice, confusing the issues, misleading the jury, undue delay, wasting time, or needlessly presenting cumulative evidence.” Fed.R.Evid. 403. Although the survey is prejudicial to plaintiffs’ position, the prejudice is not “unfair.” See Hankey,
B. Legal Standard Governing Class Certification
A district court may certify a class only if: “(1) the class is so numerous that joinder of all members is impracticable; (2) there are questions of law or fact common to the class; (3) the claims or defenses of the representative parties are typical of the claims or defenses of the class; and (4) the representative parties will fairly and adequately protect the interests of the class.”*562 Fed.R. Civ.Proc. 23(a).
In addition, a district court must also find either that at least one of the several conditions set forth in Rule 23(b) is met. “Rule 23(b)(1) allows a class to be maintained where ‘prosecuting separate actions by or against individual class members would create a risk of either ‘(A) inconsistent or varying adjudications,’ or ‘(B) adjudications ... that, as a practical matter, would be disposi-tive of the interests of the other members not parties to the individual adjudications or would substantially impair or impede[ ] their ability to protect their interests.’ ” Wal-Mart Stores, Inc. v. Dukes, — U.S. -,
Rule 23(b)(2) allows class treatment when “the party opposing the class has acted or refused to act on grounds that apply generally to the class, so that final injunctive relief or corresponding declaratory relief is appropriate respecting the class as a whole.” Fed. R.Civ.Proc. 23(b)(2). The Supreme Court has not yet decided whether this rule “applies only to requests for such injunctive or declaratory relief and does not authorize the class certification of monetary claims at all.” Dukes,
“Rule 23(b)(3) states that a class may be maintained where ‘questions of law or fact common to class members predominate over any questions affecting only individual members,’ and a class action would be ‘superior to other available methods for fairly and efficiently adjudicating the controversy.’” Id. at 2549 n. 2.
“Rule 23 does not set forth a mere pleading standard. A party seeking class certification must affirmatively demonstrate his compliance with the Rule — that is, he must be prepared to prove that there are in fact sufficiently numerous parties, common questions of law or fact, etc.” Id. at 2551. Thus, “[t]he party seeking certification bears the burden of showing that each of the four requirements of Rule 23(a) and at least one requirement of Rule 23(b) have been met.” Zinser v. Accufix Research Institute, Inc.,
'Plaintiffs seeks to certify the following twelve separate statewide classes:
All persons who reside in the States of California, Colorado, Florida, Illinois, Indiana, Nebraska, New Jersey, New York, Ohio, Oregon, South Dakota, or Texas who have purchased Wesson Oils within the applicable statute of limitations periods established by the laws of their state of residence (the “Class Period”) through the final disposition of this and any and all related actions.91
C. Whether the Proposed Class Should Be Certified
1. Standing
As a threshold matter, ConAgra contends that the named plaintiffs lack standing because they have suffered no injury.
2. Rule 23(a) Requirements
a. Whether Plaintiffs Have Identified an Ascertainable Class
Although not specifically mentioned in Rule 23, plaintiffs must, in addition to showing numerosity, commonality, typicality and adequacy, demonstrate that the members of the class are ascertainable. See, e.g., Lukovsky v. San Francisco, No. C 05-00389 WHA,
A class is sufficiently defined and ascertainable if it is “administratively feasible for the court to determine whether a particular individual is a member.” O’Con-nor,
Plaintiffs argue that the classes they propose are ascertainable because membership in each is governed by a single objective criterion — whether the individual purchased Wesson Oils during the class period.
District courts in this circuit are split as to whether the inability to identify the specific members of a putative class of consumers of low priced products makes the class unascer-tainable. Some courts have concluded that it does. See Sethavanish v. ZonePerfect Nutrition Co., No. 12-2907-SC,
Other courts have rejected the reasoning underlying such decisions as effectively foreclosing class actions involving low priced consumer goods. See Forcellati v. Hyland’s, Inc., No. CV 12-1983-GHK (MRWx),
The court agrees with those courts that have found such classes ascertainable and follows their reasoning. ConAgra’s argument would effectively prohibit class actions involving low priced consumer goods — the very type of claims that would not be filed individually — thereby upending “[t]he policy at the very core of the class action mechanism.” Amchem Prods.,
Here, the class definition identifies putative class members by objective characteristics; this is the mark of an ascertainable class. See Forcellati,
ConAgra next argues that the classes are not ascertainable for the additional reason that they include individuals who were not injured, i.e., consumers who did not read or notice the “100% Natural” claim and thus could not have been deceived by it.
Plaintiffs counter that the inclusion of uninjured class members does not necessarily render a class unaseertainable, citing Rodman v. Safeway, Inc., No. 11-cv-03003-JST,
Other courts in this circuit have reached similar conclusions, see Rodman,
Moreover, “[e]onsumer action classes that have been found to be overbroad generally include members who were never exposed to the alleged misrepresentations at all.” Alga-rin v. Maybelline LLC,
Here, every putative class member has been exposed to the alleged misrepresentation, because every bottle of Wesson Oil sold during the class period was labeled “100% Natural.” The court therefore finds the class ascertainable, and agrees with the Steams and Rodman courts that the inclusion of uninjured class members is more properly analyzed under Rule 23(a)(2) or 23(b)(3).
b. Numerosity
Before a class can be certified under the Federal Rules of Civil Procedure, the court must determine that it is “so numerous that joinder of all members is impracticable.” See FED.R.CIV.PROC. 23(a)(1). “Impracticability does not mean impossibility, [however,] ... only ... difficulty or inconvenience in joining all members of the class.” Harris v. Palm Springs Alpine Estates, Inc.,
c. Commonality
Commonality requires “questions of law or fact common to the class.” See Fed.R.Civ.Proc. 23(a)(2). The commonality requirement is construed liberally, and the existence of some common legal and factual issues is sufficient. Jordan v. County of Los Angeles,
That said, the putative class’s “claims must depend upon a common contention — for example, the assertion of discriminatory bias on the part of the same supervisor. That common contention, moreover, must be of such a nature that it is capable of elasswide resolution — which means that determination of its truth or falsity will resolve an issue that is central to the validity of each one of the claims in one stroke.” Dukes,
Plaintiffs argue the commonality element is satisfied for all classes because their claims pose a common question — whether ConAgra’s “100% Natural” marketing and labeling of Wesson Oil products was false, unfair, deceptive, and/or misleading.
d. Typicality
Typicality requires a determination as to whether the named plaintiffs claims are typical of those of the class members she seeks to represent. See Fed.R.Civ. Proc. 23(a)(3). “[Representative claims are ‘typical’ if they are reasonably eo-extensive with those of absent class members; they need not be substantially identical.” Hanlon,
“The test of typicality is whether other members have the same or similar injury, whether the action is based on conduct which is not unique to the named plaintiffs, and whether other class members have been injured by the same course of conduct.” Hanon,
Typicality may be lacking “if ‘there is a danger that absent class members will suffer if their representative is preoccupied with defenses unique to it.’” Hanon,
The named plaintiffs argue that the typicality requirement is satisfied because they allege a common pattern of wrongdoing — i.e., ConAgra’s labeling of all Wesson Oils as “100% Natural.” As a consequence, they contend, each class member was exposed to the same allegedly false advertising on the Wesson Oils labels. Plaintiffs also assert that they have alleged the “100% Natural” label was a factor in their decision to purchase the products, and that the same evidence supports their claims as supports other class members’ claims.
Plaintiffs assert that Dr. Hanssens’ findings are contradicted by ConAgra’s own documents, which show the materiality of the “100% Natural” claim.
While the evidence concerning the materiality of the “100% Natural” label is in dispute, the question is whether under the applicable law, the fact that the “100% Natural” label may not have been a significant factor in the purchasing decision of all class members makes plaintiffs’ claims atypical. Plaintiffs argue that the court need not address materiality in determining whether to certify the proposed classes, because materiality is determined according to a “reasonable consumer” standard and should be resolved at the merits stage. It is true that for claims brought under California’s CLRA and UCL, causation can be proved on a classwide basis by showing that the manufacturer’s representation was material. This is true because the CLRA employs a “reasonable consumer” standard to determine materiality. See, e.g., Folk v. Gen. Motors Corp.,
Plaintiffs, however, fail to address whether individualized reliance and an individualized showing of causation are elements of the balance of their claims. They do not demonstrate, for example, that the reasonable consumer standard applies to their California express warranty claim.
Because the typicality requirement focuses on whether the named plaintiffs’ claims arise from the same course of conduct as the class members’ claims, and whether the named plaintiffs are subject to unique defenses, however, and because it is not an onerous requirement, the court concludes that the fact that some class members may not have relied on the “100% Natural” label in purchasing Wesson Oils does not render the named plaintiffs’ claims atypical. Stated differently, if the named plaintiffs’ claims were subject to the unique defense that they did not rely on the “100% Natural” label in purchasing Wesson Oils, then as to any claims that require proof of individualized reliance, there might be a concern about typicality. The situation posited by ConAgra is the converse of that, however. The concerns it raises concerning the need for individualized proof of reliance or causation, moreover, are better addressed in assessing whether Rule 23(b)(3)’s predominance requirement is met. Consequently, the court finds the typicality requirement satisfied.
e. Adequacy
The adequacy of repi’esentation requirement set forth in Rule 23(a)(4) involves a two-part inquiry: “(1) do the named plaintiff[] and [her] counsel have any conflicts of interest with other class members and (2) will the named plaintiffl] and [her] counsel prosecute the action vigorously on behalf of the class?” Hanlon,
ConAgra also asserts that class counsel cannot adequately represent the interests of the class. The adequacy of representation turns on the competence of class counsel and the absence of conflicts of interest. Falcon,
3. Rule 23(b) Requirements
Having concluded that the Rule 23(a) requirements are met, the court turns to Rule 23(b). Plaintiffs seek to certify the proposed classes separately for purposes of injunctive relief and damages under Rule 23(b)(2) and 23(b)(3). In its decision in Dukes v. Wal-Mart Stores, Inc.,
a. Rule 23(b)(2)
An injunctive relief class can be certified under Rule 23(b)(2) when “the party opposing the class has acted or refused to act on grounds that apply generally to the class, so that final injunctive relief or corresponding declaratory relief is appropriate respecting the class as a whole.” Fed.R.Civ.Proc. 23(b)(2). As a threshold matter, the court must determine whether the named plaintiffs have standing to seek an injunction requiring ConAgra to cease marketing Wesson Oils as “100% Natural.” ConAgra asserts there is no evidence that any named plaintiff would purchase Wesson Oils in the future, and that this is fatal to their ability to secure injunc-tive relief. Several courts have reached this conclusion. See, e.g., Werdebaugh, 2014 WL
There are a number of cases that reach the opposite result, however. See, e.g., Rasmussen v. Apple Inc.,
The court agrees with Judge Moskowitz that Article Ill’s standing requirements take precedence over enforcement of state consumer protection laws. See Mason,
Applying Article Ill’s requirements, the court agrees with Judge Breyer that a plaintiff does not lack standing simply because “he has learned that a label is misleading and therefore will not be fooled by it again.” Rather, a plaintiff lacks standing if he has not “expressed] an intent to purchase the products in the future.” Jones v. ConAgra Foods, Inc., No. C 12-01633 CRB,
With respect to plaintiff Maureen Towey, plaintiffs cite page 132 of her deposition. That page, however, does not contain a statement by Towey that she wishes to purchase Wesson Oils in the future.
b. Rule 23(b)(3)
i. Whether Common Issues Predominate
(a) Reliance and Causation
Certifying a class under Rule 23(b)(3) requires “that the questions of law or fact common to the members of the class predominate over any questions affecting only individual members, and that a class action is superior to other available methods for the fair and efficient adjudication of the controversy.” Fed.R.Civ.Proc. 23(b)(3); see Poulos v. Caesars World, Inc.,
Plaintiffs’ motion asserts that predominance is easily satisfied because there is a single common question that will have a single answer — whether labeling Wesson Oils— which are made from or contain genetically modified organisms — is false, unfair, deceptive and/or misleading.
Although plaintiff submitted a document they denominate Appendix 1, which purports to address the laws of the various states for which they seek to certify classes,
Even had plaintiffs adequately shown that a classwide inference of reliance and causation is available for all claims and all classes, the court would not be able to find on the present record that they had demonstrated an entitlement to such an inference. Citing California law, the Ninth Circuit has held that if a misrepresentation is not material as to all class members, the issue of reliance “var[ies] from consumer to consumer,” and no classwide inference arises. Stearns v.
(b) Damages
Putting aside issues of reliance and causation, Rule 23(b)(3) is satisfied only if plaintiffs establish that “damages are capable of measurement on a classwide basis.” Comcast Corp. v. Behrend, — U.S. -,
More fundamentally, Comcast stands for the proposition that plaintiffs’ method of proving damages must be tied to their theory of liability. Comcast,
(c) Conclusion Regarding Predominance
For all of the reasons stated, the court concludes that plaintiffs have not shown that common questions predominate over individualized questions.
ii. Superiority
The second requirement imposed by Rule 23(b)(3) is that a class action be superi- or to other methods of resolving class members’ claims. “Under Rule 23(b)(3), the court must evaluate whether a class action is superior by examining four factors: (1) the interest of each class member in individually controlling the prosecution or defense of separate actions; (2) the extent and nature of any litigation concerning the controversy already commenced by or against the class; (3) the desirability of concentrating the litigation of the claims in a particular forum; and (4) the difficulties likely to be encountered in the management of a class action.” Edwards v. City of Long Beach,
“Where damages suffered by each putative class member are not large, th[e first] factor weighs in favor of certifying a class action.” Zinsef,
The second factor likewise favors a finding that a class action is a superior means of litigating these claims. The only litigation of which the court is aware raising the claims asserted here are the eases that are presently pending before the court. These cases were either voluntarily transferred to this jurisdiction by the parties or transferred here by the Panel on Multidistrict Litigation. Given the small recovery that any individual
ConAgra does not address the first three factors. Rather, it focuses on the fourth — the difficulties likely to be encountered in the management of a class action. ConAgra asserts that the case will be unmanageable if the court certifies twelve different state classes, each of which alleges multiple claims.
iii. Conclusion Regarding Rule 23(b)(3)
Because plaintiffs have not demonstrated that common questions predominate over individual issues, and because they have proffered insufficient information concerning variations in the law of the twelve states in which they seek to certify classes to permit the court to determine finally whether a class action is superior, they have not satisfied Rule 23(b)(3).
4. Rule 23(c)(4)
Plaintiffs argue alternatively that if the court determines that classes cannot be certified under Rule 23(b), it should certify relevant issue classes under Rule 23(c)(4). This rule provides: “When appropriate, an action may be brought or maintained as a class action with respect to particular issues.” Fed.R.Civ.Proc. 23(c)(4). The Ninth Circuit has endorsed the use of issue classes where individualized questions predominate and make certification under Rule 23(b)(3) inappropriate. See Valentino v. Carter-Wallace, Inc.,
Plaintiffs propose that the court certify an issue class to litigate “whether ConAgra has misled consumers by labeling Wesson Oils as being ‘100% Natural’ when, in fact, they are made from GMOs.”
III. CONCLUSION
For the reasons stated, the court denies plaintiffs’ motion for class certification without prejudice. If plaintiffs can address the deficiencies noted in this order, they can file an amended motion for class certification within thirty (30) days of the date of this order.
Notes
. Complaint, Docket No. 1 (June 28, 2011).
. Minutes (In Chambers): Order Taking Off Calendar and Denying as Moot Motion of Plaintiffs Briseno and Toomer to Consolidate Related Actions and Designate Interim Class Counsel, Docket No. 33 (Oct. 6, 2011); Order Consolidating Cases, Docket No. 56 (Nov. 28, 2011); Order Re Stipulation to Consolidate Related Actions, Docket No. 59 (Dec. 9, 2011); Amended Order Granting Stipulation Re Amended Consolidated Complaint, Response to Amended Consolidated Complaint, and Consolidation of Additional Action, Docket No. 61 (Dec. 9, 2011). The consolidated cases are Robert Briseno v. Conagra Foods, Inc., CV 11-05379 MMM(AGRx); Christi Toomer v. Conagra Foods, Inc., CV 11-06127 MMM(AGRx); Kelly McFadden v. Conagra Foods, Inc., CV 11-06402 MMM(AGRx); Janeth Ruiz v. Conagra Foods, Inc., CV 11-06480 MMM(AGRx); Brenda Krein v. Conagra Foods, Inc., CV 11-07097 MMM(AGRx); Phyllis Scarpelli, et al. v. Conagra Foods, Inc., Case No. CV 11-05813 MMM (AGRx); Michele Andrade v. ConAgra Foods Inc., CV 11-09208 MMM (AGRx); and Lil Marie Virr v. Conagra Foods, Inc., CV 11-08421 MMM (AGRx).
. Consolidated Amended Class Action Complaint, Docket No. 80 (Jan. 12, 2012).
. Motion to Dismiss, Docket No. 84 (Feb. 24, 2012).
. Order Granting in Part and Denying in Part Defendant’s Motion to Dismiss, Docket No. 138 (Nov. 15, 2012).
. Second Amended Class Action Complaint ("SAC”), Docket No. 143 (Dec. 19, 2012).
. Motion for Order for Allowing Withdrawal and Voluntary Dismissal, Docket No. 190 (Feb. 20, 2014). See also Corrected Memorandum of Points and Authorities in Support of Plaintiffs’ Motion for Order Allowing Withdrawal and Voluntary Dismissal ("Motion”), Docket No. 191 (Feb. 20, 2014) at 4, 5, 6.
. Order Granting Plaintiffs' Motion for Withdrawal and Voluntary Dismissal of Individual Claims, Docket No. 238 (May 2, 2014). Following the court’s order, no named plaintiffs remain who reside in Washington or Wyoming; this
. Motion to Certify Class, Docket No. 241 (May 5, 2014). See also Memorandum of Points and Authorities in Support (“Cert. Motion”), Docket No. 241-1 (May 5, 2014).
. Opposition to Plaintiffs’ Motion for Class Certification ("Opp. Cert.”), Docket No. 265 (June 2, 2014).
. Motion to Strike, Docket No. 262 (June 2, 2014).
. Opposition to Motion to Strike ("Opp. Motion to Strike”), Docket No. 280 (June 26, 2014).
. Although Bonnie McDonald of Massachusetts is presently a named plaintiff, plaintiffs do not ask that the court appoint her as a class representative, and they have filed a motion to permit her to withdraw as a plaintiff. Plaintiffs also seek an order permitting Phyllis Scarpelli of New Jersey to withdraw as a plaintiff. Her withdrawal will not affect the putative New Jersey class, however, because another plaintiff from New Jersey, Brenda Krein, remains a named plaintiff. (Cert. Motion at 11 n. 35; Motion to Withdraw Individual Claims of Plaintiffs McDonald and Scarpelli, Docket No. 273 (June 3, 2014).)
. Answer to Amended Complaint, Docket No. 145 (Jan. 16, 2013), ¶¶2, 11-31.
. Cert. Motion at 11-12.
. SAC, ¶¶ 64-103.
. Citing Tait v. BSH Home Appliances Corp.,
. This showing must be by a preponderance of the evidence. See Daubert,
. Expert Declaration of Colin B. Weir ("Weir Decl.”), Docket No. 243 (July 14, 2014) at 3; Opp. Motion to Strike, Exh. C ("Weir Depo.”) at 47:8-12.
. Id.
. Id. at 9:20-10:21; 13:13-14:7.
. Id., Exh. 1 at 1.
. Weir Decl. at 3.
. Id.
. Id., ¶ 9 & nn. 5-6.
. Id., ¶11.
. Id., ¶ i2.
. Id., ¶ 33.
. Id., ¶ 13.
. Id., ¶ 46.
. Id.
. Motion to Strike at 3.
. Id.
. Id. at 4 n. 1.
. Reply to Motion to Strike, Docket No. 296 (July 3, 2014) at 6.
. Motion at Strike at 5.
. Id. at 5, 7-8.
. Id. at 5-6.
. Id. at 8.
. Id.
. Opp. Motion to Strike at 12.
. Id. at 13.
. Id. at 15.
. Motion to Strike at 8.
. Declaration of Charles M. Benbrook, Ph.D. ("Benbrook Deck”), Docket No. 242 (May 5, 2014), ¶ 14.
. Benbrook Deck, ¶ 15.
. Id., ¶ 17.
. Id., ¶ 19.
. Id., ¶ 20.
. Id., ¶ 27.
. Id., ¶23.
. Id., ¶¶ 1-2, 4.
. Id., ¶ 5.
. Motion to Strike at 9.
. Id. at 10.
. Id. at 11.
. Id. at 14. See Benbrook Deck, ¶¶ 35-45.
. Motion to Strike at 14; Benbrook Decl., ¶ 36.
. Motion to Strike at 14.
. Id.; Benbrook Deck, ¶ 36.
. Motion to Strike at 15.
. Id.
. Id. at 16.
. Benbrook Deck, ¶ 36.
. Compare Benbrook Deck, ¶ 39, with Declaration of Henry J. Kelston ("Kelston Deck”), Docket No. 244 (May 5, 2014), Exh. 23 at 3.
. ConAgra also contends that Dr. Benbrook did not review full versions of the studies he cites. Plaintiffs acknowledge that Dr. Benbrook did not have access to the full 2010 Hartman report, Beyond Natural and Organic, at the time he prepared his declaration, but state that he has access to it now, has reviewed it, and is prepared to testify regarding its contents. Plaintiffs proffer no declaration by Dr. Benbrook to this effect, however. Thus, this statement is merely attorney argument, and is not evidence the court can consider in determining the reliability of Dr. Benbrook’s testimony. Plaintiffs further state, however, that the data set forth in paragraphs 43 and 44 of Dr. Benbrook’s declaration, which discusses the Hartman Report, are extracted from another study referenced in Appendix D, Consumer confusion about the difference: “Natural" and "Organic” product claims, a White Paper by the Canada Organic Trade Organization. Even had Dr. Benbrook reviewed full copies of both surveys, the court would exclude his opinion concerning consumer interpretation of the term "natural” for the reasons stated in text.
Because the court reaches this conclusion, it need not consider ConAgra’s argument that other surveys contradict the findings of the Leather-head and Hartman surveys.
. Motion to Strike at 12.
. Benbrook Deck, ¶ 7.
. Id., ¶ 8(c).
. Id., ¶ 8(e).
. Id., ¶ 141.
. Id., ¶ 196.
. Id., ¶320.
. ConAgra also argues more broadly that because plaintiffs argued in their opposition to its motion to dismiss that no expert testimony would be necessary to determine whether the "100% Natural” claim is misleading, they are now judicially estopped from offering expert testimony on the subject. "Judicial estoppel is an equitable doctrine that precludes a party from gaining an advantage by asserting one position, and then later seeking an advantage by taking a clearly inconsistent position.” Hamilton v. State Farm Fire & Cos. Co.,
In determining whether to find that a party is judicially estopped, courts consider (1) whether the party’s later position is "clearly inconsistent” with its earlier position; (2) whether the party succeeded in persuading the court to accept the earlier position, such that judicial acceptance of a later inconsistent position would create "the perception that either the first or second [time the] court was misled"; and (3) whether the party seeking to assert an inconsistent position would derive an unfair advantage or impose an unfair detriment on the opposing party if not estopped. Id. at 782-83 (citing New Hampshire v. Maine,
In opposing ConAgra’s motion to dismiss, plaintiffs argued that the action should not be stayed or dismissed under the "primary jurisdiction” doctrine because FDA agency expertise was not required to determine whether the "100% Natural” claim is misleading. Here, plaintiffs proffer Dr. Benbrook’s testimony under Rule 702, which requires only that expert testimony "assist the trier of fact to understand the evidence or to determine a fact in issue.” Fed. R.Evid. 702. The two positions are not "clearly inconsistent”; rather, they are compatible. Accordingly, the court concludes that judicial estop-pel does not apply to bar Dr. Benbrook’s testimony.
. Hanssens Deck, ¶ 1.
. Id., ¶1.
. Id., ¶ 2.
. Id., ¶ 3.
. Id., ¶ 4.
. Id., ¶ 12.
. /d„ ¶¶ 15-16.
. /it, ¶ 42.
. Id.,n 51-52.
. Id., ¶ 58.
. /it, ¶¶ 13-14.
. Objections to Declaration of Dominique M. Hanssens (“Obj. to Hanssens Deck”), Docket No. 282 (June 30, 2014) at 2.
. Declaration of Dr. Elizabeth Howlett ("How-lett Deck”), Docket No. 288 (June 30, 2014), ¶ 17. Dr. Howlett also opines on the level of importance consumers attach to "natural” claims on food products in general and to the "100% Natural” label on Wesson Oils in particular. She also discusses a survey conducted for plaintiffs by Dr. John C. Kozup that was designed to measure consumer perceptions as to whether a “100% Natural” claim is consistent with the use of GMO ingredients. (Id., ¶ 1; Declaration of Adam J. Levitt ("Levitt Deck”), Docket No. 287 (June 30, 2014), Exh. J (Kozup Survey).) ConAgra objects that Dr. Howlett’s declaration is untimely and that the court should not consider evidence offered for the first time in reply. (Reply to Motion to Strike at 13-14.) In general, a court will not consider evidence submitted for the first time in reply without giving the opposing party an opportunity to respond. Provenz v. Miller,
On July 11, 2014 — -the Friday before the Monday hearing on plaintiffs’ motion — plaintiffs filed a response to ConAgra’s evidentiary objections to Howlett's declaration and the Kozup survey, as well as to a rebuttal declaration filed by Weir (see infra n. 133). (Plaintiffs’ Response to Defendant ConAgra Foods, Inc.’s Evidentiary Objections to New Evidence Submitted for the First Time on Reply in Support of Plaintiffs’ Motion for Class Certification (“Reply Evidence Response”), Docket No. 299 (July 11, 2014).) Plaintiffs argued that Kozup’s survey was rebuttal evidence because it was proffered in response to Hanssens’ survey. (Id. at 10.) For the reasons already stated, the court does not agree with this characterization of plaintiffs’ evidence. Citing Smith v. Microsoft Corp., No. ll-CV-1958 JLS (BGS),
. Howlett Deck, ¶¶ 48-63.
. Hanssens Decl., Exh. 5.1 at 107; Howlett Decl. at 15; Levitt Decl., Exh. F at 3706.
. Dr. Howlett's other criticisms likewise go to the weight of the survey data, but do not render it inadmissible. He asserts, for example, that the survey fails to ensure respondents actually viewed the "100% Natural” label, because the survey did not obtain data concerning the length of time respondents viewed the label, did not ask whether the label said "100% Natural,” and did not include attention checks to ensure respondents were paying attention. She also states that the survey failed to consider respondents' prior knowledge and beliefs. While these purported deficiencies may affect the weight to be given to the survey’s conclusions about consumer attitudes toward the "100% Natural” label, they are proper subjects for cross-examination, not a basis for excluding Dr. Hanssens’ testimony regarding the survey. See Wendt,
. Motion at 11-12.
. Opp. Cert. at 15.
. Id.
. Id.
. ConAgra argues that plaintiff Pauline Michael testified she did not purchase Wesson Oil products during the three-year limitations period for consumer protection claims in Illinois, 815 ILCS § 505/1 et seq., and that she accordingly lacks standing to represent an Illinois class on this claim. ("Q. Have you bought any Wesson Oil since June 27, 2007? A. No, I don’t believe so.” (Declaration of Robert B. Hawk ("Hawk Deck”), Docket No. 269 (June 2, 2014), Exh. D at 80:1-4.)) With their reply, plaintiffs submitted Michael’s declaration, in which she states that she incorrectly recalled the date of her last purchase of Wesson Oil during her deposition, and that she in fact has in fact purchased the product since June 27, 2007. (Reply Declaration of Plaintiff Pauline Michael ("Michael Deck”), Docket No. 286 (June 30, 2014), ¶¶ 6-8.) Although submitted in reply, this evidence responds directly to the deposition testimony Con-Agra adduced in support of its opposition. Accordingly, Michael’s reply declaration is not “new” and the court will not decline to consider it on this basis. Ordinarily, however, when a declaration directly contradicts prior deposition testimony, the deposition testimony controls and the declaration must be disregarded. Kennedy v. Allied Mut. Ins. Co.,
. Reply in Support of Motion to Certify Class ("Reply”), Docket No. 284 (June 30, 2014) at 12-13.
. The court is cognizant that due to market factors, prices for the same product may vary widely. See, e.g., Werdebaugh v. Blue Diamond Growers, Case No.: 12-CV-2724-LHK,
. Cert. Motion at 19.
. Opp. Cert. at 12.
. Id. at 12-13.
. Opp. Cert. at 13-14.
. "Fail-safe classes are defined by the merits of their legal claims, and are therefore unascertainable prior to a finding of liability in the plaintiffs’ favor.” Velasquez v. HSBC Finance Corp., No. 08-4592 SC,
. Stearns v. Ticketmaster Corp.,
. ConAgra raises this argument with respect to Rule 23(b)(3), but not Rule 23(a)(2).
. Answer to Amended Complaint, ¶ 57.
. ConAgra does not dispute plaintiffs' showing as to this requirement.
. Cert. Motion at 15.
. Once again, ConAgra does not dispute that this requirement is satisfied. Plaintiffs assert that additional common questions include: (a) whether ConAgra acted knowingly or recklessly; (b) whether ConAgra's practices violate applicable law; (c) whether Plaintiffs and the other members of the Classes are entitled to actual, statutory, or other forms of damages, and other monetary relief; and (d) whether Plaintiffs and the other members of the Classes are entitled to equitable relief, including but not limited to in-junctive relief and restitution. (Cert. Motion at 15.) Because whether ConAgra’s "100% Natural” assertion in the marketing and sale of its Wesson Oils is false, unfair, deceptive, and/or misleading satisfies the commonality requirement, the court need not address plaintiffs’ other asserted bases for establishing commonality.
. Cert. Motion at 16.
. Opp. Cert. at 16.
. Opp. Cert. at 16. ConAgra further contends that the named plaintiffs’ lack standing renders them atypical. (Id. at 17 n. 14.) The court has already rejected ConAgra’s standing argument, however, and need not address it again here.
. Reply at 32-33. Plaintiffs also cite the Koz-up survey and a Consumer Reports survey as additional evidence supporting their contention that the "100% Natural” claim is material. (Id. at 33.) Because plaintiffs submitted the Kozup survey for the first time in reply, the court will not consider it because ConAgra has had no opportunity to respond. See Provenz,
. While the reports suggest that “pure and natural” claims are significant factors motivating consumer purchasing decisions regarding cooking oils, (Declaration of Henry J. Kelston ("Kel-ston Deck”), Docket No. 244 (May 5, 2014), Exh. 3 at 1944, Exh. 10 at 2546; Levitt Deck, Exh. M), none of the studies directly addresses whether consumers equate "natural” or "100% Natural” with the absence of genetically modified organisms or GMO ingredients.
. In this regard, there is some authority for the proposition that a breach of express warranty claim under the California Commercial Code does not require proof of reliance on specific promises made by the seller. See Weinstat v. Dentsply International, Inc.,
. Opp. Cert. at 17.
. Id.
. Id. at 18.
. Id.
. Id. at 9.
. Opp. Cert. at 38.
. Reply at 38.
. Levitt Deck, Exh. P at 2.
. Declaration of Robert B. Hawk in Opposition to Motion for Class Certification ("Hawk Decl.”), Docket No. 269 (June 2, 2014), Exh. D at 36-37.
. Levitt Deck, Exh. P at 3.
. Hawk Deck, Exh. F at 41, 45.
. Cert. Motion at 21.
. Id. at 22.
. Opp. Cert. at 19.
. This document violates the Local Rules and expanded page limitations that the court authorized in this case, as it is, effectively, legal argument and citations that should have been included in plaintiff's memorandum of points and authorities.
. Although plaintiffs submitted the survey conducted by Dr. Kozup in reply, the court has declined to consider it for the reasons stated in note 88 supra.
. Plaintiffs request that, in the event the court grants ConAgra’s motion to strike Dr. Ben-brook’s declaration, it take judicial notice of various of the documents he discusses, including the Leatherhead and Hartman Group surveys. (Request for Judicial Notice, Docket No. 292 (July 1, 2014), Exhs. 8, 28.) Under Rule 201, the court can judicially notice ”[o]fficial acts of the legislative, executive, and judicial departments of the United States,” and ”[f]acts and propositions that are not reasonably subject to dispute and are capable of immediate and accurate determination by resort to sources of reasonably indisputable accuracy.” The contents of the Leatherhead and Hartman Group surveys are not capable of immediate and accurate determination. Moreover, plaintiffs ask only that the court take judicial notice "of the fact that the respective agencies, industry groups, and scientific journals published these reports to consumers.” (Id. at 2.) Granting plaintiffs' request thus would not provide a basis on which to accept, or •even evaluate, the contents of the surveys.
. The court also notes that the Leatherhead survey involved respondents from Italy, France, Germany and the United Kingdom in addition to the United States. (Benbrook Decl., ¶ 38; Hans-sens Deck, ¶ 75.) As Dr. Hanssens notes, the survey authors commented on the fact that the term natural was less important to U.S. consumers than to European consumers. (Hanssens Deck, 11 75.) Thus, results based on both U.S. and European consumers may have skewed the outcome of the survey. Hanssens also asserts that the survey data do not specifically address genetically modified organisms, and that 61% of respondents did not equate "natural” with "coming from nature.” (Id., ¶ 76.)
. Weir Deck, ¶ 9; Hawk Deck, Exh. G at 113-14. Weir submitted a rebuttal declaration with plaintiffs’ reply, which states that he conducted a preliminary hedonic regression analysis. (Rebuttal Declaration of Colin B. Weir, Docket No. 285 (June 30, 2014), ¶¶ 10, 87-93.) Because Weir's preliminary analysis is new evidence submitted for the first time in reply, the court declines to consider it. Provenz,
. At the hearing, plaintiffs cited Werdebaugh,
. Weir Deck, ¶¶ 4, 9.
. Hawk Deck, Exh. G at 66.
. Benbrook Decl., ¶ 41.
. See, e.g., Ugone Decl., Exh. 11 at 309 (showing average retail cooking oil prices generally in the $3-5 range).
. Opp. Cert. at 36.
. Id. at 37.
. Reply at 28.
. Opp. Cert. at 37 (citing Zinser,
. In their reply, plaintiffs offer some suggestions — (1) severing the claims of each of the state classes, and having a "bellwether” trial as to the claims of one or more of the classes; (2) having a single trial of the common elements of all twelve state classes’ claims; or (3) severing the claims of each of the state classes and returning them to their respective jurisdictions for trial. Plaintiffs do not clearly indicate which, if any, of these approaches they favor, although certain of their comments suggest they believe a single trial would be workable. Because plaintiffs’ failure to satisfy other requirements of Rule 23 preclude certification, the court need not evaluate at this time which, if any, of plaintiffs’ proposed methods of trying their claims would be workable.
. Cert. Motion at 33.
