462 F.2d 538 | C.C.P.A. | 1972
This appeal is from the decision of the Patent Office Board of Appeals affirming the rejection of claims 1-5 in appellant’s application serial No. 693,354, filed December 26, 1967, for “Continuous Tube Finned Heat Exchanger.” We affirm.
The Subject Matter Claimed
Appellant’s invention relates to heat exchangers, such as are used, for example, in refrigeration and air conditioning units, formed from continuous, looped metal tubes and a plurality of fins which encompass the- individual tubes completely, giving 360° contact. That is to say, the apertures in the fins are of substantially the size and shape of the tube section. The tubes and fins are in conducting engagement with each other, and, in one form or another, this is a limitation in all of the claims, which are directed to apparatus. Claim 1 (subparagraphing supplied) is illustrative:
1. In a heat exchanger,
a continuous metal tube haying a single wall thickness throughout its length and of sinuous form providing straight portions joined by oppositely presenting loops of said continuous tube, and
metal fins having apertures substantially the shape of the tube section through whieh the straight portions extend in conducting engagement therewith.
All remaining claims depend from claim 1. Claims 2 and 3 specify that the tube is made of aluminum, and claim 4 recites that the tube is “made of a material difficult to solder and braze,” which reads on aluminum. Claims 2-5 all contain various other limitations not relevant to this appeal.
Appellant’s specification states that the claimed heat exchangers may be fabricated by first threading the tube through the openings in a stack of fins, then expanding the tube to engage the apertures of the fins, both in a manner described in certain copending applications referred to in the specification which we are informed 'have
Appellant’s Description of .the. Prior Art
According to appellant’s specification;
Heat exchangers * * * have been constructed heretofore by assembling the fins on hairpin type of tube sections the straight portions of which are mechanically expanded to engage spacing collars defining the apertures through the fins. Looped sections of tubing having enlarged ends are placed over the adjacent ends of-spaced pairs of hairpin tube sections and brazed thereto to form a continuous tubular path.
Appellant’s brief before the board illustrated this prior-art construction with the following drawings:
Appellant’s specification then continues:
In another construction, the tube is bent to sinuous iorm with oppositely disposed loops joined by straight portions with the loops on one end extending through elongated, slots in fins which are engaged by the outer half of the straight portions of the tubes. [Emphasis ours.]
This construction was illustrated in appellant’s brief before the board by the following drawings:
Appellant’s present device differs from the two illustrated above in that, in contrast to the first construction, there'are no joints which might leak and, in contrast to the second construction, there is -360° conductive engagement between the tube and the fins instead of 180°.
The References
Larriva - 2,270, 810 Jan-. 20, 1942
Collins -_ 8, 080, 916 Mar. 12,1968
Larriva was relied on only for the proposition that it was old to fabricate heat-exchanger tubes from aluminum, which appellant does not contest.
Collins, the principal reference, is a previous patent to appellant. It is directed to the spacing and arrangement of the straight tube sections of heat exchangers to produce an air flow which increases the efficiency of heat transfer and is not particularly concerned with the manner in which such heat exchangers are made or the degree of contact between tube and fins. However, it contains the following description, which is the basis of the rejection, of the manner in which such heat exchangers could be made:
A sinuous length of tubing 10 bas a plurality of straight portions 11 disposed parallel to each other and in two rows 12 and IS. The tube sections of the rows are in staggered relation and are interconnected at the ends by the U-shapéd sections 14. In so far as practicing the present invention is concerned, the tube may be a single length bent baclc and forth to produce the straight sections and*1174 the return end, bends, or straight sections may be employed which have the U-bends applied to both ends or one end when the U bend is provided, between two straight sections of tube. In the present arrangement, the U bend 15 is a part of two straight sections, while the U bent ends 16 extend into the ends of the straight tube sections to be brazed, welded or otherwise secured thereto. A plurality of fins 17, having flanged apertures 18 [which are circular}, are assembled over the straight tube sections, with the fins accurately spaced apart by the length of the flange about the aperture. [Emphasis ours.]
Appellant claims that this is just a description of the same two prior-art constructions described in his present application — one having “hairpin” sections of straight tubing connected by U-shaped looped end sections and one having a continuous, sinuous tubing passing-through elongated slots in the fins.
'The solicitor additionally relies on a patent to Kramer which was of record below and on what amount to requests for the taking of judicial notice. Neither the disclosure in Kramer nor the prior art of which the solicitor would have us take judicial notice was relied upon 'by either the examiner or the board, and we will not consider it now.
The Rejection
The examiner’s rejection is based on two slightly different theories. First, he argued that the statement in Collins that “the tube may be a single length bent badk and forth to produce the straight sections and the return bends,”
* * * can be considered to disclose the possibility of sinuous tube 10 being “a continuous tube having a single wall thickness throughout its length” [as required by appellant’s claim] * * *,
Second, stating that “it is an old expedient to make a weld the same thickness as the tubes it joins together,” he argued that it would have been obvious from Collins to have produced appellant’s presently claimed devices by welding.
The board essentially adopted both of the examiner’s rationales, although it somewhat extended the second. As to the first, it stated in its initial opinion that “The absence of a disclosure in * * * [Collins] of how to make a single continuous length tube does not render it improper as a reference for such article.” (Emphasis ours.) As to the second, it stated that it “agree[d] with the Examiner that Collins heat exchange unit [here claimed] could be be fabricated by using U-shaped end sections which are butt welded to straight sections” and that, moreover, “with present day metal working techniques, it is difficult to say by how many ways such structure may be produced.”
Appellant requested reconsideration of the board’s decision, submitting with his request an affidavit by one Sweedyk, the chief engineer
We are still of the opinion that buttwelding the reverse bends of Collins’ device to the ends of his hairpin sections is unpatentable. Appellants arguments as well as the ’SweedyJc affidavit discuss the different'joints-as'to their practical application. Such consideration is not. normally a criterion in determining patent-ability. Although a butt joint would not be as durable and as practical as a lap joint, it is nevertheless an obvious possibility. [Emphasis ours.]
We note that we are not here concerned with the patentability of a butt welded construction, and the board’s reasoning in this respect is unclear, but what the board apparently meant by this was (1) that it thought that it would have been obvious at the relevant time
Opinion
The brief excerpt from Collins on which the Office relies in this case is, at the least, ambiguous. Most of the portion we have quoted con-
However, the Collins reference does not indicate how heat exchangers made from a single length of tube, bent back and forth, and having ■360° contact with the fins- can be fabricated, and we think this is a matter of considerably more moment than the board apparently did.
It is well settled, at least in this court, that a reference which merely describes a thing or a process without telling how to make it or carry it out does not support a holding of anticipation unless “a skilled artisan could take its teachings in combination with his own knowledge of the particular art and be in possession of the invention,” In re LeGrice, 49 CCPA 1124, 1134, 301 F. 2d 929, 936, 133 USPQ 365, 372 (1962) (emphasis omitted), or does not support a holding of obviousness'unless “there, is some known or obvious way” to make the thing or to carry out the process. In re Hoeksema, 55 CCPA 1493, 1498, 399 F. 2d 269, 273, 158 USPQ 596, 600 (1968). Thus, we think .the lack of .a teaching in. Collins of how to maké the presently claimed heat exchangers vitiates the rejection unless there was some known or obvious way to make them.
As previously indicated, the board stated its belief that, “with present day metal working techniques,” there were many ways to produce structures such as appellant claims. However, it specifically referred only to butt welding, and we accordingly give no weight to its unsupported assertion that other techniques might have been known
This leaves us with (1) the board’s suggestion that heat exchangers such as appellant claims obviously could have been produced by butt welding
* * * whatever else might be said of the Sweedyk affidavit, it can hardly be viewed as shifting any “burden of going forward with proofs.” In In re HoeJesema * * *, evidently cited by appellant for that proposition (Br-14), the examiner did have an opportunity to comment on the Wiley affidavit (see earlier opinion at 54 CCPA 1621). Here, the examiner had no opportunity to comment iipon the Sweedyk affidavit, much less advance any proofs, in reply thereto.
We disagree. The board chose to consider the Sweedyk affidavit itself, on the merits, without sending the case back to the examiner for his comments ,on it. Under the circumstances, we do not think that the solicitor can complain that the affidavit was not considered by the examiner, and we think that, procedurally, the Sweedyk affidavit filed here is on just as firm a foundation as the Wiley affidavit filed in Hoeksema. Compare In re Moore, 58 CCPA 1340, 1344-45, 444 F. 2d 572, 574-75, 170 USPQ 260, 263 (1971).
. However, we do agree with the solicitor that Sweedyk’s affidavit fails to establish that there was no known or obvious way to make heat exchangers falling within the scope of appellant’s claims. In the first place, as the solicitor points out, “Sweedyk’s discussion ,of dimensions is irrelevant, the claims reciting none,” and, in the second, the claims are not limited to heat exchangers used in the refrigeration field, as appellant’s brief assumes they are. Moreover, the most that can be said for Sweedyk’s affidavit is that it establishes the impracticability of butt welding thin-walled copper condenser tubing — but appellant’s claims are not limited to condensers made from thin-walled copper tubing. Indeed, claims 2 and 3 recite that the heat-exchanger tubes are made of aluminum, and the other claims do not exclude aluminum tubing. As we said last year in In re Tiffin, 58 CCPA 1420, 1421, 448 F. 2d 791, 792, 171 USPQ 294, (1971) :
* * * it is the view of this court that objective evidence of non-obviousness must be commensurate in scope with the claims which the evidence is offered to support. * * * [Citation of cases omitted.) Here, appellants’ claims * * * are too broad in the sense of 35 USC 103 in that they are inclusive of subject matter which is prima facie obvious and concerning which appellants have not rebutted the Patent Office’s prima facie case.
For the foregoing reasons, the rejection of claims 1-5 is affirmed.
The affiant apparently uses the word “condensers” to refer to a subgenus of the genus “heat exchangers.”
The point of this averment Is apparently that the exterior of the tube beyond the fins consumes space without commensurate contribution to heat exchange.
At the time the Invention was made or more than one year prior to the applicant’s filing date. 35 USC 102(a), (b), 103, and In re Foster, 52 CCPA 1808, 343 F.2d 980, 145 USPQ 166 (1965), cert. den., 383 U.S. 966, 149 USPQ 906 (1966).
The solicitor stresses that claim '2 in the Collins patent recites “a plurality of fins extending between and around each of said tubes in firm mechapical contact therewith * * Claim 2however'^ might very well b.e taken by those skilled in. the art, at least prior to appellant’s 'present invention, ’ as directed’ to a heat exchanger, constructed in the first manner discussed .supra.’ , .
Curiously, both appellant, and the solicitor seem to have assumed the equivalency of the examiner’s assertion that such heat exchangers could have been produced by welding and the board’s assertion that such heat exchangers could have been produced by butt welding.