In Re Commitment of Dodson
OPINION
A jury determined that David Dodson is a sexually violent predator under Texas law.
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Background
In a civil commitment proceeding under Chapter 841, the fact-finder, after a trial, decides whether the person being tried is a sexually violent predator.
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As is often the case, Dodson and the State both utilized experts at trial to address whether Dodson had a behavioral abnormality as defined by the Legislature. In the case before us, Dodson challenges the trial court’s ruling that his expert witness, Dr. Anna Shursen, was not qualified to address whether he suffers from a “behavioral abnormality.”
Expert Testimony in SVP Cases
Because “behavioral abnormality” includes by definition an assessment of an individual’s risk of recidivism, as well as
Subsequently, in July 2008, Dodson’s court appointed attorney designated Dr. Shursen as a testifying expert. 3 Dodson’s expert-designation states that “Dr. Shur-sen will testify at court as to whether Mr. Dodson has a behavioral abnormality that makes him likely to re-offend as a sexually violent predator.” In December 2008, the case went to trial.
After the State completed its evidence, Dodson called Dr. Shursen as a witness. Dr. Shursen testified that she holds a bachelor’s degree of science, a master’s degree in counseling and psychotherapy, and a doctorate in family sciences. In addition, Dr. Shursen holds Texas licenses as a professional counselor and as a sex offender treatment provider.
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Dr. Shursen met with Dodson for approximately three hours. After briefly describing her impression of Dodson based on her interview, Dr. Shursen was asked: “Did you find Mr. Dodson to have a [behavioral] abnormality?” Dr. Shursen replied: “I did not, not at this time.” Just after Dr. Shursen expressed her opinion about whether Dodson had a behavioral abnormality, Dr. Shursen noted that the term “behavioral abnormality” was a legal and not a medical term. Dr. Shursen also testified that in her opinion Dodson has stopped the behavior that previously caused him to offend.
The record further reflects that the State first objected to Dr. Shursen’s qualifications after she had provided the jury with her conclusions, but before she had
In response to a question by Dodson’s attorney, the trial court clarified that it understood the State’s objection to concern whether Dr. Shursen was qualified to give any opinion testimony on the subject matter involved in the suit. At that point, and while still in the jury’s presence, Dr. Shursen provided additional details about her experience assessing risks of sex offenders. Dr. Shursen described that she was trained to do actuarial testing, and she specifically mentioned the Mn-SOST, 4 the Hare PCL-R, 5 and the Static. 6 Dr. Shursen further testified that she had approximately twelve years of “experience working with sex offenders and doing the assessments.”
After Dr. Shursen had provided additional information regarding her experience, Dodson tendered Dr. Shursen as an expert witness. The State again objected, and the State’s attorney argued that Dr. Shursen’s “risk assessments are for treatment purposes and not related to behavioral abnormality.” The trial court then ruled on the State’s objection, stating that it did not hear any evidence to support her being able to make a qualified decision as to whether or not a respondent in one of these cases is likely to commit future acts of sexual violence and is, in fact, a sexually violent offender. Therefore, [the court] sustain[s] the objection.” At the point the court announced its ruling, the jury had heard Dr. Shursen’s testimony about her qualifications and knew that she had interviewed Dodson. The jury was aware that the State had objected to Dr. Shursen’s qualifications on the grounds that she was not a psychiatrist or psychologist and that the trial court had decided that Dr. Shur-sen was not a qualified expert.
Immediately thereafter, the trial court excused the jury to allow Dodson to make his bill of exception.
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Issue One
In Issue One, Dodson contends the trial court abused its discretion by refusing to permit Dr. Shursen, his expert witness, “to testify as to whether [Dodson] has a behavioral abnormality.” Dodson argues that the State’s objections to Dr. Shursen’s qualifications were not timely. He also argues that Chapter 841 of the Health and Safety Code does not specify that the trial court is limited to appointing experts from particular fields to assess whether a person is a sexually violent offender, but instead contemplates that a multidisciplinary team will conduct a review of persons referred to as potential predators.
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In response, the State argues that Dodson failed to preserve any due process complaints because he failed to raise them at trial. With respect to Dodson’s argument that it had failed to timely object to Dodson’s expert, the State argues that Dodson never complained in the trial court that the State’s objection had not been timely. On the merits of whether Dr. Shursen had the necessary qualifications to express opinions in this case, the State argues that “[njothing in Dr. Shursen’s testimony indicated that she is qualified to determine whether someone meets [the] definition [of being a person who suffers from a ‘behavioral abnormality.’]” The State also argues, in the alternative, and if the exclusion of Dr. Shursen’s further testimony constitutes error, that the exclusion was harmless. The State argues that because Dr. Shursen had already expressed her opinion that Dodson did not have a behavioral abnormality, “[t]he mission was accomplished. [Dr. Shursen] was able to give the jury a pretty thorough description of [Dodson] and his history, as well as her opinion on the ultimate issue.”
Standard of Review
In the absence of an abuse of discretion, an appellate court will not disturb a trial court’s ruling regarding whether a witness qualifies as an expert.
Broders v. Heise,
Analysis
Whether the person being tried is a “sexually violent predator” is dependent on his being a repeat sexually violent offender and having a behavioral abnormality that predisposes him to engage in a predatory act of sexual violence.
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The determination of whether a person is predisposed to committing a future act of sexual violence, a sub-issue inherent in the broad-form issue the jury answered, can be guided by the opinions of persons who possess the requisite experience in providing treatment to persons with sexual abnormalities and who also have the required expertise to assess recidivism risks.
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While courts are authorized to use broad-form submissions to determine disputed issues, the broad-form issue in an SVP case is a multifaceted inquiry.
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In general, the Texas Rules of Evidence apply to all civil and criminal trials.
[I]f one wanted to explain to a jury how a bumblebee is able to fly, an aeronautical engineer might be a helpful witness. Since flight principles have some universality, the expert could apply general principles to the case of the bumblebee. Conceivably, even if he had never seen a bumblebee, he still would be qualified to testify, as long as he was familiar with its component parts.
On the other hand, if one wanted to prove that bumblebees always take off into the wind, a beekeeper with no scientific training at all would be an acceptable expert witness if a proper foundation were laid for his conclusions. The foundation would not relate to his formal training, but to his firsthand observations. In other words, the beekeeper does not know any more about flight principles than the jurors, but he has seen a lot more bumblebees than they have.
The risk of recidivism, or whether an individual will probably reoffend, strikes us as a question that depends on both training and experience, and having insight into the recidivism risk is not a matter that is susceptible only to scientific proof. The Legislature expressly acknowledged that a risk assessment is part of determining whether a given individual is a sexual predator in the definition it provided to define the term “sexually violent predator.”
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In a prior SVP case, we noted that the Court of Criminal Appeals referred to the field of predicting a person’s future dangerousness as an area that involves a
With respect to Dr. Shursen’s training and experience, the record shows that in addition to her degrees and licenses, she was trained and licensed as a sex offender treatment provider. A sex offender treatment provider is, by definition:
[A] person, licensed by the council and recognized based on training and experience to provide assessment and treatment to adult sex offenders or juveniles with sexual behavioral problems who have been convicted, adjudicated, awarded deferred adjudication, or referred by a state agency or a court, and licensed in this state to practice as a physician, psychiatrist, psychologist, psychological associate, provisionally licensed psychologist, licensed professional counselor, licensed professional counselor intern, licensed marriage and family therapist, licensed marriage and family associate, licensed clinical social worker, licensed master social worker under a clinical supervision plan approved by the Texas State Board of Social Worker Examiners, or advanced practice nurse recognized as a psychiatric clinical nurse specialist or psychiatric mental health nurse practitioner, who provides mental health or medical services for rehabilitation of sex offenders.
Tex. Ooc.Code. Ann.
Additionally, the Legislature did not restrict the question of risk assessment to physicians and psychologists, but instead it provided for a multidisciplinary approach for determining whether a person is a sexually violent predator.
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We conclude that Dr. Shursen possessed the necessary qualifications to provide an opinion related to her assessment of the risk that Dodson would commit a future act of sexual violence, a component part of the broad-form issue the jury evaluated and answered.
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Dr. Shursen’s lack of cre
With respect to the treatment of sex offenders and to the assessment of their risk of reoffending, the record before us reflects that Dr. Shursen possessed the knowledge and skills not possessed by the population generally, and that she was qualified to assess the risk that Dodson would commit another sexually violent offense. Additionally, at the point the State objected, the jury had already heard Dr. Shursen’s opinion. “A trial court abuses its discretion in excluding expert testimony if the testimony is relevant to the issues in the case and is based on a reliable foundation.”
State of Tex. v. Cent. Expressway Sign Associates,
Harm Analysis
Having found error, we must determine whether the trial court’s error in excluding Dr. Shursen’s explanation of her opinion was harmful.
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With respect to the standard we use to review the erroneous exclusion of evidence, the State cites the standard of review that we use in civil cases,
“A person seeking to reverse a judgment based on evidentiary error need not prove that but for the error a different judgment would necessarily have been rendered, but only that the error probably resulted in an improper judgment.”
City of Brownsville v. Alvarado,
The record demonstrates that the trial court appointed Dr. Shursen as a consulting expert and that Dodson timely designated her as an expert trial witness. The record further reflects that Dr. Shursen had the qualifications and had performed testing and interviews that would have provided the jury insight on the risk that Dodson would reoffend in a sexually violent manner. Whether Dodson would or would not probably reoffend was one of the critical issues that the jury resolved. There were no other experts that supported Dodson’s contention that he was not likely to reoffend; therefore, Dr. Shur-sen’s testimony was not cumulative of other expert testimony in the case. See id. While Dodson, and his mother, expressed opinions regarding the risk that Dodson would reoffend, neither were experts, and each was likely viewed by the jury as having biases that clouded their individual judgments on the question.
We are also not persuaded by the State’s argument that Dodson was not harmed by the trial court’s ruling. While Dr. Shursen stated her conclusion that she did not believe that Dodson currently had a “behavioral abnormality” before the State lodged objections, Dr. Shursen was never allowed to explain that her conclusion had been based on her experience and testing in evaluating the risk that Dodson would reoffend.
As the Texas Supreme Court has noted, “It is well settled that the naked and unsupported opinion or conclusion of a witness does not constitute evidence of probative force and will not support a jury finding even when admitted without objection.”
Dallas Ry. & Terminal Co. v. Gossett,
In summary, Dr. Shursen’s testimony related directly to one of the key issues in the case — whether Dodson was predisposed to reoffend. After reviewing the entire record, we find that Dr. Shursen’s testimony on that issue was not cumulative of any of the other expert testimony. Based on her training, experience, and her interview and testing of Dodson, Dr. Shur-sen was qualified to provide a risk assessment about whether Dodson was predisposed to reoffend. The jury should have been allowed to hear Dr. Shursen’s further explanation about that conclusion. Because the trial court erred by excluding relevant and material testimony on a critical issue, and because no other expert testified in Dodson’s favor on the critical issues in his case, the law requires that we reverse and remand Dodson’s case for a new trial.
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Because the trial court committed harmful error, we sustain Dodson’s first issue. Because Dodson’s other issue would not result in greater relief, it is not necessary that we address Issue Two.
REVERSED AND REMANDED.
Notes
. " 'Behavioral abnormality' means a congenital or acquired condition that, by affecting a person’s emotional or volitional capacity, predisposes the person to commit a sexually violent offense, to the extent that the person becomes a menace to the health and safety of another person.”
. Dodson’s pro se motion is not contained in the clerk's record before us.
. Dodson also designated a psychologist as an expert, but for reasons that are not apparent from the record, Dodson later filed a notice withdrawing his prior designation of the psychologist as one of his expert witnesses.
. Dr. Jason Dunham, a forensic psychologist who testified for the State, explained that the Minnesota Sex Offender Screening Tool Revised, known as the Mn-SOST-R, is an actuarial measure that estimates the risk of reof-fense over a six year period.
. Dr. Dunham explained that the Hare Psychopathy Checklist-Revised, or Hare PCL-R, is a psychological test that measures psychopathy.
.Dr. Dunham testified that the Static-99 is the most popular actuarial test used to measure the rate of reconviction for periods of five, ten, and fifteen years, and we assume that this is the test to which Dr. Shursen’s testimony refers.
. "No person shall be committed as a person of unsound mind except on competent medical or psychiatric testimony. The Legislature may enact all laws necessary to provide for the trial, adjudication of insanity and commitment of persons of unsound mind and to provide for a method of appeal from judgments rendered in such cases. Such laws may provide for a waiver of trial by jury, in cases where the person under inquiry has not been charged with the commission of a criminal offense, by the concurrence of the person under inquiry, or his next of kin, and an attorney ad litem appointed by a judge of either the County or Probate Court of the county where the trial is being held, and shall provide for a method of service of notice of such trial upon the person under inquiry and of his right to demand a trial by jury.”
. We emphasize that the parties in SVP cases can file objections before trial in an attempt
. "No judgment may be reversed on appeal on the ground that the trial court made an error of law unless the court of appeals con