In re COMMITMENT: John R. CARTWRIGHT.
John R. Cartwright, Appellant,
v.
State of Florida, Appellee.
District Court of Appeal of Florida, Second District.
*154 Elliоtt C. Metcalfe, Jr., Public Defender, and Christopher E. Cosden, Assistant Public Defender, Sarasota, for Appellant.
Charles J. Crist, Jr., Attorney General, Tallahassee, and Jennifer R. Haymes and Marilyn Muir Beccue, Assistant Attorneys General, Tampa, for Appellee.
CANADY, Judge.
John R. Cartwright appeals an order civilly committing him for treatment as a sexually violent predator under the statute commonly known as the Jimmy Ryce Act, part V of chapter 394, Florida Statutes (2000). Because we conclude that Cartwright has raised no meritorious issues, we affirm the commitment order.
Cartwright raises certain meritless issues related to the conduct of his trial and the implementatiоn of the Ryce Act. Cartwright also argues that the statutory framework for the involuntary civil commitment of sexually violent predators set forth in the Ryce Act violates various provisions of the Florida and United States Constitutions. Cartwright's challenge to the constitutionality of the statute is, however, largely foreclosed by the decisions in Kansas v. Hendricks,
I. PLEA AGREEMENT RIGHTS
Cartwright argues that the plea agreement he entered with the State which resulted in his adjudication for multiple counts of attempted capital sexual batteryprecluded the State from subsequently seeking his commitment under the Ryce Act. Cartwright contends that the State was contractually bound to release him from custody at the end of the incarceration portion of the sentence imposed on him pursuant to his plea agreement and that his commitment under the Ryce Act constitutes a violation of the plea agreement. Cartwright also argues that such a violation of the plea agreement was also a violation of the due process clauses of the Florida and United States Constitutions.
These claims are unwarranted. In Murray v. Regier,
II. HEARSAY EVIDENCE
Hearsay evidence related to Cartwright's prior attempted capital sexual battery offenses was admitted by the trial court over Cartwright's objection. The provision of the Ryce Act permitting the *156 admission of hearsay evidence is found in section 394.9155(5), Florida Statutes (2000), which provides:
Hearsay evidence, including reports of a member of the multidisciplinary team or reports produced on behalf of the multidisciplinary team, is admissible in proceedings under this part unless the court finds that such evidence is not reliable. In a trial, however, hearsay evidence may not be used as the sole basis for committing a person under this part.
Cartwright argues that this statutory provision is unconstitutional because it violates the due process and equal protection clauses of the Florida and United States Constitutions, as well as the provision of the Florida Constitution vesting the supreme court with the authority to adopt procedural rules.
In Lee v. State,
We will specifically address two aspects of the challenge made by Cartwright to the constitutionality of section 394.9155(5). First, we will briefly discuss Cartwright's reliance on Conner v. State,
A. CONSTITUTIONAL RIGHT TO CONFRONTATION
Conner dealt with whether out-of-court statements would be admissible in a criminal prosecution.
B. THE SUPREME COURT'S RULE-MAKING AUTHORITY
The second aspect of Cartwright's attack on the constitutionality of section *157 394.9155(5) presents a more complex issue. In support of his claim that the challenged provision is a matter of procedure and thus adopted by the legislature in violation of article V, section 2, of the Florida Constitution, Cartwright relies on the holding in Glendening v. State,
In response, the State contends that the challenged statutory provision allowing the admission of otherwise inadmissible hearsay is "substantive in nature, not procedural, and ... is therefore within the legislative domain." The State relies on the decision in Booker v. State,
We conclude that Glendening's holding that a statutory provision was procedural for purposes of analysis under the Ex Post Facto Clаuse is inapposite to the issue raised by Cartwright and that the holding in Booker supports the conclusion that section 394.9155(5) does not violate the provision of article V, section 2(a), that "[t]he supreme court shall adopt rules for the practice and procedure in all courts." We also conclude that the challenged statutory provision should be upheld because it is "intimately related to" and "intertwined with" the substantive provisions of the Ryce Act. Caple v. Tuttle's Design-Build, Inc.,
1. Survey of the Case Law Interpreting Article V, Section 2(a)
We begin our analysis of Cartwright's claim under article V, section 2(a), with an acknowledgment that the parameters under that constitutional provision of the supreme court's authority and the concomitant limitations on the authority of the legislature have not been precisely defined. Generally, the case law interpreting article V, section 2(a), has quite reasonably focused on the distinction between procedure and substance[3] and has upheld legislative *158 measures which were determined to be substantive in nature. See, e.g., Benyard v. Wainwright,
In Haven Federal Savings & Loan Ass'n v. Kirian,
Substantive law has been defined as that part of the law which creates, defines, and regulates rights, or that part of the law which courts are established to administer. It includes those rules and principles which fix and declare the primary rights of individuals with respect towards their persons and property. On the other hand, practice and procedure" encompass the course, form, manner, means, method, mode, order, process[,] or steps by which a party enforces substantive rights or obtains redress for their invasion. `Practice and procedure' may be described as the machinery of the judicial process as opposed to the product thereof." It is the method of conducting litigation involving rights and corresponding defenses.
(Citations omitted). Although the definitions of substance and procedure provided by the court afford some guidance, they fall short of setting forth a standard that can mechanically be applied to separate the procedural from the substantive. The definition of procedure set forth by the court might be understood as pointing to the conclusion that matters of evidence such as the admission of hearsay evidencewould ordinarily be considered procedural and not substantive. But, as we will discuss below, that conclusion would not be consistent with othеr pronouncements made by the supreme court on the issue.
The fact that a statutory provision could appropriately be labeled "procedural" does not necessarily mean that it violates article V, section 2(a). The court has refused to invalidate procedural provisions that are "intimately related to" or "intertwined with" substantive statutory provisions. Caple,
The supreme court has addressed the issue of whether rules of evidence are substantive or procedural by stating that they may fall on either side of the divide. Subsequent to the legislature's initial adoption of the Florida Evidence Code in 1976, the supreme court approved and adopted the statutory code as rules, pursuant to its authority under article V, section 2(a), "to the extent that [the code provisions] are procedural." In re Fla. Evidence Code,
The supreme court has similarly approved and adopted various amendments made to the Evidence Code by the legislature. See In re Amendments to the Fla. Evidence Code,
We agree that this Court should not adopt [section 90.803(22)] to the extent it may be procedural. However, we decline to address the substantive/procedural issue until such time as the issue comes before the Court in a true "case or controversy," because to do otherwise would effectively pass on the constitutionality of the legislation itself.
Id. at 341.
In State v. Abreu,
The supreme court has stated that a particular provision of the Evidence Code is a procedural measure. In State v. Page,
In Booker, the supreme court specifically addressed the issue of the admission of hearsay evidence in capital sentencing proceedings under a provision of the Florida statute governing such proceedings. The Booker court, relying on Dobbert v. State,
The foregoing limited survey of the case law makes clear that "[t]he distinction between substantive and procedural law is neither simple nor certain." Caple,
The complexity and uncertainty surrounding the substance/procedure distinction arises in part from the circumstance that the distinction is applied in different contexts in different ways. "Except at the extremes, the terms `substance' and `procedure' precisely describe very little except a dichotomy, and what they mean in a particular context is lаrgely determined by the purposes for which the dichotomy is drawn." Sun Oil Co. v. Wortman,
Such was the case in State v. Maxwell,
2. Application of Booker and Dobbert
We conclude that Cartwright's reliance on Glendening is unwarranted and that the State's reliance on Booker is justified. Maxwell demonstrates beyond any doubt that Cartwright's reliance on Glendening is misplaced. Glendening's characterization of the statutory exception for child abuse victims' hearsay as procedural for purposes of Ex-Post-Facto-Clause analysis cannot properly be extended beyond that context. Glendening thus sheds no light оn whether the hearsay provision in section 394.9155(5) violates article V, section 2(a).
The State correctly cites Booker as the supreme court decision in which the court's holding deals directly with circumstances most closely analogous to the circumstances of the instant case. In an area of the law fraught with much uncertainty, Booker and Dobbert afford the best guidance available in the cases decided by the supreme court. In Dobbert and Booker the supreme court specifically held that a legislative provision authorizing the admission of hearsay did not violate article V, section 2(a). And there are no cases in which the supreme court has held that a statute authorizing the admission оf hearsay evidence was unconstitutional under article V, section 2(a). Under Booker and Dobbert, we conclude that Cartwright's argument that section 394.9155(5) violates article V, section 2(a), must be rejected. Just as the legislative authorization of the consideration of hearsay testimony in capital sentencing proceedings does not violate article V, section 2(a), so the legislative authorization of the consideration of hearsay testimony in Ryce Act proceedings does not violate that constitutional provision.
*162 3. Application of Caple
Under the Ryce Act, consideration of the facts related to the defendant's prior criminal adjudications for sexual offenses without the necessity of a full retrial of those prior cases is essential to the statutory scheme. The admission of reliable hearsay evidence under section 394.9155(5) thus falls within the scope of the principle articulated in Caple. The Ryce Act grants the state a substantive right to have sexually violent predators civilly committed for treatment. The statutory provision for the admission of hearsay is directly and closely tied to the definition of the state's substantive right to secure the commitment of sexually violent predators. Invalidation of the legislative provision permitting the consideration of reliable hearsay evidence in Ryce Act proceedings would fundamentally alter the nature of those proceedings and disrupt the substantive statutory scheme established by the legislature for the civil commitment of sexually violent predators. Because section 394.9155(5) is "intimately related to" and "intertwined with" the admittedly substantive provisions of the Ryce Act, it withstands scrutiny under article V, section 2(a). Caple,
4. Application of Rule 1.010
The constitutionality of section 394.9155(5) is further supported by the supreme court's delegation to the legislaturepursuant to rule 1.010of authority to prescribe matters of procedure in "special statutory proceedings." Rule 1.010 provides, in pertinent part, "The form, content, procedure, and time for pleading in all special statutory proceedings shall be as prescribed by the statutes governing the proceeding unless these rules specifically provide to the contrary." (Emphasis added). See also Hayden v. Beese,
Proceedings under the Ryce Act are special statutory prоceedings. The Ryce Act contains a detailed scheme in which the legislature has made special provisions for adjudicating the status of sexually violent predators. Although there is no specific definition of "special statutory proceedings," it would be unreasonable to understand that term as excluding the Ryce Act from its scope. Cf. Gonzalez v. Badcock's Home Furnishings Ctr.,
Rule 1.010 provides a delegation of authority to the legislature over matters of procedure in special statutory proceedings unless the Florida Rules of Civil Procedure "specifically provide to the contrary." There is nothing in the Florida Rules of Civil Procedure or any other rule of court that "specifically provide[s]" anything "to the contrary" of the provisions of the Ryce Act.
If the supreme court has adopted a rule that specifically governs a special statutory proceeding with respect to a procedural matter, any conflicting statutory provision must yield to the court-adopted rule. But the adoption by the supreme court of the provisions of the code of evidence as rules of court to the extent that those рrovisions are procedural does not supplant all statutory provisions *163 relating to the admission of evidence in special statutory proceedings. The supreme court's adoption of the provisions of the code of evidenceincluding its provisions relating to hearsaydoes not constitute a specific provision as to the contrary of the statutory provisions governing the admission of evidence in special statutory proceedings. Thus, even if we were to conclude that section 394.9155(5) is "procedural," rule 1.010 would require that we follow the "procedure ... prescribed by the statute[] governing the рroceeding."
III. JURY INSTRUCTIONS
Cartwright also argues that instructions given by the trial court to the jury were inadequate because they did not comply with the standard for the involuntary civil commitment of sexually violent predators established by the Supreme Court in Kansas v. Crane,
At his trial, Cartwright requested that the jury be instructed that he could be involuntarily committed only if his mental abnormality or personality disorder "results in a volitional impairment rendering [Cartwright] dangerous beyond his control and makes it impossible for [Cartwright] to control his dangerous behаvior." The trial court rejected Cartwright's request and instead gave an instruction that made reference to the requirement of a finding that Cartwright's mental abnormality or personality disorder made him "likely to engage in acts of sexual violence, if not confined in a secure facility for long-term control, care, and treatment."
This court has addressed a similar challenge to the adequacy of jury instructions in both Lee and Hale v. State,
In light of the perceived uncertainty regarding the precedential effect of the decision in Westerheide and the significant interests at issue, this court in Leewhile affirming the commitment ordercertified a question of great public importance to the Florida Supreme Court. We follow Lee and rely on the reasoning of the plurality *164 in Westerheide in rejecting Cartwright's challenge to the sufficiency of the jury instructions. We also follow Lee in certifying the following question to the Florida Supreme Court as one of great public importance.
MAY AN INDIVIDUAL BE COMMITTED UNDER THE JIMMY RYCE ACT IN THE ABSENCE OF A JURY INSTRUCTION THAT THE STATE MUST PROVE THAT THE INDIVIDUAL HAS SERIOUS DIFFICULTY IN CONTROLLING HIS OR HER DANGEROUS BEHAVIOR?
IV. CONCLUSION
For the reasons set forth above, the order committing Cartwright as a sexually violent predator under the Ryce Act is affirmed.
Affirmed; question certified.
STRINGER, J., concurs.
NORTHCUTT, J., concurs specially.
NORTHCUTT, J., Specially concurring.
I write separately only to emphasize that in Westerheide v. State,
NOTES
Notes
[1] As will be further discussed in this opinion, in Westerheide there was no majority opinion. Westerheide has nonetheless been cited by this court and other district courts as deciding the constitutional challenges involved in the case. See Lee v. State,
[2] We note that a motion for rehearing is now pending in Murray and that the supreme court has stayed proceedings in Murray pending disposition of the appeals to the supreme court of the decisions in Harris v. State,
[3] The supreme court has addressed the substantive/procedural distinction under article V, section 2(a) in a variety of contexts. See, e.g., Jackson v. Fla. Dep't of Corr.,
[4] Article II, section 3, provides that "[n]o person belonging to one branch shall exercise any powers appertaining to either of the other branches unless expressly provided herein." Article V, section 2(a), defines a specific power of the judicial branch that is subject to the general separation of powers provision in article II, section 3. If a particular statutory provision is consistent with article II, section 3, it would necessarily also be consistent with article V, section 2(a).
